RAFFLES ASSOCIATES LP Diversified Active

CIK: 0001169581 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 16, 2021

Total Value ($000): $107,990 (100.0% shares, 0.0% debt)

Holdings (42)

— GOODRICH PETE CORP 15.0%

Value ($000) $16,175 Shares 683,634 Est. Cost $10.11 Unrealized —

BPOP POPULAR INC 14.7%

Value ($000) $15,922 Shares 205,000 Est. Cost $26.51 Unrealized +146.3%

EBC EASTERN BANKSHARES INC 12.9%

Value ($000) $13,962 Shares 687,760 Est. Cost $12.50 Unrealized +35.8%

SMBC SOUTHERN MO BANCORP INC 9.7%

Value ($000) $10,428 Shares 232,292 Est. Cost $12.83 Unrealized +221.5%

PROV PROVIDENT FINL HLDGS INC 5.6%

Value ($000) $6,004 Shares 356,349 Est. Cost $15.90 Unrealized +7.8%

— VIACOMCBS INC 3.8%

Value ($000) $4,149 Shares 105,000 Est. Cost $45.14 Unrealized —

— DISCOVERY INC 3.5%

Value ($000) $3,762 Shares 155,000 Est. Cost $27.77 Unrealized —

AFBI AFFINITY BANCSHARES INC 3.2%

Value ($000) $3,499 Shares 249,069 Est. Cost $10.40 Unrealized +21.2%

— WILLIAM PENN BANCORPORATION 3.1%

Value ($000) $3,297 Shares 270,000 Est. Cost $11.37 Unrealized —

— OSISKO GOLD ROYALTIES LTD 2.2%

Value ($000) $2,414 Shares 215,000 Est. Cost $9.63 Unrealized —

EXE CHESAPEAKE ENERGY CORP 2.2%

Value ($000) $2,340 Shares 38,000 Est. Cost $36.55 Unrealized +23.2%

VMD VIEMED HEALTHCARE INC 2.1%

Value ($000) $2,228 Shares 401,518 Est. Cost $7.16 Unrealized -9.1%

— VIACOMCBS INC 1.8%

Value ($000) $1,893 Shares 45,000 Est. Cost $42.07 Unrealized —

XACCX 180 DEGREE CAP CORP 1.5%

Value ($000) $1,645 Shares 226,864 Est. Cost $7.41 Unrealized —

MAYS MAYS J W INC 1.5%

Value ($000) $1,627 Shares 44,439 Est. Cost $22.25 Unrealized +56.7%

JOB GEE GROUP INC 1.5%

Value ($000) $1,625 Shares 3,500,000 Est. Cost $0.61 Unrealized -17.8%

NSSC NAPCO SEC TECHNOLOGIES INC 1.5%

Value ($000) $1,592 Shares 36,959 Est. Cost $4.41 Unrealized +309.7%

MSOS ADVISORSHARES TR 1.5%

Value ($000) $1,578 Shares 50,000 Est. Cost $31.56 Unrealized —

VABK VIRGINIA NATL BANKSHARES COR 1.4%

Value ($000) $1,458 Shares 40,344 Est. Cost $33.89 Unrealized +11.3%

SES IVANHOE CAPITAL ACQUISTIN CO 1.3%

Value ($000) $1,355 Shares 136,846 Est. Cost $9.90 Unrealized —

— VOXX INTL CORP 1.0%

Value ($000) $1,093 Shares 95,500 Est. Cost $4.99 Unrealized —

— LIBERTY MEDIA CORP DEL 0.8%

Value ($000) $843 Shares 17,878 Est. Cost $33.95 Unrealized —

JNUG DIREXION SHS ETF TR 0.7%

Value ($000) $793 Shares 15,000 Est. Cost $52.87 Unrealized —

