Capital Wealth Alliance, LLC Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PHYS	SPROTT PHYSICAL GOLD TR UNIT	720,324	$10,526	7.7%	$12.87	—	UNIT	85207H104
ABT	ABBOTT LABS	77,016	$9,260	6.8%	$75.30	+31.8%	COM	002824100
PSLV	SPROTT PHYSICAL SILVER TR TR UNIT	830,641	$8,132	6.0%	$7.05	—	TR UNIT	85207K107
VGSH	VANGUARD SHORT-TERM TREASURY ETF	82,631	$5,089	3.7%	$62.08	—	SHORT TERM TREAS	92206C102
SHY	ISHARES TR 1 3 YR TREAS BD	50,321	$4,345	3.2%	$86.56	—	1 3 YR TREAS BD	464287457
AFIF	ANFIELD UNIVERSAL FIXED INCOME ETF	380,337	$3,706	2.7%	$9.71	—	ANFIELD UNVL ETF	90214Q766
IWB	ISHARES TR RUS 1000 ETF	16,693	$3,620	2.6%	$178.94	—	RUS 1000 ETF	464287622
IWP	ISHARES TR RUS MD CP GR ETF	32,396	$3,448	2.5%	$115.55	—	RUS MD CP GR ETF	464287481
—	INVITAE CORPORATION	61,200	$3,282	2.4%	$53.63	—	COM	46185L103
AAPL	APPLE INCORPORATED	23,393	$3,158	2.3%	$102.28	+14.4%	COM	037833100
AESR	ANFIELD U.S. EQUITY SECTOR ROTATION ETF	234,904	$2,846	2.1%	$8.53	—	ANFIELD US EQU	90214Q733
IWM	ISHARES TR RUSSELL 2000 ETF	11,876	$2,537	1.9%	$160.25	—	RUSSELL 2000 ETF	464287655
OUNZ	VANECK MERK GOLD TRUST	136,936	$2,448	1.8%	$15.52	—	GOLD TRUST	921078101
ABBV	ABBVIE INCORPORATED	23,472	$2,429	1.8%	$64.63	+22.1%	COM	00287Y109
GDX	VANECK VECTORS GOLD MINERS ETF	64,767	$2,246	1.6%	$28.96	—	GOLD MINERS ETF	92189F106
MSTR	MICROSTRATEGY INCORPORATED CLASS A NEW	3,011	$2,071	1.5%	$14.19	+64.6%	CL A NEW	594972408
ACTG	ACACIA RESH CORPORATION ACACIA TCH COM	304,006	$1,952	1.4%	$3.02	+18.6%	ACACIA TCH COM	003881307
SPHD	INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF	48,661	$1,864	1.4%	$41.41	—	S&P500 HDL VOL	46138E362
TFLO	ISHARES TR TRS FLT RT BD	34,250	$1,723	1.3%	$50.33	—	TRS FLT RT BD	46434V860
—	GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT	488,964	$1,721	1.3%	$4.09	—	COM SH BEN INT	36465A109
BRK/B	BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW	6,997	$1,625	1.2%	$185.72	+18.6%	CL B NEW	084670702
VNQ	VANGUARD REAL ESTATE ETF	17,870	$1,562	1.1%	$92.46	—	REAL ESTATE ETF	922908553
PDP	INVESCO DWA MOMENTUM ETF	14,971	$1,335	1.0%	$67.41	—	DWA MOMENTUM	46137V837
PRN	INVESCO DWA INDUSTRIALS MOMENTUM ETF	13,029	$1,333	1.0%	$70.14	—	DWA INDLS MUMT	46137V845
FXL	FIRST TRUST TECHNOLOGY ALPHADEX FUND	11,417	$1,330	1.0%	$71.18	—	TECH ALPHADEX	33734X176
TOTL	SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF	26,997	$1,329	1.0%	$49.64	—	SPDR TR TACTIC	78467V848
IGPT	INVESCO DYNAMIC SOFTWARE ETF	7,457	$1,241	0.9%	$98.79	—	DYNMC SOFTWARE	46137V639
MUB	ISHARES TR NATIONAL MUN ETF	10,432	$1,226	0.9%	$115.79	—	NATIONAL MUN ETF	464288414
