Sargent Investment Group, LLC Diversified Active

CIK: 0001766157 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 11, 2020

Total Value ($000): $262,226

Holdings (154)

ANTARES PHARMA INC 6.7%
Value ($000) $17,662 Shares 3,757,920 Est. Cost $2.97 Unrealized
OLED UNIVERSAL DISPLAY CORP 6.3%
Value ($000) $16,625 Shares 80,675 Est. Cost $106.41 Unrealized +69.0%
CARLYLE GROUP L P 5.5%
Value ($000) $14,402 Shares 448,947 Est. Cost $18.01 Unrealized
BX BLACKSTONE GROUP INC 4.5%
Value ($000) $11,886 Shares 212,476 Est. Cost $39.42 Unrealized +6.8%
AAPL APPLE INC 4.5%
Value ($000) $11,862 Shares 40,396 Est. Cost $46.12 Unrealized +34.5%
EXEL EXELIXIS INC 3.4%
Value ($000) $8,850 Shares 502,280 Est. Cost $18.29 Unrealized -7.3%
AMZN AMAZON COM INC 3.2%
Value ($000) $8,299 Shares 4,491 Est. Cost $83.14 Unrealized +6.5%
ARCC ARES CAP CORP 2.8%
Value ($000) $7,257 Shares 389,093 Est. Cost $8.98 Unrealized +14.8%
AVID BIOSERVICES INC 2.6%
Value ($000) $6,858 Shares 894,082 Est. Cost $5.19 Unrealized
CIBR FIRST TR EXCHANGE TRADED FD 2.6%
Value ($000) $6,809 Shares 226,753 Est. Cost $28.58 Unrealized
MSFT MICROSOFT CORP 2.2%
Value ($000) $5,699 Shares 36,139 Est. Cost $106.50 Unrealized +30.7%
GENERAL ELECTRIC CO 2.1%
Value ($000) $5,622 Shares 503,760 Est. Cost $10.45 Unrealized
JPST JP MORGAN EXCHANGE TRADED FD 2.0%
Value ($000) $5,179 Shares 102,700 Est. Cost $50.23 Unrealized
MITK MITEK SYS INC 1.8%
Value ($000) $4,826 Shares 630,870 Est. Cost $9.33 Unrealized -9.6%
XYZ SQUARE INC 1.8%
Value ($000) $4,729 Shares 75,599 Est. Cost $69.49 Unrealized -8.0%
ABT ABBOTT LABS 1.8%
Value ($000) $4,695 Shares 54,051 Est. Cost $75.06 Unrealized +0.3%
EASTERLY GOVT PPTYS INC 1.6%
Value ($000) $4,303 Shares 181,325 Est. Cost $19.57 Unrealized
XHITX INVESCO HIGH INCOME 2023 TAR 1.5%
Value ($000) $3,995 Shares 378,690 Est. Cost $10.03 Unrealized
PULS PGIM ETF TR 1.5%
Value ($000) $3,889 Shares 77,725 Est. Cost $50.13 Unrealized
FTCS FIRST TR EXCHANGE TRADED FD 1.3%
Value ($000) $3,343 Shares 55,385 Est. Cost $57.37 Unrealized
GOOG ALPHABET INC 1.3%
Value ($000) $3,281 Shares 2,454 Est. Cost $54.27 Unrealized +18.0%
COHEN & STEERS QUALITY RLTY 1.2%
Value ($000) $3,215 Shares 216,074 Est. Cost $11.30 Unrealized
UBSI UNITED BANKSHARES INC WEST V 1.0%
Value ($000) $2,702 Shares 69,900 Est. Cost $33.75 Unrealized +14.2%
BOC BOSTON OMAHA CORP 1.0%
Value ($000) $2,638 Shares 125,375 Est. Cost $24.22 Unrealized -13.4%
JNJ JOHNSON & JOHNSON 1.0%
Value ($000) $2,541 Shares 17,423 Est. Cost $114.22 Unrealized -0.1%
COHEN & STEERS INFRASTRUCTUR 0.9%
Value ($000) $2,417 Shares 92,242 Est. Cost $20.39 Unrealized
INTC INTEL CORP 0.9%
Value ($000) $2,329 Shares 38,922 Est. Cost $42.72 Unrealized +15.3%
FDL FIRST TR MORNINGSTAR DIV LEA 0.9%
Value ($000) $2,272 Shares 69,732 Est. Cost $29.36 Unrealized
STWD STARWOOD PPTY TR INC 0.8%
