Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 10, 2017
Total Value: $146M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | POWERSHARES QQQ TRUST | 30,590 | $4.21M | 2.9% | $137.63 | $134.32 | — | UNIT SER 1 | 73935A104 |
| LMT | LOCKHEED MARTIN CORP | 13,992 | $3.884M | 2.7% | $277.59 * | $188.92 | +17.2% | COM | 539830109 |
| — | ALPS ETF TR | 320,335 | $3.831M | 2.6% | $11.96 | $12.40 | — | ALERIAN MLP | 00162Q866 |
| NOC | NORTHROP GRUMMAN CORP | 14,005 | $3.595M | 2.5% | $256.69 * | $141.53 | +58.1% | COM | 666807102 |
| XLK | SELECT SECTOR SPDR TR | 64,151 | $3.51M | 2.4% | $54.71 * | $23.70 | +15.5% | TECHNOLOGY | 81369Y803 |
| WDC | WESTERN DIGITAL CORP | 35,424 | $3.139M | 2.1% | $88.61 * | $48.08 | +25.8% | COM | 958102105 |
| — | RYDEX ETF TRUST | 33,414 | $3.097M | 2.1% | $92.69 | $88.76 | — | GUG S&P500 EQ WT | 78355W106 |
| EQIX | EQUINIX INC | 7,182 | $3.082M | 2.1% | $429.13 * | $296.03 | +23.2% | COM PAR $0.001 | 29444U700 |
| DLR | DIGITAL RLTY TR INC | 25,524 | $2.883M | 2.0% | $112.95 * | $74.31 | +13.3% | COM | 253868103 |
| ITA | ISHARES TR | 18,207 | $2.865M | 2.0% | $157.36 * | $71.02 | +10.8% | U.S. AER&DEF ETF | 464288760 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 143,092 | $2.863M | 2.0% | $20.01 | $19.47 | +2.8% | PFD SECS INC ETF | 33739E108 |
| — | LASALLE HOTEL PPTYS | 93,073 | $2.774M | 1.9% | $29.80 | $29.80 | — | COM SH BEN INT | 517942108 |
| — | UNITED TECHNOLOGIES CORP | 21,637 | $2.642M | 1.8% | $122.11 | $108.85 | — | COM | 913017109 |
| HUN | HUNTSMAN CORP | 101,882 | $2.633M | 1.8% | $25.84 | $22.75 | +13.6% | COM | 447011107 |
| ETN | EATON CORP PLC | 33,437 | $2.602M | 1.8% | $77.82 * | $63.97 | +2.4% | SHS | G29183103 |
| — | HARRIS CORP DEL | 22,821 | $2.489M | 1.7% | $109.07 | $104.98 | — | COM | 413875105 |
| PKG | PACKAGING CORP AMER | 21,990 | $2.449M | 1.7% | $111.37 * | $69.18 | +25.4% | COM | 695156109 |
| KLAC | KLA-TENCOR CORP | 26,693 | $2.443M | 1.7% | $91.52 * | $73.72 | +8.4% | COM | 482480100 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 69,892 | $2.443M | 1.7% | $34.95 | $31.79 | +10.0% | SPONSORED ADR | 874039100 |
| HON | HONEYWELL INTL INC | 16,934 | $2.257M | 1.5% | $133.28 * | $89.24 | +13.2% | COM | 438516106 |
| IP | INTL PAPER CO | 39,376 | $2.229M | 1.5% | $56.61 * | $32.58 | +13.7% | COM | 460146103 |
| CSCO | CISCO SYS INC | 69,835 | $2.186M | 1.5% | $31.30 * | $23.82 | +1.1% | COM | 17275R102 |
| — | DOW CHEM CO | 33,906 | $2.138M | 1.5% | $63.06 | $59.37 | — | COM | 260543103 |
| ADP | AUTOMATIC DATA PROCESSING IN | 20,722 | $2.123M | 1.5% | $102.45 * | $74.38 | +15.1% | COM | 053015103 |
| RSG | REPUBLIC SVCS INC | 33,276 | $2.121M | 1.5% | $63.74 * | $46.55 | +19.8% | COM | 760759100 |
