Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 8, 2017
Total Value: $86.64M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | POWERSHARES QQQ TRUST | 19,328 | $2.559M | 3.0% | $132.40 | $132.40 | — | UNIT SER 1 | 73935A104 |
| — | ALPS ETF TR | 188,542 | $2.396M | 2.8% | $12.71 | $12.71 | — | ALERIAN MLP | 00162Q866 |
| LMT | LOCKHEED MARTIN CORP | 8,626 | $2.308M | 2.7% | $267.56 * | $170.62 | +24.3% | COM | 539830109 |
| XLK | SELECT SECTOR SPDR TR | 41,706 | $2.223M | 2.6% | $53.30 * | $21.64 | +23.2% | TECHNOLOGY | 81369Y803 |
| NOC | NORTHROP GRUMMAN CORP | 9,082 | $2.16M | 2.5% | $237.83 * | $100.35 | +105.8% | COM | 666807102 |
| — | RYDEX ETF TRUST | 21,651 | $1.966M | 2.3% | $90.80 | $86.62 | — | GUG S&P500 EQ WT | 78355W106 |
| ITA | ISHARES TR | 12,402 | $1.844M | 2.1% | $148.69 * | $68.14 | +9.1% | U.S. AER&DEF ETF | 464288760 |
| WDC | WESTERN DIGITAL CORP | 21,841 | $1.803M | 2.1% | $82.55 * | $40.87 | +37.1% | COM | 958102105 |
| EQIX | EQUINIX INC | 4,444 | $1.779M | 2.1% | $400.32 * | $256.97 | +31.8% | COM PAR $0.001 | 29444U700 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 85,855 | $1.676M | 1.9% | $19.52 | $19.25 | +1.4% | PFD SECS INC ETF | 33739E108 |
| DLR | DIGITAL RLTY TR INC | 15,580 | $1.658M | 1.9% | $106.42 * | $67.63 | +16.3% | COM | 253868103 |
| KLAC | KLA-TENCOR CORP | 16,631 | $1.581M | 1.8% | $95.06 * | $65.71 | +25.6% | COM | 482480100 |
| — | HARRIS CORP DEL | 14,099 | $1.569M | 1.8% | $111.28 | $102.45 | — | COM | 413875105 |
| HUN | HUNTSMAN CORP | 63,148 | $1.55M | 1.8% | $24.55 | $21.51 | +14.1% | COM | 447011107 |
| — | UNITED TECHNOLOGIES CORP | 13,235 | $1.485M | 1.7% | $112.20 | $100.43 | — | COM | 913017109 |
| SDOG | ALPS ETF TR | 34,557 | $1.484M | 1.7% | $42.94 | $35.77 | +20.1% | SECTR DIV DOGS | 00162Q858 |
| OLN | OLIN CORP | 45,157 | $1.484M | 1.7% | $32.86 * | $23.45 | +9.9% | COM PAR $1 | 680665205 |
| CSCO | CISCO SYS INC | 43,215 | $1.461M | 1.7% | $33.81 * | $23.06 | +11.8% | COM | 17275R102 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 43,474 | $1.428M | 1.6% | $32.85 | $30.10 | +9.1% | SPONSORED ADR | 874039100 |
| IWN | ISHARES TR | 11,727 | $1.386M | 1.6% | $118.19 | $118.66 | -0.4% | RUS 2000 VAL ETF | 464287630 |
| HON | HONEYWELL INTL INC | 11,064 | $1.382M | 1.6% | $124.91 * | $84.19 | +11.9% | COM | 438516106 |
| — | DOW CHEM CO | 21,394 | $1.359M | 1.6% | $63.52 | $57.22 | — | COM | 260543103 |
| IGIB | ISHARES TR | 12,003 | $1.308M | 1.5% | $108.97 * | $54.86 | -0.7% | INTERM CR BD ETF | 464288638 |
| ADP | AUTOMATIC DATA PROCESSING IN | 12,731 | $1.304M | 1.5% | $102.43 * | $68.20 | +24.7% | COM | 053015103 |
| PKG | PACKAGING CORP AMER | 13,943 | $1.277M | 1.5% | $91.59 * | $64.06 | +10.7% | COM | 695156109 |
