CIK: 0001059543 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 1, 2017
Total Value ($000): $202,852 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BAC | BANK AMER CORP | 949,100 | $20,975 | 10.3% | $11.13 | +40.8% | COM | 060505104 |
| — | M & T BK CORP | 96,455 | $7,668 | 3.8% | $45.17 | — | *W EXP 12/23/201 | 55261F112 |
| — | MB FINANCIAL INC NEW | 156,186 | $7,377 | 3.6% | $29.85 | — | COM | 55264U108 |
| — | SOUTHERN NATL BANCORP OF VA | 449,373 | $7,343 | 3.6% | $10.81 | — | COM | 843395104 |
| — | JPMORGAN CHASE & CO | 150,593 | $6,667 | 3.3% | $20.43 | — | *W EXP 10/28/201 | 46634E114 |
| — | CAPITAL ONE FINL CORP | 116,210 | $5,251 | 2.6% | $35.00 | — | *W EXP 11/14/201 | 14040H139 |
| — | COWEN GROUP INC NEW | 305,763 | $4,739 | 2.3% | $15.50 | — | CL A NEW | 223622606 |
| PNC | PNC FINL SVCS GROUP INC | 40,472 | $4,734 | 2.3% | $51.88 | +48.7% | COM | 693475105 |
| — | RITE AID CORP | 556,868 | $4,589 | 2.3% | $8.01 | — | COM | 767754104 |
| — | COMERICA INC | 115,358 | $4,470 | 2.2% | $20.65 | — | *W EXP 11/14/201 | 200340115 |
| CNO | CNO FINL GROUP INC | 220,416 | $4,221 | 2.1% | $12.73 | +10.4% | COM | 12621E103 |
| — | MERIDIAN BANCORP INC MD | 211,046 | $3,988 | 2.0% | $11.49 | — | COM | 58958U103 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 112,462 | $3,473 | 1.7% | $17.15 | +40.7% | COM | 704699107 |
| — | STERLING BANCORP DEL | 143,558 | $3,359 | 1.7% | $14.40 | — | COM | 85917A100 |
| JPM | JPMORGAN CHASE & CO | 110,000 | $3,249 | 1.6% | $44.73 | +33.9% | Call | 46625H100 |
| KEY | KEYCORP NEW | 177,092 | $3,235 | 1.6% | $7.93 | +35.0% | COM | 493267108 |
| — | BB&T CORP | 65,636 | $3,086 | 1.5% | $37.10 | — | COM | 054937107 |
| — | SOUTH ST CORP | 33,607 | $2,937 | 1.4% | $60.08 | — | COM | 840441109 |
| SBCF | SEACOAST BKG CORP FLA | 131,218 | $2,895 | 1.4% | $11.28 | +68.4% | COM NEW | 811707801 |
| JPM | JPMORGAN CHASE & CO | 32,287 | $2,786 | 1.4% | $44.73 | +33.9% | COM | 46625H100 |
| FITB | FIFTH THIRD BANCORP | 100,604 | $2,713 | 1.3% | $13.25 | +30.5% | COM | 316773100 |
| HWC | HANCOCK HLDG CO | 59,740 | $2,575 | 1.3% | $32.37 | +17.5% | COM | 410120109 |
| — | FRANKLIN FINL NETWORK INC | 58,133 | $2,433 | 1.2% | $29.22 | — | COM | 35352P104 |
| RF | REGIONS FINL CORP NEW | 167,888 | $2,411 | 1.2% | $7.34 | +20.3% | COM | 7591EP100 |
| — | SYNOVUS FINL CORP | 57,577 | $2,365 | 1.2% | $24.53 | — | COM NEW | 87161C501 |
| IMPM | IMPAC MTG HLDGS INC | 157,293 | $2,206 | 1.1% | $10.89 | +35.5% | COM NEW | 45254P508 |
| BAC | BANK AMER CORP | 213,400 | $2,157 | 1.1% | $11.13 | +40.8% | Call | 060505104 |
| — | HARTFORD FINL SVCS GROUP INC | 51,218 | $2,112 | 1.0% | $27.51 | — | *W EXP 06/26/201 | 416515120 |
| NBTB | NBT BANCORP INC | 48,997 | $2,052 | 1.0% | $24.54 | +51.5% | COM | 628778102 |
