Location: Portland, ME
CIK: 0001744348 · Show all filings
Period: Q2 2018 (Next →)
Filing Date: Sep 24, 2018
Total Value: $185M (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| MSFT | MICROSOFT CORP | 57,994 | $5.719M | 3.1% | $98.61 * | $89.76 | +2.0% | COM | 594918104 |
| TYL | TYLER TECHNOLOGIES INC | 21,942 | $4.873M | 2.6% | $222.09 | $224.90 | -1.2% | COM | 902252105 |
| RYN | RAYONIER INC | 102,275 | $3.957M | 2.1% | $38.69 | $38.69 | — | COM | 754907103 |
| INTC | INTEL CORP | 78,622 | $3.908M | 2.1% | $49.71 * | $45.05 | -6.2% | COM | 458140100 |
| HON | HONEYWELL INTL INC | 24,258 | $3.494M | 1.9% | $144.03 * | $113.57 | -1.9% | COM | 438516106 |
| VYM | VANGUARD WHITEHALL FDS INC | 42,014 | $3.489M | 1.9% | $83.04 | $83.74 | -0.8% | HIGH DIV YLD | 921946406 |
| — | UNILEVER PLC | 61,879 | $3.421M | 1.8% | $55.29 | $55.29 | — | SPON ADR NEW | 904767704 |
| WM | WASTE MGMT INC DEL | 38,942 | $3.168M | 1.7% | $81.35 * | $72.68 | -1.4% | COM | 94106L109 |
| PFE | PFIZER INC | 87,126 | $3.161M | 1.7% | $36.28 * | $24.30 | +1.2% | COM | 717081103 |
| BMY | BRISTOL MYERS SQUIBB CO | 57,075 | $3.159M | 1.7% | $55.35 * | $40.63 | +2.5% | COM | 110122108 |
| — | PEOPLES UNITED FINANCIAL INC | 168,926 | $3.056M | 1.6% | $18.09 | $18.09 | — | COM | 712704105 |
| JPM | JPMORGAN CHASE & CO | 28,516 | $2.971M | 1.6% | $104.19 * | $89.02 | -5.0% | COM | 46625H100 |
| FLRN | SPDR SER TR | 95,930 | $2.95M | 1.6% | $30.75 | $30.75 | +0.0% | BLOMBERG BRC INV | 78468R200 |
| — | TOTAL S A | 47,868 | $2.899M | 1.6% | $60.56 | $60.56 | — | SPONSORED ADR | 89151E109 |
| NGG | NATIONAL GRID PLC | 51,194 | $2.859M | 1.5% | $55.85 | $57.10 | -2.2% | SPONSORED ADR NE | 636274409 |
| — | MACQUARIE FT TR GB INF UT DI | 263,308 | $2.852M | 1.5% | $10.83 | $10.83 | — | COM | 55607W100 |
| — | TORTOISE ENERGY INFRA CORP | 105,851 | $2.825M | 1.5% | $26.69 | $26.69 | — | COM | 89147L100 |
| AAPL | APPLE INC | 14,730 | $2.727M | 1.5% | $185.13 * | $42.75 | +2.2% | COM | 037833100 |
| — | GLAXOSMITHKLINE PLC | 67,227 | $2.71M | 1.5% | $40.31 | $40.31 | — | SPONSORED ADR | 37733W105 |
| AWK | AMERICAN WTR WKS CO INC NEW | 31,729 | $2.709M | 1.5% | $85.38 * | $71.59 | +3.5% | COM | 030420103 |
| GLW | CORNING INC | 96,641 | $2.659M | 1.4% | $27.51 * | $22.38 | -0.0% | COM | 219350105 |
| SCHG | SCHWAB STRATEGIC TR | 33,949 | $2.573M | 1.4% | $75.79 * | $9.31 | +1.7% | US LCAP GR ETF | 808524300 |
| CAG | CONAGRA BRANDS INC | 69,584 | $2.486M | 1.3% | $35.73 * | $27.67 | -3.9% | COM | 205887102 |