Value ($000) $2,223 Shares 89,414 Est. Cost $22.30 Unrealized
WMT WALMART INC 0.8%
Value ($000) $2,190 Shares 18,425 Est. Cost $28.77 Unrealized +26.4%
FDN FIRST TR EXCHANGE TRADED FD 0.8%
Value ($000) $2,076 Shares 14,920 Est. Cost $117.91 Unrealized
LMBS FIRST TR EXCHANGE TRADED FD 0.8%
Value ($000) $1,995 Shares 38,510 Est. Cost $51.94 Unrealized
TPG SPECIALTY LENDING INC 0.7%
Value ($000) $1,924 Shares 89,630 Est. Cost $18.59 Unrealized
XHTAX INVESCO HIGH INCOME 2024 TAR 0.7%
Value ($000) $1,825 Shares 174,975 Est. Cost $9.91 Unrealized
HD HOME DEPOT INC 0.7%
Value ($000) $1,723 Shares 7,892 Est. Cost $157.43 Unrealized +23.9%
ROBT FIRST TR EXCHANGE TRADED FD 0.6%
Value ($000) $1,607 Shares 46,745 Est. Cost $32.61 Unrealized
JPM JPMORGAN CHASE & CO 0.6%
Value ($000) $1,560 Shares 11,193 Est. Cost $87.46 Unrealized +24.3%
META FACEBOOK INC 0.6%
Value ($000) $1,501 Shares 7,311 Est. Cost $155.37 Unrealized +23.8%
KO COCA COLA CO 0.6%
Value ($000) $1,488 Shares 26,890 Est. Cost $43.05 Unrealized +3.4%
PG PROCTER & GAMBLE CO 0.6%
Value ($000) $1,474 Shares 11,800 Est. Cost $79.92 Unrealized +31.7%
FGD FIRST TR EXCHANGE TRADED FD 0.6%
Value ($000) $1,472 Shares 58,995 Est. Cost $22.52 Unrealized
NWL NEWELL BRANDS INC 0.6%
Value ($000) $1,466 Shares 76,275 Est. Cost $14.53 Unrealized 0.0%
NOC NORTHROP GRUMMAN CORP 0.6%
Value ($000) $1,464 Shares 4,257 Est. Cost $267.26 Unrealized +18.9%
COST COSTCO WHSL CORP NEW 0.6%
Value ($000) $1,448 Shares 4,926 Est. Cost $233.36 Unrealized +16.4%
SLRC SOLAR CAP LTD 0.5%
Value ($000) $1,425 Shares 69,100 Est. Cost $10.30 Unrealized +6.6%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.5%
Value ($000) $1,302 Shares 5,749 Est. Cost $209.36 Unrealized +3.7%
CFA VICTORY PORTFOLIOS II 0.5%
Value ($000) $1,187 Shares 21,032 Est. Cost $49.20 Unrealized
CHRS COHERUS BIOSCIENCES INC 0.4%
Value ($000) $1,157 Shares 64,255 Est. Cost $18.76 Unrealized -1.7%
GABELLI DIVD & INCOME TR 0.4%
Value ($000) $1,136 Shares 51,750 Est. Cost $18.30 Unrealized
ZIOPHARM ONCOLOGY INC 0.4%
Value ($000) $1,088 Shares 230,525 Est. Cost $2.48 Unrealized
XOM EXXON MOBIL CORP 0.4%
Value ($000) $1,086 Shares 15,557 Est. Cost $56.21 Unrealized -7.4%
WASH WASHINGTON TR BANCORP 0.4%
Value ($000) $1,054 Shares 19,590 Est. Cost $33.84 Unrealized +4.1%
MA MASTERCARD INC 0.4%
Value ($000) $1,023 Shares 3,426 Est. Cost $267.02 Unrealized +2.1%
TPVG TRIPLEPOINT VENTURE GROWTH B 0.4%
Value ($000) $959 Shares 67,455 Est. Cost $12.27 Unrealized +24.8%
ADBE ADOBE INC 0.4%
Value ($000) $956 Shares 2,900 Est. Cost $241.40 Unrealized +21.9%
PB PROSPERITY BANCSHARES INC 0.4%
Value ($000) $955 Shares 13,281 Est. Cost $57.82 Unrealized 0.0%
FSV FIRSTSERVICE CORP NEW 0.3%
Value ($000) $904 Shares 9,720 Est. Cost $90.29 Unrealized +0.5%
BA BOEING CO 0.3%
Value ($000) $897 Shares 2,753 Est. Cost $370.08 Unrealized -5.1%
CTSO CYTOSORBENTS CORP 0.3%
