Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 16, 2015
Total Value: $1.626B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PIMCO DYNAMIC CR INCOME FD | 6,027,632 | $110M | 6.8% | $20.61 | — | COM SHS | 72202D106 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 4,309,495 | $46.11M | 2.8% | $12.35 | — | SH BEN INT | 18914E106 |
| — | AMERICAN CAP LTD | 3,199,721 | $38.91M | 2.4% | $13.99 | — | COM | 02503Y103 |
| — | BLACKROCK CR ALLCTN INC TR | 3,151,198 | $38.35M | 2.4% | $12.98 | — | COM | 092508100 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 4,741,942 | $37.27M | 2.3% | $7.60 | — | COM | 01881E101 |
| — | NUVEEN CR STRATEGIES INCM FD | 4,082,213 | $32.58M | 2.0% | $9.44 | — | COM SHS | 67073D102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 6,992,987 | $31.47M | 1.9% | $5.18 | — | COM | 003009107 |
| — | BLACKROCK CORPOR HI YLD FD I | 3,157,745 | $31.17M | 1.9% | $11.18 | — | COM | 09255P107 |
| — | BOULDER GROWTH & INCOME FD I | 3,873,489 | $28.86M | 1.8% | $8.35 | — | COM | 101507101 |
| — | FIFTH STREET FINANCE CORP | 4,568,330 | $28.19M | 1.7% | $6.57 | — | COM | 31678A103 |
| — | LIBERTY ALL STAR EQUITY FD | 5,252,052 | $26.68M | 1.6% | $5.40 | — | SH BEN INT | 530158104 |
| SPY | SPDR S&P 500 ETF TR | 134,759 | $25.82M | 1.6% | $192.59 | — | TR UNIT | 78462F103 |
| VWO | VANGUARD INTL EQUITY INDEX F | 751,375 | $24.86M | 1.5% | $39.18 | — | FTSE EMR MKT ETF | 922042858 |
| — | EATON VANCE LTD DUR INCOME F | 1,826,367 | $23.16M | 1.4% | $13.80 | — | COM | 27828H105 |
| — | ADAMS DIVERSIFIED EQUITY FD | 1,733,691 | $22.11M | 1.4% | $11.96 | — | COM | 006212104 |
| — | TRI CONTL CORP | 1,129,780 | $22.03M | 1.4% | $18.04 | — | COM | 895436103 |
| — | POWERSHARES ETF TRUST | 240,668 | $19.95M | 1.2% | $73.13 | — | FTSE RAFI 1000 | 73935X583 |
| — | TEMPLETON GLOBAL INCOME FD | 3,226,318 | $19.65M | 1.2% | $7.69 | — | COM | 880198106 |
| — | BLACKSTONE GSO STRATEGIC CR | 1,337,087 | $19M | 1.2% | $16.87 | — | COM SHS BEN IN | 09257R101 |
| — | BLACKROCK DEBT STRAT FD INC | 5,551,144 | $18.54M | 1.1% | $3.96 | — | COM | 09255R103 |
| — | BLACKROCK MULTI-SECTOR INC T | 1,152,064 | $18.1M | 1.1% | $17.17 | — | COM | 09258A107 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 1,617,349 | $17.9M | 1.1% | $11.80 | — | COM | 01879R106 |
| VEA | VANGUARD TAX MANAGED INTL FD | 482,753 | $17.2M | 1.1% | $41.26 | — | FTSE DEV MKT ETF | 921943858 |
| — | NUVEEN PREM INCOME MUN FD 2 | 1,254,072 | $17.12M | 1.1% | $12.99 | — | COM | 67063W102 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 1,183,807 | $16.32M | 1.0% | $14.65 | — | COM | 74433A109 |
| — | ROYCE VALUE TR INC | 1,409,854 | $16.21M | 1.0% | $15.16 | — | COM | 780910105 |