| COF | CAPITAL ONE FINL CORP | 22,671 | $1,978 | 1.0% | $60.38 | +13.9% | COM | 14040H105 |
| — | 1ST CONSTITUTION BANCORP | 105,254 | $1,968 | 1.0% | $17.95 | — | COM | 31986N102 |
| MTB | M & T BK CORP | 12,065 | $1,887 | 0.9% | $88.80 | +17.1% | COM | 55261F104 |
| — | PINNACLE FINL PARTNERS INC | 27,000 | $1,871 | 0.9% | $54.07 | — | COM | 72346Q104 |
| ABR | ARBOR RLTY TR INC | 224,059 | $1,671 | 0.8% | $6.69 | — | COM | 038923108 |
| — | BANK AMER CORP | 167,532 | $1,667 | 0.8% | $8.17 | — | *W EXP 01/16/201 | 060505146 |
| — | MIDSOUTH BANCORP INC | 118,536 | $1,612 | 0.8% | $15.24 | — | COM | 598039105 |
| — | ESSA BANCORP INC | 91,826 | $1,444 | 0.7% | $11.56 | — | COM | 29667D104 |
| CMA | COMERICA INC | 21,050 | $1,434 | 0.7% | $33.45 | +20.7% | COM | 200340107 |
| — | XENITH BANKSHARES INC NEW | 49,466 | $1,395 | 0.7% | $28.20 | — | COM NEW | 984102202 |
| — | TRIANGLE CAP CORP | 75,887 | $1,392 | 0.7% | $19.32 | — | COM | 895848109 |
| C | CITIGROUP INC | 22,797 | $1,354 | 0.7% | $37.66 | +7.9% | COM NEW | 172967424 |
| CERS | CERUS CORP | 310,190 | $1,350 | 0.7% | $5.03 | +3.5% | COM | 157085101 |
| FGBI | FIRST GTY BANCSHARES INC | 55,676 | $1,332 | 0.7% | $9.58 | +12.3% | COM | 32043P106 |
| — | SUNTRUST BKS INC | 24,187 | $1,327 | 0.7% | $37.06 | — | COM | 867914103 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 28,700 | $1,259 | 0.6% | $21.50 | +41.6% | COM | 744573106 |
| USB | US BANCORP DEL | 24,288 | $1,248 | 0.6% | $25.38 | +33.1% | COM NEW | 902973304 |
| — | SUNTRUST BKS INC | 57,188 | $1,213 | 0.6% | $10.80 | — | *W EXP 12/31/201 | 867914129 |
| GSBD | GOLDMAN SACHS BDC INC | 50,128 | $1,179 | 0.6% | $21.30 | +5.1% | SHS | 38147U107 |
| EFSC | ENTERPRISE FINL SVCS CORP | 27,345 | $1,176 | 0.6% | $15.45 | +101.1% | COM | 293712105 |
| THG | HANOVER INS GROUP INC | 12,804 | $1,165 | 0.6% | $42.09 | +51.7% | COM | 410867105 |
| — | BENEFICIAL BANCORP INC | 62,072 | $1,143 | 0.6% | $11.61 | — | COM | 08171T102 |
| MS | MORGAN STANLEY | 25,809 | $1,090 | 0.5% | $22.26 | +30.9% | COM NEW | 617446448 |
| NWBI | NORTHWEST BANCSHARES INC MD | 53,380 | $963 | 0.5% | $6.88 | +47.5% | COM | 667340103 |
| C | CITIGROUP INC | 51,200 | $939 | 0.5% | $37.66 | +7.9% | Call | 172967424 |
| — | UNITED CMNTY BANCORP IND | 55,000 | $919 | 0.5% | $12.25 | — | COM | 90984R101 |
| — | FIRST NBC BK HLDG CO | 125,533 | $916 | 0.5% | $8.52 | — | COM | 32115D106 |
| — | STATE BK FINL CORP | 33,236 | $893 | 0.4% | $18.34 | — | COM | 856190103 |
| — | TERRITORIAL BANCORP INC | 26,457 | $869 | 0.4% | $26.36 | — | COM | 88145X108 |
| — | FIRST DEFIANCE FINL CORP | 17,016 | $863 | 0.4% | $27.08 | — | COM | 32006W106 |
| — | UNITED FINL BANCORP INC NEW | 47,369 | $860 | 0.4% | $13.55 | — | COM | 910304104 |
| OLP | ONE LIBERTY PPTYS INC | 33,548 | $843 | 0.4% | $21.30 | — | COM | 682406103 |