| EUDG | WISDOMTREE TR | 96,407 | $2.466M | 1.3% | $25.58 | $26.55 | -3.7% | EURO QTLY DIV GR | 97717X610 |
| GNR | SPDR INDEX SHS FDS | 48,831 | $2.445M | 1.3% | $50.07 | $50.81 | -1.4% | GLB NAT RESRCE | 78463X541 |
| SCHD | SCHWAB STRATEGIC TR | 49,558 | $2.443M | 1.3% | $49.30 * | $16.46 | -0.2% | US DIVIDEND EQ | 808524797 |
| ILF | ISHARES TR | 78,673 | $2.328M | 1.3% | $29.59 | $33.78 | -12.4% | LATN AMER 40 ETF | 464287390 |
| — | WEINGARTEN RLTY INVS | 73,770 | $2.273M | 1.2% | $30.81 | $30.81 | — | SH BEN INT | 948741103 |
| VOD | VODAFONE GROUP PLC NEW | 90,639 | $2.203M | 1.2% | $24.31 | $27.28 | -10.9% | SPONSORED ADR | 92857W308 |
| DVYA | ISHARES INC | 46,857 | $2.098M | 1.1% | $44.77 | $46.33 | -3.4% | ASIA/PAC DIV ETF | 464286293 |
| EDIV | SPDR INDEX SHS FDS | 68,034 | $2.084M | 1.1% | $30.63 | $33.45 | -8.4% | S&P EM MKT DIV | 78463X533 |
| PCH | POTLATCHDELTIC CORPORATION | 40,401 | $2.054M | 1.1% | $50.84 | $50.84 | — | COM | 737630103 |
| HSBC | HSBC HLDGS PLC | 43,526 | $2.052M | 1.1% | $47.14 | $48.93 | -3.7% | SPON ADR NEW | 404280406 |
| IVW | ISHARES TR | 12,032 | $1.957M | 1.1% | $162.65 * | $40.17 | +1.2% | S&P 500 GRWT ETF | 464287309 |
| CSCO | CISCO SYS INC | 45,269 | $1.948M | 1.1% | $43.03 * | $34.74 | -1.5% | COM | 17275R102 |
| OKE | ONEOK INC NEW | 27,799 | $1.941M | 1.0% | $69.82 * | $39.78 | +8.9% | COM | 682680103 |
| IP | INTL PAPER CO | 37,202 | $1.937M | 1.0% | $52.07 * | $36.35 | -3.0% | COM | 460146103 |
| — | SENIOR HSG PPTYS TR | 103,014 | $1.864M | 1.0% | $18.09 | $18.09 | — | SH BEN INT | 81721M109 |
| — | SEAGATE TECHNOLOGY PLC | 32,947 | $1.861M | 1.0% | $56.48 | $56.48 | — | SHS | G7945M107 |
| CAT | CATERPILLAR INC DEL | 13,295 | $1.804M | 1.0% | $135.69 * | $126.53 | -9.1% | COM | 149123101 |
| RPM | RPM INTL INC | 30,769 | $1.794M | 1.0% | $58.31 | $50.15 | +16.3% | COM | 749685103 |
| CWB | SPDR SERIES TRUST | 32,071 | $1.7M | 0.9% | $53.01 | $52.78 | +0.5% | BLMBRG BRC CNVRT | 78464A359 |
| IFGL | ISHARES TR | 57,379 | $1.674M | 0.9% | $29.17 | $29.93 | -2.5% | INTL DEV RE ETF | 464288489 |
| VCIT | VANGUARD SCOTTSDALE FDS | 18,923 | $1.58M | 0.9% | $83.50 | $83.64 | -0.1% | INT-TERM CORP | 92206C870 |
| VWO | VANGUARD INTL EQUITY INDEX F | 37,230 | $1.571M | 0.8% | $42.20 | $45.16 | -6.6% | FTSE EMR MKT ETF | 922042858 |
| DEO | DIAGEO P L C | 10,694 | $1.54M | 0.8% | $144.01 | $143.20 | +0.6% | SPON ADR NEW | 25243Q205 |
