Location: Santa Barbara, CA
CIK: 0001422508 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Oct 27, 2015
Total Value: $181M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWF | ISHARES RUSSELL 1000 GROWTH | 230,312 | $21.42M | 11.8% | $93.00 * | $19.68 | +18.1% | ET OTHER | 464287614 |
| IJH | ISHARES CORE S&P MID-CAP ETF | 90,530 | $12.37M | 6.8% | $136.61 * | $24.29 | +12.5% | OTHER | 464287507 |
| EFA | ISHARES MSCI EAFE ETF | 185,095 | $10.61M | 5.9% | $57.32 | $60.54 | -5.3% | OTHER | 464287465 |
| IWD | ISHARES RUSSELL 1000 VALUE E | 108,459 | $10.12M | 5.6% | $93.28 | $86.40 | +8.0% | TF OTHER | 464287598 |
| SPY | SPDR S&P 500 ETF TRUST | 49,290 | $9.445M | 5.2% | $191.62 | $177.06 | +8.2% | OTHER | 78462F103 |
| HEFA | ISHA CURR HEDGED MSCI EAFE | 311,380 | $7.654M | 4.2% | $24.58 | $26.41 | -6.9% | OTHER | 46434V803 |
| AGG | ISHARES CORE U.S. AGGREGATE | 62,570 | $6.856M | 3.8% | $109.57 | $109.58 | -0.0% | BO OTHER | 464287226 |
| IWO | ISHARES RUSSELL 2000 GROWTH | 38,029 | $5.095M | 2.8% | $133.98 | $120.13 | +11.5% | ET OTHER | 464287648 |
| IWM | ISHARES RUSSELL 2000 ETF | 29,377 | $3.208M | 1.8% | $109.20 | $100.35 | +8.8% | OTHER | 464287655 |
| JNJ | JOHNSON & JOHNSON | 29,193 | $2.725M | 1.5% | $93.34 * | $63.38 | +10.8% | COMMON STOCK | 478160104 |
| VEU | VANGUARD FTSE ALL-WORLD EX-U | 61,775 | $2.633M | 1.5% | $42.62 | $46.91 | -9.1% | S OTHER | 922042775 |
| — | APPLE INC | 23,827 | $2.629M | 1.5% | $110.34 | $139.97 | — | COMMON STOCK | 37833100 |
| IVV | ISHARES CORE S&P 500 ETF | 12,792 | $2.465M | 1.4% | $192.70 | $173.20 | +11.3% | OTHER | 464287200 |
| BDN | BRANDYWINE RLTY TR NEW | 200,000 | $2.464M | 1.4% | $12.32 | $13.52 | — | OTHER | 105368203 |
| RWX | SPDR DJ WILSHIRE INTL REAL E | 55,154 | $2.169M | 1.2% | $39.33 | $43.26 | -9.1% | ST OTHER | 78463X863 |
| XOM | EXXON MOBIL CORPORATION | 27,378 | $2.036M | 1.1% | $74.37 * | $55.13 | -13.7% | COMMON STOCK | 30231G102 |
| XLY | CONSUMER DISCRETIONARY SELT | 25,123 | $1.866M | 1.0% | $74.27 * | $34.32 | +8.2% | OTHER | 81369Y407 |
| XLV | HEALTH CARE SELECT SECTOR SP | 27,177 | $1.8M | 1.0% | $66.23 | $59.95 | +10.5% | DR OTHER | 81369Y209 |
| PFF | ISHARES S&P PREF STK ETF | 45,284 | $1.748M | 1.0% | $38.60 | $39.60 | -2.5% | OTHER | 464288687 |
| MDY | SPDR S&P MIDCAP 400 ETF TRUS | 6,877 | $1.712M | 0.9% | $248.95 | $217.55 | +14.4% | T OTHER | 78467Y107 |
| VO | VANGUARD IND FD MID-CAP | 14,652 | $1.709M | 0.9% | $116.64 * | $26.17 | +11.5% | OTHER | 922908629 |
| PFE | PFIZER INC | 46,664 | $1.466M | 0.8% | $31.42 * | $16.53 | +16.2% | COMMON STOCK | 717081103 |
| XBI | SPDR S&P BIOTECH ETF | 23,361 | $1.454M | 0.8% | $62.24 | $61.67 | +0.9% | OTHER | 78464A870 |