IYG	ISHARES TR U.S. FIN SVC ETF	7,991	$1,211	0.9%	$141.34	—	U.S. FIN SVC ETF	464287770
DIS	DISNEY WALT COMPANY	6,822	$1,207	0.9%	$123.47	+13.6%	COM	254687106
TIP	ISHARES TR TIPS BD ETF	9,371	$1,199	0.9%	$119.03	—	TIPS BD ETF	464287176
—	GAMCO NAT RES GOLD & INCOME TR SH BEN INT	227,057	$1,150	0.8%	$5.98	—	SH BEN INT	36465E101
QTEC	FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND	7,741	$1,134	0.8%	$94.12	—	SHS	337345102
VBK	VANGUARD SMALL-CAP GROWTH ETF	3,944	$1,125	0.8%	$199.34	—	SML CP GRW ETF	922908595
EFA	ISHARES TR MSCI EAFE ETF	15,014	$1,111	0.8%	$67.47	—	MSCI EAFE ETF	464287465
—	INVESCO MUN OPPORTUNITY TR	80,335	$1,055	0.8%	$12.74	—	COM	46132C107
FXH	FIRST TRUST HEALTH CARE ALPHADEX FUND	9,504	$1,050	0.8%	$87.42	—	HLTH CARE ALPH	33734X143
JPST	JPMORGAN ULTRA-SHORT INCOME ETF	20,651	$1,049	0.8%	$50.54	—	ULTRA SHRT INC	46641Q837
FTSM	FIRST TRUST ETF IV FIRST TRUST ENHANCED SHORT	17,322	$1,040	0.8%	$60.11	—	FIRST TR ENH NEW	33739Q408
PPA	INVESCO AEROSPACE & DEFENSE ETF	15,512	$1,035	0.8%	$65.90	—	AEROSPACE DEFN	46137V100
CEF	SPROTT PHYSICAL GOLD & SILVER TR UNIT	53,387	$1,005	0.7%	$15.42	—	TR UNIT	85208R101
—	ANFIELD CAPITAL DIVERSIFIED ALTERNATIVES ETF	93,927	$953	0.7%	$7.47	—	ANFIELD CAP DI	90213U115
—	ABERDEEN ASIA-PACIFIC INCOME F	205,950	$929	0.7%	$4.30	—	COM	003009107
—	WALGREENS BOOTS ALLIANCE INCORPORATED	18,595	$901	0.7%	$48.45	—	COM	931427108
PSI	INVESCO DYNAMIC SEMICONDUCTORS ETF	7,418	$860	0.6%	$64.73	—	DYNMC SEMICNDT	46137V647
LII	LENNOX INTERNATIONAL INCORPORATED	2,940	$814	0.6%	$229.90	+16.2%	COM	526107107
MSFT	MICROSOFT CORPORATION	3,389	$812	0.6%	$156.19	+31.9%	COM	594918104
ICSH	ISHARES TR BLACKROCK ULTRA	15,918	$805	0.6%	$50.51	—	BLACKROCK ULTRA	46434V878
SGOL	ABERDEEN STANDARD PHYSICAL GOLD SHARES ETF	44,950	$793	0.6%	$15.27	—	PHYSCL GOLD SHS	00326A104
QQQ	INVESCO QQQ	2,284	$746	0.5%	$205.71	—	UNIT SER 1	46090E103
PEZ	INVESCO DWA CONSUMER CYCLICALSMOMENTUM ETF	8,003	$696	0.5%	$70.66	—	DWA CYCLICALS	46137V803
EEM	ISHARES TR MSCI EMG MKT ETF	12,396	$687	0.5%	$55.42	—	MSCI EMG MKT ETF	464287234
TSLA	TESLA INCORPORATED	785	$685	0.5%	$118.07	+44.5%	COM	88160R101
PGX	INVESCO PREFERRED ETF	44,543	$666	0.5%	$15.05	—	PFD ETF	46138E511
VCSH	VANGUARD SHORT-TERM CORPORATE BOND ETF	7,967	$662	0.5%	$82.90	—	SHRT TRM CORP BD	92206C409
SCZ	ISHARES TR EAFE SML CP ETF	9,141	$640	0.5%	$56.90	—	EAFE SML CP ETF	464288273
VCR	VANGUARD CONSUMER DISCRETIONARY ETF	2,172	$636	0.5%	$223.51	—	CONSUM DIS ETF	92204A108
QAI	IQ HEDGE MULTI-STRATEGY TRACKER ETF	19,616	$635	0.5%	$30.79	—	HEDGE MLTI ETF	45409B107
RTX	RAYTHEON TECHNOLOGIES CORPORATION	8,872	$622	0.5%	$54.26	+7.7%	COM	75513E101
