Sargent Investment Group, LLC Diversified Active

CIK: 0001766157 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 12, 2020

Total Value ($000): $217,418 (100.0% shares, 0.0% debt)

Holdings (137)

AAPL APPLE INC 5.1%
Value ($000) $11,087 Shares 43,601 Est. Cost $47.96 Unrealized +48.2%
OLED UNIVERSAL DISPLAY CORP 5.0%
Value ($000) $10,920 Shares 82,867 Est. Cost $107.93 Unrealized +51.8%
ANTARES PHARMA INC 5.0%
Value ($000) $10,852 Shares 4,598,329 Est. Cost $2.86 Unrealized
EXEL EXELIXIS INC 4.6%
Value ($000) $9,933 Shares 576,805 Est. Cost $18.29 Unrealized +0.0%
CG CARLYLE GROUP INC 4.4%
Value ($000) $9,555 Shares 441,340 Est. Cost $23.69 Unrealized 0.0%
BX BLACKSTONE GROUP INC 4.3%
Value ($000) $9,282 Shares 203,676 Est. Cost $39.42 Unrealized +14.8%
AMZN AMAZON COM INC 3.8%
Value ($000) $8,171 Shares 4,191 Est. Cost $83.14 Unrealized +16.4%
CIBR FIRST TR EXCHANGE TRADED FD 3.2%
Value ($000) $7,004 Shares 271,774 Est. Cost $28.11 Unrealized
MITK MITEK SYS INC 2.8%
Value ($000) $6,187 Shares 785,135 Est. Cost $9.17 Unrealized -7.3%
MSFT MICROSOFT CORP 2.8%
Value ($000) $5,987 Shares 37,962 Est. Cost $108.89 Unrealized +43.6%
AVID BIOSERVICES INC 2.7%
Value ($000) $5,958 Shares 1,165,997 Est. Cost $5.17 Unrealized
JPST J P MORGAN EXCHANGE-TRADED F 2.4%
Value ($000) $5,166 Shares 104,000 Est. Cost $50.22 Unrealized
ARCC ARES CAPITAL CORP 2.2%
Value ($000) $4,678 Shares 433,984 Est. Cost $9.04 Unrealized +5.9%
GENERAL ELECTRIC CO 2.0%
Value ($000) $4,427 Shares 557,590 Est. Cost $10.21 Unrealized
EASTERLY GOVT PPTYS INC 2.0%
Value ($000) $4,329 Shares 175,695 Est. Cost $19.57 Unrealized
XYZ SQUARE INC 1.9%
Value ($000) $4,083 Shares 77,957 Est. Cost $69.45 Unrealized -1.5%
XHITX INVESCO HIGH INCOME 2023 TAR 1.8%
Value ($000) $3,831 Shares 473,590 Est. Cost $9.64 Unrealized
FTCS FIRST TR EXCHANGE-TRADED FD 1.7%
Value ($000) $3,696 Shares 74,368 Est. Cost $55.41 Unrealized
CTSO CYTOSORBENTS CORP 1.7%
Value ($000) $3,647 Shares 471,755 Est. Cost $7.12 Unrealized -29.1%
PULS PGIM ETF TR 1.5%
Value ($000) $3,297 Shares 67,769 Est. Cost $50.13 Unrealized
ABT ABBOTT LABS 1.5%
Value ($000) $3,266 Shares 41,393 Est. Cost $75.06 Unrealized +0.4%
JNJ JOHNSON & JOHNSON 1.2%
Value ($000) $2,670 Shares 20,362 Est. Cost $115.08 Unrealized +4.4%
GOOG ALPHABET INC 1.2%
Value ($000) $2,640 Shares 2,270 Est. Cost $54.27 Unrealized +24.1%
BOC BOSTON OMAHA CORP 1.2%
Value ($000) $2,574 Shares 142,140 Est. Cost $23.63 Unrealized -18.8%
COHEN & STEERS QUALITY INCOM 1.0%
Value ($000) $2,244 Shares 248,198 Est. Cost $11.01 Unrealized