| MDU | MDU RES GROUP INC | 46,082 | $1.261M | 1.5% | $27.36 * | $8.03 | +0.1% | COM | 552690109 |
| RSG | REPUBLIC SVCS INC | 19,936 | $1.252M | 1.4% | $62.80 * | $40.82 | +33.9% | COM | 760759100 |
| IP | INTL PAPER CO | 24,478 | $1.243M | 1.4% | $50.78 * | $31.25 | +5.4% | COM | 460146103 |
| XLI | SELECT SECTOR SPDR TR | 18,734 | $1.219M | 1.4% | $65.07 | $58.16 | +11.9% | SBI INT-INDS | 81369Y704 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 24,333 | $1.177M | 1.4% | $48.37 | $48.61 | -0.5% | SENIOR LN FD | 33738D309 |
| — | PACWEST BANCORP DEL | 21,359 | $1.138M | 1.3% | $53.28 | $53.28 | — | COM | 695263103 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 22,529 | $1.101M | 1.3% | $48.87 | $48.73 | +0.3% | FIRST TR TA HIYL | 33738D408 |
| PRU | PRUDENTIAL FINL INC | 9,645 | $1.029M | 1.2% | $106.69 * | $71.74 | -0.8% | COM | 744320102 |
| — | ANNALY CAP MGMT INC | 88,722 | $986K | 1.1% | $11.11 | $9.97 | — | COM | 035710409 |
| ARI | APOLLO COML REAL EST FIN INC | 52,156 | $981K | 1.1% | $18.81 | $16.14 | — | COM | 03762U105 |
| GLW | CORNING INC | 34,075 | $920K | 1.1% | $27.00 * | $15.57 | +37.1% | COM | 219350105 |
| — | UBS AG JERSEY BRH | 38,655 | $920K | 1.1% | $23.80 | $22.07 | — | ETRAC WELLS BDCI | 902641588 |
| HTGC | HERCULES CAPITAL INC | 58,064 | $879K | 1.0% | $15.14 | $13.36 | +13.3% | COM | 427096508 |
| ABBV | ABBVIE INC | 13,173 | $858K | 1.0% | $65.13 * | $41.44 | +8.8% | COM | 00287Y109 |
| — | DIREXION SHS ETF TR | 10,581 | $837K | 1.0% | $79.10 | $63.30 | — | ALL CP INSIDER | 25459Y769 |
| — | POWERSHARES ETF TRUST II | 31,639 | $764K | 0.9% | $24.15 | $22.10 | — | KBW HG YLD FIN | 73936Q793 |
| TIP | ISHARES TR | 6,603 | $757K | 0.9% | $114.64 | $113.93 | +0.6% | TIPS BD ETF | 464287176 |
| O | REALTY INCOME CORP | 12,686 | $755K | 0.9% | $59.51 * | $37.92 | +0.3% | COM | 756109104 |
| — | APOLLO GLOBAL MGMT LLC | 29,248 | $711K | 0.8% | $24.31 | $24.31 | — | CL A SHS | 037612306 |
| — | OUTFRONT MEDIA INC | 26,507 | $704K | 0.8% | $26.56 | $26.56 | — | COM | 69007J106 |
| — | CENTURYLINK INC | 28,880 | $681K | 0.8% | $23.58 | $23.79 | — | COM | 156700106 |
| ORI | OLD REP INTL CORP | 33,000 | $676K | 0.8% | $20.48 * | $7.79 | +32.4% | COM | 680223104 |
| — | MACQUARIE INFRASTRUCTURE COR | 8,327 | $671K | 0.8% | $80.58 | $75.98 | — | COM | 55608B105 |
| WIP | SPDR SERIES TRUST | 12,239 | $671K | 0.8% | $54.82 | $53.64 | +2.2% | CITI INT GVT ETF | 78464A490 |
| — | TRIANGLE CAP CORP | 34,216 | $653K | 0.8% | $19.08 | $19.67 | — | COM | 895848109 |
| MRCC | MONROE CAP CORP | 39,632 | $623K | 0.7% | $15.72 * | $5.22 | +4.8% | COM | 610335101 |
| — | PENNYMAC FINL SVCS INC | 35,856 | $611K | 0.7% | $17.04 | $16.64 | — | CL A | 70932B101 |
