Thomas J. Herzfeld Advisors, Inc. Diversified Active

CIK: 0001509510 · Show all filings

Period: Q2 2018 (← Previous) (Next →)

Filing Date: Aug 14, 2018

Total Value ($000): $273,483 (100.0% shares, 0.0% debt)

Holdings (298)

NXDT NexPoint Credit Strategies Fund 8.9%
Value ($000) $24,435 Shares 1,113,198 Est. Cost $21.13 Unrealized
Central Securities Corp 4.8%
Value ($000) $13,057 Shares 468,660 Est. Cost $23.45 Unrealized
Boulder Growth & Income Fund Inc 4.6%
Value ($000) $12,504 Shares 1,216,304 Est. Cost $8.47 Unrealized
ECC Eagle Point Credit Co Inc 4.1%
Value ($000) $11,192 Shares 615,955 Est. Cost $18.17 Unrealized
Tekla Healthcare Opportunities Fund 3.8%
Value ($000) $10,316 Shares 605,420 Est. Cost $19.40 Unrealized
The Herzfeld Caribbean Basin Fund Inc 3.0%
Value ($000) $8,339 Shares 1,263,464 Est. Cost $7.55 Unrealized
Adams Diversified Equity Fund Inc 3.0%
Value ($000) $8,140 Shares 527,911 Est. Cost $12.76 Unrealized
Tekla World Healthcare Fund 2.6%
Value ($000) $7,206 Shares 559,943 Est. Cost $14.67 Unrealized
Aberdeen Total Dynamic Dividend Fund 2.4%
Value ($000) $6,678 Shares 763,233 Est. Cost $8.75 Unrealized
General American Investors Co Inc 2.4%
Value ($000) $6,443 Shares 187,740 Est. Cost $33.20 Unrealized
MTZ MasTec Inc 2.1%
Value ($000) $5,801 Shares 114,297 Est. Cost $30.94 Unrealized +56.1%
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund 2.0%
Value ($000) $5,605 Shares 502,713 Est. Cost $11.40 Unrealized
Apollo Tactical Income Fund Inc 1.9%
Value ($000) $5,190 Shares 332,696 Est. Cost $15.74 Unrealized
The Taiwan Fund Inc 1.8%
Value ($000) $4,935 Shares 245,173 Est. Cost $19.89 Unrealized
Reaves Utility Income Fund 1.8%
Value ($000) $4,796 Shares 165,892 Est. Cost $28.75 Unrealized
PGIM Short Duration High Yield Fund, Inc. 1.7%
Value ($000) $4,665 Shares 333,227 Est. Cost $14.00 Unrealized
Tortoise Pipeline & Energy Fund Inc 1.4%
Value ($000) $3,756 Shares 218,882 Est. Cost $22.22 Unrealized
MINT PIMCO Enhanced Short Maturity Active Exchange-Traded Fund 1.3%
Value ($000) $3,579 Shares 35,248 Est. Cost $101.43 Unrealized
Kayne Anderson Midstream/Energy Fund Inc 1.2%
Value ($000) $3,306 Shares 255,328 Est. Cost $14.06 Unrealized
Source Capital Inc 1.2%
Value ($000) $3,294 Shares 82,878 Est. Cost $36.99 Unrealized
Nuveen Credit Strategies Income Fund 1.2%
Value ($000) $3,264 Shares 410,615 Est. Cost $8.16 Unrealized
RCL Royal Caribbean Cruises Ltd 1.2%
Value ($000) $3,194 Shares 30,829 Est. Cost $49.20 Unrealized +108.7%
The New Germany Fund Inc 1.1%
Value ($000) $2,969 Shares 162,761 Est. Cost $16.59 Unrealized
Fiduciary/Claymore MLP Opportunity Fund 1.0%
Value ($000) $2,756 Shares 235,755 Est. Cost $13.15 Unrealized
Adams Natural Resources Fund Inc 1.0%
Value ($000) $2,724 Shares 135,589 Est. Cost $21.19 Unrealized
NCLH Norwegian Cruise Line Holdings Ltd 1.0%
Value ($000) $2,691 Shares 56,944 Est. Cost $39.57 Unrealized +33.1%
LEN Lennar Corp 1.0%
Value ($000) $2,599 Shares 49,500 Est. Cost $35.37 Unrealized +35.7%
BPOP Popular Inc 0.9%
Value ($000) $2,581 Shares 57,100 Est. Cost $28.10 Unrealized +30.6%
The Gabelli Healthcare & WellnessRx Trust 0.9%
Value ($000) $2,570 Shares 256,511 Est. Cost $10.26 Unrealized
XJEQX Aberdeen Japan Equity Fund Inc 0.9%
Value ($000) $2,561 Shares 289,683 Est. Cost $6.87 Unrealized
Aberdeen Global Dynamic Dividend Fund 0.9%
Value ($000) $2,387 Shares 232,885 Est. Cost $10.25 Unrealized
SEB Seaboard Corp 0.8%
Value ($000) $2,318 Shares 585 Est. Cost $2768.90 Unrealized +42.9%
CPA Copa Holdings SA 0.8%
Value ($000) $2,303 Shares 24,340 Est. Cost $81.78 Unrealized +9.6%
Western Asset/Claymore Inflation-Linked Securities & Income Fund 0.8%