WMT WALMART INC 0.9%
Value ($000) $2,065 Shares 18,179 Est. Cost $28.77 Unrealized +22.9%
COHEN & STEERS INFRASTRUCTUR 0.9%
Value ($000) $2,022 Shares 107,242 Est. Cost $20.17 Unrealized
IRM IRON MTN INC NEW 0.9%
Value ($000) $1,925 Shares 80,894 Est. Cost $22.67 Unrealized -0.5%
FDN FIRST TR EXCHANGE-TRADED FD 0.9%
Value ($000) $1,873 Shares 15,139 Est. Cost $117.99 Unrealized
INTC INTEL CORP 0.8%
Value ($000) $1,818 Shares 33,584 Est. Cost $42.72 Unrealized +22.5%
ROBT FIRST TR EXCHANGE-TRADED FD 0.8%
Value ($000) $1,792 Shares 65,911 Est. Cost $31.03 Unrealized
XHTAX INVESCO HIGH INCOME 2024 TAR 0.8%
Value ($000) $1,760 Shares 239,475 Est. Cost $9.22 Unrealized
LMBS FIRST TR EXCHANGE-TRADED FD 0.7%
Value ($000) $1,560 Shares 30,585 Est. Cost $51.94 Unrealized
TPG SPECIALTY LENDING INC 0.7%
Value ($000) $1,540 Shares 110,660 Est. Cost $17.70 Unrealized
FDL FIRST TR MORNINGSTAR DIVID L 0.7%
Value ($000) $1,508 Shares 67,514 Est. Cost $29.36 Unrealized
COST COSTCO WHSL CORP NEW 0.7%
Value ($000) $1,480 Shares 5,189 Est. Cost $235.61 Unrealized +17.9%
JPM JPMORGAN CHASE & CO 0.6%
Value ($000) $1,342 Shares 14,906 Est. Cost $91.48 Unrealized +13.3%
CHRS COHERUS BIOSCIENCES INC 0.6%
Value ($000) $1,325 Shares 81,675 Est. Cost $18.70 Unrealized -1.2%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.6%
Value ($000) $1,323 Shares 7,238 Est. Cost $210.02 Unrealized +1.2%
NOC NORTHROP GRUMMAN CORP 0.6%
Value ($000) $1,289 Shares 4,260 Est. Cost $267.26 Unrealized +18.0%
PG PROCTER & GAMBLE CO 0.6%
Value ($000) $1,277 Shares 11,605 Est. Cost $79.92 Unrealized +29.9%
HD HOME DEPOT INC 0.6%
Value ($000) $1,201 Shares 6,430 Est. Cost $157.43 Unrealized +20.8%
META FACEBOOK INC 0.6%
Value ($000) $1,196 Shares 7,168 Est. Cost $155.37 Unrealized +25.1%
UBSI UNITED BANKSHARES INC WEST V 0.5%
Value ($000) $1,159 Shares 50,200 Est. Cost $33.75 Unrealized -7.0%
KO COCA COLA CO 0.5%
Value ($000) $1,157 Shares 26,140 Est. Cost $43.05 Unrealized +4.5%
SLRC SOLAR CAP LTD 0.5%
Value ($000) $1,060 Shares 91,100 Est. Cost $10.21 Unrealized -2.8%
FGD FIRST TR EXCHANGE TRADED FD 0.4%
Value ($000) $974 Shares 61,205 Est. Cost $22.28 Unrealized
STWD STARWOOD PPTY TR INC 0.4%
Value ($000) $963 Shares 93,937 Est. Cost $21.72 Unrealized
FSV FIRSTSERVICE CORP NEW 0.4%
Value ($000) $929 Shares 12,043 Est. Cost $90.73 Unrealized +2.0%
ADBE ADOBE INC 0.4%
Value ($000) $906 Shares 2,848 Est. Cost $241.40 Unrealized +41.7%
BAX BAXTER INTL INC 0.4%
Value ($000) $827 Shares 10,182 Est. Cost $59.06 Unrealized +29.9%
MA MASTERCARD INC 0.4%
