Oppenheimer & Close, LLC Long-Term Concentrated

CIK: 0001591377 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 4, 2016

Total Value ($000): $105,047

Holdings (41)

GLD SPDR GOLD TRUST 14.7%

Value ($000) $15,409 Shares 122,650 Est. Cost $115.27 Unrealized —

— SEACOR HOLDINGS INC 9.3%

Value ($000) $9,787 Shares 164,521 Est. Cost $68.65 Unrealized —

GLW CORNING INC 8.0%

Value ($000) $8,399 Shares 355,147 Est. Cost $14.51 Unrealized +19.7%

LPG DORIAN LPG LTD 7.3%

Value ($000) $7,716 Shares 1,286,051 Est. Cost $8.91 Unrealized -30.6%

CSCO CISCO SYS INC 7.1%

Value ($000) $7,419 Shares 233,903 Est. Cost $23.21 Unrealized -0.6%

HP HELMERICH & PAYNE INC 6.3%

Value ($000) $6,572 Shares 97,665 Est. Cost $63.91 Unrealized -1.8%

HTB HOMETRUST BANCSHARES INC 5.4%

Value ($000) $5,693 Shares 307,750 Est. Cost $15.62 Unrealized +20.7%

— BENEFICIAL BANCORP INC 2.9%

Value ($000) $3,076 Shares 209,164 Est. Cost $11.29 Unrealized —

Value ($000) $2,691 Shares 15,271 Est. Cost $116.67 Unrealized -6.4%

— PROVIDENCE & WORCESTER RR CO 2.2%

Value ($000) $2,322 Shares 93,695 Est. Cost $20.05 Unrealized —

— CENTRAL FD CDA LTD 2.0%

Value ($000) $2,106 Shares 151,950 Est. Cost $11.42 Unrealized —

GDX VANECK VECTORS ETF TR 2.0%

Value ($000) $2,101 Shares 79,510 Est. Cost $27.71 Unrealized —

— COMMERCE UN BANCSHARES INC 1.9%

Value ($000) $2,048 Shares 103,474 Est. Cost $13.20 Unrealized —

— MCEWEN MNG INC 1.9%

Value ($000) $1,957 Shares 533,500 Est. Cost $3.72 Unrealized —

SFBC SOUND FINL BANCORP INC 1.7%

Value ($000) $1,775 Shares 73,318 Est. Cost $15.05 Unrealized +36.0%

— HOPFED BANCORP INC 1.6%

Value ($000) $1,667 Shares 148,888 Est. Cost $11.19 Unrealized —

— ESSA BANCORP INC 1.6%

Value ($000) $1,654 Shares 119,600 Est. Cost $10.42 Unrealized —

— MALVERN BANCORP INC 1.5%

Value ($000) $1,605 Shares 97,926 Est. Cost $12.74 Unrealized —

EBMT EAGLE BANCORP MONT INC 1.5%

Value ($000) $1,595 Shares 112,250 Est. Cost $10.85 Unrealized -1.5%

BRT BRT RLTY TR 1.4%

Value ($000) $1,497 Shares 187,192 Est. Cost $7.12 Unrealized —

— ENGLOBAL CORP 1.4%

Value ($000) $1,436 Shares 951,627 Est. Cost $1.23 Unrealized —

GHM GRAHAM CORP 1.3%

Value ($000) $1,412 Shares 73,938 Est. Cost $18.39 Unrealized -9.3%

FNWB FIRST NORTHWEST BANCORP 1.3%

Value ($000) $1,412 Shares 104,706 Est. Cost $11.01 Unrealized +6.6%

— SI FINL GROUP INC MD 1.3%

Value ($000) $1,404 Shares 106,392 Est. Cost $11.35 Unrealized —

HFBL HOME FED BANCORP INC LA NEW 1.3%

Value ($000) $1,387 Shares 59,465 Est. Cost $16.97 Unrealized -33.3%

HURC HURCO COMPANIES INC 1.3%

Value ($000) $1,330 Shares 47,412 Est. Cost $26.41 Unrealized +6.9%

IROQ IF BANCORP INC 1.2%

Value ($000) $1,295 Shares 69,519 Est. Cost $16.10 Unrealized +16.7%

— ENTEGRA FINL CORP 1.2%

Value ($000) $1,285 Shares 69,953 Est. Cost $17.22 Unrealized —

NUE NUCOR CORP 1.0%

Value ($000) $1,058 Shares 21,400 Est. Cost $49.02 Unrealized -15.9%

— HARDINGE INC 0.9%

Value ($000) $920 Shares 82,700 Est. Cost $15.32 Unrealized —

FRD FRIEDMAN INDS INC 0.8%

Value ($000) $790 Shares 146,542 Est. Cost $7.18 Unrealized -29.3%

— GEORGETOWN BANCORP INC MD 0.7%

Value ($000) $753 Shares 36,068 Est. Cost $14.40 Unrealized —

PBHC PATHFINDER BANCORP INC MD 0.7%

Value ($000) $748 Shares 61,550 Est. Cost $7.81 Unrealized +26.4%

KRNY KEARNY FINL CORP MD 0.7%

