Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 1, 2017
Total Value: $89.09M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALPS ETF TR | 234,085 | $2.949M | 3.3% | $12.60 | $12.71 | — | ALERIAN MLP | 00162Q866 |
| ITA | ISHARES TR | 16,977 | $2.386M | 2.7% | $140.54 * | $68.14 | +3.1% | U.S. AER&DEF ETF | 464288760 |
| XLE | SELECT SECTOR SPDR TR | 31,279 | $2.356M | 2.6% | $75.32 * | $36.16 | +4.1% | SBI INT-ENERGY | 81369Y506 |
| NOC | NORTHROP GRUMMAN CORP | 10,105 | $2.35M | 2.6% | $232.56 * | $100.35 | +100.5% | COM | 666807102 |
| LMT | LOCKHEED MARTIN CORP | 9,340 | $2.334M | 2.6% | $249.89 * | $170.62 | +15.3% | COM | 539830109 |
| XLK | SELECT SECTOR SPDR TR | 47,938 | $2.318M | 2.6% | $48.35 * | $21.64 | +11.7% | TECHNOLOGY | 81369Y803 |
| IYR | ISHARES TR | 29,634 | $2.28M | 2.6% | $76.94 | $75.99 | +1.3% | U.S. REAL ES ETF | 464287739 |
| — | RYDEX ETF TRUST | 23,735 | $2.056M | 2.3% | $86.62 | $86.62 | — | GUG S&P500 EQ WT | 78355W106 |
| XLV | SELECT SECTOR SPDR TR | 29,736 | $2.05M | 2.3% | $68.94 | $69.59 | -0.9% | SBI HEALTHCARE | 81369Y209 |
| T | AT&T INC | 41,421 | $1.762M | 2.0% | $42.54 * | $15.46 | +8.9% | COM | 00206R102 |
| EQIX | EQUINIX INC | 4,831 | $1.727M | 1.9% | $357.48 * | $256.97 | +17.0% | COM PAR $0.001 | 29444U700 |
| SDOG | ALPS ETF TR | 40,806 | $1.717M | 1.9% | $42.08 | $35.77 | +17.6% | SECTR DIV DOGS | 00162Q858 |
| DLR | DIGITAL RLTY TR INC | 16,950 | $1.666M | 1.9% | $98.29 * | $67.63 | +6.5% | COM | 253868103 |
| — | UNITED TECHNOLOGIES CORP | 14,618 | $1.602M | 1.8% | $109.59 | $100.43 | — | COM | 913017109 |
| WDC | WESTERN DIGITAL CORP | 23,313 | $1.584M | 1.8% | $67.94 * | $40.87 | +12.2% | COM | 958102105 |
| EXC | EXELON CORP | 44,344 | $1.574M | 1.8% | $35.50 * | $17.24 | +7.2% | COM | 30161N101 |
| — | HARRIS CORP DEL | 15,305 | $1.568M | 1.8% | $102.45 | $102.45 | — | COM | 413875105 |
| CVX | CHEVRON CORP NEW | 12,772 | $1.503M | 1.7% | $117.68 * | $68.40 | +17.2% | COM | 166764100 |
| ADP | AUTOMATIC DATA PROCESSING IN | 13,793 | $1.418M | 1.6% | $102.81 * | $68.20 | +24.5% | COM | 053015103 |
| IP | INTL PAPER CO | 26,581 | $1.41M | 1.6% | $53.05 * | $31.25 | +9.1% | COM | 460146103 |
| KLAC | KLA-TENCOR CORP | 17,621 | $1.386M | 1.6% | $78.66 * | $65.71 | +3.3% | COM | 482480100 |
| CSCO | CISCO SYS INC | 45,877 | $1.386M | 1.6% | $30.21 * | $23.06 | -0.9% | COM | 17275R102 |
| IGIB | ISHARES TR | 12,714 | $1.376M | 1.5% | $108.23 * | $54.86 | -1.4% | INTERM CR BD ETF | 464288638 |
| XLI | SELECT SECTOR SPDR TR | 21,873 | $1.361M | 1.5% | $62.22 | $58.16 | +7.0% | SBI INT-INDS | 81369Y704 |