| IWN | ISHARES TR | 17,656 | $2.099M | 1.4% | $118.88 | $118.29 | +0.5% | RUS 2000 VAL ETF | 464287630 |
| IYC | ISHARES TR | 12,682 | $2.081M | 1.4% | $164.09 * | $41.17 | -0.3% | U.S. CNSM SV ETF | 464287580 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 39,483 | $1.91M | 1.3% | $48.38 | $48.57 | -0.4% | SENIOR LN FD | 33738D309 |
| XLI | SELECT SECTOR SPDR TR | 27,697 | $1.886M | 1.3% | $68.09 | $60.94 | +11.8% | SBI INT-INDS | 81369Y704 |
| — | ANNALY CAP MGMT INC | 148,675 | $1.792M | 1.2% | $12.05 | $10.81 | — | COM | 035710409 |
| GLW | CORNING INC | 59,337 | $1.783M | 1.2% | $30.05 * | $18.64 | +28.2% | COM | 219350105 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 35,924 | $1.766M | 1.2% | $49.16 | $48.91 | +0.5% | FIRST TR TA HIYL | 33738D408 |
| PRU | PRUDENTIAL FINL INC | 15,143 | $1.638M | 1.1% | $108.17 * | $71.50 | +1.6% | COM | 744320102 |
| CEMB | ISHARES | 31,676 | $1.612M | 1.1% | $50.89 | $50.92 | -0.0% | JP MRG EM CRP BD | 464286251 |
| — | PACWEST BANCORP DEL | 34,390 | $1.606M | 1.1% | $46.70 | $50.79 | — | COM | 695263103 |
| ARI | APOLLO COML REAL EST FIN INC | 84,743 | $1.572M | 1.1% | $18.55 | $17.07 | — | COM | 03762U105 |
| ABBV | ABBVIE INC | 20,908 | $1.516M | 1.0% | $72.51 * | $43.48 | +16.6% | COM | 00287Y109 |
| HTGC | HERCULES CAPITAL INC | 107,258 | $1.42M | 1.0% | $13.24 | $13.60 | -2.7% | COM | 427096508 |
| — | UBS AG JERSEY BRH | 59,493 | $1.352M | 0.9% | $22.73 | $22.30 | — | ETRAC WELLS BDCI | 902641588 |
| — | APOLLO GLOBAL MGMT LLC | 50,939 | $1.347M | 0.9% | $26.44 | $25.22 | — | CL A SHS | 037612306 |
| — | POWERSHARES ETF TRUST II | 51,779 | $1.257M | 0.9% | $24.28 | $22.95 | — | KBW HG YLD FIN | 73936Q793 |
| — | NEW SR INVT GROUP INC | 121,921 | $1.225M | 0.8% | $10.05 | $10.05 | — | COM | 648691103 |
| — | CENTURYLINK INC | 48,565 | $1.16M | 0.8% | $23.89 | $23.83 | — | COM | 156700106 |
| TIP | ISHARES TR | 10,029 | $1.138M | 0.8% | $113.47 | $114.05 | -0.5% | TIPS BD ETF | 464287176 |
| GLPI | GAMING & LEISURE PPTYS INC | 29,429 | $1.109M | 0.8% | $37.68 | $37.68 | — | COM | 36467J108 |
| O | REALTY INCOME CORP | 19,868 | $1.096M | 0.7% | $55.16 * | $37.45 | -4.8% | COM | 756109104 |
| — | MACQUARIE INFRASTRUCTURE COR | 13,778 | $1.08M | 0.7% | $78.39 | $76.93 | — | COM | 55608B105 |
| ORI | OLD REP INTL CORP | 53,012 | $1.035M | 0.7% | $19.52 * | $8.65 | +14.8% | COM | 680223104 |
| WIP | SPDR SERIES TRUST | 18,549 | $1.031M | 0.7% | $55.58 | $54.27 | +2.4% | CITI INT GVT ETF | 78464A490 |
| MRCC | MONROE CAP CORP | 64,940 | $989K | 0.7% | $15.23 * | $5.36 | +4.2% | COM | 610335101 |
| — | PENNYMAC FINL SVCS INC | 58,597 | $979K | 0.7% | $16.71 | $16.67 | — | CL A | 70932B101 |