| MET | METLIFE INC | 15,277 | $823 | 0.4% | $30.13 | +11.9% | COM | 59156R108 |
| — | WELLS FARGO & CO NEW | 37,967 | $809 | 0.4% | $17.40 | — | *W EXP 10/28/201 | 949746119 |
| MRCC | MONROE CAP CORP | 51,304 | $789 | 0.4% | $4.65 | +11.1% | COM | 610335101 |
| — | BB&T CORP | 58,700 | $778 | 0.4% | $37.10 | — | Call | 054937107 |
| — | WELLS FARGO & CO NEW | 75,300 | $773 | 0.4% | $17.40 | — | Call | 949746119 |
| — | FAUQUIER BANKSHARES INC VA | 46,781 | $756 | 0.4% | $16.16 | — | COM | 312059108 |
| CNOB | CONNECTONE BANCORP INC NEW | 28,985 | $752 | 0.4% | $15.05 | +17.5% | COM | 20786W107 |
| — | PNC FINL SVCS GROUP INC | 14,754 | $728 | 0.4% | $19.88 | — | *W EXP 12/31/201 | 693475121 |
| BPOP | POPULAR INC | 15,924 | $698 | 0.3% | $25.86 | +21.0% | COM NEW | 733174700 |
| — | BNC BANCORP | 21,841 | $697 | 0.3% | $22.71 | — | COM | 05566T101 |
| CFG | CITIZENS FINL GROUP INC | 19,305 | $688 | 0.3% | $21.33 | 0.0% | COM | 174610105 |
| — | UNION BANKSHARES CORP NEW | 18,909 | $676 | 0.3% | $24.61 | — | COM | 90539J109 |
| — | INVESTORS BANCORP INC NEW | 48,125 | $671 | 0.3% | $10.99 | — | COM | 46146L101 |
| MS | MORGAN STANLEY | 46,200 | $652 | 0.3% | $22.26 | +30.9% | Call | 617446448 |
| META | FACEBOOK INC | 5,500 | $633 | 0.3% | $49.86 | +144.6% | CL A | 30303M102 |
| HAFC | HANMI FINL CORP | 17,914 | $625 | 0.3% | $18.99 | +53.8% | COM NEW | 410495204 |
| — | CIT GROUP INC | 14,340 | $612 | 0.3% | $48.88 | — | COM NEW | 125581801 |
| ALL | ALLSTATE CORP | 7,418 | $550 | 0.3% | $41.21 | +39.4% | COM | 020002101 |
| TOWN | TOWNEBANK PORTSMOUTH VA | 16,527 | $550 | 0.3% | $20.95 | +37.6% | COM | 89214P109 |
| ZION | ZIONS BANCORPORATION | 33,500 | $530 | 0.3% | — | — | Call | 989701107 |
| HBAN | HUNTINGTON BANCSHARES INC | 36,607 | $484 | 0.2% | $5.68 | +39.3% | COM | 446150104 |
| STT | STATE STR CORP | 6,088 | $473 | 0.2% | $50.63 | +13.6% | COM | 857477103 |
| — | DISCOVER FINL SVCS | 6,493 | $468 | 0.2% | $56.00 | — | COM | 254709108 |
| — | BROOKLINE BANCORP INC DEL | 28,180 | $462 | 0.2% | $9.54 | — | COM | 11373M107 |
| BK | BANK NEW YORK MELLON CORP | 40,800 | $454 | 0.2% | $31.29 | +13.4% | Call | 064058100 |
| OSBC | OLD SECOND BANCORP INC ILL | 40,000 | $442 | 0.2% | $4.45 | +86.9% | COM | 680277100 |
| — | PARAGON COML CORP | 10,000 | $437 | 0.2% | $35.10 | — | COM NEW | 69911U403 |
| HOPE | HOPE BANCORP INC | 19,981 | $437 | 0.2% | $16.20 | +16.7% | COM | 43940T109 |
| LNC | LINCOLN NATL CORP IND | 6,585 | $436 | 0.2% | $31.80 | +27.8% | COM | 534187109 |
| GSBD | GOLDMAN SACHS BDC INC | 5,600 | $426 | 0.2% | $21.30 | +5.1% | Call | 38147U107 |
| — | SEVERN BANCORP ANNAPOLIS MD | 53,558 | $423 | 0.2% | $6.56 | — | COM | 81811M100 |
| CBFV | CB FINL SVCS INC | 16,268 | $421 | 0.2% | $16.84 | 0.0% | COM | 12479G101 |