| PFF | ISHARES TR | 36,289 | $1.35M | 1.5% | $37.20 | $39.02 | -4.6% | U.S. PFD STK ETF | 464288687 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 46,703 | $1.343M | 1.5% | $28.76 | $30.10 | -4.5% | SPONSORED ADR | 874039100 |
| — | DOW CHEM CO | 23,385 | $1.338M | 1.5% | $57.22 | $57.22 | — | COM | 260543103 |
| HON | HONEYWELL INTL INC | 11,498 | $1.332M | 1.5% | $115.85 * | $84.19 | +3.2% | COM | 438516106 |
| VLO | VALERO ENERGY CORP NEW | 19,278 | $1.317M | 1.5% | $68.32 * | $42.78 | +11.5% | COM | 91913Y100 |
| PKG | PACKAGING CORP AMER | 15,323 | $1.3M | 1.5% | $84.84 * | $64.06 | +1.8% | COM | 695156109 |
| BGS | B & G FOODS INC NEW | 29,670 | $1.3M | 1.5% | $43.82 * | $22.46 | -7.2% | COM | 05508R106 |
| RSG | REPUBLIC SVCS INC | 21,873 | $1.248M | 1.4% | $57.06 * | $40.82 | +21.0% | COM | 760759100 |
| — | UBS AG JERSEY BRH | 47,401 | $1.075M | 1.2% | $22.68 | $22.07 | — | ETRAC WELLS BDCI | 902641588 |
| — | ANNALY CAP MGMT INC | 103,212 | $1.029M | 1.2% | $9.97 | $9.97 | — | COM | 035710409 |
| — | POWERSHARES ETF TR II | 34,388 | $1M | 1.1% | $29.08 | $30.48 | — | BUILD AMER ETF | 73937b407 |
| ARI | APOLLO COML REAL EST FIN INC | 59,933 | $996K | 1.1% | $16.62 | $16.14 | — | COM | 03762U105 |
| HTGC | HERCULES CAPITAL INC | 69,449 | $980K | 1.1% | $14.11 | $13.36 | +5.6% | COM | 427096508 |
| ABBV | ABBVIE INC | 15,569 | $975K | 1.1% | $62.62 * | $41.44 | +3.6% | COM | 00287Y109 |
| — | POWERSHARES ETF TRUST II | 38,994 | $896K | 1.0% | $22.98 | $22.10 | — | KBW HG YLD FIN | 73936Q793 |
| PFE | PFIZER INC | 27,460 | $892K | 1.0% | $32.48 * | $20.89 | -0.5% | COM | 717081103 |
| GLW | CORNING INC | 34,885 | $847K | 1.0% | $24.28 * | $15.57 | +22.5% | COM | 219350105 |
| — | CENTURYLINK INC | 34,087 | $811K | 0.9% | $23.79 | $23.79 | — | COM | 156700106 |
| — | DIREXION SHS ETF TR | 10,581 | $810K | 0.9% | $76.55 | $63.30 | — | ALL CP INSIDER | 25459Y769 |
| — | MACQUARIE INFRASTRUCTURE COR | 9,734 | $795K | 0.9% | $81.67 | $75.98 | — | COM | 55608B105 |
| ORI | OLD REP INTL CORP | 40,296 | $766K | 0.9% | $19.01 * | $7.79 | +21.7% | COM | 680223104 |
| — | TRIANGLE CAP CORP | 40,092 | $735K | 0.8% | $18.33 | $19.67 | — | COM | 895848109 |
| — | PENNYMAC FINL SVCS INC | 43,922 | $731K | 0.8% | $16.64 | $16.64 | — | CL A | 70932B101 |
| MRCC | MONROE CAP CORP | 45,588 | $701K | 0.8% | $15.38 * | $5.22 | -0.9% | COM | 610335101 |
| VCIT | VANGUARD SCOTTSDALE FDS | 7,873 | $675K | 0.8% | $85.74 | $85.57 | +0.2% | INT-TERM CORP | 92206C870 |
| MSFT | MICROSOFT CORP | 9,315 | $579K | 0.6% | $62.16 * | $50.29 | +11.2% | COM | 594918104 |
| QCOM | QUALCOMM INC | 8,674 | $566K | 0.6% | $65.25 * | $52.25 | -2.5% | COM | 747525103 |
| — | COMMUNICATIONS SALES&LEAS IN | 21,954 | $558K | 0.6% | $25.42 | $31.21 | — | COM | 20341J104 |
