RAFFLES ASSOCIATES LP Diversified Active

CIK: 0001169581 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 17, 2021

Total Value ($000): $117,588 (100.0% shares, 0.0% debt)

Holdings (44)

BPOP POPULAR INC 13.1%

Value ($000) $15,385 Shares 205,000 Est. Cost $26.51 Unrealized +152.2%

EBC EASTERN BANKSHARES INC 12.0%

Value ($000) $14,147 Shares 687,760 Est. Cost $12.50 Unrealized +49.9%

SMBC SOUTHERN MO BANCORP INC 8.9%

Value ($000) $10,444 Shares 232,292 Est. Cost $12.83 Unrealized +208.9%

— GOODRICH PETE CORP 8.7%

Value ($000) $10,281 Shares 688,634 Est. Cost $10.11 Unrealized —

— VIACOMCBS INC 6.7%

Value ($000) $7,910 Shares 175,000 Est. Cost $45.14 Unrealized —

PROV PROVIDENT FINL HLDGS INC 5.2%

Value ($000) $6,154 Shares 356,349 Est. Cost $15.90 Unrealized +6.0%

EXE CHESAPEAKE ENERGY CORP 4.9%

Value ($000) $5,789 Shares 111,500 Est. Cost $36.55 Unrealized +9.0%

— PROSHARES TR II 3.6%

Value ($000) $4,197 Shares 150,000 Est. Cost $27.98 Unrealized —

FBP FIRST BANCORP P R 3.4%

Value ($000) $3,968 Shares 332,874 Est. Cost $5.41 Unrealized +96.4%

— DISCOVERY INC 2.8%

Value ($000) $3,333 Shares 115,000 Est. Cost $28.98 Unrealized —

AFBI AFFINITY BANCSHARES INC 2.8%

Value ($000) $3,262 Shares 251,535 Est. Cost $10.40 Unrealized +11.4%

— WILLIAM PENN BANCORPORATION 2.7%

Value ($000) $3,213 Shares 270,000 Est. Cost $11.37 Unrealized —

VMD VIEMED HEALTHCARE INC 2.6%

Value ($000) $3,050 Shares 426,518 Est. Cost $7.16 Unrealized +21.0%

— OSISKO GOLD ROYALTIES LTD 2.5%

Value ($000) $2,946 Shares 215,000 Est. Cost $9.63 Unrealized —

SATS ECHOSTAR CORP 2.1%

Value ($000) $2,429 Shares 100,000 Est. Cost $25.66 Unrealized 0.0%

NUGT DIREXION SHS ETF TR 2.0%

Value ($000) $2,324 Shares 40,000 Est. Cost $58.10 Unrealized —

XACCX 180 DEGREE CAP CORP 1.6%

Value ($000) $1,829 Shares 226,864 Est. Cost $7.41 Unrealized —

VABK VIRGINIA NATL BANKSHARES COR 1.3%

Value ($000) $1,569 Shares 40,344 Est. Cost $33.89 Unrealized 0.0%

MAYS MAYS J W INC 1.2%

Value ($000) $1,381 Shares 44,439 Est. Cost $22.25 Unrealized +22.9%

NSSC NAPCO SEC TECHNOLOGIES INC 1.1%

Value ($000) $1,344 Shares 36,959 Est. Cost $4.41 Unrealized +275.0%

— VOXX INTL CORP 1.1%

Value ($000) $1,338 Shares 95,500 Est. Cost $4.99 Unrealized —

JOB GEE GROUP INC 1.1%

Value ($000) $1,289 Shares 2,250,000 Est. Cost $0.67 Unrealized 0.0%

— TURQUOISE HILL RES LTD 0.7%

Value ($000) $844 Shares 50,000 Est. Cost $16.88 Unrealized —

— LIBERTY MEDIA CORP DEL 0.7%

Value ($000) $833 Shares 17,878 Est. Cost $33.95 Unrealized —

— MACKINAC FINL CORP 0.6%