| — | TRIANGLE CAP CORP | 55,572 | $979K | 0.7% | $17.62 | $18.88 | — | COM | 895848109 |
| VCIT | VANGUARD SCOTTSDALE FDS | 10,425 | $913K | 0.6% | $87.58 | $86.16 | +1.6% | INT-TERM CORP | 92206C870 |
| JNJ | JOHNSON & JOHNSON | 6,619 | $876K | 0.6% | $132.35 * | $89.99 | +16.1% | COM | 478160104 |
| MO | ALTRIA GROUP INC | 11,715 | $872K | 0.6% | $74.43 * | $31.34 | +28.4% | COM | 02209S103 |
| IWS | ISHARES TR | 9,687 | $815K | 0.6% | $84.13 | $82.82 | +1.5% | RUS MDCP VAL ETF | 464287473 |
| QABA | FIRST TR NASDAQ ABA CMNTY BK | 15,940 | $807K | 0.6% | $50.63 | $51.16 | -1.1% | UT COM SHS ETF | 33736Q104 |
| — | COHEN & STEERS REIT & PFD IN | 37,885 | $787K | 0.5% | $20.77 | $19.86 | — | COM | 19247X100 |
| — | ANTHEM INC | 14,757 | $779K | 0.5% | $52.79 | $49.83 | — | UNIT 05/01/20188 | 036752202 |
| IVW | ISHARES TR | 5,653 | $774K | 0.5% | $136.92 * | $32.67 | +4.7% | S&P 500 GRWT ETF | 464287309 |
| MSFT | MICROSOFT CORP | 11,215 | $773K | 0.5% | $68.93 * | $52.62 | +19.2% | COM | 594918104 |
| ADSK | AUTODESK INC | 7,669 | $773K | 0.5% | $100.80 | $85.67 | +17.7% | COM | 052769106 |
| — | BARD C R INC | 2,392 | $756K | 0.5% | $316.05 | $270.37 | — | COM | 067383109 |
| APH | AMPHENOL CORP NEW | 10,124 | $747K | 0.5% | $73.79 * | $15.86 | +7.4% | CL A | 032095101 |
| MCHP | MICROCHIP TECHNOLOGY INC | 8,909 | $688K | 0.5% | $77.23 * | $28.79 | +14.6% | COM | 595017104 |
| CMI | CUMMINS INC | 4,149 | $673K | 0.5% | $162.21 * | $111.28 | +16.6% | COM | 231021106 |
| IHI | ISHARES TR | 4,011 | $668K | 0.5% | $166.54 * | $24.85 | +11.7% | U.S. MED DVC ETF | 464288810 |
| JPM | JPMORGAN CHASE & CO | 7,214 | $659K | 0.5% | $91.35 * | $68.54 | +5.9% | COM | 46625H100 |
| SYK | STRYKER CORP | 4,597 | $638K | 0.4% | $138.79 * | $117.75 | +7.5% | COM | 863667101 |
| MA | MASTERCARD INCORPORATED | 5,164 | $627K | 0.4% | $121.42 * | $103.11 | +12.3% | CL A | 57636Q104 |
| — | SUNTRUST BKS INC | 10,618 | $602K | 0.4% | $56.70 | $55.74 | — | COM | 867914103 |
| GOOGL | ALPHABET INC | 638 | $593K | 0.4% | $929.47 * | $39.45 | +17.0% | CAP STK CL A | 02079K305 |
| MS | MORGAN STANLEY | 13,183 | $587K | 0.4% | $44.53 * | $34.09 | +1.8% | COM NEW | 617446448 |
| IYH | ISHARES TR | 3,520 | $585K | 0.4% | $166.19 * | $31.94 | +4.1% | US HLTHCARE ETF | 464287762 |
| IWV | ISHARES TR | 4,038 | $582K | 0.4% | $144.13 | $142.14 | +1.3% | RUSSELL 3000 ETF | 464287689 |
| ICHR | ICHOR HOLDINGS | 28,873 | $582K | 0.4% | $20.16 | $21.24 | -5.1% | SHS | G4740B105 |
| COST | COSTCO WHSL CORP NEW | 3,632 | $581K | 0.4% | $159.97 * | $150.98 | -5.7% | COM | 22160K105 |
| — | CRANE CO | 7,316 | $581K | 0.4% | $79.41 | $79.41 | — | COM | 224399105 |
| PCAR | PACCAR INC | 8,727 | $576K | 0.4% | $66.00 * | $30.90 | +2.1% | COM | 693718108 |