| OKE | ONEOK INC NEW | 9,318 | $535K | 0.6% | $57.42 * | $22.12 | +49.1% | COM | 682680103 |
| MO | ALTRIA GROUP INC | 7,746 | $524K | 0.6% | $67.65 * | $24.37 | +47.5% | COM | 02209S103 |
| — | RYDEX ETF TRUST | 3,205 | $505K | 0.6% | $157.57 | $142.66 | — | GUGGENHM S&P 500 | 78355W205 |
| PEP | PEPSICO INC | 4,640 | $485K | 0.5% | $104.53 * | $79.36 | +0.4% | COM | 713448108 |
| PG | PROCTER AND GAMBLE CO | 5,609 | $472K | 0.5% | $84.15 * | $66.77 | -1.2% | COM | 742718109 |
| APH | AMPHENOL CORP NEW | 6,804 | $457K | 0.5% | $67.17 * | $15.27 | +1.1% | CL A | 032095101 |
| — | DU PONT E I DE NEMOURS & CO | 6,156 | $452K | 0.5% | $73.42 | $73.42 | — | COM | 263534109 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 23,604 | $448K | 0.5% | $18.98 | $18.90 | +0.5% | PFD SECS INC ETF | 33739E108 |
| XYL | XYLEM INC | 8,965 | $444K | 0.5% | $49.53 * | $43.77 | +1.5% | COM | 98419M100 |
| IYY | ISHARES TR | 3,922 | $439K | 0.5% | $111.93 * | $50.33 | +11.3% | DOW JONES US ETF | 464287846 |
| — | FMC TECHNOLOGIES INC | 12,152 | $432K | 0.5% | $35.55 | $35.55 | — | COM | 30249U101 |
| MCHP | MICROCHIP TECHNOLOGY INC | 6,621 | $425K | 0.5% | $64.19 * | $26.55 | +2.3% | COM | 595017104 |
| CMI | CUMMINS INC | 3,064 | $419K | 0.5% | $136.75 * | $105.31 | +2.5% | COM | 231021106 |
| — | COHEN & STEERS REIT & PFD IN | 21,714 | $415K | 0.5% | $19.11 | $19.04 | — | COM | 19247X100 |
| NUE | NUCOR CORP | 6,974 | $415K | 0.5% | $59.51 * | $45.63 | +7.1% | COM | 670346105 |
| — | ANTHEM INC | 8,601 | $404K | 0.5% | $46.97 | $46.97 | — | UNIT 05/01/20188 | 036752202 |
| PWR | QUANTA SVCS INC | 11,395 | $397K | 0.4% | $34.84 | $30.80 | +11.0% | COM | 74762E102 |
| AAPL | APPLE INC | 3,416 | $396K | 0.4% | $115.93 * | $24.36 | +9.6% | COM | 037833100 |
| MA | MASTERCARD INCORPORATED | 3,806 | $393K | 0.4% | $103.26 * | $98.27 | -0.3% | CL A | 57636Q104 |
| DVA | DAVITA INC | 6,104 | $392K | 0.4% | $64.22 | $62.28 | +3.1% | COM | 23918K108 |
| — | CLAYMORE EXCHANGE TRD FD TR | 15,049 | $389K | 0.4% | $25.85 | $25.91 | — | GUG BLT2017 HY | 18383M399 |
| VB | VANGUARD INDEX FDS | 3,000 | $387K | 0.4% | $129.00 | $113.57 | +13.6% | SMALL CP ETF | 922908751 |
| GOOGL | ALPHABET INC | 474 | $376K | 0.4% | $793.25 * | $37.33 | +5.3% | CAP STK CL A | 02079K305 |
| — | L-3 COMMUNICATIONS HLDGS INC | 2,380 | $362K | 0.4% | $152.10 | $152.10 | — | COM | 502424104 |
| — | RAYTHEON CO | 2,543 | $361K | 0.4% | $141.96 | $141.96 | — | COM NEW | 755111507 |
| XOM | EXXON MOBIL CORP | 3,892 | $351K | 0.4% | $90.18 * | $57.86 | +4.2% | COM | 30231G102 |
