Location: New York, NY
CIK: 0001059543 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 9, 2018
Total Value: $255M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BAC | BANK AMER CORP | 1,523,814 | $44.98M | 17.7% | $29.52 * | $14.32 | +70.8% | COM | 060505104 |
| — | JPMORGAN CHASE & CO | 169,298 | $11.25M | 4.4% | $66.43 | $23.33 | — | *W EXP 10/28/201 | 46634E114 |
| — | M & T BK CORP | 96,457 | $9.414M | 3.7% | $97.60 | $49.08 | — | *W EXP 12/23/201 | 55261F112 |
| — | SOUTHERN NATL BANCORP OF VA | 475,759 | $7.626M | 3.0% | $16.03 | $11.17 | — | COM | 843395104 |
| — | CAPITAL ONE FINL CORP | 119,210 | $6.911M | 2.7% | $57.97 | $35.54 | — | *W EXP 11/14/201 | 14040H139 |
| — | MB FINANCIAL INC NEW | 155,186 | $6.909M | 2.7% | $44.52 | $29.85 | — | COM | 55264U108 |
| — | COMERICA INC | 114,763 | $6.691M | 2.6% | $58.30 | $20.65 | — | *W EXP 11/14/201 | 200340115 |
| PNC | PNC FINL SVCS GROUP INC | 40,474 | $5.84M | 2.3% | $144.29 * | $51.88 | +110.8% | COM | 693475105 |
| — | FRANKLIN FINL NETWORK INC | 158,216 | $5.395M | 2.1% | $34.10 | $32.52 | — | COM | 35352P104 |
| — | COWEN INC | 384,593 | $5.249M | 2.1% | $13.65 | $15.91 | — | CL A NEW | 223622606 |
| CNO | CNO FINL GROUP INC | 188,416 | $4.652M | 1.8% | $24.69 * | $12.73 | +61.7% | COM | 12621E103 |
| — | BANK AMER CORP | 249,437 | $4.38M | 1.7% | $17.56 | $9.35 | — | *W EXP 01/16/201 | 060505146 |
| — | MERIDIAN BANCORP INC MD | 211,051 | $4.347M | 1.7% | $20.60 | $11.49 | — | COM | 58958U103 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 112,472 | $3.939M | 1.5% | $35.02 * | $17.15 | +92.6% | COM | 704699107 |
| KEY | KEYCORP NEW | 177,092 | $3.572M | 1.4% | $20.17 * | $7.93 | +76.8% | COM | 493267108 |
| — | STERLING BANCORP DEL | 143,500 | $3.53M | 1.4% | $24.60 | $14.40 | — | COM | 85917A100 |
| SBCF | SEACOAST BKG CORP FLA | 139,223 | $3.51M | 1.4% | $25.21 | $11.96 | +110.8% | COM NEW | 811707801 |
| JPM | JPMORGAN CHASE & CO | 32,289 | $3.453M | 1.4% | $106.94 * | $44.73 | +92.1% | COM | 46625H100 |
| — | BB&T CORP | 63,265 | $3.146M | 1.2% | $49.73 | $37.10 | — | COM | 054937107 |
| FITB | FIFTH THIRD BANCORP | 100,609 | $3.052M | 1.2% | $30.34 * | $13.25 | +69.7% | COM | 316773100 |
| — | SOUTH ST CORP | 34,984 | $3.049M | 1.2% | $87.15 | $61.15 | — | COM | 840441109 |
| JPM | JPMORGAN CHASE & CO | 86,300 | $2.983M | 1.2% | $34.57 * | $44.73 | +92.1% | Call | 46625H100 |
| HWC | HANCOCK HLDG CO | 59,736 | $2.957M | 1.2% | $49.50 | $32.37 | +52.9% | COM | 410120109 |
| RF | REGIONS FINL CORP NEW | 167,647 | $2.897M | 1.1% | $17.28 * | $7.34 | +72.4% | COM | 7591EP100 |
| — | HARTFORD FINL SVCS GROUP INC | 53,218 | $2.743M | 1.1% | $51.54 | $28.05 | — | *W EXP 06/26/201 | 416515120 |