| IYY | ISHARES TR | 4,694 | $570K | 0.4% | $121.43 * | $51.93 | +16.8% | DOW JONES US ETF | 464287846 |
| AIZ | ASSURANT INC | 5,333 | $553K | 0.4% | $103.69 * | $82.25 | +7.0% | COM | 04621X108 |
| — | RYDEX ETF TRUST | 3,226 | $552K | 0.4% | $171.11 | $142.66 | — | GUGGENHM S&P 500 | 78355W205 |
| — | RAYTHEON CO | 3,325 | $537K | 0.4% | $161.50 | $147.82 | — | COM NEW | 755111507 |
| PG | PROCTER AND GAMBLE CO | 6,098 | $531K | 0.4% | $87.08 * | $68.43 | +1.5% | COM | 742718109 |
| — | L3 TECHNOLOGIES INC | 3,136 | $524K | 0.4% | $167.09 | $165.68 | — | COM | 502413107 |
| AGM/A | FEDERAL AGRIC MTG CORP | 20,111 | $523K | 0.4% | $26.01 * | $32.22 | +43.4% | CL A | 313148108 |
| — | CLAYMORE EXCHANGE TRD FD TR | 20,240 | $521K | 0.4% | $25.74 | $25.84 | — | GUG BLT2017 HY | 18383M399 |
| XOM | EXXON MOBIL CORP | 6,321 | $510K | 0.3% | $80.68 * | $56.78 | -3.2% | COM | 30231G102 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 2,388 | $509K | 0.3% | $213.15 | $199.65 | +6.8% | UT SER 1 | 78467X109 |
| ROK | ROCKWELL AUTOMATION INC | 3,118 | $505K | 0.3% | $161.96 * | $129.88 | +6.5% | COM | 773903109 |
| RF | REGIONS FINL CORP NEW | 34,085 | $499K | 0.3% | $14.64 * | $10.47 | +1.3% | COM | 7591EP100 |
| PWR | QUANTA SVCS INC | 14,928 | $491K | 0.3% | $32.89 | $31.37 | +2.9% | COM | 74762E102 |
| VUG | VANGUARD INDEX FDS | 3,705 | $471K | 0.3% | $127.13 * | $18.67 | +13.4% | GROWTH ETF | 922908736 |
| AAPL | APPLE INC | 3,257 | $469K | 0.3% | $144.00 * | $26.56 | +26.0% | COM | 037833100 |
| IHF | ISHARES TR | 3,084 | $458K | 0.3% | $148.51 * | $27.30 | +8.8% | US HLTHCR PR ETF | 464288828 |
| VB | VANGUARD INDEX FDS | 3,339 | $453K | 0.3% | $135.67 | $115.50 | +17.4% | SMALL CP ETF | 922908751 |
| SDOG | ALPS ETF TR | 10,526 | $449K | 0.3% | $42.66 | $35.77 | +19.3% | SECTR DIV DOGS | 00162Q858 |
| MRSH | MARSH & MCLENNAN COS INC | 5,713 | $445K | 0.3% | $77.89 * | $59.61 | +13.9% | COM | 571748102 |
| CME | CME GROUP INC | 3,382 | $424K | 0.3% | $125.37 * | $81.16 | +13.4% | COM | 12572Q105 |
| — | CLAYMORE EXCHANGE TRD FD TR | 18,362 | $415K | 0.3% | $22.60 | $22.59 | — | GUGG CRP BD 2017 | 18383M548 |
| ITW | ILLINOIS TOOL WKS INC | 2,897 | $415K | 0.3% | $143.25 * | $102.55 | +14.0% | COM | 452308109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,410 | $408K | 0.3% | $169.29 | $166.82 | +1.5% | CL B NEW | 084670702 |
| — | SENIOR HSG PPTYS TR | 19,118 | $391K | 0.3% | $20.45 | $21.51 | — | SH BEN INT | 81721M109 |
| — | CLAYMORE EXCHANGE TRD FD TR | 15,240 | $387K | 0.3% | $25.39 | $25.39 | — | GUG BLT2018 HY | 18383M381 |
| — | CLAYMORE EXCHANGE TRD FD TR | 16,608 | $353K | 0.2% | $21.25 | $21.25 | — | GUG BULL2019 E | 18383M522 |