| — | POWERSHARES ETF TRUST II | 735,067 | $15.44M | 0.9% | $23.31 | — | CEF INC COMPST | 73936Q843 |
| — | NUVEEN INTER DURATION MN TMF | 1,244,462 | $15.43M | 0.9% | $11.74 | — | COM | 670671106 |
| — | INVESCO DYNAMIC CR OPP FD | 1,447,280 | $15.3M | 0.9% | $11.88 | — | COM | 46132R104 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 1,900,365 | $14.25M | 0.9% | $8.51 | — | COM SH BEN INT N | 021060207 |
| — | MORGAN STANLEY EM MKTS DM DE | 2,030,564 | $13.97M | 0.9% | $12.64 | — | COM | 617477104 |
| — | WELLS FARGO ADVANTAGE MULTI | 1,209,195 | $13.72M | 0.8% | $13.54 | — | COM SHS | 94987D101 |
| — | TEMPLETON EMERG MKTS INCOME | 1,414,585 | $13.71M | 0.8% | $10.98 | — | COM | 880192109 |
| — | FIRST TR HIGH INCOME L/S FD | 963,594 | $13.58M | 0.8% | $16.66 | — | COM | 33738E109 |
| — | CLEARBRIDGE ENERGY MLP TR FD | 950,743 | $13.07M | 0.8% | $17.60 | — | COM | 18469Q108 |
| — | CLOUGH GLOBAL EQUITY FD | 1,023,165 | $12.95M | 0.8% | $14.31 | — | COM | 18914C100 |
| — | MFS MULTIMARKET INCOME TR | 2,291,604 | $12.81M | 0.8% | $6.46 | — | SH BEN INT | 552737108 |
| — | MEDLEY CAP CORP | 1,691,835 | $12.59M | 0.8% | $8.90 | — | COM | 58503F106 |
| — | RYDEX ETF TRUST | 94,701 | $12.58M | 0.8% | $114.56 | — | GUG RUSS TOP 50 | 78355W205 |
| — | INVESCO MUN TR | 1,021,755 | $12.55M | 0.8% | $11.63 | — | COM | 46131J103 |
| — | MFS CHARTER INCOME TR | 1,600,805 | $12.41M | 0.8% | $8.99 | — | SH BEN INT | 552727109 |
| — | UBS AG LONDON BRH | 790,149 | $12.32M | 0.8% | $21.43 | — | 2X LEV LNG LKD | 90267B765 |
| — | WESTERN ASSET EMRG MKT DEBT | 922,319 | $12.29M | 0.8% | $15.53 | — | COM | 95766A101 |
| — | ALLIANZGI EQUITY & CONV INCO | 705,997 | $12.14M | 0.7% | $19.05 | — | COM | 018829101 |
| — | GENERAL AMERN INVS INC | 386,471 | $11.97M | 0.7% | $32.34 | — | COM | 368802104 |
| — | WESTERN ASSET HIGH INCM OPP | 2,446,884 | $11.48M | 0.7% | $5.09 | — | COM | 95766K109 |
| — | PRUDENTIAL SHT DURATION HG Y | 777,222 | $11.39M | 0.7% | $15.41 | — | COM | 74442F107 |
| — | NUVEEN MUN ADVANTAGE FD INC | 849,642 | $11.31M | 0.7% | $12.22 | — | COM | 67062H106 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 918,434 | $11.11M | 0.7% | $13.65 | — | COM | 092501105 |
| — | NEXPOINT CR STRATEGIES FD | 1,914,717 | $10.95M | 0.7% | $8.43 | — | COM | 65340G106 |
| — | NUVEEN MTG OPPORTUNITY TERM | 475,056 | $10.64M | 0.7% | $23.55 | — | COM | 670735109 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 715,152 | $10.31M | 0.6% | $17.25 | — | SHS | 67075G103 |
| — | BROOKFIELD MTG OPP INC FD IN | 679,714 | $10.02M | 0.6% | $16.79 | — | COM | 112792106 |
| — | MVC CAPITAL INC | 1,215,757 | $9.981M | 0.6% | $9.34 | — | COM | 553829102 |
