Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Jul 16, 2015
Total Value: $133M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| FXH | FIRST TR EXCHANGE TRADED FD | 57,028 | $3.926M | 2.9% | $68.84 | $55.25 | +24.6% | HLTH CARE ALPH | 33734X143 |
| IMCB | ISHARES | 24,712 | $3.731M | 2.8% | $150.98 * | $35.98 | +4.9% | MRGSTR MD CP ETF | 464288208 |
| FDN | FIRST TR EXCHANGE TRADED FD | 53,764 | $3.613M | 2.7% | $67.20 | $60.87 | +10.4% | DJ INTERNT IDX | 33733E302 |
| FXG | FIRST TR EXCHANGE TRADED FD | 81,257 | $3.577M | 2.7% | $44.02 | $39.37 | +11.8% | CONSUMR STAPLE | 33734X119 |
| FXD | FIRST TR EXCHANGE TRADED FD | 93,964 | $3.431M | 2.6% | $36.51 | $32.63 | +11.9% | CONSUMR DISCRE | 33734X101 |
| KMI | KINDER MORGAN INC DEL | 80,535 | $3.092M | 2.3% | $38.39 * | $23.41 | -4.1% | COM | 49456B101 |
| FXO | FIRST TR EXCHANGE TRADED FD | 127,860 | $3.034M | 2.3% | $23.73 | $23.94 | -0.9% | FINLS ALPHADEX | 33734X135 |
| NOC | NORTHROP GRUMMAN CORP | 17,772 | $2.819M | 2.1% | $158.62 * | $77.88 | +71.8% | COM | 666807102 |
| QTEC | FIRST TR NASDAQ100 TECH INDE | 63,882 | $2.71M | 2.0% | $42.42 | $42.36 | +0.1% | SHS | 337345102 |
| ABBV | ABBVIE INC | 40,028 | $2.689M | 2.0% | $67.18 * | $36.74 | +18.7% | COM | 00287Y109 |
| — | GENERAL ELECTRIC CO | 100,805 | $2.678M | 2.0% | $26.57 | $25.28 | — | COM | 369604103 |
| MO | ALTRIA GROUP INC | 53,256 | $2.605M | 2.0% | $48.91 * | $22.45 | +9.5% | COM | 02209S103 |
| HBAN | HUNTINGTON BANCSHARES INC | 229,661 | $2.597M | 2.0% | $11.31 * | $5.37 | +38.2% | COM | 446150104 |
| WFC | WELLS FARGO & CO NEW | 44,539 | $2.505M | 1.9% | $56.24 * | $38.05 | +10.0% | COM | 949746101 |
| LYB | LYONDELLBASELL INDUSTRIES N | 23,877 | $2.472M | 1.9% | $103.53 * | $47.46 | +21.7% | SHS - A - | N53745100 |
| FXL | FIRST TR EXCHANGE TRADED FD | 68,210 | $2.411M | 1.8% | $35.35 | $35.35 | -0.0% | TECH ALPHADEX | 33734X176 |
| LEG | LEGGETT & PLATT INC | 47,445 | $2.31M | 1.7% | $48.69 | $46.72 | +4.2% | COM | 524660107 |
| FNDX | SCHWAB STRATEGIC TR | 76,475 | $2.275M | 1.7% | $29.75 * | $9.74 | +1.8% | SCHWAB FDT US LG | 808524771 |
| CAG | CONAGRA FOODS INC | 51,830 | $2.266M | 1.7% | $43.72 * | $20.83 | +13.5% | COM | 205887102 |
| GIS | GENERAL MLS INC | 40,340 | $2.248M | 1.7% | $55.73 * | $33.66 | +14.7% | COM | 370334104 |
| CSCO | CISCO SYS INC | 79,432 | $2.181M | 1.6% | $27.46 * | $20.63 | -4.3% | COM | 17275R102 |
| — | BLACKROCK INC | 6,085 | $2.105M | 1.6% | $345.93 | $356.80 | — | COM | 09247X101 |
| DLR | DIGITAL RLTY TR INC | 31,351 | $2.09M | 1.6% | $66.66 * | $44.75 | +2.5% | COM | 253868103 |
| — | UNILEVER PLC | 48,332 | $2.076M | 1.6% | $42.95 | $40.34 | — | SPON ADR NEW | 904767704 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 41,962 | $2.052M | 1.5% | $48.90 | $49.00 | -0.2% | SENIOR LN FD | 33738D309 |
| BWA | BORGWARNER INC | 34,746 | $1.975M | 1.5% | $56.84 * | $43.45 | -1.9% | COM | 099724106 |