| — | PINNACLE FINL PARTNERS INC | 38,436 | $2.548M | 1.0% | $66.29 | $56.67 | — | COM | 72346Q104 |
| — | SYNOVUS FINL CORP | 51,762 | $2.481M | 1.0% | $47.93 | $24.53 | — | COM NEW | 87161C501 |
| COF | CAPITAL ONE FINL CORP | 22,639 | $2.254M | 0.9% | $99.56 * | $60.38 | +43.6% | COM | 14040H105 |
| BAC | BANK AMER CORP | 158,600 | $2.096M | 0.8% | $13.22 * | $14.32 | +70.8% | Call | 060505104 |
| ABR | ARBOR RLTY TR INC | 239,059 | $2.065M | 0.8% | $8.64 | $6.79 | — | COM | 038923108 |
| — | 1ST CONSTITUTION BANCORP | 112,028 | $2.05M | 0.8% | $18.30 | $17.97 | — | COM | 31986N102 |
| MTB | M & T BK CORP | 11,960 | $2.045M | 0.8% | $170.99 * | $88.80 | +51.2% | COM | 55261F104 |
| — | SUNTRUST BKS INC | 64,293 | $2.004M | 0.8% | $31.17 | $12.66 | — | *W EXP 12/31/201 | 867914129 |
| CMA | COMERICA INC | 21,050 | $1.827M | 0.7% | $86.79 * | $33.45 | +81.9% | COM | 200340107 |
| — | MIDSOUTH BANCORP INC | 137,426 | $1.821M | 0.7% | $13.25 | $14.90 | — | COM | 598039105 |
| — | ATLANTIC COAST FINL CORP | 183,180 | $1.727M | 0.7% | $9.43 | $7.87 | — | COM | 048426100 |
| C | CITIGROUP INC | 63,500 | $1.713M | 0.7% | $26.98 * | $37.66 | +51.1% | Call | 172967424 |
| IMPM | IMPAC MTG HLDGS INC | 163,492 | $1.661M | 0.7% | $10.16 * | $11.00 | +9.8% | COM NEW | 45254P508 |
| — | SUNTRUST BKS INC | 24,187 | $1.562M | 0.6% | $64.58 | $37.06 | — | COM | 867914103 |
| FGBI | FIRST GTY BANCSHARES INC | 61,020 | $1.526M | 0.6% | $25.01 * | $10.15 | +57.4% | COM | 32043P106 |
| NBTB | NBT BANCORP INC | 39,997 | $1.472M | 0.6% | $36.80 | $24.54 | +50.0% | COM | 628778102 |
| THG | HANOVER INS GROUP INC | 12,804 | $1.384M | 0.5% | $108.09 * | $42.09 | +101.9% | COM | 410867105 |
| CERS | CERUS CORP | 403,639 | $1.364M | 0.5% | $3.38 | $4.64 | -27.1% | COM | 157085101 |
| USB | US BANCORP DEL | 24,288 | $1.301M | 0.5% | $53.57 * | $25.38 | +54.0% | COM NEW | 902973304 |
| — | ESSA BANCORP INC | 81,826 | $1.282M | 0.5% | $15.67 | $11.56 | — | COM | 29667D104 |
| C | CITIGROUP INC | 17,174 | $1.278M | 0.5% | $74.41 * | $37.66 | +51.1% | COM NEW | 172967424 |
| EFSC | ENTERPRISE FINL SVCS CORP | 27,350 | $1.235M | 0.5% | $45.16 * | $15.45 | +151.1% | COM | 293712105 |
| — | CIT GROUP INC | 24,340 | $1.198M | 0.5% | $49.22 | $49.02 | — | COM NEW | 125581801 |
| — | PNC FINL SVCS GROUP INC | 14,754 | $1.147M | 0.5% | $77.74 | $19.88 | — | *W EXP 12/31/201 | 693475121 |
| — | UNITED CMNTY BANCORP IND | 55,005 | $1.13M | 0.4% | $20.54 | $12.25 | — | COM | 90984R101 |
| — | XENITH BANKSHARES INC NEW | 33,230 | $1.124M | 0.4% | $33.82 | $28.20 | — | COM NEW | 984102202 |
| GSBD | GOLDMAN SACHS BDC INC | 50,128 | $1.112M | 0.4% | $22.18 | $21.30 | +4.1% | SHS | 38147U107 |
| KINS | KINGSTONE COS INC | 56,904 | $1.07M | 0.4% | $18.80 * | $11.77 | +38.0% | COM | 496719105 |
