CIK: 0001059543 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 13, 2017
Total Value ($000): $233,180 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BAC | BANK AMER CORP | 1,541,660 | $39,066 | 16.8% | $14.32 | +39.4% | COM | 060505104 |
| — | JPMORGAN CHASE & CO | 169,298 | $9,152 | 3.9% | $23.33 | — | *W EXP 10/28/201 | 46634E114 |
| — | M & T BK CORP | 96,457 | $8,251 | 3.5% | $49.08 | — | *W EXP 12/23/201 | 55261F112 |
| — | SOUTHERN NATL BANCORP OF VA | 475,759 | $8,083 | 3.5% | $11.17 | — | COM | 843395104 |
| — | MB FINANCIAL INC NEW | 155,186 | $6,986 | 3.0% | $29.85 | — | COM | 55264U108 |
| — | COWEN INC | 334,027 | $5,946 | 2.5% | $16.25 | — | CL A NEW | 223622606 |
| PNC | PNC FINL SVCS GROUP INC | 40,474 | $5,455 | 2.3% | $51.88 | +86.3% | COM | 693475105 |
| — | COMERICA INC | 115,363 | $5,423 | 2.3% | $20.65 | — | *W EXP 11/14/201 | 200340115 |
| — | CAPITAL ONE FINL CORP | 119,210 | $5,082 | 2.2% | $35.54 | — | *W EXP 11/14/201 | 14040H139 |
| CNO | CNO FINL GROUP INC | 203,416 | $4,748 | 2.0% | $12.73 | +45.3% | COM | 12621E103 |
| — | MERIDIAN BANCORP INC MD | 211,051 | $3,936 | 1.7% | $11.49 | — | COM | 58958U103 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 112,472 | $3,795 | 1.6% | $17.15 | +72.7% | COM | 704699107 |
| — | STERLING BANCORP DEL | 143,563 | $3,539 | 1.5% | $14.40 | — | COM | 85917A100 |
| KEY | KEYCORP NEW | 177,092 | $3,333 | 1.4% | $7.93 | +57.1% | COM | 493267108 |
| SBCF | SEACOAST BKG CORP FLA | 139,223 | $3,326 | 1.4% | $11.96 | +93.6% | COM NEW | 811707801 |
| — | BANK AMER CORP | 249,437 | $3,303 | 1.4% | $9.35 | — | *W EXP 01/16/201 | 060505146 |
| JPM | JPMORGAN CHASE & CO | 32,289 | $3,084 | 1.3% | $44.73 | +64.7% | COM | 46625H100 |
| — | SOUTH ST CORP | 33,609 | $3,026 | 1.3% | $60.08 | — | COM | 840441109 |
| — | BB&T CORP | 63,504 | $2,980 | 1.3% | $37.10 | — | COM | 054937107 |
| HWC | HANCOCK HLDG CO | 59,742 | $2,894 | 1.2% | $32.37 | +41.5% | COM | 410120109 |
| — | FRANKLIN FINL NETWORK INC | 79,819 | $2,846 | 1.2% | $30.97 | — | COM | 35352P104 |
| FITB | FIFTH THIRD BANCORP | 100,609 | $2,815 | 1.2% | $13.25 | +46.8% | COM | 316773100 |
| JPM | JPMORGAN CHASE & CO | 86,300 | $2,776 | 1.2% | $44.73 | +64.7% | Call | 46625H100 |
| — | HARTFORD FINL SVCS GROUP INC | 53,218 | $2,664 | 1.1% | $28.05 | — | *W EXP 06/26/201 | 416515120 |
| — | PINNACLE FINL PARTNERS INC | 38,436 | $2,573 | 1.1% | $56.67 | — | COM | 72346Q104 |
| RF | REGIONS FINL CORP NEW | 167,893 | $2,557 | 1.1% | $7.34 | +42.0% | COM | 7591EP100 |
| — | SYNOVUS FINL CORP | 51,762 | $2,384 | 1.0% | $24.53 | — | COM NEW | 87161C501 |
| IMPM | IMPAC MTG HLDGS INC | 163,492 | $2,135 | 0.9% | $11.00 | +26.4% | COM NEW | 45254P508 |
| ABR | ARBOR RLTY TR INC | 239,059 | $1,960 | 0.8% | $6.79 | — | COM | 038923108 |
| MTB | M & T BK CORP | 12,065 | $1,943 | 0.8% | $88.80 | +37.9% | COM | 55261F104 |
