Sargent Investment Group, LLC Diversified Active

CIK: 0001766157 · Show all filings

Period: Q2 2020 (← Previous) (Next →)

Filing Date: Aug 11, 2020

Total Value ($000): $266,185 (100.0% shares, 0.0% debt)

Holdings (147)

AAPL APPLE INC 6.0%
Value ($000) $15,875 Shares 43,599 Est. Cost $47.96 Unrealized +56.6%
EXEL EXELIXIS INC 4.7%
Value ($000) $12,446 Shares 529,525 Est. Cost $18.29 Unrealized +26.7%
OLED UNIVERSAL DISPLAY CORP 4.5%
Value ($000) $12,062 Shares 82,002 Est. Cost $107.93 Unrealized +29.7%
AMZN AMAZON COM INC 4.5%
Value ($000) $11,921 Shares 4,141 Est. Cost $83.14 Unrealized +45.3%
CG CARLYLE GROUP INC 4.2%
Value ($000) $11,127 Shares 398,955 Est. Cost $23.69 Unrealized -10.0%
ANTARES PHARMA INC 4.0%
Value ($000) $10,692 Shares 3,972,565 Est. Cost $2.86 Unrealized
BX BLACKSTONE GROUP INC 3.9%
Value ($000) $10,446 Shares 186,077 Est. Cost $39.42 Unrealized +10.3%
CIBR FIRST TR EXCHANGE TRADED FD 3.5%
Value ($000) $9,267 Shares 276,710 Est. Cost $28.21 Unrealized
MSFT MICROSOFT CORP 2.9%
Value ($000) $7,852 Shares 38,360 Est. Cost $109.56 Unrealized +58.0%
AVID BIOSERVICES INC 2.8%
Value ($000) $7,575 Shares 1,063,099 Est. Cost $5.17 Unrealized
MITK MITEK SYS INC 2.8%
Value ($000) $7,403 Shares 789,390 Est. Cost $9.17 Unrealized -1.7%
XYZ SQUARE INC 2.7%
Value ($000) $7,291 Shares 62,907 Est. Cost $69.45 Unrealized +10.2%
CTSO CYTOSORBENTS CORP 2.6%
Value ($000) $6,976 Shares 699,805 Est. Cost $7.79 Unrealized +17.8%
ARCC ARES CAPITAL CORP 2.4%
Value ($000) $6,355 Shares 433,525 Est. Cost $9.04 Unrealized -12.7%
FTCS FIRST TR NASDAQ-100 TECH IND 2.3%
Value ($000) $6,192 Shares 105,383 Est. Cost $56.39 Unrealized
JPST J P MORGAN EXCHANGE-TRADED F 2.3%
Value ($000) $6,022 Shares 118,750 Est. Cost $50.28 Unrealized
EASTERLY GOVT PPTYS INC 1.7%
Value ($000) $4,447 Shares 190,780 Est. Cost $19.87 Unrealized
XHITX INVESCO HIGH INCOME 2023 TAR 1.3%
Value ($000) $3,590 Shares 473,590 Est. Cost $9.64 Unrealized
GENERAL ELECTRIC CO 1.3%
Value ($000) $3,363 Shares 498,965 Est. Cost $10.21 Unrealized
GOOG ALPHABET INC 1.2%
Value ($000) $3,274 Shares 2,277 Est. Cost $54.27 Unrealized +23.4%
PULS PGIM ETF TR 1.2%
Value ($000) $3,245 Shares 65,225 Est. Cost $50.13 Unrealized
NVAX NOVAVAX INC 1.1%
Value ($000) $3,033 Shares 38,059 Est. Cost $8.20 Unrealized +366.7%
IRM IRON MTN INC NEW 1.1%
Value ($000) $3,028 Shares 115,345 Est. Cost $21.66 Unrealized -11.0%
FDN FIRST TR NASDAQ-100 TECH IND 1.1%
Value ($000) $2,899 Shares 16,617 Est. Cost $123.02 Unrealized
JNJ JOHNSON & JOHNSON 1.1%
Value ($000) $2,883 Shares 20,537 Est. Cost $115.08 Unrealized +8.0%
COHEN & STEERS QUALITY INCOM 1.0%
Value ($000) $2,729 Shares 245,848 Est. Cost $11.01 Unrealized
ROBT FIRST TR EXCHANGE-TRADED FD 0.9%
Value ($000) $2,480 Shares 69,051 Est. Cost $31.25 Unrealized