Value ($000) $2,160 Shares 188,970 Est. Cost $11.60 Unrealized
FBP First BanCorp/Puerto Rico 0.8%
Value ($000) $2,143 Shares 280,077 Est. Cost $4.74 Unrealized +27.4%
The India Fund Inc 0.8%
Value ($000) $2,102 Shares 86,655 Est. Cost $24.27 Unrealized
CX Cemex SAB de CV 0.7%
Value ($000) $2,043 Shares 311,397 Est. Cost $8.77 Unrealized
Nuveen California Quality Municipal Income Fund 0.7%
Value ($000) $1,976 Shares 147,878 Est. Cost $14.03 Unrealized
Neuberger Berman MLP Income Fund Inc 0.7%
Value ($000) $1,951 Shares 222,482 Est. Cost $9.45 Unrealized
Aberdeen Emerging Markets Equity Inc. 0.7%
Value ($000) $1,944 Shares 277,742 Est. Cost $7.00 Unrealized
FDP Fresh Del Monte Produce Inc 0.7%
Value ($000) $1,893 Shares 42,500 Est. Cost $38.19 Unrealized +3.7%
Salient Midstream & MLP Fund 0.7%
Value ($000) $1,827 Shares 183,442 Est. Cost $12.66 Unrealized
PGIM Global Short Duration High Yield Fund, Inc. 0.7%
Value ($000) $1,796 Shares 131,462 Est. Cost $13.66 Unrealized
KKR Income Opportunities Fund 0.7%
Value ($000) $1,781 Shares 107,545 Est. Cost $16.21 Unrealized
Japan Smaller Capitalization Fund Inc 0.6%
Value ($000) $1,777 Shares 152,404 Est. Cost $9.60 Unrealized
The Mexico Equity & Income Fund Inc 0.6%
Value ($000) $1,736 Shares 168,051 Est. Cost $11.11 Unrealized
Tekla Healthcare Investors 0.6%
Value ($000) $1,720 Shares 80,013 Est. Cost $22.26 Unrealized
WSO Watsco Inc 0.6%
Value ($000) $1,711 Shares 9,600 Est. Cost $87.67 Unrealized +107.5%
Oxford Lane Capital Corp 0.6%
Value ($000) $1,698 Shares 162,969 Est. Cost $10.11 Unrealized
CWCO Consolidated Water Co Ltd 0.6%
Value ($000) $1,671 Shares 129,538 Est. Cost $8.64 Unrealized +31.1%
AllianzGI NFJ Dividend Interest & Premium Strategy Fund 0.6%
Value ($000) $1,645 Shares 130,386 Est. Cost $12.54 Unrealized
First Trust High Income Long/Short Fund 0.6%
Value ($000) $1,576 Shares 106,999 Est. Cost $15.24 Unrealized
Tortoise Power and Energy Infrastructure Fund Inc 0.6%
Value ($000) $1,522 Shares 80,798 Est. Cost $19.39 Unrealized
VAC Marriott Vacations Worldwide Corp 0.5%
Value ($000) $1,440 Shares 12,745 Est. Cost $83.81 Unrealized +47.4%
Avianca Holdings SA 0.5%
Value ($000) $1,431 Shares 221,569 Est. Cost $8.74 Unrealized
CCL Carnival Corp 0.5%
Value ($000) $1,375 Shares 24,000 Est. Cost $32.69 Unrealized +80.3%
FMX Fomento Economico Mexicano SAB de CV 0.5%
Value ($000) $1,304 Shares 14,848 Est. Cost $97.55 Unrealized
Voya Prime Rate Trust 0.5%
Value ($000) $1,283 Shares 255,009 Est. Cost $5.08 Unrealized
Eaton Vance Limited Duration Income Fund 0.5%
Value ($000) $1,255 Shares 99,788 Est. Cost $12.66 Unrealized
Cohen & Steers MLP Income and Energy Opportunity Fund Inc 0.4%
Value ($000) $1,178 Shares 117,309 Est. Cost $10.77 Unrealized
Invesco Senior Income Trust 0.4%
Value ($000) $1,160 Shares 271,014 Est. Cost $4.34 Unrealized
Tortoise Energy Infrastructure Corporation 0.4%
Value ($000) $1,059 Shares 39,662 Est. Cost $29.07 Unrealized
ASR Grupo Aeroportuario del Sureste SAB de CV 0.4%
Value ($000) $1,050 Shares 6,600 Est. Cost $163.14 Unrealized
NEE NextEra Energy Inc 0.4%
Value ($000) $1,011 Shares 6,051 Est. Cost $19.51 Unrealized +71.2%
MFS Investment Grade Municipal Trust 0.4%
Value ($000) $974 Shares 105,310 Est. Cost $9.25 Unrealized
First Trust Energy Infrastructure Fund 0.3%
Value ($000) $947 Shares 57,550 Est. Cost $15.94 Unrealized
Bancolombia SA 0.3%
Value ($000) $945 Shares 19,780 Est. Cost $55.58 Unrealized
Invesco Dynamic Credit Opportunities Fund 0.3%
Value ($000) $867 Shares 74,632 Est. Cost $11.64 Unrealized
ESRT Empire State Realty Trust Inc 0.3%
