CIK: 0001570396 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 10, 2016
Total Value ($000): $149,425 (93.2% shares, 6.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MDLZ | Mondelez Intl Inc Cl A | 143,299 | $6,291 | 4.2% | $32.41 | +8.7% | cs | 609207105 |
| AIG | American Intl Group Inc New | 99,172 | $5,885 | 3.9% | $32.82 | +37.3% | cs | 026874784 |
| — | Biogen Inc | 17,067 | $5,342 | 3.6% | $245.54 | — | cs | 09062x103 |
| CM | Canadian Imperial Bank Of Comm | 67,893 | $5,264 | 3.5% | $22.85 | +8.0% | cs | 136069101 |
| — | NXP Semiconductors NV | 50,880 | $5,190 | 3.5% | $57.06 | — | cs | n6596x109 |
| INTC | Intel Corp | 133,012 | $5,021 | 3.4% | $17.23 | +66.1% | cs | 458140100 |
| — | JPMorgan Chase & Co | 75,237 | $5,010 | 3.4% | $58.48 | — | cs | 46625h100 |
| — | Tupperware Brands Corp | 67,520 | $4,414 | 3.0% | $58.03 | — | cs | 899896104 |
| — | United Technologies Corp | 43,239 | $4,393 | 2.9% | $102.56 | — | cs | 913017109 |
| AAPL | Apple Inc | 38,575 | $4,361 | 2.9% | $23.81 | +1.8% | cs | 037833100 |
| — | Medtronic PLC | 49,687 | $4,293 | 2.9% | $77.99 | — | cs | g5960l103 |
| — | TE Connectivity Ltd Reg | 65,723 | $4,231 | 2.8% | $55.11 | — | cs | h84989104 |
| MS | Morgan Stanley | 123,865 | $3,971 | 2.7% | $21.33 | +7.1% | cs | 617446448 |
| BAX | Baxter Intl Inc | 82,753 | $3,939 | 2.6% | $33.27 | +21.5% | cs | 071813109 |
| — | Time Warner Inc | 49,321 | $3,926 | 2.6% | $72.57 | — | cs | 887317303 |
| BP | BP Plc Sp ADR | 109,908 | $3,864 | 2.6% | $36357.29 | — | ad | 055622104 |
| — | Brookfield Asset Mgmt Inc Cl A | 100,441 | $3,534 | 2.4% | $47.92 | — | re | 112585104 |
| IWM | iShares Tr Russell 2000 | 28,352 | $3,522 | 2.4% | $77919.05 | — | ui | 464287655 |
| IBM | International Business Machine | 21,761 | $3,457 | 2.3% | $107.80 | -5.6% | cs | 459200101 |
| DE | Deere & Co | 39,757 | $3,393 | 2.3% | $70.27 | +0.1% | cs | 244199105 |
| — | TransCanada Corp | 70,152 | $3,336 | 2.2% | $37.20 | — | cs | 89353d107 |
| DHR | Danaher Corp | 42,099 | $3,300 | 2.2% | $34.87 | +92.9% | cs | 235851102 |
| — | Alphabet Inc Cap Stock Cl C | 4,203 | $3,267 | 2.2% | $757.50 | — | cs | 02079k107 |
| GILD | Gilead Sciences Inc | 38,725 | $3,064 | 2.1% | $67.39 | -14.3% | cs | 375558103 |
| — | Devon Energy Corp | 60,837 | $2,684 | 1.8% | $61.33 | — | cs | 25179m103 |
| — | Shire PLC Sp ADR | 13,755 | $2,667 | 1.8% | $184.06 | — | ad | 82481r106 |
| — | AT&T Inc | 64,290 | $2,611 | 1.7% | $36.98 | — | cs | 00206r102 |
| — | Stericycle Inc | 31,095 | $2,492 | 1.7% | $103.29 | — | cs | 858912108 |
| EMR | Emerson Electric Co | 45,420 | $2,476 | 1.7% | $39.14 | +8.1% | cs | 291011104 |
| — | LyondellBasell Industries NV - | 26,820 | $2,163 | 1.4% | $86.04 | — | cs | n53745100 |
| — | Societe Generale | 2,721,000 | $2,148 | 1.4% | $0.81 | — | cb | 83368wbd2 |
| — | Cigna Corp | 16,412 | $2,139 | 1.4% | $143.19 | — | cs | 125509109 |
| — | BCE Inc | 43,717 | $2,019 | 1.4% | $43.54 | — | cs | 05534b760 |
| — | Nomura America Finance LLC | 2,090,000 | $1,642 | 1.1% | $0.79 | — | cb | 655365aa2 |
| — | Exxon Mobil Corp | 17,717 | $1,546 | 1.0% | $100.91 | — | cs | 30231g102 |
| — | Jefferies Group LLC Jefferie | 1,500,000 | $1,479 | 1.0% | $1.01 | — | cb | 47233jab4 |
| — | Visa Inc Cl A | 15,787 | $1,306 | 0.9% | $77.53 | — | cs | 92826c839 |
| EFA | iShares Tr MSCI EAFE Index | 21,070 | $1,246 | 0.8% | $6812.51 | — | ui | 464287465 |
| — | Reynolds American Inc | 24,310 | $1,146 | 0.8% | $50.11 | — | cs | 761713106 |
