CIK: 0001744348 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Jan 30, 2019
Total Value ($000): $178,536 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MSFT | MICROSOFT CORP | 52,894 | $5,590 | 3.1% | $89.76 | +11.4% | COM | 594918104 |
| TYL | TYLER TECHNOLOGIES INC | 21,942 | $4,042 | 2.3% | $224.90 | -12.1% | COM | 902252105 |
| PFE | PFIZER INC | 89,916 | $3,801 | 2.1% | $24.48 | +22.7% | COM | 717081103 |
| INTC | INTEL CORP | 77,342 | $3,733 | 2.1% | $45.05 | -10.8% | COM | 458140100 |
| VYM | VANGUARD WHITEHALL FDS INC | 43,057 | $3,498 | 2.0% | $83.00 | — | HIGH DIV YLD | 921946406 |
| WM | WASTE MGMT INC DEL | 36,824 | $3,494 | 2.0% | $72.68 | +9.6% | COM | 94106L109 |
| FLRN | SPDR SER TR | 108,845 | $3,326 | 1.9% | $30.73 | — | BLOMBERG BRC INV | 78468R200 |
| — | UNILEVER PLC | 61,500 | $3,210 | 1.8% | $55.29 | — | SPON ADR NEW | 904767704 |
| HON | HONEYWELL INTL INC | 22,762 | $3,183 | 1.8% | $113.57 | +3.6% | COM | 438516106 |
| RYN | RAYONIER INC | 101,298 | $2,935 | 1.6% | $38.69 | — | COM | 754907103 |
| — | MACQUARIE FT TR GB INF UT DI | 273,640 | $2,887 | 1.6% | $10.82 | — | COM | 55607W100 |
| — | PEOPLES UNITED FINANCIAL INC | 174,402 | $2,846 | 1.6% | $18.04 | — | COM | 712704105 |
| ILF | ISHARES TR | 83,432 | $2,817 | 1.6% | $29.83 | — | LATN AMER 40 ETF | 464287390 |
| BMY | BRISTOL MYERS SQUIBB CO | 55,850 | $2,777 | 1.6% | $40.63 | +0.8% | COM | 110122108 |
| AWK | AMERICAN WTR WKS CO INC NEW | 29,585 | $2,745 | 1.5% | $71.59 | +11.6% | COM | 030420103 |
| JPM | JPMORGAN CHASE & CO | 26,521 | $2,730 | 1.5% | $89.02 | -1.7% | COM | 46625H100 |
| GLW | CORNING INC | 92,569 | $2,723 | 1.5% | $22.38 | +16.9% | COM | 219350105 |
| — | GLAXOSMITHKLINE PLC | 68,976 | $2,688 | 1.5% | $40.28 | — | SPONSORED ADR | 37733W105 |
| — | TOTAL S A | 49,878 | $2,667 | 1.5% | $60.28 | — | SPONSORED ADR | 89151E109 |
| NGG | NATIONAL GRID PLC | 51,135 | $2,652 | 1.5% | $55.85 | — | SPONSORED ADR NE | 636274409 |
| — | TORTOISE ENERGY INFRA CORP | 104,626 | $2,538 | 1.4% | $26.69 | — | COM | 89147L100 |
| SCHG | SCHWAB STRATEGIC TR | 34,601 | $2,517 | 1.4% | $75.73 | — | US LCAP GR ETF | 808524300 |
| SCHD | SCHWAB STRATEGIC TR | 50,697 | $2,463 | 1.4% | $49.28 | — | US DIVIDEND EQ | 808524797 |
| EUDG | WISDOMTREE TR | 102,435 | $2,374 | 1.3% | $25.44 | — | EURO QTLY DIV GR | 97717X610 |
| EDIV | SPDR INDEX SHS FDS | 74,920 | $2,348 | 1.3% | $30.70 | — | S&P EM MKT DIV | 78463X533 |
| GNR | SPDR INDEX SHS FDS | 51,862 | $2,253 | 1.3% | $49.68 | — | GLB NAT RESRCE | 78463X541 |
| AAPL | APPLE INC | 13,788 | $2,114 | 1.2% | $42.75 | +7.6% | COM | 037833100 |
| DVYA | ISHARES INC | 50,310 | $2,111 | 1.2% | $44.58 | — | ASIA/PAC DIV ETF | 464286293 |