| — | ALLIED WRLD ASSUR COM HLDG A | 7,458 | $401 | 0.2% | $62.93 | — | SHS | H01531104 |
| KEY | KEYCORP NEW | 54,400 | $397 | 0.2% | $7.93 | +35.0% | Call | 493267108 |
| KRNY | KEARNY FINL CORP MD | 24,238 | $377 | 0.2% | $11.16 | +31.6% | COM | 48716P108 |
| — | KKR & CO L P DEL | 23,000 | $354 | 0.2% | $22.87 | — | COM UNITS | 48248M102 |
| — | DISCOVER FINL SVCS | 14,600 | $353 | 0.2% | $56.00 | — | Call | 254709108 |
| — | PACIFIC MERCANTILE BANCORP | 47,000 | $343 | 0.2% | $7.11 | — | COM | 694552100 |
| MET | METLIFE INC | 33,500 | $343 | 0.2% | $30.13 | +11.9% | Call | 59156R108 |
| WSBF | WATERSTONE FINL INC MD | 18,556 | $341 | 0.2% | $10.47 | +68.7% | COM | 94188P101 |
| PRU | PRUDENTIAL FINL INC | 11,900 | $336 | 0.2% | — | — | Call | 744320102 |
| ALL | ALLSTATE CORP | 22,100 | $326 | 0.2% | $41.21 | +39.4% | Call | 020002101 |
| — | SUNTRUST BKS INC | 16,500 | $325 | 0.2% | $10.80 | — | Call | 867914129 |
| — | BAY BANCORP INC | 48,698 | $321 | 0.2% | $5.35 | — | COM | 07203T106 |
| FDUS | FIDUS INVT CORP | 20,400 | $321 | 0.2% | $5.75 | 0.0% | COM | 316500107 |
| — | GUARANTY FED BANCSHARES INC | 15,000 | $318 | 0.2% | $14.73 | — | COM | 40108P101 |
| PB | PROSPERITY BANCSHARES INC | 4,433 | $318 | 0.2% | $38.21 | +25.7% | COM | 743606105 |
| T | AT&T INC | 7,295 | $310 | 0.2% | $11.77 | +31.3% | COM | 00206R102 |
| — | LYDALL INC DEL | 5,000 | $309 | 0.2% | $51.20 | — | COM | 550819106 |
| — | LEADING BRANDS INC | 197,571 | $301 | 0.1% | $3.85 | — | COM NEW | 52170U207 |
| AIG | AMERICAN INTL GROUP INC | 4,613 | $301 | 0.1% | $37.86 | +31.5% | COM NEW | 026874784 |
| — | RADIUS HEALTH INC | 7,500 | $285 | 0.1% | $66.19 | — | COM NEW | 750469207 |
| — | XL GROUP LTD | 7,496 | $279 | 0.1% | $33.62 | — | COM | G98294104 |
| SMBK | SMARTFINANCIAL INC | 15,000 | $278 | 0.1% | $17.98 | 0.0% | COM NEW | 83190L208 |
| — | YADKIN FINL CORP | 7,500 | $257 | 0.1% | $34.27 | — | COM | 984305102 |
| ABCB | AMERIS BANCORP | 5,869 | $256 | 0.1% | $23.81 | +51.1% | COM | 03076K108 |
| — | FIDELITY SOUTHERN CORP NEW | 10,617 | $251 | 0.1% | $23.64 | — | COM | 316394105 |
| SWKS | SKYWORKS SOLUTIONS INC | 15,100 | $250 | 0.1% | — | — | Call | 83088M102 |
| — | LEGG MASON INC | 8,169 | $244 | 0.1% | $43.54 | — | COM | 524901105 |
| FCCO | FIRST CMNTY CORP S C | 13,500 | $244 | 0.1% | $9.35 | +39.3% | COM | 319835104 |
| LEN | LENNAR CORP | 5,593 | $240 | 0.1% | $30.45 | +21.3% | CL A | 526057104 |
| — | MAIDEN HOLDINGS LTD | 13,488 | $235 | 0.1% | $12.44 | — | SHS | G5753U112 |
| — | HOMETOWN BANKSHARES CORP | 24,960 | $231 | 0.1% | $9.25 | — | COM | 43787N108 |
| BDX | BECTON DICKINSON & CO | 1,394 | $231 | 0.1% | $85.77 | +68.7% | COM | 075887109 |
| UPS | UNITED PARCEL SERVICE INC | 1,993 | $228 | 0.1% | $70.63 | +13.7% | CL B | 911312106 |