| DIS | WALT DISNEY COMPANY | 14,016 | $1.433M | 0.8% | $102.24 * | $73.45 | +27.4% | COMMON STOCK | 254687106 |
| PSEC | PROSPECT CAPITAL CORPORATION | 200,000 | $1.426M | 0.8% | $7.13 * | $2.34 | -12.6% | COMMON STOCK | 74348T102 |
| KO | COCA COLA CO COM | 34,210 | $1.373M | 0.8% | $40.13 * | $27.82 | +4.5% | COMMON STOCK | 191216100 |
| CVX | CHEVRON CORPORATION | 17,371 | $1.37M | 0.8% | $78.87 * | $71.52 | -29.0% | COMMON STOCK | 166764100 |
| WFC | WELLS FARGO & CO NEW | 25,546 | $1.312M | 0.7% | $51.36 * | $28.89 | +33.1% | COMMON STOCK | 949746101 |
| IYW | ISHARES DJ US TECHNOLOGY SEC | 12,645 | $1.251M | 0.7% | $98.93 * | $18.58 | +33.1% | E OTHER | 464287721 |
| COST | COSTCO WHSL CORP NEW | 8,470 | $1.225M | 0.7% | $144.63 * | $93.22 | +30.2% | COMMON STOCK | 22160K105 |
| VB | VANGUARD SMALL-CAP ETF | 11,010 | $1.189M | 0.7% | $107.99 | $104.35 | +3.4% | OTHER | 922908751 |
| XLP | CONSUMER STAPLES SELECT SECT | 22,554 | $1.064M | 0.6% | $47.18 | $44.12 | +7.0% | OR OTHER | 81369Y308 |
| VZ | VERIZON COMMUNICATIONS | 23,769 | $1.034M | 0.6% | $43.50 * | $27.24 | -6.4% | COMMON STOCK | 92343V104 |
| RWR | SPDR DOW JONES REIT ETF | 11,878 | $1.024M | 0.6% | $86.21 | $79.87 | +7.9% | OTHER | 78464A607 |
| SCZ | ISHARES MSCI EAFE SMALL CAP | 19,664 | $939K | 0.5% | $47.75 | $49.88 | -4.2% | ET OTHER | 464288273 |
| INTC | INTEL CORP | 31,129 | $938K | 0.5% | $30.13 * | $20.40 | +16.0% | COMMON STOCK | 458140100 |
| HYG | ISHARES IBOXX H/Y CORP BOND | 11,006 | $917K | 0.5% | $83.32 | $92.28 | -9.7% | ET OTHER | 464288513 |
| PG | PROCTER & GAMBLE COMPANY | 12,479 | $898K | 0.5% | $71.96 * | $58.09 | -6.8% | COMMON STOCK | 742718109 |
| LQD | ISHARES IBOXX INV GRD CORP B | 7,650 | $888K | 0.5% | $116.08 | $118.92 | -2.4% | ON OTHER | 464287242 |
| VNQ | VANGUARD REIT ETF | 11,711 | $885K | 0.5% | $75.57 | $74.49 | +1.4% | OTHER | 922908553 |
| — | AVERY DENNISON CORP | 15,600 | $882K | 0.5% | $56.54 | $50.19 | — | COMMON STOCK | 53611109 |
| DVY | ISHARES DJ SELECT DIVIDEND E | 11,762 | $856K | 0.5% | $72.78 | $64.72 | +12.4% | TF OTHER | 464287168 |
| MSFT | MICROSOFT CORP | 19,046 | $843K | 0.5% | $44.26 * | $30.57 | +25.9% | COMMON STOCK | 594918104 |
| — | GENERAL ELECTRIC CORP | 33,360 | $841K | 0.5% | $25.21 | $23.28 | — | COMMON STOCK | 369604103 |
| — | POWERSHARES S&P SC HEALTH CA | 12,222 | $795K | 0.4% | $65.05 | $43.02 | — | RE OTHER | 73937B886 |
| IJR | ISHARES CORE S&P SMALL-CAP E | 7,455 | $794K | 0.4% | $106.51 * | $53.91 | -1.2% | TF OTHER | 464287804 |
| CVS | CVS HEALTH CORP | 8,002 | $772K | 0.4% | $96.48 * | $54.35 | +31.2% | COMMON STOCK | 126650100 |
| — | GOOGLE INC-CL A | 1,197 | $764K | 0.4% | $638.26 | $750.44 | — | COMMON STOCK | 38259P508 |
| PEP | PEPSICO INC | 7,972 | $752K | 0.4% | $94.33 * | $60.17 | +15.1% | COMMON STOCK | 713448108 |
