ROCKY MOUNTAIN ADVISERS, LLC Diversified Active

CIK: 0001512779 · Show all filings

Period: Q4 2013 (Next →)

Filing Date: Feb 14, 2014

Total Value ($000): $10,157 (100.0% shares, 0.0% debt)

Holdings (152)

BRK/B BERKSHIRE HATHAWAY INC DEL 12.6%
Value ($000) $1,275 Shares 10,754 Est. Cost $115.63 Unrealized 0.0%
TOWERS WATSON & CO 6.9%
Value ($000) $700 Shares 5,486 Est. Cost $127.60 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 5.3%
Value ($000) $534 Shares 3 Est. Cost $173485.66 Unrealized 0.0%
IBM INTERNATIONAL BUSINESS MACHS 4.9%
Value ($000) $497 Shares 2,650 Est. Cost $106.40 Unrealized 0.0%
WMT WAL-MART STORES INC 4.8%
Value ($000) $488 Shares 6,200 Est. Cost $20.35 Unrealized 0.0%
BOULDER GROWTH & INCOME FD I 3.6%
Value ($000) $365 Shares 45,428 Est. Cost $8.03 Unrealized
MMM 3M CO 3.5%
Value ($000) $358 Shares 2,554 Est. Cost $72.67 Unrealized 0.0%
BSV VANGUARD BD INDEX FD INC 3.3%
Value ($000) $338 Shares 4,230 Est. Cost $79.91 Unrealized
BOULDER TOTAL RETURN FD INC 3.1%
Value ($000) $315 Shares 13,705 Est. Cost $22.98 Unrealized
IGSB ISHARES 2.8%
Value ($000) $287 Shares 2,725 Est. Cost $105.32 Unrealized
BND VANGUARD BD INDEX FD INC 2.2%
Value ($000) $227 Shares 2,830 Est. Cost $80.21 Unrealized
MICROSOFT CORP 2.2%
Value ($000) $226 Shares 6,040 Est. Cost $37.42 Unrealized
JNJ JOHNSON & JOHNSON 2.1%
Value ($000) $212 Shares 2,319 Est. Cost $65.75 Unrealized 0.0%
YUM YUM BRANDS INC 1.9%
Value ($000) $196 Shares 2,590 Est. Cost $40.89 Unrealized 0.0%
TANGER FACTORY OUTLET CTRS I 1.8%
Value ($000) $183 Shares 5,700 Est. Cost $32.11 Unrealized
KO COCA COLA CO 1.8%
Value ($000) $180 Shares 4,362 Est. Cost $26.95 Unrealized 0.0%
UNP UNION PAC CORP 1.7%
Value ($000) $168 Shares 1,000 Est. Cost $60.55 Unrealized 0.0%
PG PROCTER & GAMBLE CO 1.6%
Value ($000) $163 Shares 2,000 Est. Cost $58.01 Unrealized 0.0%
VIG VANGUARD SPECIALIZED PORTFOL 1.6%
Value ($000) $159 Shares 2,110 Est. Cost $75.36 Unrealized
KMB KIMBERLY CLARK CORP 1.5%
Value ($000) $157 Shares 1,500 Est. Cost $66.36 Unrealized 0.0%
CINF CINCINNATI FINL CORP 1.3%
Value ($000) $131 Shares 2,500 Est. Cost $35.55 Unrealized 0.0%
PAYX PAYCHEX INC 1.3%
Value ($000) $127 Shares 2,800 Est. Cost $29.42 Unrealized 0.0%
GREAT PLAINS ENERGY INC 1.1%
Value ($000) $114 Shares 4,699 Est. Cost $24.26 Unrealized
DVY ISHARES 1.0%
Value ($000) $103 Shares 1,445 Est. Cost $71.28 Unrealized
MRK MERCK & CO INC NEW 1.0%
Value ($000) $99 Shares 1,986 Est. Cost $31.29 Unrealized 0.0%
VTI VANGUARD INDEX FDS 0.9%
Value ($000) $87 Shares 910 Est. Cost $95.60 Unrealized
AAPL APPLE INC 0.8%