| — | WEINGARTEN RLTY INVS | 74,427 | $2,007 | 1.1% | $30.81 | — | SH BEN INT | 948741103 |
| CSCO | CISCO SYS INC | 43,736 | $1,958 | 1.1% | $34.74 | +6.2% | COM | 17275R102 |
| VOD | VODAFONE GROUP PLC NEW | 99,806 | $1,914 | 1.1% | $23.83 | — | SPONSORED ADR | 92857W308 |
| HSBC | HSBC HLDGS PLC | 44,229 | $1,830 | 1.0% | $47.05 | — | SPON ADR NEW | 404280406 |
| IVW | ISHARES TR | 11,340 | $1,790 | 1.0% | $162.65 | — | S&P 500 GRWT ETF | 464287309 |
| IFGL | ISHARES TR | 62,526 | $1,774 | 1.0% | $29.11 | — | INTL DEV RE ETF | 464288489 |
| IP | INTL PAPER CO | 37,714 | $1,725 | 1.0% | $36.27 | -16.0% | COM | 460146103 |
| OKE | ONEOK INC NEW | 27,534 | $1,723 | 1.0% | $39.78 | -1.2% | COM | 682680103 |
| CAT | CATERPILLAR INC DEL | 12,875 | $1,703 | 1.0% | $126.53 | -11.9% | COM | 149123101 |
| RPM | RPM INTL INC | 29,771 | $1,647 | 0.9% | $50.15 | +22.1% | COM | 749685103 |
| VCIT | VANGUARD SCOTTSDALE FDS | 18,433 | $1,543 | 0.9% | $83.50 | — | INT-TERM CORP | 92206C870 |
| DEO | DIAGEO P L C | 10,793 | $1,543 | 0.9% | $144.01 | — | SPON ADR NEW | 25243Q205 |
| — | SENIOR HSG PPTYS TR | 116,666 | $1,511 | 0.8% | $17.49 | — | SH BEN INT | 81721M109 |
| RSP | INVESCO EXCHANGE TRADED FD T | 15,180 | $1,480 | 0.8% | $97.50 | — | S&P500 EQL WGT | 46137V357 |
| CAG | CONAGRA BRANDS INC | 68,822 | $1,476 | 0.8% | $27.67 | -12.1% | COM | 205887102 |
| PCH | POTLATCHDELTIC CORPORATION | 42,437 | $1,473 | 0.8% | $50.07 | — | COM | 737630103 |
| VWO | VANGUARD INTL EQUITY INDEX F | 35,265 | $1,406 | 0.8% | $42.20 | — | FTSE EMR MKT ETF | 922042858 |
| DIS | DISNEY WALT CO | 12,555 | $1,389 | 0.8% | $98.49 | +10.8% | COM DISNEY | 254687106 |
| T | AT&T INC | 44,874 | $1,372 | 0.8% | $14.53 | -3.5% | COM | 00206R102 |
| — | DOWDUPONT INC | 23,089 | $1,299 | 0.7% | $65.93 | — | COM | 26078J100 |
| — | SEAGATE TECHNOLOGY PLC | 32,745 | $1,260 | 0.7% | $56.48 | — | SHS | G7945M107 |
| IJH | ISHARES TR | 7,002 | $1,252 | 0.7% | $194.75 | — | CORE S&P MCP ETF | 464287507 |
| CWB | SPDR SERIES TRUST | 24,830 | $1,212 | 0.7% | $53.01 | — | BLMBRG BRC CNVRT | 78464A359 |
| RWO | SPDR INDEX SHS FDS | 25,509 | $1,188 | 0.7% | $48.12 | — | DJ GLB RL ES ETF | 78463X749 |
| HD | HOME DEPOT INC | 6,628 | $1,174 | 0.7% | $155.00 | -3.0% | COM | 437076102 |
| TGT | TARGET CORP | 16,238 | $1,141 | 0.6% | $59.64 | +6.1% | COM | 87612E106 |
| XEL | XCEL ENERGY INC | 22,418 | $1,135 | 0.6% | $35.43 | +13.7% | COM | 98389B100 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 21,537 | $1,135 | 0.6% | $40.51 | +4.4% | COM | 744573106 |
| WMT | WALMART INC | 11,625 | $1,133 | 0.6% | $25.25 | +13.9% | COM | 931142103 |
| CNP | CENTERPOINT ENERGY INC | 37,630 | $1,114 | 0.6% | $20.88 | +8.6% | COM | 15189T107 |
| PEP | PEPSICO INC | 10,016 | $1,101 | 0.6% | $81.72 | +11.0% | COM | 713448108 |