Value ($000) $893 Shares 232,005 Est. Cost $9.26 Unrealized -52.9%
FV FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $866 Shares 27,431 Est. Cost $25.26 Unrealized
VNQ VANGUARD INDEX FDS 0.3%
Value ($000) $856 Shares 9,226 Est. Cost $83.56 Unrealized
BAX BAXTER INTL INC 0.3%
Value ($000) $851 Shares 10,182 Est. Cost $59.06 Unrealized +24.2%
UNH UNITEDHEALTH GROUP INC 0.3%
Value ($000) $847 Shares 2,882 Est. Cost $228.84 Unrealized +3.4%
MMM 3M CO 0.3%
Value ($000) $839 Shares 4,756 Est. Cost $127.27 Unrealized -12.2%
BAC BANK AMER CORP 0.3%
Value ($000) $788 Shares 22,366 Est. Cost $23.51 Unrealized +18.2%
ROYCE VALUE TR INC 0.3%
Value ($000) $778 Shares 52,700 Est. Cost $11.87 Unrealized
CRM SALESFORCE COM INC 0.3%
Value ($000) $764 Shares 4,700 Est. Cost $135.90 Unrealized +14.0%
EZM WISDOMTREE TR 0.3%
Value ($000) $758 Shares 18,010 Est. Cost $35.99 Unrealized
COHEN & STEERS CLOSED END OP 0.3%
Value ($000) $758 Shares 56,490 Est. Cost $11.50 Unrealized
GLW CORNING INC 0.3%
Value ($000) $758 Shares 26,025 Est. Cost $26.53 Unrealized -7.9%
GOOGL ALPHABET INC 0.3%
Value ($000) $757 Shares 565 Est. Cost $54.76 Unrealized +16.9%
PEP PEPSICO INC 0.3%
Value ($000) $726 Shares 5,310 Est. Cost $95.43 Unrealized +18.2%
ABSOLUTE SHS TR 0.3%
Value ($000) $723 Shares 28,348 Est. Cost $24.58 Unrealized
CVX CHEVRON CORP NEW 0.3%
Value ($000) $697 Shares 5,785 Est. Cost $84.90 Unrealized +5.6%
MRK MERCK & CO INC 0.3%
Value ($000) $692 Shares 7,606 Est. Cost $57.84 Unrealized +16.8%
IYF ISHARES TR 0.3%
Value ($000) $689 Shares 5,000 Est. Cost $128.80 Unrealized
NUVEEN HIGH INCOME NOVEMBER 0.3%
Value ($000) $676 Shares 67,500 Est. Cost $8.90 Unrealized
FVD FIRST TR VALUE LINE DIVID IN 0.3%
Value ($000) $663 Shares 18,393 Est. Cost $30.07 Unrealized
SPECTRUM PHARMACEUTICALS INC 0.2%
Value ($000) $655 Shares 180,070 Est. Cost $8.76 Unrealized
FXL FIRST TR EXCHANGE TRADED FD 0.2%
Value ($000) $647 Shares 8,910 Est. Cost $53.57 Unrealized
C CITIGROUP INC 0.2%
Value ($000) $638 Shares 7,985 Est. Cost $50.81 Unrealized +16.6%
ORCL ORACLE CORP 0.2%
Value ($000) $610 Shares 11,506 Est. Cost $43.25 Unrealized +16.6%
MAR MARRIOTT INTL INC NEW 0.2%
Value ($000) $606 Shares 4,000 Est. Cost $126.24 Unrealized +1.8%
ZTS ZOETIS INC 0.2%
Value ($000) $599 Shares 4,523 Est. Cost $85.00 Unrealized +38.9%
INTU INTUIT 0.2%
Value ($000) $584 Shares 2,230 Est. Cost $251.45 Unrealized 0.0%
IBM INTERNATIONAL BUSINESS MACHS 0.2%
Value ($000) $582 Shares 4,340 Est. Cost $87.95 Unrealized +13.6%
UNP UNION PACIFIC CORP 0.2%
Value ($000) $575 Shares 3,180 Est. Cost $126.42 Unrealized +18.1%
WY WEYERHAEUSER CO 0.2%
Value ($000) $573 Shares 18,966 Est. Cost $23.11 Unrealized 0.0%
CEDAR FAIR L P 0.2%
Value ($000) $571 Shares 10,300 Est. Cost $50.02 Unrealized
FTSM FIRST TR EXCHANGE TRADED FD 0.2%
Value ($000) $550 Shares 9,150 Est. Cost $60.00 Unrealized
ABSOLUTE SHS TR 0.2%