Value ($000) $813 Shares 3,366 Est. Cost $267.02 Unrealized +7.8%
GABELLI DIVID & INCOME TR 0.4%
Value ($000) $766 Shares 51,750 Est. Cost $18.30 Unrealized
NUVEEN HIGH INCOME NOVEMBER 0.3%
Value ($000) $753 Shares 87,500 Est. Cost $8.83 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.3%
Value ($000) $748 Shares 6,743 Est. Cost $91.63 Unrealized +7.3%
UNH UNITEDHEALTH GROUP INC 0.3%
Value ($000) $746 Shares 2,993 Est. Cost $229.61 Unrealized +8.8%
FVD FIRST TR VALUE LINE DIVID IN 0.3%
Value ($000) $741 Shares 26,777 Est. Cost $29.32 Unrealized
FV FIRST TR EXCHANGE-TRADED FD 0.3%
Value ($000) $731 Shares 28,416 Est. Cost $25.27 Unrealized
WASH WASHINGTON TR BANCORP 0.3%
Value ($000) $711 Shares 19,450 Est. Cost $33.84 Unrealized -7.6%
CRM SALESFORCE COM INC 0.3%
Value ($000) $677 Shares 4,700 Est. Cost $135.90 Unrealized +24.6%
GOOGL ALPHABET INC 0.3%
Value ($000) $668 Shares 575 Est. Cost $54.97 Unrealized +22.3%
MMM 3M CO 0.3%
Value ($000) $646 Shares 4,732 Est. Cost $127.27 Unrealized -16.7%
VZ VERIZON COMMUNICATIONS INC 0.3%
Value ($000) $646 Shares 12,029 Est. Cost $40.13 Unrealized +2.2%
VNQ VANGUARD INDEX FDS 0.3%
Value ($000) $625 Shares 8,947 Est. Cost $83.56 Unrealized
BA BOEING CO 0.3%
Value ($000) $608 Shares 4,078 Est. Cost $338.48 Unrealized -19.4%
FINX GLOBAL X FDS 0.3%
Value ($000) $604 Shares 24,987 Est. Cost $26.86 Unrealized
MRK MERCK & CO. INC 0.3%
Value ($000) $593 Shares 7,704 Est. Cost $57.94 Unrealized +12.3%
PEP PEPSICO INC 0.3%
Value ($000) $587 Shares 4,885 Est. Cost $95.43 Unrealized +18.2%
ABSOLUTE SHS TR 0.3%
Value ($000) $582 Shares 25,386 Est. Cost $24.58 Unrealized
ZIOPHARM ONCOLOGY INC 0.3%
Value ($000) $565 Shares 230,525 Est. Cost $2.48 Unrealized
PB PROSPERITY BANCSHARES INC 0.3%
Value ($000) $563 Shares 11,665 Est. Cost $57.82 Unrealized -7.2%
XOM EXXON MOBIL CORP 0.3%
Value ($000) $563 Shares 14,832 Est. Cost $56.21 Unrealized -25.1%
CFA VICTORY PORTFOLIOS II 0.3%
Value ($000) $562 Shares 13,245 Est. Cost $49.20 Unrealized
NVAX NOVAVAX INC 0.3%
Value ($000) $562 Shares 41,359 Est. Cost $8.20 Unrealized +3.2%
BAC BK OF AMERICA CORP 0.3%
Value ($000) $554 Shares 26,115 Est. Cost $23.85 Unrealized +8.6%
ORCL ORACLE CORP 0.3%
Value ($000) $554 Shares 11,460 Est. Cost $43.25 Unrealized +9.8%
ZTS ZOETIS INC 0.2%
Value ($000) $537 Shares 4,566 Est. Cost $85.00 Unrealized +47.4%
COHEN & STEERS CLOSED END OP 0.2%
Value ($000) $517 Shares 53,847 Est. Cost $11.50 Unrealized
ROYCE VALUE TR INC 0.2%
Value ($000) $500 Shares 51,700 Est. Cost $11.87 Unrealized
IYF ISHARES TR 0.2%
Value ($000) $486 Shares 5,000 Est. Cost $128.80 Unrealized