QQQJ	INVESCO NASDAQ NEXT GEN 100 ETF	18,894	$618	0.5%	$32.71	—	NASDAQNXTGEN100	46138G631
SUB	ISHARES TR SHRT NAT MUN ETF	5,665	$613	0.4%	$107.49	—	SHRT NAT MUN ETF	464288158
RSPN	INVESCO S&P 500 EQUAL WEIGHT INDUSTRIALS ETF	3,901	$610	0.4%	$121.50	—	S&P500 EQL IND	46137V324
DIAL	COLUMBIA DIVERSIFIED FIXED INCOME ALLOCATION ETF	27,662	$604	0.4%	$21.84	—	DIVERSIFID FXD	19761L508
NCLH	NORWEGIAN CRUISE LINE HLDG LIMITED SHS	25,224	$579	0.4%	$15.83	+31.8%	SHS	G66721104
JNJ	JOHNSON & JOHNSON	3,582	$578	0.4%	$119.00	+7.2%	COM	478160104
RCL	ROYAL CARIBBEAN GROUP	8,394	$576	0.4%	$57.86	+18.4%	COM	V7780T103
DWAS	INVESCO DWA SMALLCAP MOMENTUM ETF	6,683	$571	0.4%	$85.44	—	DWA SMLCP MENT	46138E842
RSPT	INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF	2,180	$566	0.4%	$190.51	—	S&P500 EQL TEC	46137V282
BA	BOEING COMPANY	2,727	$548	0.4%	$160.43	+19.8%	COM	097023105
PYZ	INVESCO DWA BASIC MATERIALS MOMENTUM ETF	7,366	$534	0.4%	$72.50	—	DWA BASIC MATL	46137V704
—	POLARITYTE INCORPORATED	502,713	$523	0.4%	$1.16	—	COM	731094108
FXD	FIRST TRUST CONSUMER DISCRETIONARY ALPHADEX FUND	9,027	$489	0.4%	$54.17	—	CONSUMR DISCRE	33734X101
PTF	INVESCO DWA TECHNOLOGY MOMENTUM ETF	3,151	$482	0.4%	$67.37	—	DWA TECHNOLOGY	46137V811
VAW	VANGUARD MATERIALS ETF	3,010	$474	0.3%	$157.48	—	MATERIALS ETF	92204A801
USMV	ISHARES TR MSCI USA MIN VOL	6,967	$469	0.3%	$61.27	—	MSCI USA MIN VOL	46429B697
—	NUVEEN CR STRATEGIES INCOME FD COM SHS	66,263	$428	0.3%	$5.92	—	COM SHS	67073D102
T	AT&T INCORPORATED	14,724	$420	0.3%	$17.48	-12.0%	COM	00206R102
BABA	ALIBABA GROUP HLDG LIMITED SPONSORED ADS	1,606	$409	0.3%	$206.59	—	SPONSORED ADS	01609W102
—	FRANKLIN LIMITED DURATION INCOME T	42,473	$400	0.3%	$8.52	—	COM	35472T101
RSP	INVESCO S&P 500 EQUAL WEIGHT ETF	2,784	$360	0.3%	$113.68	—	S&P500 EQL WGT	46137V357
XLG	INVESCO S&P 500 TOP 50 ETF	1,232	$359	0.3%	$195.39	—	S&P 500 TOP 50	46137V233
SPTS	SPDR PORTFOLIO SHORT TERM TREASURY ETF	11,593	$356	0.3%	$30.71	—	PORTFOLIO SH TSR	78468R101
JPM	JPMORGAN CHASE & COMPANY	2,635	$352	0.3%	$85.44	+14.9%	COM	46625H100
BRK/A	BERKSHIRE HATHAWAY INCORPORATED DEL CLASS A	1	$350	0.3%	$274034.30	+20.7%	CL A	084670108
CCL	CARNIVAL CORPORATION PAIRED CTF	16,962	$330	0.2%	$15.46	+15.0%	UNIT 99/99/9999	143658300
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF	3,323	$320	0.2%	$95.22	—	INT-TERM CORP	92206C870
XYZ	SQUARE INCORPORATED CLASS A	1,363	$310	0.2%	$141.19	+38.2%	CL A	852234103
VEU	VANGUARD FTSE ALL-WORLD EX-US ETF	5,131	$309	0.2%	$52.33	—	ALLWRLD EX US	922042775
GSY	INVESCO ULTRA SHORT DURATION ETF	6,105	$309	0.2%	$50.43	—	ULTRA SHRT DUR	46090A887