Value ($000) $732 Shares 53,850 Est. Cost $10.55 Unrealized +26.6%

FRPH FRP HLDGS INC 0.6%

Value ($000) $643 Shares 20,726 Est. Cost $16.88 Unrealized 0.0%

— FSB BANCORP INC 0.4%

Value ($000) $414 Shares 33,195 Est. Cost $12.47 Unrealized —

AXR AMREP CORP NEW 0.4%

Value ($000) $388 Shares 49,032 Est. Cost $5.08 Unrealized +22.1%

— ALLIED HEALTHCARE PRODS INC 0.3%

Value ($000) $281 Shares 343,644 Est. Cost $2.25 Unrealized —

WCFB WCF BANCORP INC 0.2%

Value ($000) $223 Shares 26,613 Est. Cost $8.38 Unrealized —

— WILLBROS GROUP INC DEL 0.0%

Value ($000) $28 Shares 15,000 Est. Cost $1.25 Unrealized —

— WESTPORT FUEL SYSTEMS INC 0.0%

Value ($000) $19 Shares 12,377 Est. Cost $1.62 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
GLD	SPDR GOLD TRUST	122,650	$15,409	14.7%	$115.27	—	—	78463V107
—	SEACOR HOLDINGS INC	164,521	$9,787	9.3%	$68.65	—	—	811904101
GLW	CORNING INC	355,147	$8,399	8.0%	$14.51	+19.7%	—	219350105
LPG	DORIAN LPG LTD	1,286,051	$7,716	7.3%	$8.91	-30.6%	—	Y2106R110
CSCO	CISCO SYS INC	233,903	$7,419	7.1%	$23.21	-0.6%	—	17275R102
HP	HELMERICH & PAYNE INC	97,665	$6,572	6.3%	$63.91	-1.8%	—	423452101
HTB	HOMETRUST BANCSHARES INC	307,750	$5,693	5.4%	$15.62	+20.7%	—	437872104
—	BENEFICIAL BANCORP INC	209,164	$3,076	2.9%	$11.29	—	—	08171T102
MMM	3M CO	15,271	$2,691	2.6%	$116.67	-6.4%	—	88579Y101
—	PROVIDENCE & WORCESTER RR CO	93,695	$2,322	2.2%	$20.05	—	—	743737108
—	CENTRAL FD CDA LTD	151,950	$2,106	2.0%	$11.42	—	—	153501101
GDX	VANECK VECTORS ETF TR	79,510	$2,101	2.0%	$27.71	—	—	92189F106
—	COMMERCE UN BANCSHARES INC	103,474	$2,048	1.9%	$13.20	—	—	200828101
—	MCEWEN MNG INC	533,500	$1,957	1.9%	$3.72	—	—	58039P107
SFBC	SOUND FINL BANCORP INC	73,318	$1,775	1.7%	$15.05	+36.0%	—	83607A100
—	HOPFED BANCORP INC	148,888	$1,667	1.6%	$11.19	—	—	439734104
—	ESSA BANCORP INC	119,600	$1,654	1.6%	$10.42	—	—	29667D104
—	MALVERN BANCORP INC	97,926	$1,605	1.5%	$12.74	—	—	561409103
EBMT	EAGLE BANCORP MONT INC	112,250	$1,595	1.5%	$10.85	-1.5%	—	26942G100
BRT	BRT RLTY TR	187,192	$1,497	1.4%	$7.12	—	—	055645303
—	ENGLOBAL CORP	951,627	$1,436	1.4%	$1.23	—	—	293306106
GHM	GRAHAM CORP	73,938	$1,412	1.3%	$18.39	-9.3%	—	384556106
FNWB	FIRST NORTHWEST BANCORP	104,706	$1,412	1.3%	$11.01	+6.6%	—	335834107
—	SI FINL GROUP INC MD	106,392	$1,404	1.3%	$11.35	—	—	78425V104
HFBL	HOME FED BANCORP INC LA NEW	59,465	$1,387	1.3%	$16.97	-33.3%	—	43708L108
HURC	HURCO COMPANIES INC	47,412	$1,330	1.3%	$26.41	+6.9%	—	447324104
IROQ	IF BANCORP INC	69,519	$1,295	1.2%	$16.10	+16.7%	—	44951J105
—	ENTEGRA FINL CORP	69,953	$1,285	1.2%	$17.22	—	—	29363J108
NUE	NUCOR CORP	21,400	$1,058	1.0%	$49.02	-15.9%	—	670346105
—	HARDINGE INC	82,700	$920	0.9%	$15.32	—	—	412324303
FRD	FRIEDMAN INDS INC	146,542	$790	0.8%	$7.18	-29.3%	—	358435105
—	GEORGETOWN BANCORP INC MD	36,068	$753	0.7%	$14.40	—	—	372591107
PBHC	PATHFINDER BANCORP INC MD	61,550	$748	0.7%	$7.81	+26.4%	—	70319R109
KRNY	KEARNY FINL CORP MD	53,850	$732	0.7%	$10.55	+26.6%	—	48716P108
FRPH	FRP HLDGS INC	20,726	$643	0.6%	$16.88	0.0%	—	30292L107
—	FSB BANCORP INC	33,195	$414	0.4%	$12.47	—	—	30289C102
AXR	AMREP CORP NEW	49,032	$388	0.4%	$5.08	+22.1%	—	032159105
—	ALLIED HEALTHCARE PRODS INC	343,644	$281	0.3%	$2.25	—	—	019222108
WCFB	WCF BANCORP INC	26,613	$223	0.2%	$8.38	—	—	92940L103
—	WILLBROS GROUP INC DEL	15,000	$28	0.0%	$1.25	—	—	969203108
—	WESTPORT FUEL SYSTEMS INC	12,377	$19	0.0%	$1.62	—	—	960908309