| — | WELLS FARGO CO NEW | 37,967 | $1.044M | 0.4% | $27.50 | $17.61 | — | *W EXP 10/28/201 | 949746119 |
| — | FAUQUIER BANKSHARES INC VA | 46,781 | $1.025M | 0.4% | $21.91 | $16.16 | — | COM | 312059108 |
| — | BENEFICIAL BANCORP INC | 62,077 | $1.021M | 0.4% | $16.45 | $15.00 | — | COM | 08171T102 |
| — | STATE BK FINL CORP | 33,236 | $992K | 0.4% | $29.85 | $18.34 | — | COM | 856190103 |
| META | FACEBOOK INC | 5,500 | $971K | 0.4% | $176.55 | $49.86 | +251.5% | CL A | 30303M102 |
| WFC | WELLS FARGO CO NEW | 64,900 | $951K | 0.4% | $14.65 | — | — | Call | 949746101 |
| MS | MORGAN STANLEY | 49,800 | $930K | 0.4% | $18.67 * | $22.26 | +85.5% | Call | 617446448 |
| MS | MORGAN STANLEY | 16,879 | $886K | 0.3% | $52.49 * | $22.26 | +85.5% | COM NEW | 617446448 |
| — | TERRITORIAL BANCORP INC | 28,633 | $884K | 0.3% | $30.87 | $25.48 | — | COM | 88145X108 |
| — | FIRST DEFIANCE FINL CORP | 16,928 | $880K | 0.3% | $51.98 | $27.08 | — | COM | 32006W106 |
| CBFV | CB FINL SVCS INC | 29,273 | $878K | 0.3% | $29.99 * | $17.84 | +21.7% | COM | 12479G101 |
| OLP | ONE LIBERTY PPTYS INC | 33,548 | $870K | 0.3% | $25.93 | $21.30 | — | COM | 682406103 |
| — | AMERICAN INTL GROUP INC | 47,828 | $867K | 0.3% | $18.13 | $16.78 | — | *W EXP 01/19/202 | 026874156 |
| — | RITE AID CORP | 437,373 | $862K | 0.3% | $1.97 | $6.56 | — | COM | 767754104 |
| — | UNITED FINL BANCORP INC NEW | 47,369 | $836K | 0.3% | $17.65 | $13.55 | — | COM | 910304104 |
| BPOP | POPULAR INC | 22,904 | $813K | 0.3% | $35.50 * | $28.98 | -2.5% | COM NEW | 733174700 |
| MET | METLIFE INC | 15,279 | $773K | 0.3% | $50.59 * | $30.13 | +27.4% | COM | 59156R108 |
| ALL | ALLSTATE CORP | 7,349 | $770K | 0.3% | $104.78 * | $41.21 | +111.4% | COM | 020002101 |
| CNOB | CONNECTONE BANCORP INC NEW | 29,283 | $754K | 0.3% | $25.75 * | $15.11 | +40.7% | COM | 20786W107 |
| MRCC | MONROE CAP CORP | 52,438 | $721K | 0.3% | $13.75 * | $4.67 | +15.3% | COM | 610335101 |
| — | TRIANGLE CAP CORP | 75,887 | $720K | 0.3% | $9.49 | $19.32 | — | COM | 895848109 |
| — | UNION BANKSHARES CORP NEW | 18,909 | $684K | 0.3% | $36.17 | $24.61 | — | COM | 90539J109 |
| — | BB&T CORP | 57,300 | $646K | 0.3% | $11.27 | $37.10 | — | Call | 054937107 |
| — | DIME CMNTY BANCSHARES | 30,000 | $629K | 0.2% | $20.97 | $20.97 | — | COM | 253922108 |
| BANC | BANC OF CALIFORNIA INC | 30,286 | $625K | 0.2% | $20.64 * | $15.16 | +13.6% | COM | 05990K106 |
| STT | STATE STR CORP | 6,088 | $594K | 0.2% | $97.57 * | $50.63 | +50.7% | COM | 857477103 |
| — | CHEMICAL FINL CORP | 11,050 | $591K | 0.2% | $53.48 | $49.97 | — | COM | 163731102 |
| BK | BANK NEW YORK MELLON CORP | 38,800 | $549K | 0.2% | $14.15 * | $31.29 | +38.0% | Call | 064058100 |