Value ($000) $836 Shares 48,894 Est. Cost $19.70 Unrealized
LIVN LivaNova PLC 0.3%
Value ($000) $832 Shares 8,330 Est. Cost $60.69 Unrealized +49.6%
Special Opportunities Fund Inc 0.3%
Value ($000) $829 Shares 55,202 Est. Cost $13.20 Unrealized
Kayne Anderson Energy Development Company 0.3%
Value ($000) $777 Shares 44,676 Est. Cost $16.71 Unrealized
America Movil SAB de CV 0.3%
Value ($000) $745 Shares 44,690 Est. Cost $21.75 Unrealized
Nuveen Floating Rate Income Opportunity Fund 0.3%
Value ($000) $715 Shares 68,646 Est. Cost $10.42 Unrealized
MLM Martin Marietta Materials Inc 0.2%
Value ($000) $670 Shares 3,000 Est. Cost $99.70 Unrealized +102.2%
Nuveen Multi-Market Income Fund Inc 0.2%
Value ($000) $659 Shares 94,078 Est. Cost $7.27 Unrealized
VMC Vulcan Materials Co 0.2%
Value ($000) $645 Shares 5,000 Est. Cost $59.98 Unrealized +92.2%
HOMB Home BancShares Inc 0.2%
Value ($000) $641 Shares 28,416 Est. Cost $24.02 Unrealized -3.7%
ATNI ATN International Inc 0.2%
Value ($000) $633 Shares 11,988 Est. Cost $59.26 Unrealized -21.4%
Cohen & Steers Closed-End Opportunity Fund, Inc. 0.2%
Value ($000) $632 Shares 49,197 Est. Cost $12.32 Unrealized
Ares Dynamic Credit Allocation Fund, Inc. 0.2%
Value ($000) $611 Shares 37,981 Est. Cost $16.09 Unrealized
Kayne Anderson MLP Investment Company 0.2%
Value ($000) $588 Shares 31,980 Est. Cost $18.63 Unrealized
IHI iShares U.S. Medical Devices ETF 0.2%
Value ($000) $572 Shares 2,850 Est. Cost $128.31 Unrealized
Eaton Vance Short Duration Diversified Income Fund 0.2%
Value ($000) $568 Shares 43,596 Est. Cost $13.03 Unrealized
IBB iShares Nasdaq Biotechnology ETF 0.2%
Value ($000) $560 Shares 5,100 Est. Cost $125.08 Unrealized
TV Grupo Televisa SAB 0.2%
Value ($000) $538 Shares 28,400 Est. Cost $25.22 Unrealized
OXSQ Oxford Square Capital Corp. 0.2%
Value ($000) $523 Shares 75,725 Est. Cost $5.83 Unrealized +13.7%
EVTC EVERTEC Inc 0.2%
Value ($000) $517 Shares 23,643 Est. Cost $20.34 Unrealized -4.1%
ASA Gold and Precious Metals Ltd 0.2%
Value ($000) $510 Shares 50,009 Est. Cost $10.28 Unrealized
NEAR iShares Short Maturity Bond ETF 0.2%
Value ($000) $502 Shares 10,000 Est. Cost $50.30 Unrealized
BSV Vanguard Short-Term Bond ETF 0.2%
Value ($000) $493 Shares 6,300 Est. Cost $79.72 Unrealized
AllianzGI Convertible & Income 2024 Target Term Fund 0.2%
Value ($000) $463 Shares 50,096 Est. Cost $9.19 Unrealized
Templeton Dragon Fund Inc 0.2%
Value ($000) $450 Shares 21,135 Est. Cost $19.85 Unrealized
Tahoe Resources Inc 0.1%
Value ($000) $403 Shares 81,900 Est. Cost $8.53 Unrealized
The Korea Fund Inc 0.1%
Value ($000) $403 Shares 10,543 Est. Cost $34.59 Unrealized
The European Equity Fund Inc 0.1%
Value ($000) $388 Shares 41,286 Est. Cost $9.22 Unrealized
PIMCO Dynamic Credit and Mortgage Income Fund 0.1%
Value ($000) $388 Shares 16,450 Est. Cost $22.51 Unrealized
PIMCO Municipal Income Fund 0.1%
Value ($000) $370 Shares 28,122 Est. Cost $13.00 Unrealized
Principal Real Estate Income Fund 0.1%
Value ($000) $368 Shares 20,707 Est. Cost $17.54 Unrealized
XHNWX Pioneer Diversified High Income Trust 0.1%
Value ($000) $360 Shares 24,693 Est. Cost $14.66 Unrealized
Sprott Focus Trust Inc 0.1%
Value ($000) $345 Shares 44,065 Est. Cost $7.20 Unrealized
XXCHNXX The China Fund Inc 0.1%
Value ($000) $309 Shares 14,797 Est. Cost $19.68 Unrealized
MFS Municipal Income Trust 0.1%
Value ($000) $305 Shares 46,255 Est. Cost $6.56 Unrealized
XPZCX PIMCO California Municipal Income Fund III 0.1%
Value ($000) $290 Shares 27,959 Est. Cost $10.43 Unrealized
MFS High Yield Municipal Trust 0.1%
Value ($000) $283 Shares 62,755 Est. Cost $4.46 Unrealized
PIMCO New York Municipal Income Fund III 0.1%