Value ($000) $760 Shares 38,465 Est. Cost $11.09 Unrealized —

LILAK LIBERTY LATIN AMERICA LTD 0.6%

Value ($000) $705 Shares 50,000 Est. Cost $8.81 Unrealized +60.2%

LILA LIBERTY LATIN AMERICA LTD 0.6%

Value ($000) $693 Shares 50,000 Est. Cost $8.96 Unrealized +55.8%

— FIRST SEACOAST BANCORP 0.5%

Value ($000) $570 Shares 58,142 Est. Cost $9.36 Unrealized —

NWFL NORWOOD FINL CORP 0.5%

Value ($000) $568 Shares 21,844 Est. Cost $26.18 Unrealized -2.4%

SVM SILVERCORP METALS INC 0.5%

Value ($000) $549 Shares 100,000 Est. Cost $6.88 Unrealized -15.6%

OSG AMBAC FINL GROUP INC 0.5%

Value ($000) $548 Shares 34,993 Est. Cost $15.46 Unrealized +3.9%

— HYCROFT MINING HOLDING CORP 0.4%

Value ($000) $459 Shares 150,000 Est. Cost $7.85 Unrealized —

EVTC EVERTEC INC 0.4%

Value ($000) $436 Shares 10,000 Est. Cost $31.30 Unrealized +31.9%

WNEB WESTERN NEW ENG BANCORP INC 0.3%

Value ($000) $408 Shares 50,000 Est. Cost $7.13 Unrealized 0.0%

— SANDSTORM GOLD LTD 0.3%

Value ($000) $394 Shares 50,000 Est. Cost $7.88 Unrealized —

AMAL AMALGAMATED FINANCIAL CORP 0.3%

Value ($000) $391 Shares 25,000 Est. Cost $14.80 Unrealized 0.0%

— ASSEMBLY BIOSCIENCES INC 0.3%

Value ($000) $388 Shares 100,000 Est. Cost $4.24 Unrealized —

GPOR GULFPORT ENERGY CORP 0.3%

Value ($000) $324 Shares 5,000 Est. Cost $64.14 Unrealized 0.0%

TMQ TRILOGY METALS INC NEW 0.2%

Value ($000) $251 Shares 100,000 Est. Cost $2.52 Unrealized 0.0%

— LIBERTY MEDIA CORP DEL 0.2%

Value ($000) $234 Shares 5,042 Est. Cost $43.44 Unrealized —

UBCP UNITED BANCORP INC OHIO 0.2%

Value ($000) $214 Shares 15,000 Est. Cost $13.08 Unrealized +14.4%

CWH CAMPING WORLD HLDGS INC 0.2%

Value ($000) $205 Shares 5,000 Est. Cost $32.55 Unrealized 0.0%

LCTX LINEAGE CELL THERAPEUTICS IN 0.1%

Value ($000) $124 Shares 43,590 Est. Cost $2.40 Unrealized +7.8%

AWX AVALON HLDGS CORP 0.1%

Value ($000) $108 Shares 22,941 Est. Cost $1.64 Unrealized +147.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BPOP	POPULAR INC	205,000	$15,385	13.1%	$26.51	+152.2%	COM NEW	733174700
EBC	EASTERN BANKSHARES INC	687,760	$14,147	12.0%	$12.50	+49.9%	COM	27627N105
SMBC	SOUTHERN MO BANCORP INC	232,292	$10,444	8.9%	$12.83	+208.9%	COM	843380106
—	GOODRICH PETE CORP	688,634	$10,281	8.7%	$10.11	—	COM PAR	382410843
—	VIACOMCBS INC	175,000	$7,910	6.7%	$45.14	—	CL B	92556H206
PROV	PROVIDENT FINL HLDGS INC	356,349	$6,154	5.2%	$15.90	+6.0%	COM	743868101
EXE	CHESAPEAKE ENERGY CORP	111,500	$5,789	4.9%	$36.55	+9.0%	COM	165167735
—	PROSHARES TR II	150,000	$4,197	3.6%	$27.98	—	ULTRA VIX SHORT	74347Y839