— ETF MANAGERS TR 0.7%

Value ($000) $720 Shares 50,000 Est. Cost $14.40 Unrealized —

NECB NORTHEAST CMNTY BANCORP INC 0.7%

Value ($000) $708 Shares 65,000 Est. Cost $9.23 Unrealized 0.0%

LILAK LIBERTY LATIN AMERICA LTD 0.6%

Value ($000) $656 Shares 50,000 Est. Cost $8.81 Unrealized +55.0%

LILA LIBERTY LATIN AMERICA LTD 0.6%

Value ($000) $654 Shares 50,000 Est. Cost $8.96 Unrealized +51.6%

NWFL NORWOOD FINL CORP 0.6%

Value ($000) $637 Shares 24,964 Est. Cost $26.08 Unrealized -2.6%

NIC NICOLET BANKSHARES INC 0.6%

Value ($000) $628 Shares 8,462 Est. Cost $70.72 Unrealized 0.0%

— FIRST SEACOAST BANCORP 0.5%

Value ($000) $567 Shares 58,142 Est. Cost $9.36 Unrealized —

WNEB WESTERN NEW ENG BANCORP INC 0.5%

Value ($000) $515 Shares 60,372 Est. Cost $7.15 Unrealized +1.6%

EVTC EVERTEC INC 0.4%

Value ($000) $457 Shares 10,000 Est. Cost $31.30 Unrealized +41.0%

AMAL AMALGAMATED FINANCIAL CORP 0.4%

Value ($000) $396 Shares 25,000 Est. Cost $14.80 Unrealized -5.0%

SVM SILVERCORP METALS INC 0.4%

Value ($000) $381 Shares 100,000 Est. Cost $6.88 Unrealized -34.2%

TMQ TRILOGY METALS INC NEW 0.3%

Value ($000) $370 Shares 200,000 Est. Cost $2.30 Unrealized -9.5%

— INTEGRA RES CORP 0.3%

Value ($000) $358 Shares 157,007 Est. Cost $2.28 Unrealized —

— SANDSTORM GOLD LTD 0.3%

Value ($000) $288 Shares 50,000 Est. Cost $7.88 Unrealized —

— LIBERTY MEDIA CORP DEL 0.2%

Value ($000) $239 Shares 5,042 Est. Cost $43.44 Unrealized —

LCTX LINEAGE CELL THERAPEUTICS IN 0.2%

Value ($000) $236 Shares 93,590 Est. Cost $2.49 Unrealized +3.1%

UBCP UNITED BANCORP INC OHIO 0.2%

Value ($000) $214 Shares 15,000 Est. Cost $13.08 Unrealized +9.2%

— HYCROFT MINING HOLDING CORP 0.2%

Value ($000) $195 Shares 131,114 Est. Cost $7.85 Unrealized —

AWX AVALON HLDGS CORP 0.1%

Value ($000) $89 Shares 22,941 Est. Cost $1.64 Unrealized +167.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	GOODRICH PETE CORP	683,634	$16,175	15.0%	$10.11	—	COM PAR	382410843
BPOP	POPULAR INC	205,000	$15,922	14.7%	$26.51	+146.3%	COM NEW	733174700
EBC	EASTERN BANKSHARES INC	687,760	$13,962	12.9%	$12.50	+35.8%	COM	27627N105
SMBC	SOUTHERN MO BANCORP INC	232,292	$10,428	9.7%	$12.83	+221.5%	COM	843380106
PROV	PROVIDENT FINL HLDGS INC	356,349	$6,004	5.6%	$15.90	+7.8%	COM	743868101
—	VIACOMCBS INC	105,000	$4,149	3.8%	$45.14	—	CL B	92556H206
—	DISCOVERY INC	155,000	$3,762	3.5%	$27.77	—	COM SER C	25470F302
AFBI	AFFINITY BANCSHARES INC	249,069	$3,499	3.2%	$10.40	+21.2%	COM	00832E103