| NVO | Novo-Nordisk AS ADR | 24,699 | $1,027 | 0.7% | $8205.30 | — | ad | 670100205 |
| — | Fortive Corp | 19,552 | $995 | 0.7% | $50.89 | — | cs | 34959j108 |
| VFC | VF Corp | 15,624 | $876 | 0.6% | $58.07 | -0.6% | cs | 918204108 |
| — | Stericycle Income Dep Pfd A 1/ | 11,990 | $795 | 0.5% | $66.31 | — | cp | 858912207 |
| EEM | iShares Tr MSCI Emerg Mkt | 20,812 | $779 | 0.5% | $38.86 | — | ui | 464287234 |
| MSFT | Microsoft Corp | 12,234 | $705 | 0.5% | $26.83 | +87.5% | cs | 594918104 |
| — | Allergan PLC Conv Pfd Ser A | 852 | $700 | 0.5% | $825.89 | — | cp | g0177j116 |
| SHW | Sherwin Williams Co | 2,494 | $690 | 0.5% | $53.48 | +66.4% | cs | 824348106 |
| SLB | Schlumberger Ltd | 8,300 | $653 | 0.4% | $63.27 | -4.1% | cs | 806857108 |
| — | Lloyds TSB Bank PLC | 890,000 | $534 | 0.4% | $0.65 | — | cb | 5394e8bn8 |
| — | Citigroup Funding Inc Med Term | 650,000 | $519 | 0.3% | $0.83 | — | cb | 1730t0a58 |
| — | Oracle Corp | 12,740 | $500 | 0.3% | $38.25 | — | cs | 68389x105 |
| — | Lloyds TSB Bank PLC | 590,000 | $430 | 0.3% | $0.79 | — | cb | 5394e8by4 |
| — | Barclays Bank PLC | 640,000 | $426 | 0.3% | $0.70 | — | cb | 06741tpr2 |
| — | SG Structured Prods Inc | 455,000 | $414 | 0.3% | $0.92 | — | cb | 78423ap48 |
| JNJ | Johnson & Johnson | 3,323 | $393 | 0.3% | $60.55 | +54.6% | cs | 478160104 |
| — | Lloyds TSB Bank PLC | 520,000 | $369 | 0.2% | $0.83 | — | cb | 5394e8ce7 |
| BMO | Bank Montreal Que | 5,600 | $367 | 0.2% | $40.79 | +9.3% | cs | 063671101 |
| — | Abbvie Inc | 5,510 | $348 | 0.2% | $60.18 | — | cs | 00287y109 |
| PEP | PepsiCo Inc | 3,145 | $342 | 0.2% | $56.13 | +44.5% | cs | 713448108 |
| — | General Electric Company | 11,367 | $337 | 0.2% | $11279.28 | — | cs | 369604103 |
| — | Eaton Corp PLC | 4,745 | $312 | 0.2% | $74.84 | — | cs | g29183103 |
| — | AngloGold Ashanti Holdings Fin | 290,000 | $302 | 0.2% | $1.04 | — | cb | 03512taa9 |
| KR | Kroger Co | 10,000 | $297 | 0.2% | $22.70 | +20.7% | cs | 501044101 |
| CBU | Community Bank Systems Inc | 5,667 | $273 | 0.2% | $30.10 | +14.6% | cs | 203607106 |
| — | Verizon Communications Inc | 5,162 | $268 | 0.2% | $48.92 | — | cs | 92343v104 |
| — | Citigroup Funding Inc Med Term | 328,000 | $258 | 0.2% | $0.82 | — | cb | 1730t0u49 |
| — | Barclays Bank PLC | 330,000 | $256 | 0.2% | $0.83 | — | cb | 06740pz33 |
| — | Citigroup Funding Inc Med Term | 315,000 | $251 | 0.2% | $0.82 | — | cb | 1730t0vd8 |
| — | Dominion Resources Inc VA | 3,366 | $250 | 0.2% | $64.67 | — | cs | 25746u109 |
| PG | Procter & Gamble Co | 2,747 | $247 | 0.2% | $56.45 | +19.6% | cs | 742718109 |
| — | Penney J C Corp Inc | 230,000 | $238 | 0.2% | $1.02 | — | cb | 708130ab5 |
| GD | General Dynamics Corp | 1,525 | $237 | 0.2% | $107.02 | +13.6% | cs | 369550108 |
| — | SG Structured Prods Inc | 305,000 | $235 | 0.2% | $0.79 | — | cb | 78423ees9 |
| — | Cisco Systems Inc | 7,259 | $230 | 0.2% | $27.31 | — | cs | 17275r102 |
| CVS | CVS Health Corporation | 2,558 | $228 | 0.2% | $41.44 | +71.1% | cs | 126650100 |
| — | Ally Financial Inc | 225,000 | $224 | 0.1% | $1.00 | — | cb | 02006dfu0 |
| — | General Electric Capital Corp | 200,000 | $221 | 0.1% | $1.07 | — | cb | 36966ted0 |
| DIS | Disney Walt Co Disney | 2,385 | $221 | 0.1% | $72.24 | +23.0% | cs | 254687106 |
| — | Goldman Sachs Group Inc | 270,000 | $220 | 0.1% | $0.89 | — | cb | 38147qlj3 |
| IWF | iShares Tr Russell 1000 Growth | 2,040 | $213 | 0.1% | $72849.73 | — | ui | 464287614 |
| MCD | McDonalds Corp | 1,843 | $213 | 0.1% | $76.35 | +23.8% | cs | 580135101 |