| COF | CAPITAL ONE FINL CORP | 22,673 | $1,919 | 0.8% | $60.38 | +18.1% | COM | 14040H105 |
| — | 1ST CONSTITUTION BANCORP | 105,254 | $1,910 | 0.8% | $17.95 | — | COM | 31986N102 |
| BAC | BANK AMER CORP | 155,100 | $1,826 | 0.8% | $14.32 | +39.4% | Call | 060505104 |
| C | CITIGROUP INC | 63,500 | $1,787 | 0.8% | $37.66 | +37.8% | Call | 172967424 |
| — | MIDSOUTH BANCORP INC | 142,570 | $1,718 | 0.7% | $14.90 | — | COM | 598039105 |
| — | SUNTRUST BKS INC | 64,293 | $1,691 | 0.7% | $12.66 | — | *W EXP 12/31/201 | 867914129 |
| C | CITIGROUP INC | 22,799 | $1,659 | 0.7% | $37.66 | +37.8% | COM NEW | 172967424 |
| — | ATLANTIC COAST FINL CORP | 186,180 | $1,640 | 0.7% | $7.87 | — | COM | 048426100 |
| CMA | COMERICA INC | 21,050 | $1,605 | 0.7% | $33.45 | +49.1% | COM | 200340107 |
| — | RITE AID CORP | 817,434 | $1,602 | 0.7% | $6.56 | — | COM | 767754104 |
| FGBI | FIRST GTY BANCSHARES INC | 55,476 | $1,495 | 0.6% | $9.58 | +62.8% | COM | 32043P106 |
| NBTB | NBT BANCORP INC | 39,997 | $1,469 | 0.6% | $24.54 | +42.3% | COM | 628778102 |
| — | SUNTRUST BKS INC | 24,187 | $1,446 | 0.6% | $37.06 | — | COM | 867914103 |
| USB | US BANCORP DEL | 24,288 | $1,302 | 0.6% | $25.38 | +48.8% | COM NEW | 902973304 |
| — | ESSA BANCORP INC | 81,826 | $1,285 | 0.6% | $11.56 | — | COM | 29667D104 |
| THG | HANOVER INS GROUP INC | 12,804 | $1,241 | 0.5% | $42.09 | +76.0% | COM | 410867105 |
| EFSC | ENTERPRISE FINL SVCS CORP | 27,350 | $1,158 | 0.5% | $15.45 | +119.0% | COM | 293712105 |
| GSBD | GOLDMAN SACHS BDC INC | 50,128 | $1,144 | 0.5% | $21.30 | +4.7% | SHS | 38147U107 |
| KINS | KINGSTONE COS INC | 66,904 | $1,091 | 0.5% | $11.77 | +12.6% | COM | 496719105 |
| — | TRIANGLE CAP CORP | 75,887 | $1,084 | 0.5% | $19.32 | — | COM | 895848109 |
| — | XENITH BANKSHARES INC NEW | 33,230 | $1,080 | 0.5% | $28.20 | — | COM NEW | 984102202 |
| — | UNITED CMNTY BANCORP IND | 55,005 | $1,067 | 0.5% | $12.25 | — | COM | 90984R101 |
| — | BENEFICIAL BANCORP INC | 62,077 | $1,031 | 0.4% | $15.00 | — | COM | 08171T102 |
| — | PNC FINL SVCS GROUP INC | 14,754 | $994 | 0.4% | $19.88 | — | *W EXP 12/31/201 | 693475121 |
| CERS | CERUS CORP | 363,639 | $993 | 0.4% | $4.77 | -48.7% | COM | 157085101 |
| — | STATE BK FINL CORP | 33,236 | $952 | 0.4% | $18.34 | — | COM | 856190103 |
| MS | MORGAN STANLEY | 49,800 | $940 | 0.4% | $22.26 | +62.9% | Call | 617446448 |
| META | FACEBOOK INC | 5,500 | $940 | 0.4% | $49.86 | +232.4% | CL A | 30303M102 |
| — | FAUQUIER BANKSHARES INC VA | 46,781 | $929 | 0.4% | $16.16 | — | COM | 312059108 |
| — | TERRITORIAL BANCORP INC | 28,633 | $903 | 0.4% | $25.48 | — | COM | 88145X108 |
| — | FIRST DEFIANCE FINL CORP | 17,016 | $893 | 0.4% | $27.08 | — | COM | 32006W106 |
| — | UNITED FINL BANCORP INC NEW | 47,369 | $866 | 0.4% | $13.55 | — | COM | 910304104 |
| CBFV | CB FINL SVCS INC | 29,273 | $851 | 0.4% | $17.84 | +9.6% | COM | 12479G101 |