| — | NUVEEN MUN MKT OPPORTUNITY F | 737,993 | $9.668M | 0.6% | $12.15 | — | COM | 67062W103 |
| — | WESTERN ASSET HGH YLD DFNDFD | 682,577 | $9.556M | 0.6% | $16.61 | — | COM | 95768B107 |
| — | ARES DYNAMIC CR ALLOCATION F | 641,652 | $8.964M | 0.6% | $15.42 | — | COM | 04014F102 |
| — | GSV CAP CORP | 1,084,459 | $8.513M | 0.5% | $9.01 | — | COM | 36191J101 |
| — | WESTERN ASSET EMRG MKT INCM | 885,447 | $8.465M | 0.5% | $11.85 | — | COM | 95766E103 |
| — | FRANKLIN LTD DURATION INC TR | 774,336 | $8.44M | 0.5% | $12.74 | — | COM | 35472T101 |
| — | BABSON CAP GLB SHT DURHGH YL | 471,951 | $8.184M | 0.5% | $18.58 | — | COM | 05617T100 |
| — | NUVEEN FLOATING RATE INCOME | 811,029 | $8.151M | 0.5% | $10.42 | — | COM | 67072T108 |
| — | ZWEIG TOTAL RETURN FD INC | 707,562 | $8.08M | 0.5% | $12.87 | — | COM NEW | 989837208 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 498,016 | $7.968M | 0.5% | $16.72 | — | COM UT BEN INT | 670731108 |
| OEF | ISHARES TR | 93,567 | $7.933M | 0.5% | $72.24 | — | S&P 100 ETF | 464287101 |
| — | CENTRAL FD CDA LTD | 737,465 | $7.81M | 0.5% | $13.18 | — | CL A | 153501101 |
| — | NEUBERGER BERMAN RE ES SEC F | 1,670,515 | $7.701M | 0.5% | $4.76 | — | COM | 64190A103 |
| — | INVESCO MUN OPPORTUNITY TR | 601,592 | $7.568M | 0.5% | $11.71 | — | COM | 46132C107 |
| — | POWERSHARES GLOBAL ETF TRUST | 521,245 | $7.496M | 0.5% | $19.72 | — | EMER MRKT PORT | 73936T763 |
| — | WESTERN ASSET GLB HI INCOME | 835,282 | $7.492M | 0.5% | $10.18 | — | COM | 95766B109 |
| — | FIFTH STR SR FLOATNG RATE CO | 847,480 | $7.399M | 0.5% | $8.98 | — | COM | 31679F101 |
| — | LEGG MASON BW GLB NCO PP FD | 631,692 | $7.334M | 0.5% | $17.71 | — | COM | 52469B100 |
| — | NUVEEN PREM INCOME MUN FD | 540,821 | $7.247M | 0.4% | $14.02 | — | COM | 67062T100 |
| — | NUVEEN BUILD AMER BD FD | 367,682 | $7.225M | 0.4% | $19.38 | — | COM | 67074C103 |
| — | NUVEEN SR INCOME FD | 1,146,001 | $6.773M | 0.4% | $6.67 | — | COM | 67067Y104 |
| — | CALAMOS CONV OPP AND INC FD | 678,490 | $6.71M | 0.4% | $10.02 | — | SH BEN INT | 128117108 |
| — | WESTERN ASSET GLOBAL CP DEFI | 422,672 | $6.691M | 0.4% | $18.01 | — | COM | 95790C107 |
| — | DEUTSCHE HIGH INCOME OPPORT | 499,065 | $6.563M | 0.4% | $14.36 | — | COM | 25158Y102 |
| — | CLEARBRIDGE ENERGY MLP OPP F | 450,178 | $6.492M | 0.4% | $16.21 | — | COM | 18469P100 |
| — | JPMORGAN CHASE & CO | 211,452 | $6.426M | 0.4% | $30.39 | — | ALERIAN ML ETN | 46625H365 |
| — | APOLLO TACTICAL INCOME FD IN | 433,770 | $6.285M | 0.4% | $17.46 | — | COM | 037638103 |
| — | IVY HIGH INC OPPORTUNITIES F | 481,911 | $6.25M | 0.4% | $17.45 | — | COM | 465893105 |
| — | EATON VANCE SH TM DR DIVR IN | 465,451 | $6.158M | 0.4% | $14.88 | — | COM | 27828V104 |