| — | DOWDUPONT INC | 23,115 | $1.524M | 0.8% | $65.93 | $65.93 | — | COM | 26078J100 |
| T | AT&T INC | 46,796 | $1.503M | 0.8% | $32.12 * | $14.53 | -3.2% | COM | 00206R102 |
| — | GENERAL ELECTRIC CO | 108,259 | $1.473M | 0.8% | $13.61 | $13.61 | — | COM | 369604103 |
| IJH | ISHARES TR | 7,276 | $1.417M | 0.8% | $194.75 * | $38.63 | +0.8% | CORE S&P MCP ETF | 464287507 |
| TGT | TARGET CORP | 17,454 | $1.329M | 0.7% | $76.14 * | $59.64 | +3.8% | COM | 87612E106 |
| HD | HOME DEPOT INC | 6,712 | $1.31M | 0.7% | $195.17 * | $155.00 | +4.8% | COM | 437076102 |
| RWO | SPDR INDEX SHS FDS | 27,014 | $1.3M | 0.7% | $48.12 | $47.15 | +2.0% | DJ GLB RL ES ETF | 78463X749 |
| IDXX | IDEXX LABS INC | 5,570 | $1.214M | 0.7% | $217.95 | $206.05 | +5.8% | COM | 45168D104 |
| DIS | DISNEY WALT CO | 11,162 | $1.17M | 0.6% | $104.82 * | $97.17 | +2.5% | COM DISNEY | 254687106 |
| PEP | PEPSICO INC | 10,564 | $1.15M | 0.6% | $108.86 * | $81.72 | +6.0% | COM | 713448108 |
| XEL | XCEL ENERGY INC | 23,572 | $1.077M | 0.6% | $45.69 * | $35.43 | +2.7% | COM | 98389B100 |
| JPIN | JP MORGAN EXCHANGE TRADED FD | 18,461 | $1.063M | 0.6% | $57.58 | $59.85 | -3.8% | DIV RTN INT EQ | 46641Q209 |
| CNP | CENTERPOINT ENERGY INC | 38,213 | $1.059M | 0.6% | $27.71 * | $20.88 | +6.2% | COM | 15189T107 |
| ATO | ATMOS ENERGY CORP | 11,596 | $1.045M | 0.6% | $90.12 * | $72.10 | +4.4% | COM | 049560105 |
| WMT | WALMART INC | 11,938 | $1.022M | 0.6% | $85.61 * | $25.25 | +0.7% | COM | 931142103 |
| VNQ | VANGUARD INDEX FDS | 12,499 | $1.018M | 0.5% | $81.45 | $77.48 | +5.1% | REAL ESTATE ETF | 922908553 |
| ADM | ARCHER DANIELS MIDLAND CO | 22,161 | $1.016M | 0.5% | $45.85 * | $35.86 | +2.5% | COM | 039483102 |
| INTU | INTUIT | 4,870 | $995K | 0.5% | $204.31 * | $182.24 | +6.6% | COM | 461202103 |
| CWT | CALIFORNIA WTR SVC GROUP | 25,001 | $974K | 0.5% | $38.96 * | $33.60 | -0.3% | COM | 130788102 |
| GOOGL | ALPHABET INC | 845 | $954K | 0.5% | $1128.99 * | $53.98 | +3.8% | CAP STK CL A | 02079K305 |
| SLYV | SPDR SERIES TRUST | 14,013 | $936K | 0.5% | $66.80 | $65.42 | +2.1% | S&P 600 SMCP VAL | 78464A300 |
| AMZN | AMAZON COM INC | 543 | $923K | 0.5% | $1699.82 * | $79.37 | +7.1% | COM | 023135106 |
| COP | CONOCOPHILLIPS | 12,662 | $882K | 0.5% | $69.66 * | $51.80 | +4.7% | COM | 20825C104 |
| F | FORD MTR CO DEL | 78,872 | $873K | 0.5% | $11.07 * | $7.74 | -3.1% | COM PAR $0.01 | 345370860 |
| VZ | VERIZON COMMUNICATIONS INC | 16,540 | $832K | 0.4% | $50.30 * | $32.21 | +4.0% | COM | 92343V104 |