Value ($000) $282 Shares 30,916 Est. Cost $8.73 Unrealized
First Trust Mortgage Income Fund 0.1%
Value ($000) $279 Shares 20,795 Est. Cost $13.42 Unrealized
XBZMX BlackRock Maryland Municipal Bond Trust 0.1%
Value ($000) $271 Shares 20,172 Est. Cost $13.63 Unrealized
Alliance California Municipal Income Fund Inc 0.1%
Value ($000) $247 Shares 18,771 Est. Cost $13.54 Unrealized
DTF Tax-Free Income Inc 0.1%
Value ($000) $246 Shares 18,445 Est. Cost $14.15 Unrealized
XPHTX Pioneer High Income Trust 0.1%
Value ($000) $237 Shares 25,514 Est. Cost $9.69 Unrealized
Royal Dutch Shell PLC 0.1%
Value ($000) $236 Shares 87 Est. Cost $2290.53 Unrealized
Nuveen Real Asset Income and Growth Fund 0.1%
Value ($000) $234 Shares 14,501 Est. Cost $17.99 Unrealized
Invesco Municipal Opportunity Trust 0.1%
Value ($000) $234 Shares 19,900 Est. Cost $12.41 Unrealized
Dreyfus Strategic Municipals, Inc. 0.1%
Value ($000) $230 Shares 30,000 Est. Cost $7.70 Unrealized
Eaton Vance California Municipal Income Trust 0.1%
Value ($000) $228 Shares 19,858 Est. Cost $12.41 Unrealized
PIMCO Income Strategy Fund 0.1%
Value ($000) $221 Shares 18,623 Est. Cost $11.68 Unrealized
Nuveen Select Tax-Free Income 3 Portfolio 0.1%
Value ($000) $208 Shares 14,341 Est. Cost $14.73 Unrealized
Credit Suisse Asset Management Income Fund Inc 0.1%
Value ($000) $205 Shares 64,866 Est. Cost $3.28 Unrealized
MFS High Income Municipal Trust 0.1%
Value ($000) $203 Shares 40,746 Est. Cost $4.98 Unrealized
XMHIX Pioneer Municipal High Income Trust 0.1%
Value ($000) $197 Shares 17,288 Est. Cost $11.64 Unrealized
Tri-Continental Corp 0.1%
Value ($000) $197 Shares 7,440 Est. Cost $22.87 Unrealized
MainStay DefinedTerm Municipal Opportunities Fund 0.1%
Value ($000) $188 Shares 9,695 Est. Cost $19.26 Unrealized
Era Group Inc 0.1%
Value ($000) $174 Shares 13,474 Est. Cost $21.75 Unrealized
Advent/Claymore Enhanced Growth & Income Fund 0.1%
Value ($000) $164 Shares 21,133 Est. Cost $9.05 Unrealized
Teekay LNG Partners LP 0.1%
Value ($000) $162 Shares 9,589 Est. Cost $43.61 Unrealized
BlackRock Debt Strategies Fund 0.1%
Value ($000) $158 Shares 14,095 Est. Cost $11.21 Unrealized
PFF iShares US Preferred Stock ETF 0.1%
Value ($000) $148 Shares 3,933 Est. Cost $37.63 Unrealized
Highland Floating Rate Opportunities Fund 0.1%
Value ($000) $145 Shares 9,259 Est. Cost $15.98 Unrealized
Tortoise Energy Independence Fund Inc 0.1%
Value ($000) $145 Shares 11,512 Est. Cost $12.90 Unrealized
First Trust Energy Income and Growth Fund 0.1%
Value ($000) $144 Shares 6,257 Est. Cost $26.53 Unrealized
iShares International Preferred Stock ETF 0.1%
Value ($000) $143 Shares 8,200 Est. Cost $18.05 Unrealized
Deutsche Municipal Income Trust 0.1%
Value ($000) $143 Shares 13,000 Est. Cost $11.90 Unrealized
Nuveen Global High Income Fund 0.0%
Value ($000) $136 Shares 8,839 Est. Cost $15.39 Unrealized
AllianceBernstein National Municipal Income Fund Inc 0.0%
Value ($000) $133 Shares 10,507 Est. Cost $13.34 Unrealized
AMGN Amgen Inc 0.0%
Value ($000) $129 Shares 700 Est. Cost $115.39 Unrealized +21.5%
Nuveen New York AMT-Free Quality Municipal Income Fund 0.0%
Value ($000) $122 Shares 10,000 Est. Cost $13.10 Unrealized
TCW Strategic Income Fund Inc 0.0%
Value ($000) $121 Shares 22,000 Est. Cost $5.40 Unrealized
MRK Merck & Co Inc 0.0%
Value ($000) $121 Shares 2,000 Est. Cost $38.07 Unrealized +16.9%
Altaba Inc 0.0%
Value ($000) $120 Shares 1,633 Est. Cost $67.95 Unrealized
ClearBridge Energy MLP Total Return Fund Inc 0.0%
Value ($000) $118 Shares 10,524 Est. Cost $11.55 Unrealized
Royce Value Trust Inc 0.0%
Value ($000) $115 Shares 7,280 Est. Cost $14.68 Unrealized