| IDXX | IDEXX LABS INC | 5,372 | $1,081 | 0.6% | $206.05 | -0.5% | COM | 45168D104 |
| JPIN | JP MORGAN EXCHANGE TRADED FD | 18,995 | $1,011 | 0.6% | $57.46 | — | DIV RTN INT EQ | 46641Q209 |
| ATO | ATMOS ENERGY CORP | 10,587 | $1,008 | 0.6% | $72.10 | +11.6% | COM | 049560105 |
| VNQ | VANGUARD INDEX FDS | 11,933 | $945 | 0.5% | $81.45 | — | REAL ESTATE ETF | 922908553 |
| ADM | ARCHER DANIELS MIDLAND CO | 21,621 | $942 | 0.5% | $35.86 | +5.2% | COM | 039483102 |
| VZ | VERIZON COMMUNICATIONS INC | 16,177 | $922 | 0.5% | $32.21 | +19.9% | COM | 92343V104 |
| INTU | INTUIT | 4,275 | $908 | 0.5% | $182.24 | +8.9% | COM | 461202103 |
| GOOGL | ALPHABET INC | 841 | $907 | 0.5% | $53.98 | -0.6% | CAP STK CL A | 02079K305 |
| AMZN | AMAZON COM INC | 544 | $888 | 0.5% | $79.37 | +4.7% | COM | 023135106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,209 | $883 | 0.5% | $90.57 | -2.9% | COM | 459200101 |
| — | GENERAL ELECTRIC CO | 97,678 | $846 | 0.5% | $13.61 | — | COM | 369604103 |
| COP | CONOCOPHILLIPS | 12,180 | $801 | 0.4% | $51.80 | +3.1% | COM | 20825C104 |
| WPC | W P CAREY INC | 11,440 | $800 | 0.4% | $66.46 | — | COM | 92936U109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,924 | $788 | 0.4% | $200.94 | +3.9% | CL B NEW | 084670702 |
| SHY | ISHARES TR | 9,276 | $776 | 0.4% | $83.35 | — | 1 3 YR TREAS BD | 464287457 |
| PTF | INVESCO EXCHANGE TRADED FD T | 12,959 | $734 | 0.4% | $56.64 | — | DWA TECHNOLOGY | 46137V811 |
| SLYV | SPDR SERIES TRUST | 12,433 | $729 | 0.4% | $66.80 | — | S&P 600 SMCP VAL | 78464A300 |
| XOM | EXXON MOBIL CORP | 10,066 | $724 | 0.4% | $56.16 | +0.4% | COM | 30231G102 |
| JNJ | JOHNSON & JOHNSON | 5,540 | $714 | 0.4% | $103.18 | +10.6% | COM | 478160104 |
| CWT | CALIFORNIA WTR SVC GROUP | 14,906 | $696 | 0.4% | $33.60 | +14.2% | COM | 130788102 |
| F | FORD MTR CO DEL | 81,903 | $696 | 0.4% | $7.68 | -19.2% | COM PAR $0.01 | 345370860 |
| DUK | DUKE ENERGY CORP NEW | 7,728 | $662 | 0.4% | $56.43 | +13.2% | COM NEW | 26441C204 |
| SCHM | SCHWAB STRATEGIC TR | 12,844 | $662 | 0.4% | $54.79 | — | US MID-CAP ETF | 808524508 |
| LYB | LYONDELLBASELL INDUSTRIES N | 7,528 | $646 | 0.4% | $68.16 | -14.9% | SHS - A - | N53745100 |
| SCHF | SCHWAB STRATEGIC TR | 21,675 | $641 | 0.4% | $32.84 | — | INTL EQTY ETF | 808524805 |
| TD | TORONTO DOMINION BK ONT | 11,537 | $625 | 0.4% | $57.22 | -4.3% | COM NEW | 891160509 |
| PRN | INVESCO EXCHANGE TRADED FD T | 11,461 | $617 | 0.3% | $53.83 | — | DWA INDLS MUMT | 46137V845 |
| PUI | INVESCO EXCHANGE TRADED FD T | 20,177 | $601 | 0.3% | $29.79 | — | DWA UTILS MUMT | 46137V795 |
| BAC | BANK AMER CORP | 20,372 | $593 | 0.3% | $24.85 | -8.3% | COM | 060505104 |