| — | STONE HBR EMERG MKTS TL INC | 542,074 | $6.158M | 0.4% | $17.05 | — | COM | 86164W100 |
| — | MORGAN STANLEY EMER MKTS DEB | 677,787 | $5.646M | 0.3% | $9.57 | — | COM | 61744H105 |
| — | WESTERN ASSET CLYM INFL OPP | 540,457 | $5.621M | 0.3% | $11.83 | — | COM | 95766R104 |
| — | NEUBERGER BERMAN HGH YLD FD | 547,674 | $5.581M | 0.3% | $12.05 | — | COM | 64128C106 |
| — | NUVEEN DIVID ADVANTAGE MUN F | 403,586 | $5.557M | 0.3% | $13.27 | — | COM | 67066V101 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 398,114 | $5.546M | 0.3% | $13.79 | — | COM | 67071L106 |
| — | CLEARBRIDGE AMERN ENERG MLP | 576,453 | $5.528M | 0.3% | $15.96 | — | COM | 184691103 |
| — | EATON VANCE SR INCOME TR | 937,780 | $5.505M | 0.3% | $6.37 | — | SH BEN INT | 27826S103 |
| — | BLACKSTONE GSO LNG SHRT CR I | 380,034 | $5.415M | 0.3% | $17.62 | — | COM SHS BN INT | 09257D102 |
| — | CLOUGH GLOBAL ALLOCATION FD | 398,789 | $5.212M | 0.3% | $14.96 | — | COM | 18913Y103 |
| — | TICC CAPITAL CORP | 770,419 | $5.17M | 0.3% | $6.71 | — | COM | 87244T109 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 634,793 | $5.059M | 0.3% | $9.27 | — | COM NEW | 641876800 |
| — | WESTERN ASSET MGD HI INCM FD | 1,131,307 | $5.057M | 0.3% | $5.09 | — | COM | 95766L107 |
| — | GLOBAL HIGH INCOME FUND INC | 644,902 | $4.979M | 0.3% | $8.99 | — | COM | 37933G108 |
| — | ADVENT CLAY CONV SEC INC FD | 912,647 | $4.931M | 0.3% | $6.48 | — | COM | 007639107 |
| — | KCAP FINL INC | 1,083,410 | $4.886M | 0.3% | $4.54 | — | COM | 48668E101 |
| — | FULL CIRCLE CAP CORP | 1,589,840 | $4.881M | 0.3% | $3.40 | — | COM | 359671104 |
| PNNT | PENNANTPARK INVT CORP | 750,123 | $4.853M | 0.3% | $2.11 | 0.0% | COM | 708062104 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 336,675 | $4.814M | 0.3% | $17.27 | — | COM | 92829B101 |
| ARCC | ARES CAP CORP | 323,598 | $4.686M | 0.3% | $5.81 | 0.0% | COM | 04010L103 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 604,145 | $4.465M | 0.3% | $7.62 | — | SHS | 25160E102 |
| — | STRATEGIC GLOBAL INCOME FD | 531,762 | $4.217M | 0.3% | $9.21 | — | COM | 862719101 |
| — | AVENUE INCOME CR STRATEGIES | 323,227 | $4.153M | 0.3% | $16.24 | — | COM | 05358E106 |
| — | LMP REAL ESTATE INCOME FD IN | 337,321 | $4.142M | 0.3% | $11.30 | — | COM | 50208C108 |
| — | NUVEEN BUILD AMER BD OPPTNY | 210,615 | $4.09M | 0.3% | $20.00 | — | COM | 67074Q102 |
| — | MORGAN STANLEY TRUSTS | 230,385 | $4.004M | 0.2% | $17.22 | — | INCOME SECS INC | 61745P874 |
| — | BLACKROCK FLOAT RATE OME STR | 309,285 | $4.002M | 0.2% | $13.50 | — | COM | 09255X100 |
| — | BLACKSTONE GSO FLTING RTE FU | 247,539 | $3.926M | 0.2% | $16.59 | — | COM | 09256U105 |