| MSFT | MICROSOFT CORP | 9,043 | $596K | 0.7% | $65.91 * | $50.29 | +18.5% | COM | 594918104 |
| VCIT | VANGUARD SCOTTSDALE FDS | 6,891 | $595K | 0.7% | $86.34 | $85.57 | +0.9% | INT-TERM CORP | 92206C870 |
| JNJ | JOHNSON & JOHNSON | 4,752 | $592K | 0.7% | $124.58 * | $85.90 | +13.8% | COM | 478160104 |
| IWS | ISHARES TR | 6,452 | $535K | 0.6% | $82.92 | $82.63 | +0.4% | RUS MDCP VAL ETF | 464287473 |
| — | RYDEX ETF TRUST | 3,205 | $535K | 0.6% | $166.93 | $142.66 | — | GUGGENHM S&P 500 | 78355W205 |
| QABA | FIRST TR NASDAQ ABA CMNTY BK | 10,178 | $515K | 0.6% | $50.60 | $51.90 | -2.5% | UT COM SHS ETF | 33736Q104 |
| IVW | ISHARES TR | 3,811 | $501K | 0.6% | $131.46 * | $32.08 | +2.5% | S&P 500 GRWT ETF | 464287309 |
| — | UNITI GROUP INC | 19,078 | $493K | 0.6% | $25.84 | $25.84 | — | COM | 91325V108 |
| IYY | ISHARES TR | 3,922 | $464K | 0.5% | $118.31 * | $50.33 | +17.5% | DOW JONES US ETF | 464287846 |
| — | DU PONT E I DE NEMOURS & CO | 5,728 | $460K | 0.5% | $80.31 | $73.42 | — | COM | 263534109 |
| ZBH | ZIMMER BIOMET HLDGS INC | 3,703 | $452K | 0.5% | $122.06 * | $105.40 | +4.8% | COM | 98956P102 |
| MCHP | MICROCHIP TECHNOLOGY INC | 6,054 | $447K | 0.5% | $73.84 * | $26.55 | +18.2% | COM | 595017104 |
| APH | AMPHENOL CORP NEW | 6,284 | $447K | 0.5% | $71.13 * | $15.27 | +7.3% | CL A | 032095101 |
| MO | ALTRIA GROUP INC | 6,248 | $446K | 0.5% | $71.38 * | $24.37 | +57.1% | COM | 02209S103 |
| IHI | ISHARES TR | 2,918 | $442K | 0.5% | $151.47 * | $24.25 | +4.1% | U.S. MED DVC ETF | 464288810 |
| VB | VANGUARD INDEX FDS | 3,290 | $438K | 0.5% | $133.13 | $115.22 | +15.7% | SMALL CP ETF | 922908751 |
| CVX | CHEVRON CORP NEW | 3,984 | $428K | 0.5% | $107.43 * | $68.40 | +7.9% | COM | 166764100 |
| GOOGL | ALPHABET INC | 504 | $427K | 0.5% | $847.22 * | $37.59 | +11.9% | CAP STK CL A | 02079K305 |
| CMI | CUMMINS INC | 2,809 | $425K | 0.5% | $151.30 * | $105.31 | +14.1% | COM | 231021106 |
| SYK | STRYKER CORP | 3,145 | $414K | 0.5% | $131.64 * | $114.51 | +4.5% | COM | 863667101 |
| — | BARD C R INC | 1,624 | $404K | 0.5% | $248.77 | $248.77 | — | COM | 067383109 |
| — | SUNTRUST BKS INC | 7,110 | $393K | 0.5% | $55.27 | $55.27 | — | COM | 867914103 |
| MA | MASTERCARD INCORPORATED | 3,474 | $391K | 0.5% | $112.55 * | $98.27 | +8.9% | CL A | 57636Q104 |
| PWR | QUANTA SVCS INC | 10,399 | $386K | 0.4% | $37.12 | $30.80 | +18.2% | COM | 74762E102 |
| — | COHEN & STEERS REIT & PFD IN | 19,953 | $386K | 0.4% | $19.35 | $19.04 | — | COM | 19247X100 |
| — | ANTHEM INC | 7,507 | $383K | 0.4% | $51.02 | $46.97 | — | UNIT 05/01/20188 | 036752202 |
| NUE | NUCOR CORP | 6,379 | $381K | 0.4% | $59.73 * | $45.63 | +8.1% | COM | 670346105 |
| MS | MORGAN STANLEY | 8,874 | $380K | 0.4% | $42.82 * | $34.36 | -3.3% | COM NEW | 617446448 |
