Location: Greenwich, CT
CIK: 0000949853 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 30, 2019
Total Value: $80.18M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| APPS | DIGITAL TURBINE INC | 730,000 | $4.705M | 5.9% | $2.18 | +184.2% | COM NEW | 25400W102 |
| — | VIRTUSA CORP | 110,000 | $3.962M | 4.9% | $35.45 | — | COM | 92827P102 |
| MITK | MITEK SYS INC | 400,000 | $3.86M | 4.8% | $8.01 | +24.3% | COM NEW | 606710200 |
| — | USA TECHNOLOGIES INC | 490,000 | $3.592M | 4.5% | $5.23 | — | COM NO PAR | 90328S500 |
| ALLT | ALLOT LTD | 430,000 | $3.466M | 4.3% | $7.79 | -2.2% | SHS | M0854Q105 |
| — | RUBICON PROJ INC | 362,500 | $3.157M | 3.9% | $3.95 | — | COM | 78112V102 |
| MCHX | MARCHEX INC | 1,000,000 | $3.14M | 3.9% | $3.71 | +3.8% | CL B | 56624R108 |
| — | R1 RCM INC | 335,000 | $2.992M | 3.7% | $3.88 | — | COM | 749397105 |
| AMBA | AMBARELLA INC | 40,000 | $2.513M | 3.1% | $44.81 | +15.8% | SHS | G037AX101 |
| RGNX | REGENXBIO INC | 65,000 | $2.314M | 2.9% | $44.68 | -9.3% | COM | 75901B107 |
| CHGG | CHEGG INC | 75,000 | $2.246M | 2.8% | $6.37 | +522.4% | COM | 163092109 |
| — | MTBC INC | 584,900 | $2.211M | 2.8% | $4.76 | — | COM | 55378G102 |
| EVER | EVERQUOTE INC | 103,000 | $2.198M | 2.7% | $9.58 | +97.1% | COM CL A | 30041R108 |
| — | EIGER BIOPHARMACEUTICALS INC | 200,000 | $2.05M | 2.6% | $10.33 | — | COM | 28249U105 |
| QURE | UNIQURE NV | 52,000 | $2.047M | 2.6% | $14.80 | +289.8% | SHS | N90064101 |
| GAIA | GAIA INC NEW | 275,000 | $1.797M | 2.2% | $13.07 | -46.0% | CL A | 36269P104 |
| — | EMCORE CORP | 580,000 | $1.781M | 2.2% | $7.12 | — | COM NEW | 290846203 |
| ASPU | ASPEN GROUP INC | 300,000 | $1.557M | 1.9% | $6.12 | -26.3% | COM NEW | 04530L203 |
| — | QUOTIENT TECHNOLOGY INC | 190,000 | $1.486M | 1.9% | $12.14 | — | COM | 749119103 |
| TREE | LENDINGTREE INC NEW | 4,000 | $1.242M | 1.5% | $91.20 | — | COM | 52603B107 |
| — | FIREEYE INC | 90,000 | $1.201M | 1.5% | $15.02 | — | COM | 31816Q101 |
| VRNS | VARONIS SYS INC | 20,000 | $1.196M | 1.5% | $10.20 | +118.0% | COM | 922280102 |
| — | REATA PHARMACEUTICALS INC | 14,000 | $1.124M | 1.4% | $28.39 | — | CL A | 75615P103 |
| — | APTOSE BIOSCIENCES INC | 500,000 | $1.043M | 1.3% | $2.09 | — | COM NEW | 03835T200 |
| — | CONSTELLATION PHARMCETICLS I | 160,000 | $1.034M | 1.3% | $10.83 | — | COM | 210373106 |
| T | AT&T INC | 20,000 | $757K | 0.9% | $14.66 | +15.9% | COM | 00206R102 |
| ARCC | ARES CAP CORP | 40,000 | $745K | 0.9% | $6.23 | +61.7% | COM | 04010L103 |
| VZ | VERIZON COMMUNICATIONS INC | 12,000 | $724K | 0.9% | $29.09 | +39.0% | COM | 92343V104 |
| — | CHICKEN SOUP FOR SOUL INC | 29,800 | $715K | 0.9% | $23.99 | — | 9.75% PFD SER A | 16842Q209 |