| — | BLACKROCK MUN TARGET TERM TR | 190,956 | $3.892M | 0.2% | $18.19 | — | COM SHS BEN IN | 09257P105 |
| — | COHEN & STEERS REIT & PFD IN | 222,939 | $3.864M | 0.2% | $17.14 | — | COM | 19247X100 |
| — | DEUTSCHE HIGH INCOME TR | 487,764 | $3.829M | 0.2% | $8.66 | — | SHS | 25155R100 |
| — | WESTERN ASSET WORLDWIDE INCO | 386,959 | $3.804M | 0.2% | $12.38 | — | COM | 957668106 |
| — | SPROTT FOCUS TR INC | 642,169 | $3.795M | 0.2% | $7.24 | — | COM | 85208J109 |
| — | GDL FUND | 386,464 | $3.787M | 0.2% | $10.65 | — | COM SH BEN IT | 361570104 |
| — | WESTERN ASSET VAR RT STRG FD | 234,971 | $3.648M | 0.2% | $16.16 | — | COM | 957667108 |
| — | INVESCO SR INCOME TR | 849,889 | $3.553M | 0.2% | $4.49 | — | COM | 46131H107 |
| SAR | SARATOGA INVT CORP | 217,215 | $3.508M | 0.2% | $15.97 | +4.2% | COM NEW | 80349A208 |
| SLRC | SOLAR CAP LTD | 221,150 | $3.499M | 0.2% | $6.66 | 0.0% | COM | 83413U100 |
| — | NUVEEN SELECT QUALITY MUN FD | 260,407 | $3.482M | 0.2% | $13.26 | — | COM | 670973106 |
| — | NUVEEN DIVID ADV MUN FD 3 | 255,186 | $3.46M | 0.2% | $13.68 | — | COM SH BEN INT | 67070X101 |
| XPHDX | PIONEER FLOATING RATE TR | 300,113 | $3.397M | 0.2% | $11.42 | — | COM | 72369J102 |
| — | ADVENT CLAYMORE ENH GRW & IN | 408,091 | $3.346M | 0.2% | $9.56 | — | COM | 00765E104 |
| IWM | ISHARES TR | 30,000 | $3.276M | 0.2% | $115.43 | — | RUSSELL 2000 ETF | 464287655 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 145,788 | $3.165M | 0.2% | $23.56 | — | COM | 67074R100 |
| — | CBRE CLARION GLOBAL REAL EST | 425,224 | $3.138M | 0.2% | $8.01 | — | COM | 12504G100 |
| — | NUVEEN SHT DUR CR OPP FD | 202,108 | $3.074M | 0.2% | $16.29 | — | COM | 67074X107 |
| — | DIVERSIFIED REAL ASSET INC F | 189,365 | $3.045M | 0.2% | $17.72 | — | COM SHS | 25533B108 |
| — | FEDERATED ENHANC TREAS INCM | 224,869 | $3.04M | 0.2% | $13.11 | — | COM SH BEN INT | 314162108 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 331,162 | $2.977M | 0.2% | $9.26 | — | COM | 67073B106 |
| — | MARKET VECTORS ETF TR | 209,517 | $2.879M | 0.2% | $24.64 | — | GOLD MINER ETF | 57060U100 |
| — | ALLIANZGI DIVERS INC & CNV F | 164,164 | $2.861M | 0.2% | $17.43 | — | COM | 01883J108 |
| — | MFS INTERMEDIATE HIGH INC FD | 1,256,362 | $2.852M | 0.2% | $2.70 | — | SH BEN INT | 59318T109 |
| — | UBS AG LONDON BRH | 178,250 | $2.763M | 0.2% | $16.82 | — | ETRACS MTH 2XLV | 90270L842 |
| — | BLACKROCK TAX MUNICPAL BD TR | 136,149 | $2.747M | 0.2% | $19.90 | — | SHS | 09248X100 |
| — | ABERDEEN EMERGING MKTS SMALL | 247,487 | $2.651M | 0.2% | $15.41 | — | COM | 00301T102 |
| — | WESTERN ASSET HIGH INCM FD I | 408,648 | $2.644M | 0.2% | $6.69 | — | COM | 95766J102 |
| — | FIRST TR STRATEGIC HIGH INC | 227,766 | $2.619M | 0.2% | $11.50 | — | COM SHS NEW | 337353304 |