| PTH | INVESCO EXCHANGE TRADED FD T | 7,577 | $582 | 0.3% | $76.81 | — | DWA HEALTHCARE | 46137V852 |
| SRE | SEMPRA ENERGY | 5,164 | $580 | 0.3% | $42.70 | +5.9% | COM | 816851109 |
| HTGC | HERCULES CAPITAL INC | 44,559 | $553 | 0.3% | $12.36 | -1.4% | COM | 427096508 |
| V | VISA INC | 3,998 | $552 | 0.3% | $122.08 | +7.6% | COM CL A | 92826C839 |
| DRI | DARDEN RESTAURANTS INC | 5,040 | $547 | 0.3% | $74.14 | +18.4% | COM | 237194105 |
| IVE | ISHARES TR | 5,005 | $534 | 0.3% | $110.21 | — | S&P 500 VAL ETF | 464287408 |
| RWX | SPDR INDEX SHS FDS | 14,285 | $532 | 0.3% | $39.17 | — | DJ INTL RL ETF | 78463X863 |
| SCHZ | SCHWAB STRATEGIC TR | 10,196 | $517 | 0.3% | $50.62 | — | US AGGREGATE B | 808524839 |
| PDP | INVESCO EXCHANGE TRADED FD T | 9,991 | $510 | 0.3% | $51.05 | — | DWA MOMENTUM | 46137V837 |
| CVX | CHEVRON CORP NEW | 4,482 | $503 | 0.3% | $88.21 | -3.9% | COM | 166764100 |
| VLO | VALERO ENERGY CORP NEW | 6,023 | $494 | 0.3% | $82.55 | -20.6% | COM | 91913Y100 |
| — | AMERIGAS PARTNERS L P | 16,097 | $485 | 0.3% | $42.23 | — | UNIT L P INT | 030975106 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,978 | $476 | 0.3% | $208.02 | +10.7% | COM | 883556102 |
| UNP | UNION PAC CORP | 3,026 | $469 | 0.3% | $118.88 | +6.3% | COM | 907818108 |
| — | VANECK VECTORS ETF TR | 27,726 | $462 | 0.3% | $26.26 | — | OIL SVCS ETF | 92189F718 |
| LOW | LOWES COS INC | 4,987 | $457 | 0.3% | $78.69 | +7.5% | COM | 548661107 |
| PNC | PNC FINL SVCS GROUP INC | 3,609 | $450 | 0.3% | $110.78 | -10.6% | COM | 693475105 |
| CMCSA | COMCAST CORP NEW | 12,624 | $441 | 0.2% | $26.85 | +13.3% | CL A | 20030N101 |
| ENFR | ALPS ETF TR | 21,519 | $441 | 0.2% | $22.16 | — | ALERIAN ENERGY | 00162Q676 |
| STZ | CONSTELLATION BRANDS INC | 2,658 | $438 | 0.2% | $199.66 | -11.4% | CL A | 21036P108 |
| MA | MASTERCARD INCORPORATED | 2,164 | $432 | 0.2% | $180.31 | +5.9% | CL A | 57636Q104 |
| KMI | KINDER MORGAN INC DEL | 24,155 | $426 | 0.2% | $10.59 | +5.7% | COM | 49456B101 |
| ECL | ECOLAB INC | 2,779 | $425 | 0.2% | $132.91 | +6.4% | COM | 278865100 |
| PCY | INVESCO EXCHNG TRADED FD TR | 15,727 | $423 | 0.2% | $26.90 | — | EMRNG MKT SVRG | 46138E784 |
| VO | VANGUARD INDEX FDS | 2,808 | $415 | 0.2% | $157.73 | — | MID CAP ETF | 922908629 |
| IGSB | ISHARES TR | 7,990 | $415 | 0.2% | $84.10 | — | SH TR CRPORT ETF | 464288646 |
| VEA | VANGUARD TAX MANAGED INTL FD | 10,607 | $411 | 0.2% | $42.77 | — | FTSE DEV MKT ETF | 921943858 |
| UNH | UNITEDHEALTH GROUP INC | 1,540 | $409 | 0.2% | $213.01 | +10.3% | COM | 91324P102 |
| TSN | TYSON FOODS INC | 6,649 | $399 | 0.2% | $56.26 | -14.6% | CL A | 902494103 |
| DVYE | ISHARES INC | 9,702 | $383 | 0.2% | $39.37 | — | EM MKTS DIV ETF | 464286319 |