| ADSK | AUTODESK INC | 4,460 | $330K | 0.4% | $73.99 | $73.63 | +0.5% | COM | 052769106 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 6,660 | $323K | 0.4% | $48.50 | $48.80 | -0.5% | SENIOR LN FD | 33738D309 |
| MRSH | MARSH & MCLENNAN COS INC | 4,770 | $322K | 0.4% | $67.51 * | $57.67 | +1.1% | COM | 571748102 |
| CME | CME GROUP INC | 2,694 | $311K | 0.3% | $115.44 * | $78.61 | +6.7% | COM | 12572Q105 |
| SYY | SYSCO CORP | 5,424 | $300K | 0.3% | $55.31 * | $40.25 | +8.5% | COM | 871829107 |
| VUG | VANGUARD INDEX FDS | 2,680 | $299K | 0.3% | $111.57 * | $17.81 | +4.4% | GROWTH ETF | 922908736 |
| — | GENERAL ELECTRIC CO | 9,267 | $293K | 0.3% | $31.62 | $31.62 | — | COM | 369604103 |
| AGM/A | FEDERAL AGRIC MTG CORP | 11,739 | $293K | 0.3% | $24.96 * | $22.38 | +96.6% | CL A | 313148108 |
| — | CLAYMORE EXCHANGE TRD FD TR | 12,890 | $291K | 0.3% | $22.58 | $22.58 | — | GUGG CRP BD 2017 | 18383M548 |
| — | CLAYMORE EXCHANGE TRD FD TR | 11,370 | $286K | 0.3% | $25.15 | $25.15 | — | GUG BLT2018 HY | 18383M381 |
| JNJ | JOHNSON & JOHNSON | 2,458 | $283K | 0.3% | $115.13 * | $78.91 | +13.8% | COM | 478160104 |
| NTAP | NETAPP INC | 7,851 | $277K | 0.3% | $35.28 * | $24.01 | +16.4% | COM | 64110D104 |
| META | FACEBOOK INC | 2,381 | $274K | 0.3% | $115.08 | $122.87 | -7.0% | CL A | 30303M102 |
| CSX | CSX CORP | 7,230 | $260K | 0.3% | $35.96 * | $9.89 | +7.2% | COM | 126408103 |
| — | CLAYMORE EXCHANGE TRD FD TR | 11,897 | $252K | 0.3% | $21.18 | $21.18 | — | GUG BULL2019 E | 18383M522 |
| PSA | PUBLIC STORAGE | 1,125 | $251K | 0.3% | $223.11 * | $163.99 | -5.3% | COM | 74460D109 |
| SPY | SPDR S&P 500 ETF TR | 1,081 | $242K | 0.3% | $223.87 | $208.41 | +7.3% | TR UNIT | 78462F103 |
| ITW | ILLINOIS TOOL WKS INC | 1,974 | $242K | 0.3% | $122.59 * | $97.16 | +1.9% | COM | 452308109 |
| IEF | ISHARES TR | 2,238 | $235K | 0.3% | $105.00 | $110.59 | -5.2% | 7-10 Y TR BD ETF | 464287440 |
| FNDA | SCHWAB STRATEGIC TR | 6,551 | $223K | 0.3% | $34.04 * | $14.53 | +17.4% | SCHWAB FDT US SC | 808524763 |
| TLT | ISHARES TR | 1,840 | $219K | 0.2% | $119.02 | $128.46 | -7.3% | 20 YR TR BD ETF | 464287432 |
| VZ | VERIZON COMMUNICATIONS INC | 4,039 | $216K | 0.2% | $53.48 * | $29.48 | +12.3% | COM | 92343V104 |
| CAT | CATERPILLAR INC DEL | 2,300 | $213K | 0.2% | $92.61 * | $73.74 | +2.5% | COM | 149123101 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,061 | $210K | 0.2% | $197.93 | $188.54 | +4.8% | UT SER 1 | 78467X109 |
| HPQ | HP INC | 12,894 | $191K | 0.2% | $14.81 * | $9.06 | +22.1% | COM | 40434L105 |
| — | SENIOR HSG PPTYS TR | 10,059 | $190K | 0.2% | $18.89 | $22.47 | — | SH BEN INT | 81721M109 |
| EXK | ENDEAVOUR SILVER CORP | 35,000 | $123K | 0.1% | $3.51 | $4.41 | -20.2% | COM | 29258Y103 |