INTU INTUIT 0.2%
Value ($000) $483 Shares 2,100 Est. Cost $251.45 Unrealized +3.8%
FXL FIRST TR EXCHANGE TRADED FD 0.2%
Value ($000) $477 Shares 8,025 Est. Cost $53.57 Unrealized
NWL NEWELL BRANDS INC 0.2%
Value ($000) $472 Shares 35,545 Est. Cost $14.53 Unrealized -9.6%
CVX CHEVRON CORP NEW 0.2%
Value ($000) $456 Shares 6,288 Est. Cost $84.19 Unrealized -9.7%
T AT&T INC 0.2%
Value ($000) $454 Shares 15,588 Est. Cost $15.18 Unrealized +19.7%
UNP UNION PAC CORP 0.2%
Value ($000) $449 Shares 3,180 Est. Cost $126.42 Unrealized +14.7%
DIS DISNEY WALT CO 0.2%
Value ($000) $432 Shares 4,474 Est. Cost $120.04 Unrealized +2.9%
JMBS JANUS DETROIT STR TR 0.2%
Value ($000) $429 Shares 8,240 Est. Cost $52.00 Unrealized
GLW CORNING INC 0.2%
Value ($000) $426 Shares 20,735 Est. Cost $26.53 Unrealized -16.7%
ITW ILLINOIS TOOL WKS INC 0.2%
Value ($000) $424 Shares 2,980 Est. Cost $116.36 Unrealized +26.8%
EATON VANCE MUN INCOME 2028 0.2%
Value ($000) $413 Shares 20,745 Est. Cost $21.69 Unrealized
SBUX STARBUCKS CORP 0.2%
Value ($000) $411 Shares 6,255 Est. Cost $55.47 Unrealized +28.0%
PFE PFIZER INC 0.2%
Value ($000) $411 Shares 12,601 Est. Cost $29.03 Unrealized -11.0%
HSIC HENRY SCHEIN INC 0.2%
Value ($000) $396 Shares 7,830 Est. Cost $65.85 Unrealized -3.7%
SPECTRUM PHARMACEUTICALS INC 0.2%
Value ($000) $391 Shares 167,970 Est. Cost $8.76 Unrealized
EZM WISDOMTREE TR 0.2%
Value ($000) $389 Shares 14,725 Est. Cost $35.99 Unrealized
QCOM QUALCOMM INC 0.2%
Value ($000) $387 Shares 5,723 Est. Cost $67.53 Unrealized +6.5%
SOXX ISHARES TR 0.2%
Value ($000) $380 Shares 1,850 Est. Cost $156.76 Unrealized
C CITIGROUP INC 0.2%
Value ($000) $375 Shares 8,896 Est. Cost $51.16 Unrealized +5.9%
TPVG TRIPLEPOINT VENTURE GROWTH B 0.2%
Value ($000) $375 Shares 65,391 Est. Cost $12.27 Unrealized -3.7%
MAR MARRIOTT INTL INC NEW 0.2%
Value ($000) $374 Shares 5,000 Est. Cost $124.92 Unrealized -4.2%
CSCO CISCO SYS INC 0.2%
Value ($000) $370 Shares 9,405 Est. Cost $40.24 Unrealized -8.9%
LIVEPERSON INC 0.2%
Value ($000) $370 Shares 16,275 Est. Cost $22.73 Unrealized
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $364 Shares 4,257 Est. Cost $108.38 Unrealized -0.7%
ABSOLUTE SHS TR 0.2%
Value ($000) $353 Shares 21,009 Est. Cost $20.65 Unrealized
FEX FIRST TR LRGE CP CORE ALPHA 0.2%
Value ($000) $338 Shares 7,090 Est. Cost $54.41 Unrealized
WY WEYERHAEUSER CO 0.2%
Value ($000) $335 Shares 19,759 Est. Cost $23.03 Unrealized -8.1%
NKE NIKE INC 0.2%
Value ($000) $328 Shares 3,967 Est. Cost $68.25 Unrealized +25.8%
WBIG ABSOLUTE SHS TR 0.2%