| BPOP | POPULAR INC | 22,924 | $824 | 0.4% | $28.98 | +9.8% | COM NEW | 733174700 |
| — | WELLS FARGO CO NEW | 37,967 | $818 | 0.4% | $17.61 | — | *W EXP 10/28/201 | 949746119 |
| OLP | ONE LIBERTY PPTYS INC | 33,548 | $817 | 0.4% | $21.30 | — | COM | 682406103 |
| MS | MORGAN STANLEY | 16,879 | $813 | 0.3% | $22.26 | +62.9% | COM NEW | 617446448 |
| MET | METLIFE INC | 15,279 | $794 | 0.3% | $30.13 | +21.6% | COM | 59156R108 |
| — | AMERICAN INTL GROUP INC | 37,997 | $760 | 0.3% | $16.43 | — | *W EXP 01/19/202 | 026874156 |
| MRCC | MONROE CAP CORP | 52,438 | $750 | 0.3% | $4.67 | +12.3% | COM | 610335101 |
| BANC | BANC OF CALIFORNIA INC | 35,900 | $745 | 0.3% | $15.16 | +7.2% | COM | 05990K106 |
| CNOB | CONNECTONE BANCORP INC NEW | 28,985 | $713 | 0.3% | $15.05 | +24.3% | COM | 20786W107 |
| — | CIT GROUP INC | 14,340 | $704 | 0.3% | $48.88 | — | COM NEW | 125581801 |
| — | BB&T CORP | 55,700 | $693 | 0.3% | $37.10 | — | Call | 054937107 |
| ALL | ALLSTATE CORP | 7,423 | $682 | 0.3% | $41.21 | +82.4% | COM | 020002101 |
| — | UNION BANKSHARES CORP NEW | 18,909 | $667 | 0.3% | $24.61 | — | COM | 90539J109 |
| WFC | WELLS FARGO CO NEW | 64,900 | $628 | 0.3% | — | — | Call | 949746101 |
| — | INVESTORS BANCORP INC NEW | 44,125 | $602 | 0.3% | $10.99 | — | COM | 46146L101 |
| BK | BANK NEW YORK MELLON CORP | 40,800 | $584 | 0.3% | $31.29 | +33.7% | Call | 064058100 |
| STT | STATE STR CORP | 6,088 | $582 | 0.2% | $50.63 | +42.5% | COM | 857477103 |
| — | CHEMICAL FINL CORP | 11,050 | $577 | 0.2% | $49.97 | — | COM | 163731102 |
| HAFC | HANMI FINL CORP | 17,914 | $554 | 0.2% | $18.99 | +47.4% | COM NEW | 410495204 |
| T | AT&T INC | 13,500 | $529 | 0.2% | $13.53 | +15.3% | COM | 00206R102 |
| HBAN | HUNTINGTON BANCSHARES INC | 36,612 | $511 | 0.2% | $5.68 | +60.0% | COM | 446150104 |
| TOWN | TOWNEBANK PORTSMOUTH VA | 15,129 | $507 | 0.2% | $20.95 | +48.5% | COM | 89214P109 |
| — | ALCENTRA CAP CORP | 47,292 | $506 | 0.2% | $13.11 | — | COM | 01374T102 |
| LNC | LINCOLN NATL CORP IND | 6,587 | $484 | 0.2% | $31.80 | +57.1% | COM | 534187109 |
| — | KKR & CO L P DEL | 23,000 | $468 | 0.2% | $22.87 | — | COM UNITS | 48248M102 |
| NWBI | NORTHWEST BANCSHARES INC MD | 26,995 | $466 | 0.2% | $6.88 | +41.2% | COM | 667340103 |
| CFG | CITIZENS FINL GROUP INC | 11,852 | $449 | 0.2% | $25.16 | -0.9% | COM | 174610105 |
| MET | METLIFE INC | 43,500 | $447 | 0.2% | $30.13 | +21.6% | Call | 59156R108 |
| — | BAY BANCORP INC | 38,698 | $439 | 0.2% | $5.35 | — | COM | 07203T106 |
| — | BROOKLINE BANCORP INC DEL | 28,180 | $437 | 0.2% | $9.54 | — | COM | 11373M107 |
| — | ZIONS BANCORPORATION | 28,379 | $431 | 0.2% | $12.01 | — | *W EXP 05/22/202 | 989701115 |
| — | PACIFIC MERCANTILE BANCORP | 47,000 | $430 | 0.2% | $7.11 | — | COM | 694552100 |
| — | PARAGON COML CORP | 7,500 | $423 | 0.2% | $35.10 | — | COM NEW | 69911U403 |
| — | DISCOVER FINL SVCS | 6,493 | $419 | 0.2% | $56.00 | — | COM | 254709108 |