| HAFC | HANMI FINL CORP | 17,914 | $544K | 0.2% | $30.37 | $18.99 | +59.8% | COM NEW | 410495204 |
| T | AT&T INC | 13,500 | $537K | 0.2% | $39.78 * | $13.53 | +21.3% | COM | 00206R102 |
| — | ZIONS BANCORPORATION | 28,379 | $534K | 0.2% | $18.82 | $12.01 | — | *W EXP 05/22/202 | 989701115 |
| HBAN | HUNTINGTON BANCSHARES INC | 36,612 | $533K | 0.2% | $14.56 * | $5.68 | +79.4% | COM | 446150104 |
| LNC | LINCOLN NATL CORP IND | 6,587 | $506K | 0.2% | $76.82 * | $31.80 | +71.8% | COM | 534187109 |
| CFG | CITIZENS FINL GROUP INC | 11,852 | $498K | 0.2% | $42.02 * | $25.16 | +19.7% | COM | 174610105 |
| — | KKR & CO L P DEL | 23,000 | $484K | 0.2% | $21.04 | $22.87 | — | COM UNITS | 48248M102 |
| — | DISCOVER FINL SVCS | 6,258 | $481K | 0.2% | $76.86 | $56.00 | — | COM | 254709108 |
| — | BROOKLINE BANCORP INC DEL | 30,496 | $479K | 0.2% | $15.71 | $10.01 | — | COM | 11373M107 |
| — | BAY BANCORP INC | 38,698 | $473K | 0.2% | $12.22 | $5.35 | — | COM | 07203T106 |
| TOWN | TOWNEBANK PORTSMOUTH VA | 15,129 | $465K | 0.2% | $30.74 | $20.95 | +46.8% | COM | 89214P109 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 8,500 | $438K | 0.2% | $51.53 * | $21.50 | +82.8% | COM | 744573106 |
| — | PACIFIC MERCANTILE BANCORP | 47,000 | $411K | 0.2% | $8.74 | $7.11 | — | COM | 694552100 |
| — | HARBORONE BANCORP INC | 21,405 | $410K | 0.2% | $19.15 | $19.15 | — | COM | 41165F101 |
| PRU | PRUDENTIAL FINL INC | 11,900 | $409K | 0.2% | $34.37 | — | — | Call | 744320102 |
| — | PACIFIC PREMIER BANCORP | 10,000 | $400K | 0.2% | $40.00 | $40.00 | — | COM | 69478X105 |
| MET | METLIFE INC | 43,500 | $400K | 0.2% | $9.20 * | $30.13 | +27.4% | Call | 59156R108 |
| — | SEVERN BANCORP ANNAPOLIS MD | 55,000 | $399K | 0.2% | $7.25 | $7.00 | — | COM | 81811M100 |
| — | PARAGON COML CORP | 7,500 | $399K | 0.2% | $53.20 | $35.10 | — | COM NEW | 69911U403 |
| — | INVESTORS BANCORP INC NEW | 28,591 | $397K | 0.2% | $13.89 | $10.99 | — | COM | 46146L101 |
| — | ALCENTRA CAP CORP | 47,292 | $397K | 0.2% | $8.39 | $13.11 | — | COM | 01374T102 |
| PB | PROSPERITY BANCSHARES INC | 5,435 | $381K | 0.1% | $70.10 * | $40.16 | +37.3% | COM | 743606105 |
| HOPE | HOPE BANCORP INC | 19,981 | $365K | 0.1% | $18.27 | $16.20 | +12.7% | COM | 43940T109 |
| — | DISCOVER FINL SVCS | 14,600 | $363K | 0.1% | $24.86 | $56.00 | — | Call | 254709108 |
| NWBI | NORTHWEST BANCSHARES INC MD | 21,133 | $354K | 0.1% | $16.75 * | $6.88 | +50.7% | COM | 667340103 |
| LEN | LENNAR CORP | 5,576 | $353K | 0.1% | $63.31 * | $30.45 | +84.1% | CL A | 526057104 |
| KEY | KEYCORP NEW | 49,400 | $350K | 0.1% | $7.09 * | $7.93 | +76.8% | Call | 493267108 |
| KRNY | KEARNY FINL CORP MD | 24,130 | $349K | 0.1% | $14.46 | $14.85 | -2.7% | COM | 48716P108 |