COHEN & STEERS INFRASTRUCTUR 0.9%
Value ($000) $2,467 Shares 109,407 Est. Cost $20.22 Unrealized
WMT WALMART INC 0.8%
Value ($000) $2,184 Shares 18,243 Est. Cost $28.77 Unrealized +32.3%
INTC INTEL CORP 0.8%
Value ($000) $2,023 Shares 34,399 Est. Cost $42.96 Unrealized +23.8%
XHTAX INVESCO HIGH INCOME 2024 TAR 0.7%
Value ($000) $1,905 Shares 248,675 Est. Cost $9.16 Unrealized
LMBS FIRST TR EXCHANGE-TRADED FD 0.7%
Value ($000) $1,846 Shares 35,685 Est. Cost $51.91 Unrealized
FDL FIRST TR MORNINGSTAR DIVID L 0.7%
Value ($000) $1,779 Shares 70,383 Est. Cost $29.20 Unrealized
TSLX SIXTH STREET SPECIALTY LENDN 0.7%
Value ($000) $1,778 Shares 108,275 Est. Cost $16.62 Unrealized 0.0%
CHRS COHERUS BIOSCIENCES INC 0.6%
Value ($000) $1,664 Shares 91,180 Est. Cost $18.51 Unrealized -8.6%
META FACEBOOK INC 0.6%
Value ($000) $1,620 Shares 6,818 Est. Cost $155.37 Unrealized +33.4%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.6%
Value ($000) $1,596 Shares 8,968 Est. Cost $204.73 Unrealized -10.8%
COST COSTCO WHSL CORP NEW 0.6%
Value ($000) $1,520 Shares 4,989 Est. Cost $235.61 Unrealized +18.5%
SLRC SOLAR CAP LTD 0.6%
Value ($000) $1,489 Shares 91,100 Est. Cost $10.21 Unrealized -15.9%
JPM JPMORGAN CHASE & CO 0.5%
Value ($000) $1,414 Shares 15,161 Est. Cost $91.32 Unrealized -10.5%
UBSI UNITED BANKSHARES INC WEST V 0.5%
Value ($000) $1,410 Shares 53,020 Est. Cost $33.39 Unrealized -19.6%
PG PROCTER AND GAMBLE CO 0.5%
Value ($000) $1,392 Shares 11,603 Est. Cost $79.92 Unrealized +27.0%
HD HOME DEPOT INC 0.5%
Value ($000) $1,347 Shares 5,430 Est. Cost $157.43 Unrealized +26.9%
NOC NORTHROP GRUMMAN CORP 0.5%
Value ($000) $1,313 Shares 4,260 Est. Cost $267.26 Unrealized +11.7%
ADBE ADOBE INC 0.5%
Value ($000) $1,253 Shares 2,848 Est. Cost $241.40 Unrealized +53.5%
ABT ABBOTT LABS 0.5%
Value ($000) $1,251 Shares 13,653 Est. Cost $75.06 Unrealized +9.2%
STWD STARWOOD PPTY TR INC 0.5%
Value ($000) $1,232 Shares 83,162 Est. Cost $21.72 Unrealized
FSV FIRSTSERVICE CORP NEW 0.5%
Value ($000) $1,207 Shares 12,033 Est. Cost $90.73 Unrealized -5.5%
BOC BOSTON OMAHA CORP 0.4%
Value ($000) $1,178 Shares 71,990 Est. Cost $23.63 Unrealized -29.4%
ATOM ATOMERA INC 0.4%
Value ($000) $1,146 Shares 130,400 Est. Cost $5.09 Unrealized +34.6%
FGD FIRST TR EXCHANGE TRADED FD 0.4%
Value ($000) $1,029 Shares 57,623 Est. Cost $22.28 Unrealized
MA MASTERCARD INCORPORATED 0.4%
Value ($000) $1,024 Shares 3,401 Est. Cost $267.09 Unrealized +2.3%
FINX GLOBAL X FDS 0.4%
Value ($000) $1,001 Shares 29,582 Est. Cost $27.94 Unrealized
GABELLI DIVID & INCOME TR 0.3%
Value ($000) $912 Shares 51,750 Est. Cost $18.30 Unrealized
CRM SALESFORCE COM INC 0.3%
Value ($000) $902 Shares 4,700 Est. Cost $135.90 Unrealized +22.5%