Value ($000) $546 Shares 26,771 Est. Cost $20.65 Unrealized
T AT&T INC 0.2%
Value ($000) $546 Shares 13,977 Est. Cost $14.83 Unrealized +27.2%
ITW ILLINOIS TOOL WKS INC 0.2%
Value ($000) $535 Shares 2,980 Est. Cost $116.36 Unrealized +25.7%
FEX FIRST TR LRGE CP CORE ALPHA 0.2%
Value ($000) $528 Shares 8,090 Est. Cost $54.41 Unrealized
HSIC HENRY SCHEIN INC 0.2%
Value ($000) $522 Shares 7,830 Est. Cost $65.85 Unrealized +0.4%
SBUX STARBUCKS CORP 0.2%
Value ($000) $509 Shares 5,792 Est. Cost $54.23 Unrealized +37.3%
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $508 Shares 4,080 Est. Cost $108.42 Unrealized +1.6%
PFE PFIZER INC 0.2%
Value ($000) $506 Shares 12,905 Est. Cost $29.03 Unrealized -8.0%
SANDY SPRING BANCORP INC 0.2%
Value ($000) $493 Shares 13,010 Est. Cost $31.34 Unrealized
SOXX ISHARES TR 0.2%
Value ($000) $465 Shares 1,850 Est. Cost $156.76 Unrealized
EATON VANCE MUN INCOME 2028 0.2%
Value ($000) $455 Shares 20,745 Est. Cost $21.69 Unrealized
WBIY ABSOLUTE SHS TR 0.2%
Value ($000) $439 Shares 16,630 Est. Cost $23.07 Unrealized
EPD ENTERPRISE PRODS PARTNERS L 0.2%
Value ($000) $428 Shares 15,212 Est. Cost $25.49 Unrealized
WBIG ABSOLUTE SHS TR 0.2%
Value ($000) $406 Shares 16,547 Est. Cost $24.48 Unrealized
RSP INVESCO EXCHANGE TRADED FD T 0.2%
Value ($000) $403 Shares 3,485 Est. Cost $91.42 Unrealized
NKE NIKE INC 0.2%
Value ($000) $401 Shares 3,954 Est. Cost $68.25 Unrealized +27.2%
WORLD GOLD TR 0.2%
Value ($000) $400 Shares 26,425 Est. Cost $15.14 Unrealized
JMBS JANUS DETROIT STR TR 0.1%
Value ($000) $392 Shares 7,540 Est. Cost $51.99 Unrealized
CSCO CISCO SYS INC 0.1%
Value ($000) $385 Shares 8,020 Est. Cost $40.85 Unrealized -5.6%
LVS LAS VEGAS SANDS CORP 0.1%
Value ($000) $385 Shares 5,570 Est. Cost $52.62 Unrealized +10.0%
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $348 Shares 5,660 Est. Cost $39.14 Unrealized +9.3%
CVS CVS HEALTH CORP 0.1%
Value ($000) $344 Shares 4,627 Est. Cost $59.39 Unrealized -2.7%
XBI SPDR SERIES TRUST 0.1%
Value ($000) $344 Shares 3,615 Est. Cost $71.65 Unrealized
FINX GLOBAL X FDS 0.1%
Value ($000) $329 Shares 10,837 Est. Cost $30.36 Unrealized
TEKLA WORLD HEALTHCARE FD 0.1%
Value ($000) $319 Shares 23,000 Est. Cost $12.07 Unrealized
PYPL PAYPAL HLDGS INC 0.1%
Value ($000) $308 Shares 2,845 Est. Cost $84.64 Unrealized +22.8%
VTHR VANGUARD SCOTTSDALE FDS 0.1%
Value ($000) $307 Shares 2,100 Est. Cost $114.06 Unrealized
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $290 Shares 1,700 Est. Cost $121.16 Unrealized +19.7%
GDX VANECK VECTORS ETF TRUST 0.1%
Value ($000) $278 Shares 9,500 Est. Cost $26.74 Unrealized
DIS DISNEY WALT CO 0.1%
Value ($000) $277 Shares 1,918 Est. Cost $115.40 Unrealized +17.6%
MDLZ MONDELEZ INTL INC 0.1%
Value ($000) $273 Shares 4,952 Est. Cost $46.69 Unrealized -1.7%
SPLV INVESCO EXCHNG TRADED FD TR 0.1%
Value ($000) $267 Shares 4,575 Est. Cost $46.69 Unrealized