| — | REYNOLDS AMERICAN INC | 25,050 | $1.87M | 1.4% | $74.65 | $54.99 | — | COM | 761713106 |
| CME | CME GROUP INC | 20,018 | $1.863M | 1.4% | $93.07 * | $61.61 | +0.1% | COM | 12572Q105 |
| IGIB | ISHARES | 16,221 | $1.766M | 1.3% | $108.87 * | $54.89 | -0.8% | INTERM CR BD ETF | 464288638 |
| — | POWERSHARES ETF TRUST | 41,120 | $1.748M | 1.3% | $42.51 | $42.51 | — | TECH SECT PORT | 73935X344 |
| IWB | ISHARES TR | 14,075 | $1.633M | 1.2% | $116.02 | $115.48 | +0.5% | RUS 1000 ETF | 464287622 |
| — | NEW YORK CMNTY BANCORP INC | 87,403 | $1.606M | 1.2% | $18.37 | $15.38 | — | COM | 649445103 |
| — | DIREXION SHS ETF TR | 22,595 | $1.601M | 1.2% | $70.86 | $59.44 | — | ALL CP INSIDER | 25459Y769 |
| HYG | ISHARES | 17,431 | $1.548M | 1.2% | $88.81 | $92.18 | -3.7% | IBOXX HI YD ETF | 464288513 |
| — | RYDEX ETF TRUST | 18,347 | $1.464M | 1.1% | $79.80 | $81.05 | — | GUG S&P500 EQ WT | 78355W106 |
| DIS | DISNEY WALT CO | 12,778 | $1.458M | 1.1% | $114.10 * | $71.67 | +45.0% | COM DISNEY | 254687106 |
| SPSB | SPDR SERIES TRUST | 47,193 | $1.444M | 1.1% | $30.60 | $30.72 | -0.4% | BARC SHT TR CP | 78464A474 |
| AAPL | APPLE INC | 11,458 | $1.437M | 1.1% | $125.41 * | $23.55 | +19.0% | COM | 037833100 |
| — | POWERSHARES ETF TRUST | 31,011 | $1.335M | 1.0% | $43.05 | $41.29 | — | DWA MOMENTUM PTF | 73935X153 |
| CVS | CVS HEALTH CORP | 12,458 | $1.307M | 1.0% | $104.91 * | $55.54 | +39.2% | COM | 126650100 |
| CWB | SPDR SERIES TRUST | 26,233 | $1.248M | 0.9% | $47.57 | $48.85 | -2.6% | BRC CNV SECS ETF | 78464A359 |
| ARI | APOLLO COML REAL EST FIN INC | 75,040 | $1.233M | 0.9% | $16.43 | $16.01 | — | COM | 03762U105 |
| UNH | UNITEDHEALTH GROUP INC | 10,027 | $1.223M | 0.9% | $121.97 * | $79.81 | +29.1% | COM | 91324P102 |
| — | VECTOR GROUP LTD | 51,065 | $1.198M | 0.9% | $23.46 | $18.86 | — | COM | 92240M108 |
| — | SHIP FINANCE INTERNATIONAL L | 70,685 | $1.154M | 0.9% | $16.33 | $16.31 | — | SHS | G81075106 |
| NKE | NIKE INC | 10,653 | $1.151M | 0.9% | $108.04 * | $41.68 | +13.5% | CL B | 654106103 |
| GD | GENERAL DYNAMICS CORP | 7,955 | $1.127M | 0.8% | $141.67 * | $99.80 | +13.3% | COM | 369550108 |
| MMM | 3M CO | 7,183 | $1.108M | 0.8% | $154.25 * | $86.51 | +5.8% | COM | 88579Y101 |
| CMCSA | COMCAST CORP NEW | 17,240 | $1.037M | 0.8% | $60.15 * | $22.40 | +5.5% | CL A | 20030N101 |
| ARCC | ARES CAP CORP | 61,444 | $1.011M | 0.8% | $16.45 * | $6.04 | +0.4% | COM | 04010L103 |
| — | PEOPLES UNITED FINANCIAL INC | 62,147 | $1.007M | 0.8% | $16.20 | $14.93 | — | COM | 712704105 |
| T | AT&T INC | 27,950 | $993K | 0.7% | $35.53 * | $11.79 | +7.7% | COM | 00206R102 |
| EA | ELECTRONIC ARTS INC | 14,790 | $984K | 0.7% | $66.53 * | $59.79 | +8.1% | COM | 285512109 |
| IHE | ISHARES | 5,562 | $972K | 0.7% | $174.76 * | $37.95 | +53.6% | U.S. PHARMA ETF | 464288836 |
| BMY | BRISTOL MYERS SQUIBB CO | 14,324 | $953K | 0.7% | $66.53 * | $46.01 | +1.0% | COM | 110122108 |