| SMBK | SMARTFINANCIAL INC | 16,655 | $401 | 0.2% | $23.86 | 0.0% | COM NEW | 83190L208 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 8,500 | $393 | 0.2% | $21.50 | +58.3% | COM | 744573106 |
| — | SEVERN BANCORP ANNAPOLIS MD | 55,000 | $385 | 0.2% | $7.00 | — | COM | 81811M100 |
| WSBF | WATERSTONE FINL INC MD | 18,556 | $362 | 0.2% | $10.47 | +75.8% | COM | 94188P101 |
| PB | PROSPERITY BANCSHARES INC | 5,435 | $357 | 0.2% | $40.16 | +21.5% | COM | 743606105 |
| HOPE | HOPE BANCORP INC | 19,981 | $354 | 0.2% | $16.20 | +5.5% | COM | 43940T109 |
| FDUS | FIDUS INVT CORP | 20,600 | $331 | 0.1% | $5.75 | +10.6% | COM | 316500107 |
| PRU | PRUDENTIAL FINL INC | 11,900 | $325 | 0.1% | — | — | Call | 744320102 |
| — | LEGG MASON INC | 8,169 | $321 | 0.1% | $43.54 | — | COM | 524901105 |
| — | GUARANTY FED BANCSHARES INC | 15,000 | $321 | 0.1% | $14.73 | — | COM | 40108P101 |
| — | MAIDEN HOLDINGS LTD | 38,493 | $306 | 0.1% | $10.15 | — | SHS | G5753U112 |
| KEY | KEYCORP NEW | 49,400 | $306 | 0.1% | $7.93 | +57.1% | Call | 493267108 |
| — | XL GROUP LTD | 7,496 | $296 | 0.1% | $33.62 | — | COM | G98294104 |
| LEN | LENNAR CORP | 5,593 | $295 | 0.1% | $30.45 | +49.8% | CL A | 526057104 |
| — | RADIUS HEALTH INC | 7,500 | $289 | 0.1% | $66.19 | — | COM NEW | 750469207 |
| — | LYDALL INC DEL | 5,000 | $287 | 0.1% | $51.20 | — | COM | 550819106 |
| AIG | AMERICAN INTL GROUP INC | 4,613 | $283 | 0.1% | $37.86 | +32.5% | COM NEW | 026874784 |
| FNB | FNB CORP PA | 20,197 | $283 | 0.1% | $10.36 | -7.3% | COM | 302520101 |
| ABCB | AMERIS BANCORP | 5,869 | $282 | 0.1% | $23.81 | +69.9% | COM | 03076K108 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 1,316 | $281 | 0.1% | $128.20 | +18.0% | CL A | 55825T103 |
| FCCO | FIRST CMNTY CORP S C | 13,500 | $276 | 0.1% | $9.35 | +78.0% | COM | 319835104 |
| BDX | BECTON DICKINSON & CO | 1,394 | $273 | 0.1% | $85.77 | +99.4% | COM | 075887109 |
| — | HOMETOWN BANKSHARES CORP | 24,960 | $270 | 0.1% | $9.25 | — | COM | 43787N108 |
| OSBC | OLD SECOND BANCORP INC ILL | 20,000 | $269 | 0.1% | $4.45 | +143.0% | COM | 680277100 |
| ZION | ZIONS BANCORPORATION | 17,000 | $265 | 0.1% | — | — | Call | 989701107 |
| AAPL | APPLE INC | 1,722 | $265 | 0.1% | $30.44 | +18.8% | COM | 037833100 |
| HTB | HOMETRUST BANCSHARES INC | 10,000 | $257 | 0.1% | $24.58 | -2.9% | COM | 437872104 |
| — | BANK COMM HLDGS | 22,300 | $256 | 0.1% | $7.22 | — | COM | 06424J103 |
| RF | REGIONS FINL CORP NEW | 35,600 | $253 | 0.1% | $7.34 | +42.0% | Call | 7591EP100 |
| — | FIDELITY SOUTHERN CORP NEW | 10,622 | $251 | 0.1% | $23.64 | — | COM | 316394105 |
| CROX | CROCS INC | 25,492 | $247 | 0.1% | $12.37 | -30.9% | COM | 227046109 |
| — | HANESBRANDS INC | 10,000 | $246 | 0.1% | $20.80 | — | COM | 410345102 |
| — | ARALEZ PHARMACEUTICALS INC | 106,293 | $243 | 0.1% | $2.09 | — | COM | 03852X100 |