| NXRT | NEXPOINT RESIDENTIAL TR INC | 193,618 | $2.587M | 0.2% | $13.43 | — | COM | 65341D102 |
| — | BLACKROCK LTD DURATION INC T | 176,118 | $2.543M | 0.2% | $15.16 | — | COM SHS | 09249W101 |
| — | MANAGED HIGH YIELD PLUS FD I | 1,573,141 | $2.531M | 0.2% | $1.61 | — | COM | 561911108 |
| — | CENTRAL EUR RUSS & TURK FD I | 137,461 | $2.459M | 0.2% | $29.82 | — | COM | 153436100 |
| — | FIRST TR ABERDEEN GLBL OPP F | 250,206 | $2.422M | 0.1% | $10.34 | — | COM SHS | 337319107 |
| — | PUTNAM MASTER INTER INCOME T | 520,247 | $2.346M | 0.1% | $5.01 | — | SH BEN INT | 746909100 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 224,430 | $2.233M | 0.1% | $9.95 | — | COM SHS | 6706EN100 |
| — | TORTOISE MLP FD INC | 121,005 | $2.217M | 0.1% | $20.05 | — | COM | 89148B101 |
| — | BROOKFIELD GLOBL LISTED INFR | 174,320 | $2.184M | 0.1% | $12.53 | — | COM SHS | 11273Q109 |
| — | DREYFUS MUN BD INFRSTRCTR FD | 181,802 | $2.156M | 0.1% | $11.34 | — | SHS | 26203D101 |
| — | CREDIT SUISSE ASSET MGMT INC | 751,457 | $2.127M | 0.1% | $2.97 | — | COM | 224916106 |
| — | NUVEEN QUALITY PFD INC FD 3 | 262,745 | $2.107M | 0.1% | $8.34 | — | COM | 67072W101 |
| — | WESTERN ASSET GLB PTNRS INCO | 263,858 | $2.106M | 0.1% | $7.98 | — | COM | 95766G108 |
| — | BROOKFIELD HIGH INCOME FD IN | 286,312 | $2.087M | 0.1% | $7.99 | — | COM | 11272P102 |
| — | NUVEEN PREMIER MUN INCOME FD | 159,602 | $2.083M | 0.1% | $12.62 | — | COM | 670988104 |
| — | VOYA EMERGING MKTS HIGH DIVI | 258,024 | $1.989M | 0.1% | $9.37 | — | COM | 92912P108 |
| — | PIMCO INCOME STRATEGY FUND I | 223,982 | $1.98M | 0.1% | $9.47 | — | COM | 72201J104 |
| — | SPECIAL OPPORTUNITIES FD INC | 136,048 | $1.914M | 0.1% | $16.06 | — | COM | 84741T104 |
| — | OHA INVT CORP | 445,453 | $1.884M | 0.1% | $4.91 | — | COM | 67091U102 |
| — | WELLS FARGO ADVANTAGE INCOME | 246,791 | $1.868M | 0.1% | $7.92 | — | COM SHS | 94987B105 |
| — | INVESCO QUALITY MUNI INC TRS | 153,363 | $1.863M | 0.1% | $11.12 | — | COM | 46133G107 |
| — | LMP CORPORATE LN FD INC | 180,604 | $1.857M | 0.1% | $11.03 | — | COM | 50208B100 |
| — | INVESCO BD FD | 99,781 | $1.759M | 0.1% | $17.92 | — | COM | 46132L107 |
| — | BDCA VENTURE INC | 350,961 | $1.646M | 0.1% | $4.69 | — | COM | 05543L106 |
| — | CENTRAL SECS CORP | 80,395 | $1.589M | 0.1% | $21.72 | — | COM | 155123102 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 205,534 | $1.554M | 0.1% | $8.38 | — | COM | 25158V108 |
| — | PUTNAM MUN OPPORTUNITIES TR | 122,543 | $1.466M | 0.1% | $10.87 | — | SH BEN INT | 746922103 |
| — | ADVENT CLAYMORE CV SECS & IN | 110,326 | $1.453M | 0.1% | $13.17 | — | COM | 00764C109 |
| — | MFS HIGH INCOME MUN TR | 302,697 | $1.438M | 0.1% | $4.75 | — | SH BEN INT | 59318D104 |