| LOW | LOWES COS INC | 13,709 | $918K | 0.7% | $66.96 * | $58.91 | -6.2% | COM | 548661107 |
| — | ALPS ETF TR | 58,589 | $912K | 0.7% | $15.57 | $15.57 | — | ALERIAN MLP | 00162Q866 |
| — | AETNA INC NEW | 7,059 | $900K | 0.7% | $127.50 | $127.50 | — | COM | 00817Y108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 29,404 | $879K | 0.7% | $29.89 | $45.20 | — | COM | 293792107 |
| HD | HOME DEPOT INC | 7,605 | $845K | 0.6% | $111.11 * | $85.60 | +1.3% | COM | 437076102 |
| — | GLAXOSMITHKLINE PLC | 20,079 | $836K | 0.6% | $41.64 | $41.64 | — | SPONSORED ADR | 37733W105 |
| EWL | ISHARES | 24,211 | $793K | 0.6% | $32.75 | $30.80 | +6.3% | MSCI SZ CAP ETF | 464286749 |
| EWK | ISHARES | 44,489 | $773K | 0.6% | $17.38 | $16.38 | +6.1% | BELGIUM CAPD ETF | 464286301 |
| — | RYDEX ETF TRUST | 5,300 | $750K | 0.6% | $141.51 | $138.16 | — | GUG RUSS TOP 50 | 78355W205 |
| SCHB | SCHWAB STRATEGIC TR | 14,638 | $735K | 0.6% | $50.21 * | $8.36 | +0.1% | US BRD MKT ETF | 808524102 |
| VZ | VERIZON COMMUNICATIONS INC | 15,348 | $715K | 0.5% | $46.59 * | $27.38 | -1.4% | COM | 92343V104 |
| — | UIL HLDG CORP | 15,411 | $706K | 0.5% | $45.81 | $45.81 | — | COM | 902748102 |
| PAYX | PAYCHEX INC | 14,898 | $698K | 0.5% | $46.85 * | $28.74 | +18.5% | COM | 704326107 |
| ORI | OLD REP INTL CORP | 44,678 | $698K | 0.5% | $15.62 * | $6.64 | +10.3% | COM | 680223104 |
| STZ | CONSTELLATION BRANDS INC | 5,791 | $672K | 0.5% | $116.04 * | $101.24 | -1.6% | CL A | 21036P108 |
| XOM | EXXON MOBIL CORP | 7,524 | $626K | 0.5% | $83.20 * | $55.54 | -5.1% | COM | 30231G102 |
| IHF | ISHARES | 4,290 | $613K | 0.5% | $142.89 * | $18.28 | +56.4% | US HLTHCR PR ETF | 464288828 |
| REGN | REGENERON PHARMACEUTICALS | 1,144 | $584K | 0.4% | $510.49 | $485.93 | +4.4% | COM | 75886F107 |
| — | SENIOR HSG PPTYS TR | 31,298 | $549K | 0.4% | $17.54 | $22.47 | — | SH BEN INT | 81721M109 |
| — | POWERSHARES ETF TRUST | 8,509 | $540K | 0.4% | $63.46 | $55.54 | — | HLTHCR SEC POR | 73935X351 |
| ITA | ISHARES | 4,279 | $510K | 0.4% | $119.19 * | $50.50 | +18.0% | U.S. AER&DEF ETF | 464288760 |
| — | POWERSHARES ETF TRUST | 10,467 | $490K | 0.4% | $46.81 | $45.09 | — | CON DISCRE SEC | 73935X419 |
| — | POWERSHARES ETF TRUST | 9,836 | $456K | 0.3% | $46.36 | $47.46 | — | INDL SECT PORT | 73935X369 |
| — | TRIANGLE CAP CORP | 18,982 | $445K | 0.3% | $23.44 | $26.62 | — | COM | 895848109 |
| FNDF | SCHWAB STRATEGIC TR | 15,077 | $403K | 0.3% | $26.73 | $28.48 | -6.1% | SCHWB FDT INT LG | 808524755 |
| — | RYDEX ETF TRUST | 4,447 | $402K | 0.3% | $90.40 | $90.40 | — | GUG S&P SC500 EQ | 78355W882 |
| QQEW | FIRST TR NAS100 EQ WEIGHTED | 9,109 | $398K | 0.3% | $43.69 | $44.69 | -2.2% | SHS | 337344105 |
| PG | PROCTER & GAMBLE CO | 5,079 | $397K | 0.3% | $78.16 * | $63.59 | -8.1% | COM | 742718109 |
| — | POWERSHARES ETF TRUST | 14,402 | $386K | 0.3% | $26.80 | $26.80 | — | DYN SEMCT PORT | 73935X781 |