ULTA ULTA BEAUTY INC 0.1%
Value ($000) $266 Shares 1,050 Est. Cost $276.41 Unrealized -11.6%
HON HONEYWELL INTL INC 0.1%
Value ($000) $257 Shares 1,452 Est. Cost $143.91 Unrealized 0.0%
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $256 Shares 3,009 Est. Cost $57.34 Unrealized +4.7%
FISV FISERV INC 0.1%
Value ($000) $249 Shares 2,157 Est. Cost $102.09 Unrealized +8.1%
QCOM QUALCOMM INC 0.1%
Value ($000) $244 Shares 2,761 Est. Cost $62.82 Unrealized +16.0%
BFS SAUL CTRS INC 0.1%
Value ($000) $236 Shares 4,475 Est. Cost $55.86 Unrealized
FXO FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $232 Shares 6,930 Est. Cost $33.48 Unrealized
PAYX PAYCHEX INC 0.1%
Value ($000) $230 Shares 2,700 Est. Cost $69.13 Unrealized +2.2%
HII HUNTINGTON INGALLS INDS INC 0.1%
Value ($000) $228 Shares 910 Est. Cost $206.35 Unrealized 0.0%
EMR EMERSON ELEC CO 0.1%
Value ($000) $228 Shares 2,987 Est. Cost $62.82 Unrealized 0.0%
GS GOLDMAN SACHS GROUP INC 0.1%
Value ($000) $221 Shares 962 Est. Cost $187.49 Unrealized 0.0%
DHR DANAHER CORPORATION 0.1%
Value ($000) $219 Shares 1,430 Est. Cost $114.95 Unrealized +7.0%
CB CHUBB LIMITED 0.1%
Value ($000) $213 Shares 1,370 Est. Cost $138.44 Unrealized 0.0%
DUK DUKE ENERGY CORP NEW 0.1%
Value ($000) $212 Shares 2,326 Est. Cost $63.89 Unrealized +12.4%
ZBH ZIMMER BIOMET HLDGS INC 0.1%
Value ($000) $210 Shares 1,400 Est. Cost $131.26 Unrealized 0.0%
TCPC BLACKROCK TCP CAP CORP 0.1%
Value ($000) $207 Shares 14,700 Est. Cost $13.94 Unrealized +0.2%
AMGN AMGEN INC 0.1%
Value ($000) $205 Shares 850 Est. Cost $182.69 Unrealized 0.0%
IRM IRON MTN INC NEW 0.1%
Value ($000) $205 Shares 6,435 Est. Cost $23.96 Unrealized 0.0%
CAT CATERPILLAR INC DEL 0.1%
Value ($000) $204 Shares 1,380 Est. Cost $123.01 Unrealized 0.0%
ENS ENERSYS 0.1%
Value ($000) $203 Shares 2,710 Est. Cost $61.32 Unrealized +6.5%
KMX CARMAX INC 0.1%
Value ($000) $203 Shares 2,314 Est. Cost $78.21 Unrealized +20.3%
CAPSTONE TURBINE CORP 0.1%
Value ($000) $188 Shares 61,590 Est. Cost $3.05 Unrealized
MEDIWOUND LTD 0.1%
Value ($000) $188 Shares 60,500 Est. Cost $3.42 Unrealized
DB DEUTSCHE BANK AG 0.1%
Value ($000) $187 Shares 24,000 Est. Cost $6.81 Unrealized -1.2%
ATOM ATOMERA INC 0.1%
Value ($000) $157 Shares 51,050 Est. Cost $3.86 Unrealized -17.7%
ACASTI PHARMA INC 0.1%
Value ($000) $154 Shares 62,850 Est. Cost $2.45 Unrealized
MATINAS BIOPHARMA HLDGS INC 0.0%
Value ($000) $127 Shares 55,850 Est. Cost $2.27 Unrealized
PENNEY J C CORP INC 0.0%
Value ($000) $112 Shares 100,000 Est. Cost $1.12 Unrealized
NVAX NOVAVAX INC 0.0%
Value ($000) $73 Shares 18,459 Est. Cost $7.87 Unrealized -44.9%
NAGE CHROMADEX CORP 0.0%
Value ($000) $52 Shares 12,000 Est. Cost $3.55 Unrealized 0.0%
BCS BARCLAYS PLC 0.0%
Value ($000) $3 Shares 10,000 Est. Cost Unrealized
LYG LLOYDS BANKING GROUP PLC 0.0%
Value ($000) $2 Shares 40,000 Est. Cost Unrealized