| BMY | BRISTOL MYERS SQUIBB CO | 12,315 | $729K | 0.4% | $59.20 * | $29.41 | +42.2% | COMMON STOCK | 110122108 |
| TLT | ISHARES BARCLAYS 20+ YEAR TR | 5,814 | $718K | 0.4% | $123.50 | $119.44 | +3.4% | E OTHER | 464287432 |
| ABBV | ABBVIE INC | 12,900 | $702K | 0.4% | $54.42 * | $29.48 | +20.7% | COMMON STOCK | 00287Y109 |
| EEM | ISHARES MSCI EMERGING MKT ET | 20,762 | $681K | 0.4% | $32.80 | $40.89 | -19.8% | F OTHER | 464287234 |
| EPD | ENTERPRISE PRODS PARTNERS LP | 27,088 | $674K | 0.4% | $24.88 | $51.88 | — | COMMON STOCK | 293792107 |
| V | VISA INC-CLASS A | 9,596 | $668K | 0.4% | $69.61 * | $58.27 | +11.3% | COMMON STOCK | 92826C839 |
| META | FACEBOOK INC-A | 7,320 | $658K | 0.4% | $89.89 | $83.02 | +7.5% | COMMON STOCK | 30303M102 |
| — | POWERSHARES QQQ TRUST | 6,437 | $655K | 0.4% | $101.76 | $75.86 | — | OTHER | 73935A104 |
| UNP | UNION PAC CORP | 7,284 | $644K | 0.4% | $88.41 * | $71.68 | -2.0% | COMMON STOCK | 907818108 |
| JPM | JP MORGAN CHASE & CO | 10,293 | $628K | 0.3% | $61.01 * | $44.06 | +4.8% | COMMON STOCK | 46625H100 |
| KMI | KINDER MORGAN INC | 21,364 | $591K | 0.3% | $27.66 * | $22.45 | -26.9% | COMMON STOCK | 49456B101 |
| — | ABBOTT LABS INC | 14,260 | $574K | 0.3% | $40.25 | $38.97 | — | COMMON STOCK | 2824100 |
| MDT | MEDTRONIC PLC | 8,433 | $565K | 0.3% | $67.00 * | $58.10 | -10.4% | OTHER | G5960L103 |
| IWN | ISHARES RUSSELL 2000 VALUE E | 6,055 | $546K | 0.3% | $90.17 | $93.80 | -3.9% | TF OTHER | 464287630 |
| — | NUVEEN INS CA T/F ADV MUN FD | 37,141 | $545K | 0.3% | $14.67 | $12.68 | — | OTHER | 670651108 |
| LLY | LILLY ELI & CO | 6,378 | $534K | 0.3% | $83.73 * | $55.89 | +25.3% | COMMON STOCK | 532457108 |
| IBM | IBM CORPORATION | 3,660 | $531K | 0.3% | $145.08 * | $116.05 | -22.6% | COMMON STOCK | 459200101 |
| GILD | GILEAD SCIENCES INC COM | 5,180 | $509K | 0.3% | $98.26 * | $55.77 | +23.2% | COMMON STOCK | 375558103 |
| TGT | TARGET CORP | 6,440 | $507K | 0.3% | $78.73 * | $52.07 | +11.4% | COMMON STOCK | 87612E106 |
| — | ALERIAN MLP ETF | 39,877 | $498K | 0.3% | $12.49 | $18.15 | — | OTHER | 00162Q866 |
| COP | CONOCOPHILLIPS | 10,377 | $497K | 0.3% | $47.89 * | $49.28 | -29.4% | COMMON STOCK | 20825C104 |
| VEA | VANGUARD FTSE DEVELOPED MARK | 13,701 | $488K | 0.3% | $35.62 | $40.05 | -11.0% | ET OTHER | 921943858 |
| EMR | EMERSON ELECTRIC | 11,023 | $487K | 0.3% | $44.18 * | $41.29 | -18.4% | COMMON STOCK | 291011104 |
| NWBO | NORTHWEST BIOTHERAPEUTICS | 75,717 | $473K | 0.3% | $6.25 * | $5.12 | +82.7% | COMMON STOCK | 66737P600 |
| MO | ALTRIA GROUP INC | 8,673 | $472K | 0.3% | $54.42 * | $22.16 | +24.7% | COMMON STOCK | 02209S103 |