| AAPL | APPLE INC | 2,538 | $365K | 0.4% | $143.81 * | $24.36 | +36.5% | COM | 037833100 |
| AIZ | ASSURANT INC | 3,785 | $362K | 0.4% | $95.64 * | $81.43 | -0.8% | COM | 04621X108 |
| — | L3 TECHNOLOGIES INC | 2,181 | $360K | 0.4% | $165.06 | $165.06 | — | COM | 502413107 |
| — | RAYTHEON CO | 2,327 | $355K | 0.4% | $152.56 | $141.96 | — | COM NEW | 755111507 |
| RF | REGIONS FINL CORP NEW | 24,242 | $352K | 0.4% | $14.52 * | $10.60 | -1.2% | COM | 7591EP100 |
| ADSK | AUTODESK INC | 4,023 | $348K | 0.4% | $86.50 | $73.63 | +17.4% | COM | 052769106 |
| VUG | VANGUARD INDEX FDS | 2,680 | $326K | 0.4% | $121.64 * | $17.81 | +13.9% | GROWTH ETF | 922908736 |
| NTAP | NETAPP INC | 7,643 | $320K | 0.4% | $41.87 * | $24.01 | +38.9% | COM | 64110D104 |
| MRSH | MARSH & MCLENNAN COS INC | 4,314 | $319K | 0.4% | $73.95 * | $57.67 | +11.1% | COM | 571748102 |
| — | CLAYMORE EXCHANGE TRD FD TR | 11,620 | $299K | 0.3% | $25.73 | $25.91 | — | GUG BLT2017 HY | 18383M399 |
| CME | CME GROUP INC | 2,418 | $287K | 0.3% | $118.69 * | $78.61 | +10.4% | COM | 12572Q105 |
| ROK | ROCKWELL AUTOMATION INC | 1,840 | $287K | 0.3% | $155.98 * | $126.71 | +4.5% | COM | 773903109 |
| XOM | EXXON MOBIL CORP | 3,473 | $285K | 0.3% | $82.06 * | $57.86 | -4.4% | COM | 30231G102 |
| PG | PROCTER AND GAMBLE CO | 3,099 | $278K | 0.3% | $89.71 * | $66.77 | +6.4% | COM | 742718109 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,344 | $277K | 0.3% | $206.10 | $191.78 | +7.6% | UT SER 1 | 78467X109 |
| KIE | SPDR SERIES TRUST | 3,220 | $277K | 0.3% | $86.02 * | $28.46 | +0.7% | S&P INS ETF | 78464A789 |
| AGM/A | FEDERAL AGRIC MTG CORP | 10,143 | $268K | 0.3% | $26.42 * | $22.38 | +80.3% | CL A | 313148108 |
| ITW | ILLINOIS TOOL WKS INC | 1,930 | $256K | 0.3% | $132.64 * | $97.16 | +10.8% | COM | 452308109 |
| PSA | PUBLIC STORAGE | 1,125 | $246K | 0.3% | $218.67 * | $163.99 | -6.4% | COM | 74460D109 |
| HPQ | HP INC | 12,894 | $231K | 0.3% | $17.92 * | $9.06 | +48.3% | COM | 40434L105 |
| FNDA | SCHWAB STRATEGIC TR | 6,551 | $227K | 0.3% | $34.65 * | $14.53 | +19.5% | SCHWAB FDT US SC | 808524763 |
| — | CLAYMORE EXCHANGE TRD FD TR | 9,181 | $208K | 0.2% | $22.66 | $22.58 | — | GUGG CRP BD 2017 | 18383M548 |
| IHF | ISHARES TR | 1,542 | $207K | 0.2% | $134.24 * | $26.47 | +1.3% | US HLTHCR PR ETF | 464288828 |
| — | SENIOR HSG PPTYS TR | 10,059 | $204K | 0.2% | $20.28 | $22.47 | — | SH BEN INT | 81721M109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,205 | $201K | 0.2% | $166.80 | $167.31 | -0.4% | CL B NEW | 084670702 |
| — | GLOBAL X FDS | 10,302 | $115K | 0.1% | $11.16 | $11.16 | — | GLBX MSCI NORW | 37950E747 |
| EXK | ENDEAVOUR SILVER CORP | 35,000 | $111K | 0.1% | $3.17 | $4.41 | -27.9% | COM | 29258Y103 |