| — | LEGG MASON INC | 8,169 | $343K | 0.1% | $41.99 | $43.54 | — | COM | 524901105 |
| — | GUARANTY FED BANCSHARES INC | 15,000 | $337K | 0.1% | $22.47 | $14.73 | — | COM | 40108P101 |
| ZION | ZIONS BANCORPORATION | 17,000 | $333K | 0.1% | $19.59 | — | — | Call | 989701107 |
| CROX | CROCS INC | 25,492 | $322K | 0.1% | $12.63 | $12.37 | +2.2% | COM | 227046109 |
| RF | REGIONS FINL CORP NEW | 35,600 | $317K | 0.1% | $8.90 * | $7.34 | +72.4% | Call | 7591EP100 |
| — | XL GROUP LTD | 8,996 | $316K | 0.1% | $35.13 | $33.87 | — | COM | G98294104 |
| WSBF | WATERSTONE FINL INC MD | 18,556 | $316K | 0.1% | $17.03 | $10.47 | +62.9% | COM | 94188P101 |
| FDUS | FIDUS INVT CORP | 20,600 | $313K | 0.1% | $15.19 * | $5.75 | +7.0% | COM | 316500107 |
| — | LEADING BRANDS INC | 187,571 | $306K | 0.1% | $1.63 | $3.85 | — | COM NEW | 52170U207 |
| FCCO | FIRST CMNTY CORP S C | 13,500 | $305K | 0.1% | $22.59 * | $9.35 | +95.7% | COM | 319835104 |
| FNB | FNB CORP PA | 21,596 | $298K | 0.1% | $13.80 * | $10.33 | -2.5% | COM | 302520101 |
| BDX | BECTON DICKINSON & CO | 1,394 | $298K | 0.1% | $213.77 * | $85.77 | +116.1% | COM | 075887109 |
| AAPL | APPLE INC | 1,722 | $292K | 0.1% | $169.57 * | $30.44 | +30.2% | COM | 037833100 |
| ABCB | AMERIS BANCORP | 5,829 | $281K | 0.1% | $48.21 * | $23.81 | +81.2% | COM | 03076K108 |
| — | HOMETOWN BANKSHARES CORP | 24,960 | $279K | 0.1% | $11.18 | $9.25 | — | COM | 43787N108 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 1,316 | $277K | 0.1% | $210.49 * | $170.25 | +17.3% | CL A | 55825T103 |
| AIG | AMERICAN INTL GROUP INC | 4,613 | $275K | 0.1% | $59.61 * | $37.86 | +27.9% | COM NEW | 026874784 |
| OSBC | OLD SECOND BANCORP INC ILL | 20,000 | $273K | 0.1% | $13.65 * | $4.45 | +182.6% | COM | 680277100 |
| HTGC | HERCULES CAPITAL INC | 20,000 | $262K | 0.1% | $13.10 | $13.48 | -2.7% | COM | 427096508 |
| HTB | HOMETRUST BANCSHARES INC | 10,000 | $258K | 0.1% | $25.80 | $24.58 | +4.8% | COM | 437872104 |
| — | BANK COMM HLDGS | 22,300 | $256K | 0.1% | $11.48 | $7.22 | — | COM | 06424J103 |
| — | LYDALL INC DEL | 5,000 | $254K | 0.1% | $50.80 | $51.20 | — | COM | 550819106 |
| — | MAIDEN HOLDINGS LTD | 38,493 | $254K | 0.1% | $6.60 | $10.15 | — | SHS | G5753U112 |
| COLB | COLUMBIA BKG SYS INC | 5,603 | $243K | 0.1% | $43.37 * | $30.37 | -0.3% | COM | 197236102 |
| PRKS | SEAWORLD ENTMT INC | 17,900 | $243K | 0.1% | $13.58 | $16.41 | -17.3% | COM | 81282V100 |
| SSBI | SUMMIT ST BK SANTA ROSA CALI | 19,200 | $242K | 0.1% | $12.60 * | $9.05 | -0.4% | COM | 866264203 |
| — | CITIZENS FIRST CORP | 10,000 | $240K | 0.1% | $24.00 | $23.80 | — | COM | 17462Q107 |
| — | SUNTRUST BKS INC | 10,400 | $240K | 0.1% | $23.08 | $37.06 | — | Call | 867914103 |