| — | GOVERNMENT PPTYS INCOME TR | 52,162 | $827K | 0.4% | $15.85 | $15.85 | — | COM SHS BEN INT | 38376A103 |
| LYB | LYONDELLBASELL INDUSTRIES N | 7,379 | $811K | 0.4% | $109.91 * | $68.36 | +0.7% | SHS - A - | N53745100 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 14,748 | $798K | 0.4% | $54.11 * | $39.69 | +6.0% | COM | 744573106 |
| SHY | ISHARES TR | 9,178 | $765K | 0.4% | $83.35 | $83.29 | +0.1% | 1 3 YR TREAS BD | 464287457 |
| — | VANECK VECTORS ETF TR | 29,095 | $764K | 0.4% | $26.26 | $26.26 | — | OIL SVCS ETF | 92189F718 |
| XOM | EXXON MOBIL CORP | 9,144 | $756K | 0.4% | $82.68 * | $56.14 | +4.3% | COM | 30231G102 |
| WPC | W P CAREY INC | 11,150 | $740K | 0.4% | $66.37 | $66.37 | — | COM | 92936U109 |
| VLO | VALERO ENERGY CORP NEW | 6,624 | $734K | 0.4% | $110.81 * | $82.55 | -0.9% | COM | 91913Y100 |
| PCG | PG&E CORP | 16,862 | $718K | 0.4% | $42.58 | $42.86 | -1.8% | COM | 69331C108 |
| — | AMERIGAS PARTNERS L P | 16,645 | $703K | 0.4% | $42.23 | $42.23 | — | UNIT L P INT | 030975106 |
| SCHM | SCHWAB STRATEGIC TR | 12,423 | $682K | 0.4% | $54.90 * | $18.09 | +1.2% | US MID-CAP ETF | 808524508 |
| TD | TORONTO DOMINION BK ONT | 11,692 | $676K | 0.4% | $57.82 | $57.22 | +1.1% | COM NEW | 891160509 |
| SCHF | SCHWAB STRATEGIC TR | 20,292 | $671K | 0.4% | $33.07 * | $16.99 | -2.7% | INTL EQTY ETF | 808524805 |
| SRE | SEMPRA ENERGY | 5,404 | $627K | 0.3% | $116.03 * | $42.70 | +7.0% | COM | 816851109 |
| DUK | DUKE ENERGY CORP NEW | 7,877 | $623K | 0.3% | $79.09 * | $56.43 | +3.5% | COM NEW | 26441C204 |
| V | VISA INC | 4,626 | $613K | 0.3% | $132.51 * | $122.08 | +3.0% | COM CL A | 92826C839 |
| BAC | BANK AMER CORP | 21,072 | $594K | 0.3% | $28.19 * | $24.85 | -5.3% | COM | 060505104 |
| STZ | CONSTELLATION BRANDS INC | 2,658 | $582K | 0.3% | $218.96 * | $199.66 | -3.0% | CL A | 21036P108 |
| DRI | DARDEN RESTAURANTS INC | 5,380 | $576K | 0.3% | $107.06 * | $74.14 | +17.0% | COM | 237194105 |
| RWX | SPDR INDEX SHS FDS | 14,324 | $561K | 0.3% | $39.17 | $40.12 | -2.4% | DJ INTL RL ETF | 78463X863 |
| IVE | ISHARES TR | 5,054 | $557K | 0.3% | $110.21 | $110.80 | -0.6% | S&P 500 VAL ETF | 464287408 |
| NVDA | NVIDIA CORP | 2,352 | $557K | 0.3% | $236.82 * | $6.01 | -2.5% | COM | 67066G104 |
| HTGC | HERCULES CAPITAL INC | 43,808 | $554K | 0.3% | $12.65 | $12.37 | +2.3% | COM | 427096508 |
| ENFR | ALPS ETF TR | 24,729 | $548K | 0.3% | $22.16 | $21.31 | +4.0% | ALERIAN ENERGY | 00162Q676 |