| — | AMGEN INC | 3,405 | $471K | 0.3% | $138.33 | $117.66 | — | COMMON STOCK | 31162100 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 20,695 | $469K | 0.3% | $22.66 * | $15.78 | +16.6% | OTHER | 81369Y605 |
| — | ANADARKO PETE CORP COM | 7,573 | $457K | 0.3% | $60.35 | $79.31 | — | COMMON STOCK | 32511107 |
| IVW | ISHARES S&P 500 GROWTH ETF | 4,130 | $445K | 0.2% | $107.75 * | $23.49 | +14.8% | OTHER | 464287309 |
| TRV | TRAVELERS COMPANIES INC | 4,448 | $443K | 0.2% | $99.60 * | $79.91 | -0.5% | COMMON STOCK | 89417E109 |
| MMM | 3M CO | 3,126 | $443K | 0.2% | $141.71 * | $74.35 | +13.9% | COMMON STOCK | 88579Y101 |
| DHR | DANAHER CORP | 5,182 | $441K | 0.2% | $85.10 * | $31.34 | +11.6% | COMMON STOCK | 235851102 |
| IJK | ISHARES S&P MIDCAP 400/GRWTH | 2,733 | $429K | 0.2% | $156.97 * | $36.53 | +7.5% | E OTHER | 464287606 |
| IHI | ISHARES DJ US MEDICAL DEVICE | 3,800 | $423K | 0.2% | $111.32 * | $12.96 | +43.2% | E OTHER | 464288810 |
| HD | HOME DEPOT INC | 3,652 | $422K | 0.2% | $115.55 * | $56.46 | +60.5% | COMMON STOCK | 437076102 |
| T | AT & T INC | 12,865 | $419K | 0.2% | $32.57 * | $11.46 | +3.4% | COMMON STOCK | 00206R102 |
| VTI | VANGUARD TOTAL STOCK MARKET | 4,165 | $411K | 0.2% | $98.68 | $85.12 | +16.0% | ET OTHER | 922908769 |
| VFC | V.F. CORP | 5,995 | $409K | 0.2% | $68.22 * | $57.36 | +12.0% | COMMON STOCK | 918204108 |
| HYS | PIMCO 0-5 YEAR H/Y CORP BD I | 4,285 | $405K | 0.2% | $94.52 | $105.62 | -10.4% | ND OTHER | 72201R783 |
| — | ALLSTATE CORP | 6,929 | $404K | 0.2% | $58.31 | $57.56 | — | COMMON STOCK | 20002101 |
| PM | PHILIP MORRIS INTERNATIONAL | 5,077 | $403K | 0.2% | $79.38 * | $48.99 | -2.6% | COMMON STOCK | 718172109 |
| HON | HONEYWELL INTERNATIONAL INC | 4,181 | $396K | 0.2% | $94.71 * | $64.25 | +7.0% | COMMON STOCK | 438516106 |
| GLD | SPDR GOLD TRUST | 3,688 | $394K | 0.2% | $106.83 | $107.76 | -0.8% | OTHER | 78463V107 |
| DXJ | WISDOMTREE JAPAN HEDGED EQUI | 8,100 | $394K | 0.2% | $48.64 | $52.08 | -6.6% | TY OTHER | 97717W851 |
| — | WALGREENS BOOTS ALLIANCE INC | 4,713 | $392K | 0.2% | $83.17 | $84.21 | — | COMMON STOCK | 931427108 |
| — | BERKSHIRE HATHAWAY INC CLASS | 2 | $390K | 0.2% | $195000.00 | $190000.00 | — | COMMON STOCK | 84670108 |
| NKE | NIKE INC CLASS B COM | 3,170 | $390K | 0.2% | $123.03 * | $36.45 | +48.1% | COMMON STOCK | 654106103 |
| — | EXPRESS SCRIPTS HLDG | 4,682 | $379K | 0.2% | $80.95 | $75.28 | — | COMMON STOCK | 30219G108 |
| IWB | ISHARES RUSSELL 1000 ETF | 3,445 | $369K | 0.2% | $107.11 | $114.35 | -6.4% | OTHER | 464287622 |
| MCD | MCDONALDS CORP | 3,744 | $369K | 0.2% | $98.56 * | $73.36 | +4.5% | COMMON STOCK | 580135101 |
| — | SUNOCO LOGISTICS PARTNERS LP | 12,600 | $361K | 0.2% | $28.65 | $55.78 | — | COMMON STOCK | 86764L108 |