Value ($000) $327 Shares 14,792 Est. Cost $24.48 Unrealized
NAGE CHROMADEX CORP 0.1%
Value ($000) $306 Shares 94,000 Est. Cost $3.80 Unrealized +1.0%
XBI SPDR SER TR 0.1%
Value ($000) $280 Shares 3,615 Est. Cost $71.65 Unrealized
ATOM ATOMERA INC 0.1%
Value ($000) $277 Shares 79,050 Est. Cost $3.95 Unrealized +3.8%
CVS CVS HEALTH CORP 0.1%
Value ($000) $275 Shares 4,627 Est. Cost $59.39 Unrealized -6.9%
PYPL PAYPAL HLDGS INC 0.1%
Value ($000) $275 Shares 2,874 Est. Cost $84.90 Unrealized +29.7%
V VISA INC 0.1%
Value ($000) $273 Shares 1,696 Est. Cost $180.69 Unrealized 0.0%
WORLD GOLD TR 0.1%
Value ($000) $268 Shares 17,025 Est. Cost $15.14 Unrealized
TEKLA WORLD HEALTHCARE FD 0.1%
Value ($000) $262 Shares 23,000 Est. Cost $12.07 Unrealized
SANDY SPRING BANCORP INC 0.1%
Value ($000) $252 Shares 11,110 Est. Cost $31.34 Unrealized
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $248 Shares 3,399 Est. Cost $57.73 Unrealized +5.2%
MDLZ MONDELEZ INTL INC 0.1%
Value ($000) $248 Shares 4,952 Est. Cost $46.69 Unrealized +0.0%
EPD ENTERPRISE PRODS PARTNERS L 0.1%
Value ($000) $246 Shares 17,212 Est. Cost $24.19 Unrealized
SGOL ABERDEEN STD GOLD ETF TR 0.1%
Value ($000) $243 Shares 16,070 Est. Cost $15.12 Unrealized
PRU PRUDENTIAL FINL INC 0.1%
Value ($000) $238 Shares 4,562 Est. Cost $58.98 Unrealized 0.0%
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $235 Shares 1,721 Est. Cost $121.42 Unrealized +16.9%
BALL BALL CORP 0.1%
Value ($000) $233 Shares 3,600 Est. Cost $65.30 Unrealized 0.0%
LLY LILLY ELI & CO 0.1%
Value ($000) $224 Shares 1,614 Est. Cost $128.17 Unrealized 0.0%
SPLV INVESCO EXCHANGE-TRADED FD T 0.1%
Value ($000) $215 Shares 4,575 Est. Cost $46.69 Unrealized
LVS LAS VEGAS SANDS CORP 0.1%
Value ($000) $213 Shares 5,020 Est. Cost $52.62 Unrealized +8.0%
CEDAR FAIR L P 0.1%
Value ($000) $212 Shares 11,570 Est. Cost $46.54 Unrealized
WBIY ABSOLUTE SHS TR 0.1%
Value ($000) $210 Shares 13,811 Est. Cost $23.07 Unrealized
VTHR VANGUARD SCOTTSDALE FDS 0.1%
Value ($000) $203 Shares 1,765 Est. Cost $114.06 Unrealized
MEDIWOUND LTD 0.1%
Value ($000) $184 Shares 117,400 Est. Cost $2.52 Unrealized
MATINAS BIOPHARMA HLDGS INC 0.1%
Value ($000) $115 Shares 192,050 Est. Cost $1.09 Unrealized
DB DEUTSCHE BANK A G 0.0%
Value ($000) $64 Shares 10,000 Est. Cost $6.81 Unrealized +9.4%
CAPSTONE TURBINE CORP 0.0%
Value ($000) $49 Shares 40,450 Est. Cost $3.05 Unrealized
ACASTI PHARMA INC 0.0%
Value ($000) $18 Shares 47,300 Est. Cost $2.45 Unrealized
LYG LLOYDS BANKING GROUP PLC 0.0%
Value ($000) $0 Shares 40,000 Est. Cost Unrealized