—	WILLIAM PENN BANCORPORATION	270,000	$3,297	3.1%	$11.37	—	COM	96927A105
—	OSISKO GOLD ROYALTIES LTD	215,000	$2,414	2.2%	$9.63	—	COM	68827L101
EXE	CHESAPEAKE ENERGY CORP	38,000	$2,340	2.2%	$36.55	+23.2%	COM	165167735
VMD	VIEMED HEALTHCARE INC	401,518	$2,228	2.1%	$7.16	-9.1%	COM	92663R105
—	VIACOMCBS INC	45,000	$1,893	1.8%	$42.07	—	CL A	92556H107
XACCX	180 DEGREE CAP CORP	226,864	$1,645	1.5%	$7.41	—	COM NEW	68235B208
MAYS	MAYS J W INC	44,439	$1,627	1.5%	$22.25	+56.7%	COM	578473100
JOB	GEE GROUP INC	3,500,000	$1,625	1.5%	$0.61	-17.8%	COM	36165A102
NSSC	NAPCO SEC TECHNOLOGIES INC	36,959	$1,592	1.5%	$4.41	+309.7%	COM	630402105
MSOS	ADVISORSHARES TR	50,000	$1,578	1.5%	$31.56	—	PURE US CANNABIS	00768Y453
VABK	VIRGINIA NATL BANKSHARES COR	40,344	$1,458	1.4%	$33.89	+11.3%	COM	928031103
SES	IVANHOE CAPITAL ACQUISTIN CO	136,846	$1,355	1.3%	$9.90	—	COM CL A	G4R87P114
—	VOXX INTL CORP	95,500	$1,093	1.0%	$4.99	—	CL A	91829F104
—	LIBERTY MEDIA CORP DEL	17,878	$843	0.8%	$33.95	—	COM A SIRIUSXM	531229409
JNUG	DIREXION SHS ETF TR	15,000	$793	0.7%	$52.87	—	DAILY JR GLD MIN	25460G831
—	ETF MANAGERS TR	50,000	$720	0.7%	$14.40	—	ETFMG ALTR HRVST	26924G508
NECB	NORTHEAST CMNTY BANCORP INC	65,000	$708	0.7%	$9.23	0.0%	COM	664121100
LILAK	LIBERTY LATIN AMERICA LTD	50,000	$656	0.6%	$8.81	+55.0%	COM CL C	G9001E128
LILA	LIBERTY LATIN AMERICA LTD	50,000	$654	0.6%	$8.96	+51.6%	COM CL A	G9001E102
NWFL	NORWOOD FINL CORP	24,964	$637	0.6%	$26.08	-2.6%	COM	669549107
NIC	NICOLET BANKSHARES INC	8,462	$628	0.6%	$70.72	0.0%	COM	65406E102
—	FIRST SEACOAST BANCORP	58,142	$567	0.5%	$9.36	—	COM	33631P102
WNEB	WESTERN NEW ENG BANCORP INC	60,372	$515	0.5%	$7.15	+1.6%	COM	958892101
EVTC	EVERTEC INC	10,000	$457	0.4%	$31.30	+41.0%	COM	30040P103
AMAL	AMALGAMATED FINANCIAL CORP	25,000	$396	0.4%	$14.80	-5.0%	COM	022671101
SVM	SILVERCORP METALS INC	100,000	$381	0.4%	$6.88	-34.2%	COM	82835P103
TMQ	TRILOGY METALS INC NEW	200,000	$370	0.3%	$2.30	-9.5%	COM	89621C105
—	INTEGRA RES CORP	157,007	$358	0.3%	$2.28	—	COM NEW	45826T301
—	SANDSTORM GOLD LTD	50,000	$288	0.3%	$7.88	—	COM NEW	80013R206
—	LIBERTY MEDIA CORP DEL	5,042	$239	0.2%	$43.44	—	COM C SIRIUSXM	531229607
LCTX	LINEAGE CELL THERAPEUTICS IN	93,590	$236	0.2%	$2.49	+3.1%	COM	53566P109
UBCP	UNITED BANCORP INC OHIO	15,000	$214	0.2%	$13.08	+9.2%	COM	909911109
—	HYCROFT MINING HOLDING CORP	131,114	$195	0.2%	$7.85	—	COM CL A	44862P109
AWX	AVALON HLDGS CORP	22,941	$89	0.1%	$1.64	+167.8%	CL A	05343P109