FBP	FIRST BANCORP P R	332,874	$3,968	3.4%	$5.41	+96.4%	COM NEW	318672706
—	DISCOVERY INC	115,000	$3,333	2.8%	$28.98	—	COM SER C	25470F302
AFBI	AFFINITY BANCSHARES INC	251,535	$3,262	2.8%	$10.40	+11.4%	COM	00832E103
—	WILLIAM PENN BANCORPORATION	270,000	$3,213	2.7%	$11.37	—	COM	96927A105
VMD	VIEMED HEALTHCARE INC	426,518	$3,050	2.6%	$7.16	+21.0%	COM	92663R105
—	OSISKO GOLD ROYALTIES LTD	215,000	$2,946	2.5%	$9.63	—	COM	68827L101
SATS	ECHOSTAR CORP	100,000	$2,429	2.1%	$25.66	0.0%	CL A	278768106
NUGT	DIREXION SHS ETF TR	40,000	$2,324	2.0%	$58.10	—	DLY GOLD INDX 2X	25460G781
XACCX	180 DEGREE CAP CORP	226,864	$1,829	1.6%	$7.41	—	COM NEW	68235B208
VABK	VIRGINIA NATL BANKSHARES COR	40,344	$1,569	1.3%	$33.89	0.0%	COM	928031103
MAYS	MAYS J W INC	44,439	$1,381	1.2%	$22.25	+22.9%	COM	578473100
NSSC	NAPCO SEC TECHNOLOGIES INC	36,959	$1,344	1.1%	$4.41	+275.0%	COM	630402105
—	VOXX INTL CORP	95,500	$1,338	1.1%	$4.99	—	CL A	91829F104
JOB	GEE GROUP INC	2,250,000	$1,289	1.1%	$0.67	0.0%	COM	36165A102
—	TURQUOISE HILL RES LTD	50,000	$844	0.7%	$16.88	—	COM	900435207
—	LIBERTY MEDIA CORP DEL	17,878	$833	0.7%	$33.95	—	COM A SIRIUSXM	531229409
—	MACKINAC FINL CORP	38,465	$760	0.6%	$11.09	—	COM	554571109
LILAK	LIBERTY LATIN AMERICA LTD	50,000	$705	0.6%	$8.81	+60.2%	COM CL C	G9001E128
LILA	LIBERTY LATIN AMERICA LTD	50,000	$693	0.6%	$8.96	+55.8%	COM CL A	G9001E102
—	FIRST SEACOAST BANCORP	58,142	$570	0.5%	$9.36	—	COM	33631P102
NWFL	NORWOOD FINL CORP	21,844	$568	0.5%	$26.18	-2.4%	COM	669549107
SVM	SILVERCORP METALS INC	100,000	$549	0.5%	$6.88	-15.6%	COM	82835P103
OSG	AMBAC FINL GROUP INC	34,993	$548	0.5%	$15.46	+3.9%	COM NEW	023139884
—	HYCROFT MINING HOLDING CORP	150,000	$459	0.4%	$7.85	—	COM CL A	44862P109
EVTC	EVERTEC INC	10,000	$436	0.4%	$31.30	+31.9%	COM	30040P103
WNEB	WESTERN NEW ENG BANCORP INC	50,000	$408	0.3%	$7.13	0.0%	COM	958892101
—	SANDSTORM GOLD LTD	50,000	$394	0.3%	$7.88	—	COM NEW	80013R206
AMAL	AMALGAMATED FINANCIAL CORP	25,000	$391	0.3%	$14.80	0.0%	COM	022671101
—	ASSEMBLY BIOSCIENCES INC	100,000	$388	0.3%	$4.24	—	COM	045396108
GPOR	GULFPORT ENERGY CORP	5,000	$324	0.3%	$64.14	0.0%	COMMON SHARES	402635502
TMQ	TRILOGY METALS INC NEW	100,000	$251	0.2%	$2.52	0.0%	COM	89621C105
—	LIBERTY MEDIA CORP DEL	5,042	$234	0.2%	$43.44	—	COM C SIRIUSXM	531229607
UBCP	UNITED BANCORP INC OHIO	15,000	$214	0.2%	$13.08	+14.4%	COM	909911109
CWH	CAMPING WORLD HLDGS INC	5,000	$205	0.2%	$32.55	0.0%	CL A	13462K109
LCTX	LINEAGE CELL THERAPEUTICS IN	43,590	$124	0.1%	$2.40	+7.8%	COM	53566P109
AWX	AVALON HLDGS CORP	22,941	$108	0.1%	$1.64	+147.0%	CL A	05343P109