—	SIX FLAGS ENTERTAINMENT CORPORATION NEW	8,395	$305	0.2%	$36.33	—	COM	83001A102
GIS	GENERAL MLS INCORPORATED	4,961	$286	0.2%	$43.58	+16.7%	COM	370334104
DOW	DOW INCORPORATED	5,122	$280	0.2%	$33.48	+16.6%	COM	260557103
SIVR	ABERDEEN STANDARD PHYSICAL SILVER SHARES ETF	10,696	$273	0.2%	$17.47	—	PHYSCL SILVR SHS	003264108
NSC	NORFOLK SOUTHN CORPORATION	1,097	$270	0.2%	$179.92	+13.8%	COM	655844108
AAL	AMERICAN AIRLS GROUP INCORPORATED	16,039	$266	0.2%	$12.53	+10.5%	COM	02376R102
CRNC	CERENCE INCORPORATED	2,225	$262	0.2%	$48.02	+55.3%	COM	156727109
—	EATON VANCE TAX-MANAGED DIVERS	21,001	$259	0.2%	$12.16	—	COM	27828N102
FLOT	ISHARES TR FLTG RATE NT ETF	5,090	$259	0.2%	$51.08	—	FLTG RATE NT ETF	46429B655
MGM	MGM RESORTS INTERNATIONAL	8,459	$259	0.2%	$19.81	+29.9%	COM	552953101
CSCO	CISCO SYSTEMS INCORPORATED	5,381	$247	0.2%	$35.27	0.0%	COM	17275R102
DIA	SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST	800	$245	0.2%	$219.96	—	UT SER 1	78467X109
MU	MICRON TECHNOLOGY INCORPORATED	2,987	$244	0.2%	$58.84	0.0%	COM	595112103
SPY	SPDR S&P 500 ETF	631	$241	0.2%	$315.46	—	TR UNIT	78462F103
WMT	WALMART INCORPORATED	1,704	$240	0.2%	$41.31	+9.5%	COM	931142103
—	PIMCO STRATEGIC INCOME FD	33,766	$239	0.2%	$6.42	—	COM	72200X104
UAL	UNITED AIRLS HLDGS INCORPORATED	5,796	$237	0.2%	$34.59	+16.9%	COM	910047109
KO	COCA COLA COMPANY	4,765	$233	0.2%	$40.79	+8.5%	COM	191216100
—	CORNERSTONE STRATEGIC VALUE FD	17,082	$226	0.2%	$11.11	—	COM	21924B302
CRM	SALESFORCE COM INCORPORATED	942	$221	0.2%	$216.58	+10.9%	COM	79466L302
VWO	VANGUARD FTSE EMERGING MARKETS ETF	4,069	$219	0.2%	$53.82	—	FTSE EMR MKT ETF	922042858
VZ	VERIZON COMMUNICATIONS INCORPORATED	3,963	$216	0.2%	$42.57	+3.3%	COM	92343V104
FDN	FIRST TRUST DOW JONES INTERNET INDEX FUND	957	$214	0.2%	$223.62	—	DJ INTERNT IDX	33733E302
CWST	CASELLA WASTE SYSTEMS INCORPORATED CLASS A	3,600	$209	0.2%	$54.72	+8.5%	CL A	147448104
SBNY	SIGNATURE BK NEW YORK N Y	1,160	$206	0.2%	$177.59	—	COM	82669G104
FPX	FIRST TRUST US EQUITY OPPORTUNITIES ETF	1,627	$205	0.2%	$126.00	—	US EQTY OPPT ETF	336920103
BNDX	VANGUARD TOTAL INTERNATIONAL BOND ETF	3,530	$205	0.2%	$57.68	—	INTL BD IDX ETF	92203J407
TMUS	T-MOBILE US INCORPORATED	1,550	$204	0.1%	$119.35	0.0%	COM	872590104
—	SYNCHRONOSS TECHNOLOGIES INCORPORATED	39,539	$192	0.1%	$3.01	—	COM	87157B103
—	NUVEEN DOW 30 DYNAMIC OVERWRIT SHS	10,771	$161	0.1%	$17.54	—	SHS	67075F105
—	PGIM HIGH YIELD BOND FUND INCORPORATED	10,433	$158	0.1%	$13.80	—	COM	69346H100
—	WESTERN ASSET HIGH INCOME OPPO	21,415	$106	0.1%	$4.90	—	COM	95766K109
—	GUGGENHEIM ENHANCED EQUITY INCORPORATED	12,945	$85	0.1%	$5.46	—	COM	40167B100