Value ($000) $84 Shares 150 Est. Cost $16.37 Unrealized 0.0%
NUVEEN ENERGY MLP TOTL RTRNF 0.8%
Value ($000) $84 Shares 4,321 Est. Cost $19.44 Unrealized
EXC EXELON CORP 0.8%
Value ($000) $83 Shares 3,040 Est. Cost $13.04 Unrealized 0.0%
IWO ISHARES 0.7%
Value ($000) $74 Shares 545 Est. Cost $135.78 Unrealized
COP CONOCOPHILLIPS 0.7%
Value ($000) $70 Shares 996 Est. Cost $48.40 Unrealized 0.0%
SDY SPDR SERIES TRUST 0.7%
Value ($000) $68 Shares 940 Est. Cost $72.34 Unrealized
BDX BECTON DICKINSON & CO 0.6%
Value ($000) $66 Shares 600 Est. Cost $85.77 Unrealized 0.0%
EWA ISHARES 0.6%
Value ($000) $65 Shares 2,650 Est. Cost $24.53 Unrealized
GIS GENERAL MLS INC 0.6%
Value ($000) $60 Shares 1,200 Est. Cost $32.89 Unrealized 0.0%
COHEN & STEERS INFRASTRUCTUR 0.6%
Value ($000) $58 Shares 2,800 Est. Cost $20.71 Unrealized
BANK OF AMERICA CORPORATION 0.5%
Value ($000) $53 Shares 50 Est. Cost $1060.00 Unrealized
BKH BLACK HILLS CORP 0.5%
Value ($000) $53 Shares 1,000 Est. Cost $33.02 Unrealized 0.0%
XOM EXXON MOBIL CORP 0.5%
Value ($000) $52 Shares 511 Est. Cost $55.94 Unrealized 0.0%
EWC ISHARES 0.5%
Value ($000) $52 Shares 1,800 Est. Cost $28.89 Unrealized
DIRECTV 0.5%
Value ($000) $50 Shares 731 Est. Cost $68.40 Unrealized
NSC NORFOLK SOUTHERN CORP 0.5%
Value ($000) $49 Shares 529 Est. Cost $65.71 Unrealized 0.0%
MTH MERITAGE HOMES CORP 0.5%
Value ($000) $48 Shares 1,000 Est. Cost $21.67 Unrealized 0.0%
POWERSHARES GLOBAL ETF TRUST 0.5%
Value ($000) $47 Shares 3,500 Est. Cost $13.43 Unrealized
JPM JPMORGAN CHASE & CO 0.4%
Value ($000) $44 Shares 745 Est. Cost $39.63 Unrealized 0.0%
SHY ISHARES 0.4%
Value ($000) $42 Shares 500 Est. Cost $84.00 Unrealized
GENERAL ELECTRIC CO 0.4%
Value ($000) $42 Shares 1,500 Est. Cost $28.00 Unrealized
PHM PULTE GROUP INC 0.4%
Value ($000) $41 Shares 2,000 Est. Cost $15.23 Unrealized 0.0%
BAC BANK OF AMERICA CORPORATION 0.4%
Value ($000) $38 Shares 2,431 Est. Cost $11.68 Unrealized 0.0%
FLAHERTY & CRUMRINE TOTAL RE 0.4%
Value ($000) $37 Shares 2,000 Est. Cost $18.50 Unrealized
LIBERTY MEDIA CORP DELAWARE 0.4%
Value ($000) $36 Shares 247 Est. Cost $145.75 Unrealized
INTC INTEL CORP 0.3%
Value ($000) $34 Shares 1,300 Est. Cost $17.92 Unrealized 0.0%
DENALI FD INC 0.3%
Value ($000) $33 Shares 1,719 Est. Cost $19.20 Unrealized
M D C HLDGS INC 0.3%
Value ($000) $32 Shares 1,000 Est. Cost $32.00 Unrealized
C CITIGROUP INC 0.3%
Value ($000) $31 Shares 600 Est. Cost $37.66 Unrealized 0.0%
CSCO CISCO SYS INC 0.3%
Value ($000) $31 Shares 1,400 Est. Cost $15.20 Unrealized 0.0%
LLY LILLY ELI & CO 0.3%
Value ($000) $31 Shares 600 Est. Cost $39.58 Unrealized 0.0%