| PAA | PLAINS ALL AMERN PIPELINE L | 8,800 | $383K | 0.3% | $43.52 | $55.63 | — | UNIT LTD PARTN | 726503105 |
| IYY | ISHARES TR | 3,490 | $364K | 0.3% | $104.30 * | $48.65 | +7.1% | DOW JONES US ETF | 464287846 |
| — | TORTOISE ENERGY INFRSTRCTR C | 9,836 | $363K | 0.3% | $36.91 | $47.33 | — | COM | 89147L100 |
| FNDA | SCHWAB STRATEGIC TR | 11,705 | $355K | 0.3% | $30.33 * | $14.45 | +5.1% | SCHWAB FDT US SC | 808524763 |
| — | NATIONAL HEALTHCARE CORP | 20,420 | $313K | 0.2% | $15.33 | $15.82 | — | PFD CONV SER A | 635906209 |
| VTR | VENTAS INC | 4,882 | $303K | 0.2% | $62.06 * | $53.43 | -16.2% | COM | 92276F100 |
| SDOG | ALPS ETF TR | 7,900 | $290K | 0.2% | $36.71 | $37.54 | -2.3% | SECTR DIV DOGS | 00162Q858 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 5,800 | $290K | 0.2% | $50.00 | $50.08 | -0.2% | FIRST TR TA HIYL | 33738D408 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 3,800 | $279K | 0.2% | $73.42 | $84.21 | — | COM UNIT RP LP | 559080106 |
| PPL | PPL CORP | 9,442 | $278K | 0.2% | $29.44 * | $17.69 | +4.4% | COM | 69351T106 |
| CVX | CHEVRON CORP NEW | 2,837 | $274K | 0.2% | $96.58 * | $66.90 | -8.3% | COM | 166764100 |
| JNJ | JOHNSON & JOHNSON | 2,657 | $259K | 0.2% | $97.48 * | $75.11 | -3.1% | COM | 478160104 |
| — | HEALTH CARE REIT INC | 3,812 | $250K | 0.2% | $65.58 | $63.10 | — | COM | 42217K106 |
| PFE | PFIZER INC | 7,203 | $242K | 0.2% | $33.60 * | $20.15 | +1.0% | COM | 717081103 |
| IYT | ISHARES TR | 1,620 | $235K | 0.2% | $145.06 * | $34.37 | +5.4% | TRANS AVG ETF | 464287192 |
| INTC | INTEL CORP | 7,398 | $225K | 0.2% | $30.41 * | $26.38 | -10.2% | COM | 458140100 |
| VEU | VANGUARD INTL EQUITY INDEX F | 4,620 | $224K | 0.2% | $48.48 | $50.70 | -4.2% | ALLWRLD EX US | 922042775 |
| — | CENTURYLINK INC | 7,148 | $210K | 0.2% | $29.38 | $40.72 | — | COM | 156700106 |
| — | COMMUNICATIONS SALES&LEAS IN | 8,328 | $206K | 0.2% | $24.74 | $24.74 | — | COM | 20341J104 |
| FXR | FIRST TR EXCHANGE TRADED FD | 6,809 | $203K | 0.2% | $29.81 | $27.70 | +7.7% | INDLS PROD DUR | 33734X150 |
| — | OCH ZIFF CAP MGMT GROUP | 15,840 | $194K | 0.1% | $12.25 | $10.73 | — | CL A | 67551U105 |
| — | NAVIOS MARITIME PARTNERS L P | 13,400 | $143K | 0.1% | $10.67 | $17.23 | — | UNIT LPI | Y62267102 |
| — | DNP SELECT INCOME FD | 13,444 | $136K | 0.1% | $10.12 | $10.12 | — | COM | 23325P104 |
| — | BLACKROCK ENHANCED EQT DIV T | 16,797 | $134K | 0.1% | $7.98 | $7.90 | — | COM | 09251A104 |
| EXK | ENDEAVOUR SILVER CORP | 65,000 | $129K | 0.1% | $1.98 | $4.41 | -54.9% | COM | 29258Y103 |
| — | ABERDEEN ASIA PACIFIC INCOM | 23,300 | $116K | 0.1% | $4.98 | $6.02 | — | COM | 003009107 |
| PSEC | PROSPECT CAPITAL CORPORATION | 14,264 | $105K | 0.1% | $7.36 * | $2.58 | -20.8% | COM | 74348T102 |
| — | ALASKA COMMUNICATIONS SYS GR | 17,000 | $41,000 | 0.0% | $2.41 | $1.63 | — | COM | 01167P101 |
| — | THOMPSON CREEK METALS CO INC | 36,000 | $30,000 | 0.0% | $0.83 | $2.18 | — | COM | 884768102 |