Macquarie Global Infrastructure Total Return Fund Inc 0.0%
Value ($000) $115 Shares 5,086 Est. Cost $21.01 Unrealized
BlackRock Municipal 2030 Target Term Trust 0.0%
Value ($000) $113 Shares 5,231 Est. Cost $22.68 Unrealized
The Gabelli Dividend & Income Trust 0.0%
Value ($000) $112 Shares 4,975 Est. Cost $20.10 Unrealized
Nuveen Select Tax-Free Income Portfolio 0.0%
Value ($000) $111 Shares 7,740 Est. Cost $13.92 Unrealized
XPCKX PIMCO California Municipal Income Fund II 0.0%
Value ($000) $110 Shares 13,230 Est. Cost $8.31 Unrealized
Nuveen Quality Municipal Income Fund 0.0%
Value ($000) $105 Shares 7,920 Est. Cost $15.07 Unrealized
Eaton Vance Ohio Municipal Income Trust 0.0%
Value ($000) $102 Shares 8,200 Est. Cost $13.05 Unrealized
The Cushing MLP Total Return Fund 0.0%
Value ($000) $101 Shares 8,439 Est. Cost $11.77 Unrealized
CEF Sprott Physical Gold and Silver Trust 0.0%
Value ($000) $100 Shares 8,000 Est. Cost $13.25 Unrealized
Eaton Vance New Jersey Municipal Income Trust 0.0%
Value ($000) $97 Shares 8,591 Est. Cost $11.17 Unrealized
Nuveen Intermediate Duration Municipal Term Fund 0.0%
Value ($000) $96 Shares 7,710 Est. Cost $12.97 Unrealized
Morgan Stanley India Investment Fund Inc 0.0%
Value ($000) $95 Shares 3,674 Est. Cost $15.45 Unrealized
BMY Bristol-Myers Squibb Co 0.0%
Value ($000) $94 Shares 1,700 Est. Cost $46.14 Unrealized -11.9%
EQS Equus Total Return Inc 0.0%
Value ($000) $92 Shares 39,150 Est. Cost $2.08 Unrealized +15.0%
Invesco Pennsylvania Value Municipal Income Trust 0.0%
Value ($000) $92 Shares 7,659 Est. Cost $12.14 Unrealized
Blackstone / GSO Strategic Credit Fund 0.0%
Value ($000) $88 Shares 5,581 Est. Cost $16.62 Unrealized
Nuveen AMT-Free Quality Municipal Income Fund 0.0%
Value ($000) $85 Shares 6,553 Est. Cost $13.69 Unrealized
Kayne Anderson Energy Total Return Fund Inc 0.0%
Value ($000) $85 Shares 9,000 Est. Cost $10.11 Unrealized
Putnam Municipal Opportunities Trust 0.0%
Value ($000) $85 Shares 7,242 Est. Cost $12.49 Unrealized
Nuveen New Jersey Quality Municipal Income Fund 0.0%
Value ($000) $84 Shares 6,456 Est. Cost $13.93 Unrealized
RMR Real Estate Income Fund 0.0%
Value ($000) $80 Shares 4,401 Est. Cost $19.47 Unrealized
Putnam Managed Municipal Income Trust 0.0%
Value ($000) $76 Shares 10,794 Est. Cost $7.51 Unrealized
Dreyfus Municipal Bond Infrastructure Fund Inc 0.0%
Value ($000) $72 Shares 5,776 Est. Cost $12.51 Unrealized
GDX VanEck Vectors Gold Miners ETF 0.0%
Value ($000) $67 Shares 3,023 Est. Cost $21.00 Unrealized
Enzo Biochem Inc 0.0%
Value ($000) $66 Shares 12,629 Est. Cost $5.23 Unrealized
XMUIX BlackRock Muni Intermediate Duration Fund Inc 0.0%
Value ($000) $61 Shares 4,590 Est. Cost $14.05 Unrealized
XPMAX Pioneer Municipal High Income Advantage Trust 0.0%
Value ($000) $59 Shares 5,405 Est. Cost $10.98 Unrealized
SONY Sony Corp 0.0%
Value ($000) $57 Shares 1,108 Est. Cost $32.67 Unrealized
TSLA Tesla Inc 0.0%
Value ($000) $57 Shares 166 Est. Cost $20.32 Unrealized 0.0%
The Asia Pacific Fund Inc 0.0%
Value ($000) $57 Shares 4,150 Est. Cost $10.17 Unrealized
Ivy High Income Opportunities Fund 0.0%
Value ($000) $57 Shares 3,995 Est. Cost $14.27 Unrealized
ClearBridge American Energy MLP Fund Inc 0.0%
Value ($000) $57 Shares 7,604 Est. Cost $8.90 Unrealized
XVMMX Delaware Investments Minnesota Municipal Income Fund II Inc 0.0%
Value ($000) $53 Shares 4,272 Est. Cost $13.58 Unrealized
XBTAX BlackRock Long-Term Municipal Advantage Trust 0.0%
Value ($000) $53 Shares 4,739 Est. Cost $11.39 Unrealized
LLY Eli Lilly & Co 0.0%
Value ($000) $51 Shares 600 Est. Cost $69.71 Unrealized +5.7%
Tekla Life Science Investors 0.0%