| CSCO | CISCO SYSTEMS INC | 13,700 | $360K | 0.2% | $26.28 * | $18.76 | +1.4% | COMMON STOCK | 17275R102 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 6,378 | $360K | 0.2% | $56.44 | $56.70 | -0.4% | A COMMON STOCK | 881624209 |
| — | STERICYCLE INC | 2,559 | $356K | 0.2% | $139.12 | $133.73 | — | COMMON STOCK | 858912108 |
| GD | GENERAL DYNAMICS CORP | 2,568 | $354K | 0.2% | $137.85 * | $101.83 | +8.1% | COMMON STOCK | 369550108 |
| SHY | ISHARES BARCLAYS 1-3 YEAR TR | 4,133 | $351K | 0.2% | $84.93 | $84.82 | +0.2% | E OTHER | 464287457 |
| — | UNITED TECHNOLOGIES CORP | 3,942 | $351K | 0.2% | $89.04 | $97.96 | — | COMMON STOCK | 913017109 |
| — | AMERICAN WATER WORKS CO INC | 6,217 | $343K | 0.2% | $55.17 | $47.00 | — | COMMON STOCK | 30420103 |
| FISV | FISERV INC COM | 3,948 | $342K | 0.2% | $86.63 * | $28.82 | +50.3% | COMMON STOCK | 337738108 |
| — | LYDALL INC | 11,994 | $342K | 0.2% | $28.51 | $14.59 | — | COMMON STOCK | 550819106 |
| KBE | KBW BANK ETF | 10,050 | $334K | 0.2% | $33.23 | $27.62 | +20.3% | OTHER | 78464A797 |
| — | BERKSHIRE HATHAWAY INC-CL B | 2,533 | $330K | 0.2% | $130.28 | $122.66 | — | COMMON STOCK | 84670702 |
| IJT | ISHARES S&P SMALLCAP/600 GRO | 2,741 | $329K | 0.2% | $120.03 * | $58.22 | +3.2% | WT OTHER | 464287887 |
| — | AUTOMATIC DATA PROCESSING IN | 4,016 | $323K | 0.2% | $80.43 | $82.67 | — | C COMMON STOCK | 53015103 |
| USB | US BANCORP | 7,379 | $303K | 0.2% | $41.06 * | $23.66 | +20.0% | COMMON STOCK | 902973304 |
| — | DU PONT E I DE NEMOURS & CO | 6,287 | $303K | 0.2% | $48.19 | $58.48 | — | COMMON STOCK | 263534109 |
| ORCL | ORACLE CORPORATION COM | 8,285 | $299K | 0.2% | $36.09 * | $28.11 | +10.0% | COMMON STOCK | 68389X105 |
| CTAS | CINTAS CORP | 3,456 | $296K | 0.2% | $85.65 * | $11.77 | +62.8% | COMMON STOCK | 172908105 |
| PCG | PG & E CORP | 5,588 | $295K | 0.2% | $52.79 * | $38.88 | +26.0% | COMMON STOCK | 69331C108 |
| XLU | UTILITIES SELECT SECTOR SPDR | 6,733 | $291K | 0.2% | $43.22 * | $19.60 | +10.5% | OTHER | 81369Y886 |
| SLB | SCHLUMBERGER LTD | 4,221 | $291K | 0.2% | $68.94 * | $58.86 | -12.4% | COMMON STOCK | 806857108 |
| CNK | CINEMARK HOLDING INC | 8,800 | $286K | 0.2% | $32.50 * | $23.13 | +19.1% | COMMON STOCK | 17243V102 |
| SEE | SEALED AIR CORP NEW | 6,000 | $281K | 0.2% | $46.83 * | $27.32 | +44.3% | COMMON STOCK | 81211K100 |
| UNH | UNITEDHEALTH GROUP INC | 2,419 | $281K | 0.2% | $116.16 * | $101.20 | -2.8% | COMMON STOCK | 91324P102 |
| — | JPMORGAN ALERIAN MLP INDEX F | 9,143 | $278K | 0.2% | $30.41 | $46.54 | — | UN OTHER | 46625H365 |
| EL | LAUDER ESTEE COS CL-A | 3,432 | $277K | 0.2% | $80.71 * | $73.33 | -3.5% | COMMON STOCK | 518439104 |
| — | AMERICAN EXPRESS CO | 3,540 | $262K | 0.1% | $74.01 | $89.85 | — | COMMON STOCK | 25816109 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 3,479 | $257K | 0.1% | $73.87 | $67.53 | +9.2% | OTHER | 921908844 |