| JNJ | JOHNSON & JOHNSON | 4,517 | $548K | 0.3% | $121.32 * | $100.70 | -2.3% | COM | 478160104 |
| IGSB | ISHARES TR | 4,968 | $515K | 0.3% | $103.66 * | $51.83 | +0.0% | 1 3 YR CR BD ETF | 464288646 |
| MA | MASTERCARD INCORPORATED | 2,463 | $484K | 0.3% | $196.51 * | $180.31 | +4.5% | CL A | 57636Q104 |
| LOW | LOWES COS INC | 4,953 | $473K | 0.3% | $95.50 * | $78.69 | +5.7% | COM | 548661107 |
| TSN | TYSON FOODS INC | 6,832 | $470K | 0.3% | $68.79 * | $56.26 | -0.7% | CL A | 902494103 |
| — | GOLAR LNG PARTNERS LP | 30,083 | $465K | 0.3% | $15.46 | $15.46 | — | COM UNIT LPI | Y2745C102 |
| VO | VANGUARD INDEX FDS | 2,948 | $465K | 0.3% | $157.73 * | $39.25 | +0.4% | MID CAP ETF | 922908629 |
| ECL | ECOLAB INC | 3,285 | $461K | 0.2% | $140.33 * | $132.91 | -2.5% | COM | 278865100 |
| TMO | THERMO FISHER SCIENTIFIC INC | 2,226 | $461K | 0.2% | $207.10 | $208.02 | -2.4% | COM | 883556102 |
| PNC | PNC FINL SVCS GROUP INC | 3,374 | $456K | 0.2% | $135.15 * | $111.60 | -7.3% | COM | 693475105 |
| CVX | CHEVRON CORP NEW | 3,529 | $446K | 0.2% | $126.38 * | $89.14 | +2.3% | COM | 166764100 |
| VEA | VANGUARD TAX MANAGED INTL FD | 10,281 | $441K | 0.2% | $42.89 | $44.58 | -3.8% | FTSE DEV MKT ETF | 921943858 |
| WIP | SPDR SERIES TRUST | 8,081 | $438K | 0.2% | $54.20 | $56.25 | -3.6% | CITI INT GVT ETF | 78464A490 |
| SCHZ | SCHWAB STRATEGIC TR | 8,537 | $432K | 0.2% | $50.60 * | $25.26 | +0.2% | US AGGREGATE B | 808524839 |
| KMI | KINDER MORGAN INC DEL | 23,787 | $420K | 0.2% | $17.66 * | $10.58 | +8.4% | COM | 49456B101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,232 | $417K | 0.2% | $186.83 | $194.92 | -4.2% | CL B NEW | 084670702 |
| CMCSA | COMCAST CORP NEW | 12,629 | $414K | 0.2% | $32.78 * | $26.85 | +0.7% | CL A | 20030N101 |
| HEDJ | WISDOMTREE TR | 6,291 | $397K | 0.2% | $63.11 * | $32.60 | -3.2% | EUROPE HEDGED EQ | 97717X701 |
| DVYE | ISHARES INC | 9,958 | $392K | 0.2% | $39.37 | $41.36 | -4.8% | EM MKTS DIV ETF | 464286319 |
| HST | HOST HOTELS & RESORTS INC | 18,269 | $385K | 0.2% | $21.07 * | $15.29 | +4.1% | COM | 44107P104 |
| AGG | ISHARES TR | 3,570 | $380K | 0.2% | $106.44 | $106.04 | +0.3% | CORE US AGGBD ET | 464287226 |
| UNP | UNION PAC CORP | 2,629 | $373K | 0.2% | $141.88 * | $117.74 | +2.0% | COM | 907818108 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 6,421 | $373K | 0.2% | $58.09 | $60.71 | -4.3% | GLB EX US ETF | 922042676 |