Value ($000) $50 Shares 2,673 Est. Cost $18.71 Unrealized
TIP iShares TIPS Bond ETF 0.0%
Value ($000) $46 Shares 410 Est. Cost $112.00 Unrealized
IBN ICICI Bank Ltd 0.0%
Value ($000) $45 Shares 5,557 Est. Cost $9.06 Unrealized
BrandywineGLOBAL - Global Income Opportunities Fund Inc. 0.0%
Value ($000) $44 Shares 3,864 Est. Cost $12.94 Unrealized
BBVA Banco Bilbao Vizcaya Argentaria SA 0.0%
Value ($000) $43 Shares 6,140 Est. Cost $6.98 Unrealized
Royce Global Value Trust Inc 0.0%
Value ($000) $43 Shares 4,104 Est. Cost $8.91 Unrealized
Eaton Vance California Municipal Bond Fund II 0.0%
Value ($000) $42 Shares 3,880 Est. Cost $11.82 Unrealized
Central and Eastern European Fund Inc 0.0%
Value ($000) $41 Shares 1,782 Est. Cost $29.83 Unrealized
Nuveen NASDAQ 100 Dynamic Overwrite Fund 0.0%
Value ($000) $41 Shares 1,576 Est. Cost $18.90 Unrealized
DEO Diageo PLC 0.0%
Value ($000) $40 Shares 278 Est. Cost $131.23 Unrealized
The GDL Fund 0.0%
Value ($000) $38 Shares 4,127 Est. Cost $10.11 Unrealized
NVS Novartis AG 0.0%
Value ($000) $38 Shares 500 Est. Cost $86.00 Unrealized
Nuveen Select Tax-Free Income 2 Portfolio 0.0%
Value ($000) $37 Shares 2,722 Est. Cost $13.29 Unrealized
BlackRock Enhanced Equity Dividend Trust 0.0%
Value ($000) $36 Shares 3,954 Est. Cost $8.71 Unrealized
General Electric Co 0.0%
Value ($000) $36 Shares 2,663 Est. Cost $21.59 Unrealized
BIDU Baidu Inc 0.0%
Value ($000) $35 Shares 143 Est. Cost $233.77 Unrealized
Nuveen Core Equity Alpha Fund 0.0%
Value ($000) $35 Shares 2,374 Est. Cost $15.52 Unrealized
RENN Fund Inc 0.0%
Value ($000) $35 Shares 22,847 Est. Cost $1.29 Unrealized
NTES NetEase Inc 0.0%
Value ($000) $32 Shares 125 Est. Cost $265.38 Unrealized
Liberty All Star Growth Fund Inc 0.0%
Value ($000) $31 Shares 4,723 Est. Cost $5.06 Unrealized
Manning & Napier Inc 0.0%
Value ($000) $31 Shares 10,000 Est. Cost $3.79 Unrealized
BMRN BioMarin Pharmaceutical Inc 0.0%
Value ($000) $30 Shares 316 Est. Cost $117.71 Unrealized -25.6%
Gabelli Equity Trust Inc 0.0%
Value ($000) $30 Shares 4,787 Est. Cost $6.42 Unrealized
XZFGX Virtus Total Return Fund Inc 0.0%
Value ($000) $29 Shares 2,645 Est. Cost $12.21 Unrealized
Goldman Sachs MLP Income Opportunities Fund 0.0%
Value ($000) $28 Shares 3,051 Est. Cost $9.56 Unrealized
Liberty All Star Equity Fund 0.0%
Value ($000) $27 Shares 4,157 Est. Cost $5.52 Unrealized
Morgan Stanley Asia-Pacific Fund Inc 0.0%
Value ($000) $26 Shares 1,502 Est. Cost $15.72 Unrealized
Karyopharm Therapeutics Inc 0.0%
Value ($000) $25 Shares 1,500 Est. Cost $31.87 Unrealized
The Latin American Discovery Fund Inc 0.0%
Value ($000) $25 Shares 2,593 Est. Cost $11.03 Unrealized
EQIX Equinix Inc 0.0%
Value ($000) $25 Shares 57 Est. Cost $349.39 Unrealized 0.0%
Aegon N V 0.0%
Value ($000) $25 Shares 4,144 Est. Cost $6.36 Unrealized
The Swiss Helvetia Fund Inc 0.0%
Value ($000) $24 Shares 1,950 Est. Cost $13.10 Unrealized
Celgene Corp 0.0%
Value ($000) $24 Shares 300 Est. Cost $108.75 Unrealized
Cornerstone Strategic Value Fund Inc 0.0%
Value ($000) $24 Shares 1,727 Est. Cost $15.21 Unrealized
SLB Schlumberger Ltd 0.0%
Value ($000) $23 Shares 348 Est. Cost $52.52 Unrealized +4.9%
Guggenheim Enhanced Equity Income Fund 0.0%
Value ($000) $23 Shares 2,774 Est. Cost $8.08 Unrealized
Advent Claymore Convertible Securities & Income Fund II 0.0%
Value ($000) $23 Shares 4,042 Est. Cost $5.69 Unrealized
First Trust Aberdeen Global Opportunity Income Fund 0.0%
Value ($000) $21 Shares 2,100 Est. Cost $11.46 Unrealized
Invesco Quality Municipal Income Trust 0.0%
Value ($000) $21 Shares 1,725 Est. Cost $12.75 Unrealized
Inovio Pharmaceuticals Inc 0.0%