| — | CLIFTON BANCORP INC | 12,961 | $219 | 0.1% | $14.09 | — | COM | 186873105 |
| CB | CHUBB LIMITED | 1,645 | $217 | 0.1% | $103.60 | +4.6% | COM | H1467J104 |
| RF | REGIONS FINL CORP NEW | 35,600 | $215 | 0.1% | $7.34 | +20.3% | Call | 7591EP100 |
| — | BANK COMM HLDGS | 22,300 | $212 | 0.1% | $7.22 | — | COM | 06424J103 |
| HTGC | HERCULES CAPITAL INC | 15,000 | $212 | 0.1% | $13.61 | 0.0% | COM | 427096508 |
| MCHB | HOMESTREET INC | 6,600 | $209 | 0.1% | $28.67 | 0.0% | COM | 43785V102 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 1,216 | $209 | 0.1% | $127.11 | -4.5% | CL A | 55825T103 |
| VDE | VANGUARD WORLD FDS | 2,000 | $209 | 0.1% | $104.50 | — | ENERGY ETF | 92204A306 |
| AIG | AMERICAN INTL GROUP INC | 11,300 | $208 | 0.1% | $37.86 | +31.5% | Call | 026874784 |
| PFE | PFIZER INC | 5,988 | $194 | 0.1% | $20.38 | +0.6% | COM | 717081103 |
| — | PARK STERLING CORP | 17,670 | $191 | 0.1% | $6.66 | — | COM | 70086Y105 |
| PRKS | SEAWORLD ENTMT INC | 10,000 | $189 | 0.1% | $18.57 | -11.7% | COM | 81282V100 |
| — | ALCENTRA CAP CORP | 15,375 | $184 | 0.1% | $11.97 | — | COM | 01374T102 |
| CROX | CROCS INC | 25,492 | $175 | 0.1% | $12.37 | -37.3% | COM | 227046109 |
| — | EASTERN VA BANKSHARES INC | 15,977 | $167 | 0.1% | $7.00 | — | COM | 277196101 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,786 | $163 | 0.1% | $39.53 | 0.0% | COM | 110122108 |
| ZTS | ZOETIS INC | 11,700 | $159 | 0.1% | $47.09 | +0.6% | Call | 98978V103 |
| GNE | GENIE ENERGY LTD | 26,880 | $155 | 0.1% | $11.22 | -48.4% | CL B | 372284208 |
| FITB | FIFTH THIRD BANCORP | 14,600 | $140 | 0.1% | $13.25 | +30.5% | Call | 316773100 |
| ZTS | ZOETIS INC | 2,095 | $112 | 0.1% | $47.09 | +0.6% | CL A | 98978V103 |
| BMY | BRISTOL MYERS SQUIBB CO | 6,000 | $110 | 0.1% | $39.53 | 0.0% | Call | 110122108 |
| — | CIT GROUP INC | 10,000 | $99 | 0.0% | $48.88 | — | Call | 125581801 |
| BK | BANK NEW YORK MELLON CORP | 2,000 | $95 | 0.0% | $31.29 | +13.4% | COM | 064058100 |
| PRKS | SEAWORLD ENTMT INC | 24,000 | $78 | 0.0% | $18.57 | -11.7% | Call | 81282V100 |
| ABT | ABBOTT LABS | 19,600 | $72 | 0.0% | — | — | Call | 002824100 |
| — | ABILITY INC | 22,000 | $61 | 0.0% | $9.56 | — | SHS | G8789K108 |
| — | GENERAL ELECTRIC CO | 13,500 | $61 | 0.0% | — | — | Call | 369604103 |
| — | LEGG MASON INC | 5,000 | $51 | 0.0% | $43.54 | — | Call | 524901105 |
| — | RITE AID CORP | 15,000 | $41 | 0.0% | $8.01 | — | Call | 767754104 |
| PFE | PFIZER INC | 10,000 | $31 | 0.0% | $20.38 | +0.6% | Call | 717081103 |
| — | WECAST NETWORK INC | 25,000 | $31 | 0.0% | $1.24 | — | COM | 94850Q106 |
| LEN | LENNAR CORP | 4,900 | $17 | 0.0% | $30.45 | +21.3% | Call | 526057104 |
| — | BIOSCRIP INC | 14,773 | $15 | 0.0% | $8.05 | — | COM | 09069N108 |
| — | GLAXOSMITHKLINE PLC | 10,000 | $8 | 0.0% | — | — | Call | 37733W105 |