| VZ | VERIZON COMMUNICATIONS INC | 7,374 | $329K | 0.2% | $44.62 * | $29.53 | -4.1% | COM | 92343V104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 12,000 | $325K | 0.2% | $27.08 | $27.08 | — | COM | 293792107 |
| — | PRICELINE GRP INC | 160 | $299K | 0.2% | $1868.75 | $1868.75 | — | COM NEW | 741503403 |
| INTC | INTEL CORP | 8,433 | $285K | 0.2% | $33.80 * | $29.57 | -5.5% | COM | 458140100 |
| VTR | VENTAS INC | 3,822 | $266K | 0.2% | $69.60 * | $46.00 | +5.2% | COM | 92276F100 |
| — | CLAYMORE EXCHANGE TRD FD TR | 10,404 | $257K | 0.2% | $24.70 | $24.70 | — | GUG BUL 2019 HY | 18383M373 |
| CSX | CSX CORP | 4,408 | $241K | 0.2% | $54.67 * | $15.23 | +6.4% | COM | 126408103 |
| — | DIREXION SHS ETF TR | 5,948 | $236K | 0.2% | $39.68 | $63.30 | — | ALL CP INSIDER | 25459Y769 |
| BLDR | BUILDERS FIRSTSOURCE INC | 15,396 | $236K | 0.2% | $15.33 | $14.94 | +2.6% | COM | 12008R107 |
| HPQ | HP INC | 13,429 | $235K | 0.2% | $17.50 * | $9.25 | +43.1% | COM | 40434L105 |
| DUK | DUKE ENERGY CORP NEW | 2,796 | $234K | 0.2% | $83.69 * | $59.10 | -0.1% | COM NEW | 26441C204 |
| FNDA | SCHWAB STRATEGIC TR | 6,702 | $233K | 0.2% | $34.77 * | $14.59 | +19.1% | SCHWAB FDT US SC | 808524763 |
| VOT | VANGUARD INDEX FDS | 1,972 | $232K | 0.2% | $117.65 | $116.19 | +1.3% | MCAP GR IDXVIP | 922908538 |
| PAA | PLAINS ALL AMERN PIPELINE L | 8,800 | $231K | 0.2% | $26.25 | $26.25 | — | UNIT LTD PARTN | 726503105 |
| PSA | PUBLIC STORAGE | 1,107 | $231K | 0.2% | $208.67 * | $163.99 | -10.0% | COM | 74460D109 |
| KO | COCA COLA CO | 5,102 | $229K | 0.2% | $44.88 * | $33.67 | +2.2% | COM | 191216100 |
| — | CLAYMORE EXCHANGE TRD FD TR | 10,264 | $218K | 0.1% | $21.24 | $21.24 | — | GUG BULL2018 E | 18383M530 |
| GOOG | ALPHABET INC | 235 | $214K | 0.1% | $910.64 * | $45.44 | -0.8% | CAP STK CL C | 02079K107 |
| — | TORTOISE ENERGY INFRA CORP | 6,980 | $212K | 0.1% | $30.37 | $30.37 | — | COM | 89147L100 |
| — | COHERENT INC | 940 | $211K | 0.1% | $224.47 | $224.47 | — | COM | 192479103 |
| — | REYNOLDS AMERICAN INC | 3,193 | $208K | 0.1% | $65.14 | $65.14 | — | COM | 761713106 |
| UNH | UNITEDHEALTH GROUP INC | 1,110 | $206K | 0.1% | $185.59 * | $152.68 | +6.1% | COM | 91324P102 |
| — | POWERSHARES ETF TR II | 13,496 | $204K | 0.1% | $15.12 | $15.12 | — | PFD PORTFOLIO | 73936T565 |
| — | DNP SELECT INCOME FD | 14,270 | $157K | 0.1% | $11.00 | $11.00 | — | COM | 23325P104 |
| — | BLACKROCK ENHANCED EQT DIV T | 13,080 | $115K | 0.1% | $8.79 | $8.79 | — | COM | 09251A104 |
| EXK | ENDEAVOUR SILVER CORP | 35,000 | $107K | 0.1% | $3.06 | $4.41 | -30.9% | COM | 29258Y103 |
| — | ABERDEEN ASIA PACIFIC INCOM | 13,000 | $65,000 | 0.0% | $5.00 | $5.00 | — | COM | 003009107 |