| — | RADIUS HEALTH INC | 7,500 | $238K | 0.1% | $31.73 | $66.19 | — | COM NEW | 750469207 |
| CB | CHUBB LIMITED | 1,628 | $238K | 0.1% | $146.19 * | $103.60 | +22.9% | COM | H1467J104 |
| UPS | UNITED PARCEL SERVICE INC | 1,993 | $237K | 0.1% | $118.92 * | $70.63 | +24.3% | CL B | 911312106 |
| — | FIDELITY SOUTHERN CORP NEW | 10,622 | $232K | 0.1% | $21.84 | $23.64 | — | COM | 316394105 |
| IAT | ISHARES TR | 4,683 | $231K | 0.1% | $49.33 | $46.17 | +6.8% | US REGNL BKS ETF | 464288778 |
| — | CLIFTON BANCORP INC | 12,933 | $221K | 0.1% | $17.09 | $14.09 | — | COM | 186873105 |
| PFE | PFIZER INC | 5,988 | $217K | 0.1% | $36.24 * | $20.38 | +18.2% | COM | 717081103 |
| — | COASTWAY BANCORP INC | 10,000 | $212K | 0.1% | $21.20 | $21.20 | — | COM | 190632109 |
| — | HANESBRANDS INC | 10,000 | $209K | 0.1% | $20.90 | $20.80 | — | COM | 410345102 |
| — | CIT GROUP INC | 13,000 | $196K | 0.1% | $15.08 | $49.02 | — | Call | 125581801 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,788 | $171K | 0.1% | $61.33 * | $39.53 | +15.2% | COM | 110122108 |
| — | ARALEZ PHARMACEUTICALS INC | 106,293 | $151K | 0.1% | $1.42 | $2.09 | — | COM | 03852X100 |
| FITB | FIFTH THIRD BANCORP | 14,400 | $148K | 0.1% | $10.28 * | $13.25 | +69.7% | Call | 316773100 |
| AIG | AMERICAN INTL GROUP INC | 11,300 | $145K | 0.1% | $12.83 * | $37.86 | +27.9% | Call | 026874784 |
| ALL | ALLSTATE CORP | 3,800 | $131K | 0.1% | $34.47 * | $41.21 | +111.4% | Call | 020002101 |
| — | SAFEGUARD SCIENTIFICS INC | 10,751 | $120K | 0.0% | $11.16 | $12.34 | — | COM NEW | 786449207 |
| GNE | GENIE ENERGY LTD | 26,380 | $115K | 0.0% | $4.36 | $11.22 | -61.1% | CL B | 372284208 |
| BK | BANK NEW YORK MELLON CORP | 2,005 | $108K | 0.0% | $53.87 * | $31.29 | +38.0% | COM | 064058100 |
| BMY | BRISTOL MYERS SQUIBB CO | 5,000 | $96,000 | 0.0% | $19.20 * | $39.53 | +15.2% | Call | 110122108 |
| — | XL GROUP LTD | 6,800 | $91,000 | 0.0% | $13.38 | $33.87 | — | Call | G98294104 |
| — | BIOSCRIP INC | 24,075 | $70,000 | 0.0% | $2.91 | $6.01 | — | COM | 09069N108 |
| PFE | PFIZER INC | 10,000 | $48,000 | 0.0% | $4.80 * | $20.38 | +18.2% | Call | 717081103 |
| T | AT&T INC | 10,000 | $47,000 | 0.0% | $4.70 * | $13.53 | +21.3% | Call | 00206R102 |
| — | HANESBRANDS INC | 10,000 | $46,000 | 0.0% | $4.60 | $20.80 | — | Call | 410345102 |
| — | OHR PHARMACEUTICAL INC | 18,715 | $35,000 | 0.0% | $1.87 | $0.64 | — | COM NEW | 67778H200 |
| — | GENERAL ELECTRIC CO | 41,500 | $10,000 | 0.0% | $0.24 | — | — | Call | 369604103 |
| PRKS | SEAWORLD ENTMT INC | 13,000 | $2,000 | 0.0% | $0.15 * | $16.41 | -17.3% | Call | 81282V100 |
| — | RITE AID CORP | 15,000 | $0 | 0.0% | $0.00 | $6.56 | — | Call | 767754104 |
| — | GLAXOSMITHKLINE PLC | 10,000 | $0 | 0.0% | $0.00 | — | — | Call | 37733W105 |