UNH UNITEDHEALTH GROUP INC 0.3%
Value ($000) $891 Shares 2,993 Est. Cost $229.61 Unrealized +13.7%
BAX BAXTER INTL INC 0.3%
Value ($000) $889 Shares 10,182 Est. Cost $59.06 Unrealized +31.5%
WORLD GOLD TR 0.3%
Value ($000) $886 Shares 50,150 Est. Cost $16.81 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.3%
Value ($000) $835 Shares 7,048 Est. Cost $91.62 Unrealized -0.2%
GOOGL ALPHABET INC 0.3%
Value ($000) $823 Shares 571 Est. Cost $54.97 Unrealized +21.7%
FV FIRST TR EXCHANGE-TRADED FD 0.3%
Value ($000) $811 Shares 25,166 Est. Cost $25.27 Unrealized
LIVEPERSON INC 0.3%
Value ($000) $805 Shares 18,745 Est. Cost $25.40 Unrealized
FVD FIRST TR VALUE LINE DIVID IN 0.3%
Value ($000) $804 Shares 26,467 Est. Cost $29.32 Unrealized
NUVEEN HIGH INCOME NOVEMBER 0.3%
Value ($000) $783 Shares 87,500 Est. Cost $8.83 Unrealized
VNQ VANGUARD INDEX FDS 0.3%
Value ($000) $772 Shares 9,612 Est. Cost $83.33 Unrealized
ZIOPHARM ONCOLOGY INC 0.3%
Value ($000) $759 Shares 232,025 Est. Cost $2.48 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.3%
Value ($000) $755 Shares 13,812 Est. Cost $40.21 Unrealized +1.3%
BA BOEING CO 0.3%
Value ($000) $728 Shares 4,038 Est. Cost $338.48 Unrealized -54.6%
MMM 3M CO 0.3%
Value ($000) $690 Shares 4,441 Est. Cost $127.27 Unrealized -19.5%
PB PROSPERITY BANCSHARES INC 0.3%
Value ($000) $674 Shares 11,665 Est. Cost $57.82 Unrealized -17.0%
TPVG TRIPLEPOINT VENTURE GROWTH B 0.2%
Value ($000) $664 Shares 65,320 Est. Cost $12.27 Unrealized -29.4%
XOM EXXON MOBIL CORP 0.2%
Value ($000) $648 Shares 14,832 Est. Cost $56.21 Unrealized -38.1%
PEP PEPSICO INC 0.2%
Value ($000) $647 Shares 4,885 Est. Cost $95.43 Unrealized +16.1%
ROYCE VALUE TR INC 0.2%
Value ($000) $644 Shares 51,700 Est. Cost $11.87 Unrealized
FXL FIRST TR EXCHANGE TRADED FD 0.2%
Value ($000) $638 Shares 7,540 Est. Cost $53.57 Unrealized
ZTS ZOETIS INC 0.2%
Value ($000) $626 Shares 4,566 Est. Cost $85.00 Unrealized +46.4%
WASH WASHINGTON TR BANCORP 0.2%
Value ($000) $619 Shares 19,450 Est. Cost $33.84 Unrealized -32.3%
ORCL ORACLE CORP 0.2%
Value ($000) $608 Shares 10,960 Est. Cost $43.25 Unrealized +13.3%
MRK MERCK & CO. INC 0.2%
Value ($000) $602 Shares 7,704 Est. Cost $57.94 Unrealized +8.5%
QCOM QUALCOMM INC 0.2%
Value ($000) $600 Shares 6,678 Est. Cost $68.02 Unrealized +4.3%
T AT&T INC 0.2%
Value ($000) $594 Shares 19,882 Est. Cost $15.24 Unrealized +1.7%
INTU INTUIT 0.2%
Value ($000) $589 Shares 1,945 Est. Cost $251.45 Unrealized +5.3%
MEDIWOUND LTD 0.2%
Value ($000) $569 Shares 170,900 Est. Cost $2.78 Unrealized
SPECTRUM PHARMACEUTICALS INC 0.2%
Value ($000) $564 Shares 154,345 Est. Cost $8.76 Unrealized
DIS DISNEY WALT CO 0.2%
Value ($000) $534 Shares 4,724 Est. Cost $119.40 Unrealized -9.7%
CVX CHEVRON CORP NEW 0.2%
