RAFFLES ASSOCIATES LP Diversified Active

Location: New York, NY

CIK: 0001169581 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 17, 2021

Total Value: $118M (100.0% shares, 0.0% debt)

Holdings (44)

BPOP POPULAR INC 13.1%

Value $15.38M Shares 205,000 Est. Cost $26.51 Unrealized +152.2%

EBC EASTERN BANKSHARES INC 12.0%

Value $14.15M Shares 687,760 Est. Cost $12.50 Unrealized +49.9%

SMBC SOUTHERN MO BANCORP INC 8.9%

Value $10.44M Shares 232,292 Est. Cost $12.83 Unrealized +208.9%

— GOODRICH PETE CORP 8.7%

Value $10.28M Shares 688,634 Est. Cost $10.11 Unrealized —

— VIACOMCBS INC 6.7%

Value $7.91M Shares 175,000 Est. Cost $45.14 Unrealized —

PROV PROVIDENT FINL HLDGS INC 5.2%

Value $6.154M Shares 356,349 Est. Cost $15.90 Unrealized +6.0%

EXE CHESAPEAKE ENERGY CORP 4.9%

Value $5.789M Shares 111,500 Est. Cost $36.55 Unrealized +9.0%

— PROSHARES TR II 3.6%

Value $4.197M Shares 150,000 Est. Cost $27.98 Unrealized —

FBP FIRST BANCORP P R 3.4%

Value $3.968M Shares 332,874 Est. Cost $5.41 Unrealized +96.4%

— DISCOVERY INC 2.8%

Value $3.333M Shares 115,000 Est. Cost $28.98 Unrealized —

AFBI AFFINITY BANCSHARES INC 2.8%

Value $3.262M Shares 251,535 Est. Cost $10.40 Unrealized +11.4%

— WILLIAM PENN BANCORPORATION 2.7%

Value $3.213M Shares 270,000 Est. Cost $11.37 Unrealized —

VMD VIEMED HEALTHCARE INC 2.6%

Value $3.05M Shares 426,518 Est. Cost $7.16 Unrealized +21.0%

— OSISKO GOLD ROYALTIES LTD 2.5%

Value $2.946M Shares 215,000 Est. Cost $9.63 Unrealized —

SATS ECHOSTAR CORP 2.1%

Value $2.429M Shares 100,000 Est. Cost $25.66 Unrealized 0.0%

NUGT DIREXION SHS ETF TR 2.0%

Value $2.324M Shares 40,000 Est. Cost $58.10 Unrealized —

XACCX 180 DEGREE CAP CORP 1.6%

Value $1.829M Shares 226,864 Est. Cost $7.41 Unrealized —

VABK VIRGINIA NATL BANKSHARES COR 1.3%

Value $1.569M Shares 40,344 Est. Cost $33.89 Unrealized 0.0%

MAYS MAYS J W INC 1.2%

Value $1.381M Shares 44,439 Est. Cost $22.25 Unrealized +22.9%

NSSC NAPCO SEC TECHNOLOGIES INC 1.1%

Value $1.344M Shares 36,959 Est. Cost $4.41 Unrealized +275.0%

— VOXX INTL CORP 1.1%

Value $1.338M Shares 95,500 Est. Cost $4.99 Unrealized —

JOB GEE GROUP INC 1.1%

Value $1.289M Shares 2,250,000 Est. Cost $0.67 Unrealized 0.0%

— TURQUOISE HILL RES LTD 0.7%

Value $844K Shares 50,000 Est. Cost $16.88 Unrealized —

— LIBERTY MEDIA CORP DEL 0.7%

Value $833K Shares 17,878 Est. Cost $33.95 Unrealized —

— MACKINAC FINL CORP 0.6%

Value $760K Shares 38,465 Est. Cost $11.09 Unrealized —