| SO | SOUTHERN CO | 5,726 | $256K | 0.1% | $44.71 * | $29.40 | -1.3% | COMMON STOCK | 842587107 |
| OMC | OMNICOM GROUP, INC. | 3,886 | $256K | 0.1% | $65.88 * | $42.56 | +9.5% | COMMON STOCK | 681919106 |
| LOW | LOWES COS INC COM | 3,695 | $255K | 0.1% | $69.01 * | $56.94 | +0.3% | COMMON STOCK | 548661107 |
| DRI | DARDEN RESTAURANTS | 3,644 | $250K | 0.1% | $68.61 * | $47.19 | -3.4% | COMMON STOCK | 237194105 |
| EPP | ISHARES MSCI PACIFIC EX-JAPA | 6,735 | $247K | 0.1% | $36.67 | $49.30 | -25.6% | N OTHER | 464286665 |
| IVE | ISHARES S&P 500 VALUE ETF | 2,850 | $239K | 0.1% | $83.86 | $88.55 | -5.1% | OTHER | 464287408 |
| — | JOHNSON CTLS INC | 5,676 | $235K | 0.1% | $41.40 | $48.36 | — | COMMON STOCK | 478366107 |
| — | HEWLETT PACKARD CO | 9,131 | $234K | 0.1% | $25.63 | $33.90 | — | COMMON STOCK | 428236103 |
| ECL | ECOLAB INC | 2,124 | $233K | 0.1% | $109.70 * | $99.79 | -1.7% | COMMON STOCK | 278865100 |
| — | ANIXTER INTERNATIONAL INC | 4,000 | $231K | 0.1% | $57.75 | $89.75 | — | COMMON STOCK | 35290105 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,881 | $230K | 0.1% | $122.28 * | $126.34 | -6.1% | COMMON STOCK | 883556102 |
| WMT | WALMART STORES INC | 3,531 | $229K | 0.1% | $64.85 * | $21.18 | -15.7% | COMMON STOCK | 931142103 |
| — | REGAL ENTERTAINMENT GROUP CL | 12,000 | $224K | 0.1% | $18.67 | $17.93 | — | A COMMON STOCK | 758766109 |
| SBUX | STARBUCKS CORP | 3,925 | $223K | 0.1% | $56.82 * | $45.32 | +1.6% | COMMON STOCK | 855244109 |
| TIP | ISHARES BARCLAYS TIPS BOND E | 2,000 | $221K | 0.1% | $110.50 | $111.53 | -0.8% | TF OTHER | 464287176 |
| — | SPECTRA ENERGY CORP WI | 8,338 | $219K | 0.1% | $26.27 | $37.15 | — | COMMON STOCK | 847560109 |
| IEI | ISHARES BARCLAYS 3-7 YEAR ET | 1,759 | $219K | 0.1% | $124.50 | $122.44 | +1.8% | F OTHER | 464288661 |
| KMB | KIMBERLY-CLARK CORP | 1,950 | $213K | 0.1% | $109.23 * | $71.60 | +7.6% | COMMON STOCK | 494368103 |
| — | ENERGY TRANSFER PARTNERS LP | 5,018 | $206K | 0.1% | $41.05 | $41.05 | — | COMMON STOCK | 29273R109 |
| — | BLACKROCK MUNIYIELD CALI FD | 13,000 | $206K | 0.1% | $15.85 | $15.81 | — | OTHER | 09254M105 |
| OXY | OCCIDENTAL PETE CORP | 3,086 | $204K | 0.1% | $66.10 * | $58.72 | -16.7% | COMMON STOCK | 674599105 |
| ROP | ROPER TECHNOLOGIES INC | 1,280 | $201K | 0.1% | $157.03 * | $155.23 | -5.2% | COMMON STOCK | 776696106 |
| — | NUVEEN CALIFORNIA MUNI VALUE | 17,975 | $190K | 0.1% | $10.57 | $9.41 | — | F OTHER | 67062C107 |
| — | MERGE HEALTHCARE INC | 10,941 | $78,000 | 0.0% | $7.13 | $7.13 | — | COMMON STOCK | 589499102 |
| — | ABERDEEN ASIA PAC PRIME INC | 14,000 | $63,000 | 0.0% | $4.50 | $6.29 | — | OTHER | 3009107 |