IYY ISHARES 0.3%
Value ($000) $30 Shares 320 Est. Cost $93.75 Unrealized
LIBERTY INTERACTIVE CORP 0.3%
Value ($000) $27 Shares 915 Est. Cost $29.51 Unrealized
AGG ISHARES 0.3%
Value ($000) $27 Shares 250 Est. Cost $108.00 Unrealized
BOND PIMCO ETF TR 0.3%
Value ($000) $26 Shares 250 Est. Cost $104.00 Unrealized
UNILEVER PLC 0.2%
Value ($000) $25 Shares 600 Est. Cost $41.67 Unrealized
PUK PRUDENTIAL PLC 0.2%
Value ($000) $23 Shares 500 Est. Cost $46.00 Unrealized
TIME WARNER INC 0.2%
Value ($000) $23 Shares 333 Est. Cost $69.07 Unrealized
TEVA TEVA PHARMACEUTICAL INDS LTD 0.2%
Value ($000) $22 Shares 550 Est. Cost $40.00 Unrealized
GS GOLDMAN SACHS GROUP INC 0.2%
Value ($000) $21 Shares 120 Est. Cost $130.68 Unrealized 0.0%
ANADARKO PETE CORP 0.2%
Value ($000) $20 Shares 250 Est. Cost $80.00 Unrealized
PSX PHILLIPS 66 0.2%
Value ($000) $19 Shares 248 Est. Cost $43.41 Unrealized 0.0%
KMI KINDER MORGAN INC DEL 0.2%
Value ($000) $19 Shares 534 Est. Cost $19.06 Unrealized 0.0%
TWENTY FIRST CENTY FOX INC 0.2%
Value ($000) $19 Shares 552 Est. Cost $34.42 Unrealized
HANCOCK JOHN PFD INCOME FD I 0.2%
Value ($000) $18 Shares 1,000 Est. Cost $18.00 Unrealized
SLF SUN LIFE FINL INC 0.2%
Value ($000) $18 Shares 500 Est. Cost $34.04 Unrealized 0.0%
BAX BAXTER INTL INC 0.2%
Value ($000) $18 Shares 265 Est. Cost $29.22 Unrealized 0.0%
BMY BRISTOL MYERS SQUIBB CO 0.2%
Value ($000) $16 Shares 300 Est. Cost $34.16 Unrealized 0.0%
WIP SPDR SERIES TRUST 0.1%
Value ($000) $15 Shares 260 Est. Cost $57.69 Unrealized
CABELAS INC 0.1%
Value ($000) $14 Shares 211 Est. Cost $66.35 Unrealized
ALL ALLSTATE CORP 0.1%
Value ($000) $14 Shares 260 Est. Cost $41.10 Unrealized 0.0%
LEGG MASON INC 0.1%
Value ($000) $13 Shares 300 Est. Cost $43.33 Unrealized
PAA PLAINS ALL AMERN PIPELINE L 0.1%
Value ($000) $13 Shares 244 Est. Cost $53.28 Unrealized
MYLAN INC 0.1%
Value ($000) $13 Shares 300 Est. Cost $43.33 Unrealized
VIACOM INC NEW 0.1%
Value ($000) $13 Shares 152 Est. Cost $85.53 Unrealized
ISHARES 0.1%
Value ($000) $12 Shares 1,007 Est. Cost $11.92 Unrealized
ADAMS EXPRESS CO 0.1%
Value ($000) $11 Shares 813 Est. Cost $13.53 Unrealized
TIME WARNER CABLE INC 0.1%
Value ($000) $11 Shares 83 Est. Cost $132.53 Unrealized
HON HONEYWELL INTL INC 0.1%
Value ($000) $11 Shares 124 Est. Cost $60.82 Unrealized 0.0%
ONEOK PARTNERS LP 0.1%
Value ($000) $11 Shares 200 Est. Cost $55.00 Unrealized
POWERSHARES GLOBAL ETF TRUST 0.1%
Value ($000) $11 Shares 490 Est. Cost $22.45 Unrealized
GOOGLE INC 0.1%
Value ($000) $11 Shares 10 Est. Cost $1100.00 Unrealized
SYY SYSCO CORP 0.1%
Value ($000) $11 Shares 300 Est. Cost $24.38 Unrealized 0.0%