| TFI | SPDR SER TR | 7,707 | $370K | 0.2% | $48.01 | $47.85 | +0.3% | NUVEEN BRC MUNIC | 78468R721 |
| ROP | ROPER TECHNOLOGIES INC | 1,323 | $365K | 0.2% | $275.89 * | $263.73 | +0.0% | COM | 776696106 |
| GM | GENERAL MTRS CO | 9,244 | $364K | 0.2% | $39.38 * | $35.04 | +0.7% | COM | 37045V100 |
| UNH | UNITEDHEALTH GROUP INC | 1,479 | $363K | 0.2% | $245.44 * | $212.11 | +2.5% | COM | 91324P102 |
| SCHA | SCHWAB STRATEGIC TR | 4,797 | $353K | 0.2% | $73.59 * | $18.09 | +1.7% | US SML CAP ETF | 808524607 |
| UNM | UNUM GROUP | 9,465 | $350K | 0.2% | $36.98 | $41.72 | -11.3% | COM | 91529Y106 |
| VB | VANGUARD INDEX FDS | 2,195 | $342K | 0.2% | $155.81 | $152.98 | +1.8% | SMALL CP ETF | 922908751 |
| SCHE | SCHWAB STRATEGIC TR | 13,020 | $337K | 0.2% | $25.88 | $27.49 | -5.8% | EMRG MKTEQ ETF | 808524706 |
| SPY | SPDR S&P 500 ETF TR | 1,228 | $333K | 0.2% | $271.17 | $270.04 | +0.5% | TR UNIT | 78462F103 |
| LQD | ISHARES TR | 2,845 | $326K | 0.2% | $114.59 | $115.15 | -0.5% | IBOXX INV CP ETF | 464287242 |
| GILD | GILEAD SCIENCES INC | 4,557 | $323K | 0.2% | $70.88 * | $52.72 | +1.0% | COM | 375558103 |
| VIG | VANGUARD GROUP | 3,159 | $321K | 0.2% | $101.61 | $101.93 | -0.3% | DIV APP ETF | 921908844 |
| COF | CAPITAL ONE FINL CORP | 3,476 | $319K | 0.2% | $91.77 * | $82.96 | -2.7% | COM | 14040H105 |
| TRV | TRAVELERS COMPANIES INC | 2,602 | $318K | 0.2% | $122.21 * | $110.86 | -6.2% | COM | 89417E109 |
| META | FACEBOOK INC | 1,614 | $314K | 0.2% | $194.55 | $179.45 | +7.5% | CL A | 30303M102 |
| — | CELGENE CORP | 3,851 | $306K | 0.2% | $79.46 | $79.46 | — | COM | 151020104 |
| MU | MICRON TECHNOLOGY INC | 5,791 | $304K | 0.2% | $52.50 * | $52.77 | -3.0% | COM | 595112103 |
| GIS | GENERAL MLS INC | 6,217 | $275K | 0.1% | $44.23 * | $33.42 | +1.2% | COM | 370334104 |
| FPX | FIRST TR EXCHANGE TRADED FD | 2,001 | $275K | 0.1% | $137.43 * | $70.73 | +1.0% | US EQTY OPPT ETF | 336920103 |
| CORP | PIMCO ETF TR | 2,728 | $274K | 0.1% | $100.44 | $100.67 | -0.3% | INV GRD CRP BD | 72201R817 |
| SWK | STANLEY BLACK & DECKER INC | 2,014 | $268K | 0.1% | $133.07 * | $115.96 | -7.4% | COM | 854502101 |
| ACN | ACCENTURE PLC IRELAND | 1,612 | $264K | 0.1% | $163.77 * | $139.31 | +5.3% | SHS CLASS A | G1151C101 |
| HYS | PIMCO ETF TR | 2,556 | $254K | 0.1% | $99.37 | $99.96 | -0.4% | 0-5 HIGH YIELD | 72201R783 |
| — | UNITED TECHNOLOGIES CORP | 1,975 | $247K | 0.1% | $125.06 | $125.06 | — | COM | 913017109 |
| GLD | SPDR GOLD TRUST | 2,006 | $238K | 0.1% | $118.64 | $123.80 | -4.2% | GOLD SHS | 78463V107 |