| — | KKR INCOME OPPORTUNITIES FD | 98,404 | $1.433M | 0.1% | $14.56 | — | COM | 48249T106 |
| — | CALAMOS CONV & HIGH INCOME F | 114,066 | $1.24M | 0.1% | $10.87 | — | COM SHS | 12811P108 |
| — | PIMCO INCOME STRATEGY FUND | 124,564 | $1.206M | 0.1% | $9.78 | — | COM | 72201H108 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 87,744 | $1.195M | 0.1% | $13.91 | — | COM | 67070F100 |
| — | MADISON STRTG SECTOR PREM FD | 104,522 | $1.115M | 0.1% | $12.05 | — | COM | 558268108 |
| — | LMP CAP & INCOME FD INC | 77,932 | $948K | 0.1% | $12.16 | — | COM | 50208A102 |
| — | PUTMAN HIGH INCOME SEC FUND | 132,644 | $935K | 0.1% | $7.05 | — | SHS BEN INT | 746779107 |
| GSBD | GOLDMAN SACHS BDC INC | 48,327 | $890K | 0.1% | $22.86 | 0.0% | SHS | 38147U107 |
| — | NUVEEN PERFORMANCE PLUS MUN | 57,034 | $809K | 0.0% | $13.94 | — | COM | 67062P108 |
| — | INVESCO HIGH INCOME TR II | 60,131 | $774K | 0.0% | $12.87 | — | COM | 46131F101 |
| — | NUVEEN DIVERSIFIED COMMODTY | 68,040 | $702K | 0.0% | $14.41 | — | COM UT BEN INT | 67074P104 |
| — | THL CR INC | 63,502 | $693K | 0.0% | $10.91 | — | COM | 872438106 |
| — | ROYCE GLOBAL VALUE TR INC | 79,724 | $559K | 0.0% | $8.80 | — | COM | 78081T104 |
| TPVG | TRIPLEPOINT VENTURE GROWTH B | 55,029 | $558K | 0.0% | $12.20 | 0.0% | COM | 89677Y100 |
| — | DEUTSCHE STRATEGIC INCOME TR | 51,344 | $528K | 0.0% | $10.28 | — | SHS | 25160F109 |
| — | NUVEEN QUALITY INCOME MUN FD | 39,145 | $528K | 0.0% | $12.25 | — | COM | 670977107 |
| WHF | WHITEHORSE FIN INC | 41,421 | $482K | 0.0% | $12.56 | 0.0% | COM | 96524V106 |
| IWD | ISHARES TR | 4,573 | $427K | 0.0% | $95.89 | — | RUS 1000 VAL ETF | 464287598 |
| — | APOLLO SR FLOATING RATE FD I | 23,006 | $361K | 0.0% | $15.69 | — | COM | 037636107 |
| — | EATON VANCE TAX-ADV BD & OPT | 27,075 | $331K | 0.0% | $12.23 | — | COM SH BEN INT | 27829M103 |
| — | FIRST TR DIVIDEND INCOME FD | 34,018 | $266K | 0.0% | $7.82 | — | COM | 33731L100 |
| — | MFS MUN INCOME TR | 35,415 | $226K | 0.0% | $6.38 | — | SH BEN INT | 552738106 |
| — | NUVEEN QUALITY MUN FD INC | 14,309 | $186K | 0.0% | $13.15 | — | COM | 67062N103 |
| — | EATON VANCE MUN INCOME 2028 | 9,329 | $162K | 0.0% | $16.91 | — | SHS | 27829U105 |
| — | GABELLI GLB SML & MD CP VAL | 15,337 | $152K | 0.0% | $9.91 | — | COM | 36249W104 |
| — | BLACKROCK INCOME TR INC | 22,099 | $139K | 0.0% | $6.29 | — | COM | 09247F100 |
| — | MFS HIGH YIELD MUN TR | 24,696 | $108K | 0.0% | $4.37 | — | SH BEN INT | 59318E102 |
| — | EATON VANCE FLTG RATE INCOM | 6,553 | $96,000 | 0.0% | $17.61 | — | COM SHS BEN INT | 278284104 |
| — | RMR REAL ESTATE INCOME FUND | 2,474 | $45,000 | 0.0% | $18.19 | — | COM | 76970B101 |