KANSAS CITY SOUTHERN 0.1%
Value ($000) $10 Shares 81 Est. Cost $123.46 Unrealized
POWERSHARES DB CMDTY IDX TRA 0.1%
Value ($000) $10 Shares 395 Est. Cost $25.32 Unrealized
PFG PRINCIPAL FINL GROUP INC 0.1%
Value ($000) $10 Shares 211 Est. Cost $30.85 Unrealized 0.0%
AMERICAN SOFTWARE INC 0.1%
Value ($000) $10 Shares 1,000 Est. Cost $10.00 Unrealized
EPI WISDOMTREE TR 0.1%
Value ($000) $10 Shares 565 Est. Cost $17.70 Unrealized
HST HOST HOTELS & RESORTS INC 0.1%
Value ($000) $10 Shares 511 Est. Cost $11.39 Unrealized 0.0%
CBS CORP NEW 0.1%
Value ($000) $10 Shares 158 Est. Cost $63.29 Unrealized
ORCL ORACLE CORP 0.1%
Value ($000) $10 Shares 252 Est. Cost $28.79 Unrealized 0.0%
ISHARES GOLD TRUST 0.1%
Value ($000) $9 Shares 800 Est. Cost $11.25 Unrealized
WFC WELLS FARGO & CO NEW 0.1%
Value ($000) $9 Shares 200 Est. Cost $30.76 Unrealized 0.0%
MORGAN STANLEY CHINA A SH FD 0.1%
Value ($000) $8 Shares 340 Est. Cost $23.53 Unrealized
TORTOISE ENERGY INFRSTRCTR C 0.1%
Value ($000) $8 Shares 175 Est. Cost $45.71 Unrealized
DIS DISNEY WALT CO 0.1%
Value ($000) $8 Shares 100 Est. Cost $61.69 Unrealized 0.0%
PRU PRUDENTIAL FINL INC 0.1%
Value ($000) $8 Shares 87 Est. Cost $51.50 Unrealized 0.0%
LIBERTY INTERACTIVE CORP 0.1%
Value ($000) $8 Shares 62 Est. Cost $129.03 Unrealized
NATIONAL OILWELL VARCO INC 0.1%
Value ($000) $7 Shares 82 Est. Cost $85.37 Unrealized
CVX CHEVRON CORP NEW 0.1%
Value ($000) $7 Shares 58 Est. Cost $72.49 Unrealized 0.0%
RYN RAYONIER INC 0.1%
Value ($000) $7 Shares 165 Est. Cost $42.42 Unrealized
STARZ 0.1%
Value ($000) $7 Shares 247 Est. Cost $28.34 Unrealized
DUK DUKE ENERGY CORP NEW 0.1%
Value ($000) $7 Shares 100 Est. Cost $42.35 Unrealized 0.0%
EWZ ISHARES 0.1%
Value ($000) $7 Shares 150 Est. Cost $46.67 Unrealized
VECTREN CORP 0.1%
Value ($000) $7 Shares 190 Est. Cost $36.84 Unrealized
SCANA CORP NEW 0.1%
Value ($000) $6 Shares 135 Est. Cost $44.44 Unrealized
NORTHEAST UTILS 0.1%
Value ($000) $6 Shares 150 Est. Cost $40.00 Unrealized
VYM VANGUARD WHITEHALL FDS INC 0.1%
Value ($000) $6 Shares 100 Est. Cost $60.00 Unrealized
WESTAR ENERGY INC 0.1%
Value ($000) $6 Shares 200 Est. Cost $30.00 Unrealized
NUVEEN SELECT TAX FREE INCM 0.1%
Value ($000) $6 Shares 500 Est. Cost $12.00 Unrealized
STPZ PIMCO ETF TR 0.1%
Value ($000) $6 Shares 115 Est. Cost $52.17 Unrealized
ISRG INTUITIVE SURGICAL INC 0.1%
Value ($000) $6 Shares 15 Est. Cost $42.08 Unrealized 0.0%
VCSH VANGUARD SCOTTSDALE FDS 0.1%
Value ($000) $6 Shares 80 Est. Cost $75.00 Unrealized
SAFT SAFETY INS GROUP INC 0.1%
Value ($000) $6 Shares 100 Est. Cost $54.99 Unrealized 0.0%