Value ($000) $531 Shares 6,058 Est. Cost $84.19 Unrealized -17.1%
ITW ILLINOIS TOOL WKS INC 0.2%
Value ($000) $514 Shares 2,980 Est. Cost $116.36 Unrealized +22.8%
PYPL PAYPAL HLDGS INC 0.2%
Value ($000) $510 Shares 2,874 Est. Cost $84.90 Unrealized +62.4%
UNP UNION PAC CORP 0.2%
Value ($000) $501 Shares 3,000 Est. Cost $126.42 Unrealized +11.9%
SOXX ISHARES TR 0.2%
Value ($000) $495 Shares 1,850 Est. Cost $156.76 Unrealized
CSCO CISCO SYS INC 0.2%
Value ($000) $490 Shares 10,635 Est. Cost $39.86 Unrealized -7.2%
KO COCA COLA CO 0.2%
Value ($000) $487 Shares 10,860 Est. Cost $43.05 Unrealized -10.1%
NKE NIKE INC 0.2%
Value ($000) $486 Shares 4,991 Est. Cost $71.79 Unrealized +19.1%
C CITIGROUP INC 0.2%
Value ($000) $480 Shares 9,529 Est. Cost $50.33 Unrealized -23.1%
COHEN & STEERS CLOSED END OP 0.2%
Value ($000) $479 Shares 44,625 Est. Cost $11.50 Unrealized
SBUX STARBUCKS CORP 0.2%
Value ($000) $463 Shares 6,255 Est. Cost $55.47 Unrealized +19.6%
HSIC HENRY SCHEIN INC 0.2%
Value ($000) $461 Shares 7,830 Est. Cost $65.85 Unrealized -15.1%
CFA VICTORY PORTFOLIOS II 0.2%
Value ($000) $456 Shares 9,040 Est. Cost $49.20 Unrealized
JMBS JANUS DETROIT STR TR 0.2%
Value ($000) $449 Shares 8,390 Est. Cost $52.02 Unrealized
MAR MARRIOTT INTL INC NEW 0.2%
Value ($000) $444 Shares 5,128 Est. Cost $123.90 Unrealized -32.4%
XBI SPDR SER TR 0.2%
Value ($000) $432 Shares 3,840 Est. Cost $74.04 Unrealized
EATON VANCE MUN INCOME 2028 0.2%
Value ($000) $426 Shares 20,745 Est. Cost $21.69 Unrealized
PFE PFIZER INC 0.2%
Value ($000) $425 Shares 12,601 Est. Cost $29.03 Unrealized -10.5%
GILD GILEAD SCIENCES INC 0.2%
Value ($000) $421 Shares 5,534 Est. Cost $61.47 Unrealized 0.0%
BAC BK OF AMERICA CORP 0.2%
Value ($000) $404 Shares 17,380 Est. Cost $23.85 Unrealized -13.8%
AXP AMERICAN EXPRESS CO 0.1%
Value ($000) $396 Shares 4,209 Est. Cost $108.38 Unrealized -21.0%
EPD ENTERPRISE PRODS PARTNERS L 0.1%
Value ($000) $380 Shares 21,212 Est. Cost $23.01 Unrealized
EZM WISDOMTREE TR 0.1%
Value ($000) $369 Shares 11,515 Est. Cost $35.99 Unrealized
SANDY SPRING BANCORP INC 0.1%
Value ($000) $351 Shares 14,825 Est. Cost $29.42 Unrealized
LLY LILLY ELI & CO 0.1%
Value ($000) $343 Shares 2,099 Est. Cost $131.81 Unrealized +9.2%
TEKLA WORLD HEALTHCARE FD 0.1%
Value ($000) $331 Shares 23,000 Est. Cost $12.07 Unrealized
V VISA INC 0.1%
Value ($000) $329 Shares 1,696 Est. Cost $180.69 Unrealized -2.9%
CEDAR FAIR L P 0.1%
Value ($000) $326 Shares 11,570 Est. Cost $46.54 Unrealized
FEX FIRST TR LRGE CP CORE ALPHA 0.1%
Value ($000) $322 Shares 5,415 Est. Cost $54.41 Unrealized
CVS CVS HEALTH CORP 0.1%
Value ($000) $305 Shares 4,732 Est. Cost $59.24 Unrealized -11.2%
GLW CORNING INC 0.1%
Value ($000) $301 Shares 11,735 Est. Cost $26.53 Unrealized -26.9%
TSLA TESLA INC 0.1%