| UPS | UNITED PARCEL SERVICE INC | 1,993 | $239 | 0.1% | $70.63 | +17.3% | CL B | 911312106 |
| SSBI | SUMMIT ST BK SANTA ROSA CALI | 19,200 | $239 | 0.1% | $9.05 | -0.5% | COM | 866264203 |
| — | CITIZENS FIRST CORP | 10,000 | $238 | 0.1% | $23.80 | — | COM | 17462Q107 |
| CB | CHUBB LIMITED | 1,647 | $235 | 0.1% | $103.60 | +20.5% | COM | H1467J104 |
| PRKS | SEAWORLD ENTMT INC | 17,900 | $233 | 0.1% | $16.41 | -16.6% | COM | 81282V100 |
| IAT | ISHARES TR | 4,683 | $221 | 0.1% | $44.84 | — | US REGNL BKS ETF | 464288778 |
| — | CLIFTON BANCORP INC | 12,961 | $217 | 0.1% | $14.09 | — | COM | 186873105 |
| — | DISCOVER FINL SVCS | 14,600 | $214 | 0.1% | $56.00 | — | Call | 254709108 |
| PFE | PFIZER INC | 5,988 | $214 | 0.1% | $20.38 | +9.2% | COM | 717081103 |
| MCHB | HOMESTREET INC | 7,688 | $208 | 0.1% | $28.16 | -7.6% | COM | 43785V102 |
| HTGC | HERCULES CAPITAL INC | 15,000 | $194 | 0.1% | $13.61 | -5.8% | COM | 427096508 |
| — | SUNTRUST BKS INC | 10,400 | $187 | 0.1% | $37.06 | — | Call | 867914103 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,788 | $178 | 0.1% | $39.53 | +9.1% | COM | 110122108 |
| GNE | GENIE ENERGY LTD | 26,880 | $176 | 0.1% | $11.22 | -43.2% | CL B | 372284208 |
| — | SAFEGUARD SCIENTIFICS INC | 12,623 | $169 | 0.1% | $12.34 | — | COM NEW | 786449207 |
| AIG | AMERICAN INTL GROUP INC | 11,300 | $166 | 0.1% | $37.86 | +32.5% | Call | 026874784 |
| — | LEADING BRANDS INC | 197,571 | $163 | 0.1% | $3.85 | — | COM NEW | 52170U207 |
| — | PARK STERLING CORP | 10,000 | $124 | 0.1% | $6.66 | — | COM | 70086Y105 |
| FITB | FIFTH THIRD BANCORP | 14,600 | $123 | 0.1% | $13.25 | +46.8% | Call | 316773100 |
| BMY | BRISTOL MYERS SQUIBB CO | 5,000 | $115 | 0.0% | $39.53 | +9.1% | Call | 110122108 |
| BK | BANK NEW YORK MELLON CORP | 2,005 | $106 | 0.0% | $31.29 | +33.7% | COM | 064058100 |
| — | CIT GROUP INC | 7,000 | $103 | 0.0% | $48.88 | — | Call | 125581801 |
| ALL | ALLSTATE CORP | 4,000 | $93 | 0.0% | $41.21 | +82.4% | Call | 020002101 |
| — | BIOSCRIP INC | 24,075 | $66 | 0.0% | $6.01 | — | COM | 09069N108 |
| T | AT&T INC | 10,000 | $47 | 0.0% | $13.53 | +15.3% | Call | 00206R102 |
| — | HANESBRANDS INC | 5,000 | $47 | 0.0% | $20.80 | — | Call | 410345102 |
| — | SEVEN STARS CLOUD GROUP INC | 17,300 | $46 | 0.0% | $2.66 | — | COM | 81789Y102 |
| PFE | PFIZER INC | 10,000 | $44 | 0.0% | $20.38 | +9.2% | Call | 717081103 |
| LEN | LENNAR CORP | 4,900 | $41 | 0.0% | $30.45 | +49.8% | Call | 526057104 |
| — | OHR PHARMACEUTICAL INC | 35,715 | $26 | 0.0% | $0.64 | — | COM NEW | 67778H200 |
| — | GENERAL ELECTRIC CO | 27,000 | $26 | 0.0% | — | — | Call | 369604103 |
| — | ABILITY INC | 27,000 | $19 | 0.0% | $8.03 | — | SHS | G8789K108 |
| PRKS | SEAWORLD ENTMT INC | 24,000 | $5 | 0.0% | $16.41 | -16.6% | Call | 81282V100 |
| — | GLAXOSMITHKLINE PLC | 10,000 | $4 | 0.0% | — | — | Call | 37733W105 |
| — | RITE AID CORP | 15,000 | $0 | 0.0% | $6.56 | — | Call | 767754104 |