LILAK LIBERTY LATIN AMERICA LTD 0.6%

Value $705K Shares 50,000 Est. Cost $8.81 Unrealized +60.2%

LILA LIBERTY LATIN AMERICA LTD 0.6%

Value $693K Shares 50,000 Est. Cost $8.96 Unrealized +55.8%

— FIRST SEACOAST BANCORP 0.5%

Value $570K Shares 58,142 Est. Cost $9.36 Unrealized —

NWFL NORWOOD FINL CORP 0.5%

Value $568K Shares 21,844 Est. Cost $26.18 Unrealized -2.4%

SVM SILVERCORP METALS INC 0.5%

Value $549K Shares 100,000 Est. Cost $6.88 Unrealized -15.6%

OSG AMBAC FINL GROUP INC 0.5%

Value $548K Shares 34,993 Est. Cost $15.46 Unrealized +3.9%

— HYCROFT MINING HOLDING CORP 0.4%

Value $459K Shares 150,000 Est. Cost $7.85 Unrealized —

EVTC EVERTEC INC 0.4%

Value $436K Shares 10,000 Est. Cost $31.30 Unrealized +31.9%

WNEB WESTERN NEW ENG BANCORP INC 0.3%

Value $408K Shares 50,000 Est. Cost $7.13 Unrealized 0.0%

— SANDSTORM GOLD LTD 0.3%

Value $394K Shares 50,000 Est. Cost $7.88 Unrealized —

AMAL AMALGAMATED FINANCIAL CORP 0.3%

Value $391K Shares 25,000 Est. Cost $14.80 Unrealized 0.0%

— ASSEMBLY BIOSCIENCES INC 0.3%

Value $388K Shares 100,000 Est. Cost $4.24 Unrealized —

GPOR GULFPORT ENERGY CORP 0.3%

Value $324K Shares 5,000 Est. Cost $64.14 Unrealized 0.0%

TMQ TRILOGY METALS INC NEW 0.2%

Value $251K Shares 100,000 Est. Cost $2.52 Unrealized 0.0%

— LIBERTY MEDIA CORP DEL 0.2%

Value $234K Shares 5,042 Est. Cost $43.44 Unrealized —

UBCP UNITED BANCORP INC OHIO 0.2%

Value $214K Shares 15,000 Est. Cost $13.08 Unrealized +14.4%

CWH CAMPING WORLD HLDGS INC 0.2%

Value $205K Shares 5,000 Est. Cost $32.55 Unrealized 0.0%

LCTX LINEAGE CELL THERAPEUTICS IN 0.1%

Value $124K Shares 43,590 Est. Cost $2.40 Unrealized +7.8%

AWX AVALON HLDGS CORP 0.1%

Value $108K Shares 22,941 Est. Cost $1.64 Unrealized +147.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
BPOP	POPULAR INC	205,000	$15.38M	13.1%	$26.51	+152.2%	COM NEW	733174700
EBC	EASTERN BANKSHARES INC	687,760	$14.15M	12.0%	$12.50	+49.9%	COM	27627N105
SMBC	SOUTHERN MO BANCORP INC	232,292	$10.44M	8.9%	$12.83	+208.9%	COM	843380106
—	GOODRICH PETE CORP	688,634	$10.28M	8.7%	$10.11	—	COM PAR	382410843
—	VIACOMCBS INC	175,000	$7.91M	6.7%	$45.14	—	CL B	92556H206
PROV	PROVIDENT FINL HLDGS INC	356,349	$6.154M	5.2%	$15.90	+6.0%	COM	743868101
EXE	CHESAPEAKE ENERGY CORP	111,500	$5.789M	4.9%	$36.55	+9.0%	COM	165167735
—	PROSHARES TR II	150,000	$4.197M	3.6%	$27.98	—	ULTRA VIX SHORT	74347Y839
FBP	FIRST BANCORP P R	332,874	$3.968M	3.4%	$5.41	+96.4%	COM NEW	318672706