Value ($000) $20 Shares 5,000 Est. Cost $8.13 Unrealized
Nuveen Maryland Quality Municipal Income Fund 0.0%
Value ($000) $18 Shares 1,448 Est. Cost $12.43 Unrealized
SU Suncor Energy Inc 0.0%
Value ($000) $18 Shares 436 Est. Cost $29.19 Unrealized 0.0%
BTI British American Tobacco PLC 0.0%
Value ($000) $17 Shares 335 Est. Cost $69.12 Unrealized
INCY Incyte Corp 0.0%
Value ($000) $16 Shares 242 Est. Cost $50.13 Unrealized +36.4%
BlackRock Credit Allocation Income Trust 0.0%
Value ($000) $16 Shares 1,300 Est. Cost $13.08 Unrealized
United States Oil Fund LP 0.0%
Value ($000) $15 Shares 1,000 Est. Cost $12.00 Unrealized
SE Sea Limited 0.0%
Value ($000) $15 Shares 998 Est. Cost $13.03 Unrealized
FTI TechnipFMC PLC 0.0%
Value ($000) $13 Shares 409 Est. Cost $19.86 Unrealized +11.3%
MVC Capital Inc 0.0%
Value ($000) $13 Shares 1,338 Est. Cost $11.63 Unrealized
The Gabelli Global Small and Mid Cap Value Trust 0.0%
Value ($000) $13 Shares 1,046 Est. Cost $11.76 Unrealized
The New Ireland Fund Inc 0.0%
Value ($000) $13 Shares 1,084 Est. Cost $13.03 Unrealized
AAPL Apple Inc 0.0%
Value ($000) $12 Shares 64 Est. Cost $26.65 Unrealized +60.4%
TD The Toronto-Dominion Bank 0.0%
Value ($000) $12 Shares 201 Est. Cost $39.69 Unrealized +44.2%
MSFT Microsoft Corp 0.0%
Value ($000) $12 Shares 121 Est. Cost $51.09 Unrealized +75.7%
Morgan Stanley Emerging Markets Fund Inc 0.0%
Value ($000) $12 Shares 716 Est. Cost $14.13 Unrealized
China Petroleum & Chemical Corp 0.0%
Value ($000) $12 Shares 132 Est. Cost $63.64 Unrealized
ProShares Short VIX Short-Term Futures ETF 0.0%
Value ($000) $12 Shares 977 Est. Cost $11.26 Unrealized
Raytheon Co 0.0%
Value ($000) $11 Shares 59 Est. Cost $193.62 Unrealized
BHP BHP Billiton Ltd 0.0%
Value ($000) $11 Shares 210 Est. Cost $36.29 Unrealized
UNH UnitedHealth Group Inc 0.0%
Value ($000) $11 Shares 43 Est. Cost $121.37 Unrealized +74.8%
V Visa Inc 0.0%
Value ($000) $11 Shares 82 Est. Cost $81.90 Unrealized +49.1%
BABA Alibaba Group Holding Limited 0.0%
Value ($000) $11 Shares 60 Est. Cost $174.82 Unrealized
VALE Vale SA 0.0%
Value ($000) $10 Shares 816 Est. Cost $6.43 Unrealized
PEP PepsiCo, Inc. 0.0%
Value ($000) $10 Shares 95 Est. Cost $85.60 Unrealized -4.5%
MCD McDonald's Corp 0.0%
Value ($000) $10 Shares 66 Est. Cost $97.32 Unrealized +39.3%
CNQ Canadian Natural Resources Ltd 0.0%
Value ($000) $10 Shares 272 Est. Cost $8.79 Unrealized +33.4%
JPM JPMorgan Chase & Co 0.0%
Value ($000) $10 Shares 98 Est. Cost $46.51 Unrealized +91.4%
PHG Koninklijke Philips NV 0.0%
Value ($000) $10 Shares 226 Est. Cost $31.86 Unrealized
CCEP Coca-Cola European Partners PLC 0.0%
Value ($000) $9 Shares 230 Est. Cost $29.52 Unrealized +7.4%
SAP SAP SE 0.0%
Value ($000) $9 Shares 77 Est. Cost $88.58 Unrealized
HD The Home Depot Inc 0.0%
Value ($000) $9 Shares 45 Est. Cost $103.07 Unrealized +50.4%
New Oriental Education & Technology Group Inc 0.0%
Value ($000) $9 Shares 94 Est. Cost $92.25 Unrealized
AXP American Express Co 0.0%
Value ($000) $9 Shares 87 Est. Cost $61.13 Unrealized +44.9%
ASML ASML Holding N V 0.0%
Value ($000) $9 Shares 43 Est. Cost $118.80 Unrealized
Fortress Biotech Inc 0.0%
Value ($000) $8 Shares 2,749 Est. Cost $2.91 Unrealized
WMT Wal-Mart Stores Inc 0.0%
Value ($000) $8 Shares 91 Est. Cost $18.97 Unrealized +33.1%
PFE Pfizer Inc 0.0%
Value ($000) $8 Shares 233 Est. Cost $19.51 Unrealized +24.6%
PNC The PNC Financial Services Group Inc 0.0%
Value ($000) $8 Shares 59 Est. Cost $104.65 Unrealized +6.6%
PUK Prudential PLC 0.0%
Value ($000) $8 Shares 168 Est. Cost $49.65 Unrealized
EMBJ Embraer S A 0.0%
Value ($000) $8 Shares 337 Est. Cost $24.44 Unrealized