| — | SPDR SERIES TRUST | 3,276 | $237K | 0.1% | $72.34 | $72.34 | — | S&P 600 SML CAP | 78464A813 |
| MCK | MCKESSON CORP | 1,765 | $235K | 0.1% | $133.14 * | $137.76 | -8.6% | COM | 58155Q103 |
| EFV | ISHARES TR | 4,561 | $234K | 0.1% | $51.30 | $54.61 | -6.0% | EAFE VALUE ETF | 464288877 |
| — | ALLERGAN PLC | 1,405 | $234K | 0.1% | $166.55 | $166.55 | — | SHS | G0177J108 |
| — | MORGAN STANLEY ASIA PAC FD I | 13,419 | $229K | 0.1% | $17.07 | $17.07 | — | COM | 61744U106 |
| MRK | MERCK & CO INC | 3,728 | $226K | 0.1% | $60.62 * | $44.52 | +3.3% | COM | 58933Y105 |
| FISV | FISERV INC | 3,057 | $226K | 0.1% | $73.93 | $72.61 | +2.0% | COM | 337738108 |
| CVS | CVS HEALTH CORP | 3,496 | $225K | 0.1% | $64.36 * | $51.69 | -2.2% | COM | 126650100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,573 | $220K | 0.1% | $139.86 * | $99.95 | -3.8% | COM | 459200101 |
| DAL | DELTA AIR LINES INC DEL | 4,397 | $218K | 0.1% | $49.58 * | $49.40 | -6.9% | COM NEW | 247361702 |
| OEF | ISHARES TR | 1,812 | $217K | 0.1% | $119.76 | $119.14 | +0.4% | S&P 100 ETF | 464287101 |
| — | WESTERN ASSET CLYM INFL SEC | 13,035 | $149K | 0.1% | $11.43 | $11.43 | — | COM SH BEN INT | 95766Q106 |
| — | ELLSWORTH GRWTH AND INCOME L | 14,386 | $136K | 0.1% | $9.45 | $9.45 | — | COM | 289074106 |
| — | EUROPEAN EQUITY FUND | 12,416 | $117K | 0.1% | $9.42 | $9.42 | — | COM | 298768102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 12,385 | $54,000 | 0.0% | $4.36 | $4.36 | — | COM | 003009107 |
| — | WELLS FARGO & CO | 20,000 | $35,000 | 0.0% | $1.75 | $1.75 | — | MTNF 6/0 | 94986RQF1 |
| LOAN | MANHATTAN BRIDGE CAPITAL INC | 30,004 | $30,000 | 0.0% | $1.00 | $1.00 | — | COM | 562803106 |
| — | NATIONAL HEALTH INVS INC | 25,000 | $28,000 | 0.0% | $1.12 | $1.12 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | PENNYMAC CORP | 27,000 | $27,000 | 0.0% | $1.00 | $1.00 | — | NOTE 5.375% 5/0 | 70932AAB9 |
| — | APOLLO COML REAL EST FIN INC | 24,000 | $26,000 | 0.0% | $1.08 | $1.08 | — | NOTE 5.500% 3/1 | 03762UAA3 |
| — | COLONY CAP INC | 26,000 | $25,000 | 0.0% | $0.96 | $0.96 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| — | FORESTAR GROUP INC | 25,000 | $25,000 | 0.0% | $1.00 | $1.00 | — | NOTE 3.750% 3/0 | 346232AB7 |
| — | J2 GLOBAL INC | 17,000 | $23,000 | 0.0% | $1.35 | $1.35 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 14,000 | $17,000 | 0.0% | $1.21 | $1.21 | — | NOTE 2.250% 6/0 | 049164BH8 |