—	DISCOVERY INC	115,000	$3.333M	2.8%	$28.98	—	COM SER C	25470F302
AFBI	AFFINITY BANCSHARES INC	251,535	$3.262M	2.8%	$10.40	+11.4%	COM	00832E103
—	WILLIAM PENN BANCORPORATION	270,000	$3.213M	2.7%	$11.37	—	COM	96927A105
VMD	VIEMED HEALTHCARE INC	426,518	$3.05M	2.6%	$7.16	+21.0%	COM	92663R105
—	OSISKO GOLD ROYALTIES LTD	215,000	$2.946M	2.5%	$9.63	—	COM	68827L101
SATS	ECHOSTAR CORP	100,000	$2.429M	2.1%	$25.66	0.0%	CL A	278768106
NUGT	DIREXION SHS ETF TR	40,000	$2.324M	2.0%	$58.10	—	DLY GOLD INDX 2X	25460G781
XACCX	180 DEGREE CAP CORP	226,864	$1.829M	1.6%	$7.41	—	COM NEW	68235B208
VABK	VIRGINIA NATL BANKSHARES COR	40,344	$1.569M	1.3%	$33.89	0.0%	COM	928031103
MAYS	MAYS J W INC	44,439	$1.381M	1.2%	$22.25	+22.9%	COM	578473100
NSSC	NAPCO SEC TECHNOLOGIES INC	36,959	$1.344M	1.1%	$4.41	+275.0%	COM	630402105
—	VOXX INTL CORP	95,500	$1.338M	1.1%	$4.99	—	CL A	91829F104
JOB	GEE GROUP INC	2,250,000	$1.289M	1.1%	$0.67	0.0%	COM	36165A102
—	TURQUOISE HILL RES LTD	50,000	$844K	0.7%	$16.88	—	COM	900435207
—	LIBERTY MEDIA CORP DEL	17,878	$833K	0.7%	$33.95	—	COM A SIRIUSXM	531229409
—	MACKINAC FINL CORP	38,465	$760K	0.6%	$11.09	—	COM	554571109
LILAK	LIBERTY LATIN AMERICA LTD	50,000	$705K	0.6%	$8.81	+60.2%	COM CL C	G9001E128
LILA	LIBERTY LATIN AMERICA LTD	50,000	$693K	0.6%	$8.96	+55.8%	COM CL A	G9001E102
—	FIRST SEACOAST BANCORP	58,142	$570K	0.5%	$9.36	—	COM	33631P102
NWFL	NORWOOD FINL CORP	21,844	$568K	0.5%	$26.18	-2.4%	COM	669549107
SVM	SILVERCORP METALS INC	100,000	$549K	0.5%	$6.88	-15.6%	COM	82835P103
OSG	AMBAC FINL GROUP INC	34,993	$548K	0.5%	$15.46	+3.9%	COM NEW	023139884
—	HYCROFT MINING HOLDING CORP	150,000	$459K	0.4%	$7.85	—	COM CL A	44862P109
EVTC	EVERTEC INC	10,000	$436K	0.4%	$31.30	+31.9%	COM	30040P103
WNEB	WESTERN NEW ENG BANCORP INC	50,000	$408K	0.3%	$7.13	0.0%	COM	958892101
—	SANDSTORM GOLD LTD	50,000	$394K	0.3%	$7.88	—	COM NEW	80013R206
AMAL	AMALGAMATED FINANCIAL CORP	25,000	$391K	0.3%	$14.80	0.0%	COM	022671101
—	ASSEMBLY BIOSCIENCES INC	100,000	$388K	0.3%	$4.24	—	COM	045396108
GPOR	GULFPORT ENERGY CORP	5,000	$324K	0.3%	$64.14	0.0%	COMMON SHARES	402635502
TMQ	TRILOGY METALS INC NEW	100,000	$251K	0.2%	$2.52	0.0%	COM	89621C105
—	LIBERTY MEDIA CORP DEL	5,042	$234K	0.2%	$43.44	—	COM C SIRIUSXM	531229607
UBCP	UNITED BANCORP INC OHIO	15,000	$214K	0.2%	$13.08	+14.4%	COM	909911109
CWH	CAMPING WORLD HLDGS INC	5,000	$205K	0.2%	$32.55	0.0%	CL A	13462K109
LCTX	LINEAGE CELL THERAPEUTICS IN	43,590	$124K	0.1%	$2.40	+7.8%	COM	53566P109
AWX	AVALON HLDGS CORP	22,941	$108K	0.1%	$1.64	+147.0%	CL A	05343P109