DowDuPont Inc 0.0%
Value ($000) $8 Shares 116 Est. Cost $68.76 Unrealized
CB Chubb Ltd 0.0%
Value ($000) $8 Shares 63 Est. Cost $96.06 Unrealized +21.2%
SYK Stryker Corporation 0.0%
Value ($000) $8 Shares 50 Est. Cost $149.95 Unrealized +3.2%
MUFG Mitsubishi UFJ Financial Group Inc 0.0%
Value ($000) $8 Shares 1,477 Est. Cost $7.06 Unrealized
SNY Sanofi 0.0%
Value ($000) $7 Shares 173 Est. Cost $42.79 Unrealized
Credit Suisse Group AG 0.0%
Value ($000) $7 Shares 477 Est. Cost $14.16 Unrealized
JNJ Johnson & Johnson 0.0%
Value ($000) $7 Shares 59 Est. Cost $84.47 Unrealized +19.2%
MLCO Melco Resorts & Entertainment Ltd 0.0%
Value ($000) $7 Shares 257 Est. Cost $22.30 Unrealized
ACN Accenture PLC Ireland 0.0%
Value ($000) $7 Shares 43 Est. Cost $140.78 Unrealized -1.0%
ABBNY ABB Ltd 0.0%
Value ($000) $7 Shares 318 Est. Cost $23.53 Unrealized
ZTS Zoetis Inc. 0.0%
Value ($000) $7 Shares 85 Est. Cost $74.07 Unrealized +7.3%
NOC Northrop Grumman Corporation 0.0%
Value ($000) $7 Shares 22 Est. Cost $268.46 Unrealized +8.6%
IBM International Business Machines Corp 0.0%
Value ($000) $7 Shares 50 Est. Cost $95.87 Unrealized +4.3%
ALLE Allegion PLC 0.0%
Value ($000) $7 Shares 95 Est. Cost $54.61 Unrealized +33.4%
GW Pharmaceuticals PLC 0.0%
Value ($000) $7 Shares 51 Est. Cost $83.48 Unrealized
Unilever N.V. 0.0%
Value ($000) $7 Shares 119 Est. Cost $54.87 Unrealized
DIS The Walt Disney Co 0.0%
Value ($000) $7 Shares 68 Est. Cost $93.35 Unrealized +4.1%
United Technologies Corp 0.0%
Value ($000) $6 Shares 45 Est. Cost $101.65 Unrealized
ADP Automatic Data Processing, Inc. 0.0%
Value ($000) $6 Shares 44 Est. Cost $98.61 Unrealized +9.3%
TJX TJX Cos Inc 0.0%
Value ($000) $6 Shares 58 Est. Cost $39.56 Unrealized 0.0%
VZ Verizon Communications Inc 0.0%
Value ($000) $6 Shares 117 Est. Cost $30.71 Unrealized +4.9%
ING ING Groep NV 0.0%
Value ($000) $6 Shares 409 Est. Cost $13.26 Unrealized
MMM 3M Co 0.0%
Value ($000) $6 Shares 29 Est. Cost $99.67 Unrealized +30.6%
XOM Exxon Mobil Corp 0.0%
Value ($000) $6 Shares 73 Est. Cost $55.64 Unrealized +0.9%
AEP American Electric Power Co Inc 0.0%
Value ($000) $6 Shares 83 Est. Cost $43.68 Unrealized +17.9%
Ctrip.com International Ltd 0.0%
Value ($000) $6 Shares 123 Est. Cost $53.84 Unrealized
SPG Simon Property Group Inc 0.0%
Value ($000) $6 Shares 34 Est. Cost $115.91 Unrealized -9.2%
Deutsche Strategic Income Trust 0.0%
Value ($000) $5 Shares 400 Est. Cost $13.00 Unrealized
SK Telecom Co Ltd 0.0%
Value ($000) $5 Shares 224 Est. Cost $25.47 Unrealized
BNS The Bank of Nova Scotia 0.0%
Value ($000) $5 Shares 81 Est. Cost $40.31 Unrealized -0.1%
MFC Manulife Financial Corp 0.0%
Value ($000) $5 Shares 303 Est. Cost $17.63 Unrealized +6.9%
TRV The Travelers Companies, Inc. 0.0%
Value ($000) $5 Shares 40 Est. Cost $117.60 Unrealized -5.7%
WM Waste Management, Inc. 0.0%
Value ($000) $5 Shares 65 Est. Cost $74.90 Unrealized -3.0%
PAM Pampa Energia S A 0.0%
Value ($000) $5 Shares 127 Est. Cost $54.32 Unrealized
GIL Gildan Activewear Inc 0.0%
Value ($000) $5 Shares 178 Est. Cost $25.10 Unrealized +2.0%
ORANY Orange S.A. 0.0%
Value ($000) $5 Shares 321 Est. Cost $17.70 Unrealized
INTU Intuit 0.0%
Value ($000) $5 Shares 26 Est. Cost $182.24 Unrealized 0.0%
Flaherty & Crumrine Dynamic Preferred and Income Fund 0.0%
Value ($000) $4 Shares 191 Est. Cost $20.94 Unrealized
WEN The Wendy's Co 0.0%
Value ($000) $1 Shares 42 Est. Cost $12.07 Unrealized +41.0%
BlackRock Muni New York Intermediate Duration Fund Inc 0.0%
Value ($000) $1 Shares 100 Est. Cost $10.00 Unrealized
QSR Restaurant Brands International Inc 0.0%
Value ($000) $1 Shares 10 Est. Cost $52.35 Unrealized +9.4%