PFE PFIZER INC 0.0%
Value ($000) $5 Shares 172 Est. Cost $17.62 Unrealized 0.0%
SO SOUTHERN CO 0.0%
Value ($000) $5 Shares 118 Est. Cost $24.56 Unrealized 0.0%
MCD MCDONALDS CORP 0.0%
Value ($000) $5 Shares 55 Est. Cost $70.01 Unrealized 0.0%
ROYCE VALUE TR INC 0.0%
Value ($000) $5 Shares 331 Est. Cost $15.11 Unrealized
MDU MDU RES GROUP INC 0.0%
Value ($000) $5 Shares 177 Est. Cost $7.80 Unrealized 0.0%
AGO ASSURED GUARANTY LTD 0.0%
Value ($000) $5 Shares 230 Est. Cost $17.63 Unrealized 0.0%
DOW 30 PREMIUM & DIV INC FD 0.0%
Value ($000) $5 Shares 300 Est. Cost $16.67 Unrealized
CALPINE CORP 0.0%
Value ($000) $4 Shares 200 Est. Cost $20.00 Unrealized
ADM ARCHER DANIELS MIDLAND CO 0.0%
Value ($000) $4 Shares 100 Est. Cost $28.61 Unrealized 0.0%
RRC RANGE RES CORP 0.0%
Value ($000) $4 Shares 50 Est. Cost $77.77 Unrealized 0.0%
RWT REDWOOD TR INC 0.0%
Value ($000) $3 Shares 147 Est. Cost $20.41 Unrealized
KINDER MORGAN INC DEL 0.0%
Value ($000) $3 Shares 817 Est. Cost $3.67 Unrealized
COST COSTCO WHSL CORP NEW 0.0%
Value ($000) $3 Shares 28 Est. Cost $95.15 Unrealized 0.0%
DU PONT E I DE NEMOURS & CO 0.0%
Value ($000) $3 Shares 44 Est. Cost $68.18 Unrealized
NWSA NEWS CORP NEW 0.0%
Value ($000) $2 Shares 138 Est. Cost $15.15 Unrealized 0.0%
ANNALY CAP MGMT INC 0.0%
Value ($000) $2 Shares 230 Est. Cost $8.70 Unrealized
FITB FIFTH THIRD BANCORP 0.0%
Value ($000) $2 Shares 106 Est. Cost $13.07 Unrealized 0.0%
CLEAR CHANNEL OUTDOOR HLDGS 0.0%
Value ($000) $2 Shares 228 Est. Cost $8.77 Unrealized
ALEXZA PHARMACEUTICALS INC 0.0%
Value ($000) $2 Shares 350 Est. Cost $5.71 Unrealized
ALCATEL-LUCENT 0.0%
Value ($000) $2 Shares 390 Est. Cost $5.13 Unrealized
STATOIL ASA 0.0%
Value ($000) $2 Shares 100 Est. Cost $20.00 Unrealized
SEARS HLDGS CORP 0.0%
Value ($000) $2 Shares 43 Est. Cost $46.51 Unrealized
NEWFIELD EXPL CO 0.0%
Value ($000) $1 Shares 40 Est. Cost $25.00 Unrealized
PPL PPL CORP 0.0%
Value ($000) $1 Shares 43 Est. Cost $16.37 Unrealized 0.0%
GENERAL MTRS CO 0.0%
Value ($000) $1 Shares 27 Est. Cost $37.04 Unrealized
AOL INC 0.0%
Value ($000) $1 Shares 30 Est. Cost $33.33 Unrealized
GM GENERAL MTRS CO 0.0%
Value ($000) $1 Shares 29 Est. Cost $28.17 Unrealized 0.0%
SUNEDISON INC 0.0%
Value ($000) $1 Shares 51 Est. Cost $19.61 Unrealized
TEX TEREX CORP NEW 0.0%
Value ($000) $1 Shares 29 Est. Cost $36.24 Unrealized 0.0%
GNW GENWORTH FINL INC 0.0%
Value ($000) $1 Shares 70 Est. Cost $14.45 Unrealized 0.0%
GENERAL MTRS CO 0.0%
Value ($000) $1 Shares 27 Est. Cost $37.04 Unrealized
ROYCE GLOBAL VALUE TR INC 0.0%
Value ($000) $0 Shares 47 Est. Cost Unrealized