| DOW | DOW INC | 15,000 | $715K | 0.9% | $35.76 | -8.5% | COM | 260557103 |
| JPM | JPMORGAN CHASE & CO | 6,000 | $706K | 0.9% | $87.53 | +8.6% | COM | 46625H100 |
| — | ROYAL DUTCH SHELL PLC | 12,000 | $706K | 0.9% | $59.72 | — | SPONS ADR A | 780259206 |
| MSFT | MICROSOFT CORP | 5,000 | $695K | 0.9% | $100.00 | +29.9% | COM | 594918104 |
| WY | WEYERHAEUSER CO | 25,000 | $693K | 0.9% | $19.95 | +2.9% | COM | 962166104 |
| PEP | PEPSICO INC | 5,000 | $686K | 0.9% | $56.56 | +93.3% | COM | 713448108 |
| — | GLAXOSMITHKLINE PLC | 16,000 | $683K | 0.9% | $41.96 | — | SPONSORED ADR | 37733W105 |
| TCPC | BLACKROCK TCP CAP CORP | 50,000 | $678K | 0.8% | $14.61 | -5.7% | COM | 09259E108 |
| APYX | APYX MED CORP | 100,000 | $677K | 0.8% | $5.44 | +30.5% | COM | 03837C106 |
| MRK | MERCK & CO INC | 8,000 | $673K | 0.8% | $31.16 | +110.1% | COM | 58933Y105 |
| ABT | ABBOTT LABS | 8,000 | $669K | 0.8% | $28.90 | +163.3% | COM | 002824100 |
| CCL | CARNIVAL CORP | 15,000 | $656K | 0.8% | $44.81 | 0.0% | UNIT 99/99/9999 | 143658300 |
| KO | COCA COLA CO | 12,000 | $653K | 0.8% | $28.00 | +57.0% | COM | 191216100 |
| CVX | CHEVRON CORP NEW | 5,500 | $652K | 0.8% | $71.36 | +28.3% | COM | 166764100 |
| JNJ | JOHNSON & JOHNSON | 5,000 | $647K | 0.8% | $63.78 | +72.5% | COM | 478160104 |
| MS | MORGAN STANLEY | 15,000 | $640K | 0.8% | $34.68 | +1.0% | COM NEW | 617446448 |
| XOM | EXXON MOBIL CORP | 9,000 | $635K | 0.8% | $56.23 | -4.4% | COM | 30231G102 |
| PFE | PFIZER INC | 17,500 | $629K | 0.8% | $18.01 | +50.0% | COM | 717081103 |
| PG | PROCTER & GAMBLE CO | 5,000 | $622K | 0.8% | $55.56 | +81.8% | COM | 742718109 |
| MO | ALTRIA GROUP INC | 15,000 | $614K | 0.8% | $23.08 | +19.6% | COM | 02209S103 |
| BX | BLACKSTONE GROUP INC | 12,500 | $611K | 0.8% | $31.77 | +23.5% | COM CL A | 09260D107 |
| BP | BP PLC | 16,000 | $608K | 0.8% | $38.98 | — | SPONSORED ADR | 055622104 |
| PM | PHILIP MORRIS INTL INC | 8,000 | $607K | 0.8% | $52.47 | +8.1% | COM | 718172109 |
| ABBV | ABBVIE INC | 8,000 | $606K | 0.8% | $42.66 | +23.3% | COM | 00287Y109 |
| OPRX | OPTIMIZERX CORP | 40,000 | $579K | 0.7% | $15.48 | 0.0% | COM NEW | 68401U204 |
| KHC | KRAFT HEINZ CO | 20,000 | $559K | 0.7% | $31.44 | -32.7% | COM | 500754106 |
| — | TOTAL S A | 10,000 | $520K | 0.6% | $49.11 | — | SPONSORED ADS | 89151E109 |
| OHI | OMEGA HEALTHCARE INVS INC | 12,000 | $501K | 0.6% | $31.04 | — | COM | 681936100 |
| NMFC | NEW MTN FIN CORP | 30,000 | $409K | 0.5% | $4.77 | +41.1% | COM | 647551100 |
| — | GALMED PHARMACEUTICALS LTD | 70,000 | $335K | 0.4% | $3.97 | — | SHS | M47238106 |
| POWW | AMMO INC | 200,000 | $330K | 0.4% | $3.92 | -50.8% | COM | 00175J107 |
| MMM | 3M CO | 2,000 | $329K | 0.4% | $110.63 | 0.0% | COM | 88579Y101 |