Value ($000) $287 Shares 256 Est. Cost $54.10 Unrealized 0.0%
IYF ISHARES TR 0.1%
Value ($000) $282 Shares 2,565 Est. Cost $128.80 Unrealized
SGOL ABERDEEN STD GOLD ETF TR 0.1%
Value ($000) $274 Shares 16,070 Est. Cost $15.12 Unrealized
DHR DANAHER CORPORATION 0.1%
Value ($000) $262 Shares 1,480 Est. Cost $140.03 Unrealized 0.0%
MAC MACERICH CO 0.1%
Value ($000) $261 Shares 30,000 Est. Cost $8.70 Unrealized
APACHE CORP 0.1%
Value ($000) $260 Shares 20,000 Est. Cost $13.00 Unrealized
TSM TAIWAN SEMICONDUCTOR MFG LTD 0.1%
Value ($000) $259 Shares 4,553 Est. Cost $56.89 Unrealized
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $257 Shares 1,721 Est. Cost $121.42 Unrealized +4.6%
BALL BALL CORP 0.1%
Value ($000) $254 Shares 3,600 Est. Cost $65.30 Unrealized -3.2%
MDLZ MONDELEZ INTL INC 0.1%
Value ($000) $253 Shares 4,952 Est. Cost $46.69 Unrealized -4.6%
VTHR VANGUARD SCOTTSDALE FDS 0.1%
Value ($000) $249 Shares 1,765 Est. Cost $114.06 Unrealized
FISV FISERV INC 0.1%
Value ($000) $247 Shares 2,507 Est. Cost $100.70 Unrealized 0.0%
MATINAS BIOPHARMA HLDGS INC 0.1%
Value ($000) $246 Shares 314,550 Est. Cost $0.97 Unrealized
TTD THE TRADE DESK INC 0.1%
Value ($000) $245 Shares 570 Est. Cost $30.15 Unrealized 0.0%
ABBV ABBVIE INC 0.1%
Value ($000) $234 Shares 2,365 Est. Cost $70.50 Unrealized 0.0%
IBB ISHARES TR 0.1%
Value ($000) $234 Shares 1,703 Est. Cost $137.40 Unrealized
EMR EMERSON ELEC CO 0.1%
Value ($000) $234 Shares 3,817 Est. Cost $50.28 Unrealized 0.0%
SPLV INVESCO EXCH TRADED FD TR II 0.1%
Value ($000) $229 Shares 4,575 Est. Cost $46.69 Unrealized
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $227 Shares 3,249 Est. Cost $57.73 Unrealized -5.1%
LVS LAS VEGAS SANDS CORP 0.1%
Value ($000) $226 Shares 5,020 Est. Cost $52.62 Unrealized -14.8%
NSC NORFOLK SOUTHERN CORP 0.1%
Value ($000) $221 Shares 1,290 Est. Cost $150.98 Unrealized 0.0%
AMGN AMGEN INC 0.1%
Value ($000) $217 Shares 850 Est. Cost $191.68 Unrealized 0.0%
HON HONEYWELL INTL INC 0.1%
Value ($000) $215 Shares 1,491 Est. Cost $117.88 Unrealized 0.0%
ULTA ULTA BEAUTY INC 0.1%
Value ($000) $214 Shares 1,050 Est. Cost $215.03 Unrealized 0.0%
PAYX PAYCHEX INC 0.1%
Value ($000) $206 Shares 2,700 Est. Cost $58.96 Unrealized 0.0%
FCX FREEPORT-MCMORAN INC 0.1%
Value ($000) $194 Shares 16,850 Est. Cost $8.58 Unrealized 0.0%
CAPSTONE TURBINE CORP 0.1%
Value ($000) $141 Shares 41,450 Est. Cost $3.06 Unrealized
DB DEUTSCHE BANK A G 0.0%
Value ($000) $93 Shares 10,000 Est. Cost $6.81 Unrealized +2.0%
BIOSIG TECHNOLOGIES INC 0.0%
Value ($000) $72 Shares 10,000 Est. Cost $7.20 Unrealized
NAGE CHROMADEX CORP 0.0%
Value ($000) $54 Shares 12,000 Est. Cost $3.80 Unrealized +17.7%
ACASTI PHARMA INC 0.0%
Value ($000) $25 Shares 47,300 Est. Cost $2.45 Unrealized