| SCHE | SCHWAB STRATEGIC TR | 14,707 | $362 | 0.2% | $25.74 | — | EMRG MKTEQ ETF | 808524706 |
| TFI | SPDR SER TR | 7,242 | $350 | 0.2% | $48.01 | — | NUVEEN BRC MUNIC | 78468R721 |
| META | FACEBOOK INC | 2,375 | $350 | 0.2% | $168.05 | -14.4% | CL A | 30303M102 |
| ROP | ROPER TECHNOLOGIES INC | 1,247 | $342 | 0.2% | $263.73 | +2.8% | COM | 776696106 |
| SCHA | SCHWAB STRATEGIC TR | 5,113 | $337 | 0.2% | $73.11 | — | US SML CAP ETF | 808524607 |
| WIP | SPDR SERIES TRUST | 6,307 | $335 | 0.2% | $54.20 | — | FTSE INT GVT ETF | 78464A490 |
| GM | GENERAL MTRS CO | 8,499 | $324 | 0.2% | $35.04 | -10.6% | COM | 37045V100 |
| VIG | VANGUARD GROUP | 3,168 | $323 | 0.2% | $101.61 | — | DIV APP ETF | 921908844 |
| UNM | UNUM GROUP | 9,139 | $311 | 0.2% | $41.72 | -16.1% | COM | 91529Y106 |
| SPY | SPDR S&P 500 ETF TR | 1,166 | $306 | 0.2% | $271.17 | — | TR UNIT | 78462F103 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 5,601 | $306 | 0.2% | $58.09 | — | GLB EX US ETF | 922042676 |
| LQD | ISHARES TR | 2,674 | $306 | 0.2% | $114.59 | — | IBOXX INV CP ETF | 464287242 |
| HST | HOST HOTELS & RESORTS INC | 17,748 | $306 | 0.2% | $15.29 | -6.5% | COM | 44107P104 |
| MRK | MERCK & CO INC | 3,943 | $299 | 0.2% | $45.17 | +25.1% | COM | 58933Y105 |
| — | GOLAR LNG PARTNERS LP | 22,391 | $294 | 0.2% | $15.46 | — | COM UNIT LPI | Y2745C102 |
| TRV | TRAVELERS COMPANIES INC | 2,365 | $289 | 0.2% | $110.86 | -3.3% | COM | 89417E109 |
| VB | VANGUARD INDEX FDS | 2,011 | $288 | 0.2% | $155.81 | — | SMALL CP ETF | 922908751 |
| — | INVESCO EXCHNG TRADED FD TR | 10,773 | $284 | 0.2% | $26.36 | — | DWA TACTCL SCT | 46138E826 |
| PG | PROCTER AND GAMBLE CO | 3,132 | $283 | 0.2% | $74.75 | 0.0% | COM | 742718109 |
| NVDA | NVIDIA CORP | 1,828 | $272 | 0.2% | $6.01 | -21.2% | COM | 67066G104 |
| CVS | CVS HEALTH CORP | 4,133 | $268 | 0.2% | $52.87 | +12.3% | COM | 126650100 |
| — | CELGENE CORP | 3,108 | $267 | 0.1% | $79.46 | — | COM | 151020104 |
| SCHP | SCHWAB STRATEGIC TR | 4,958 | $265 | 0.1% | $53.45 | — | US TIPS ETF | 808524870 |
| TIP | ISHARES TR | 2,407 | $264 | 0.1% | $109.68 | — | TIPS BD ETF | 464287176 |
| AGG | ISHARES TR | 2,473 | $263 | 0.1% | $106.44 | — | CORE US AGGBD ET | 464287226 |
| COF | CAPITAL ONE FINL CORP | 3,153 | $263 | 0.1% | $82.96 | -7.7% | COM | 14040H105 |
| CORP | PIMCO ETF TR | 2,606 | $261 | 0.1% | $100.44 | — | INV GRD CRP BD | 72201R817 |
| SCHX | SCHWAB STRATEGIC TR | 4,119 | $259 | 0.1% | $62.88 | — | US LRG CAP ETF | 808524201 |
| — | UNITED TECHNOLOGIES CORP | 2,293 | $255 | 0.1% | $123.14 | — | COM | 913017109 |
| ACN | ACCENTURE PLC IRELAND | 1,681 | $250 | 0.1% | $139.45 | +2.4% | SHS CLASS A | G1151C101 |
| FPX | FIRST TR EXCHANGE TRADED FD | 1,810 | $231 | 0.1% | $137.43 | — | US EQTY OPPT ETF | 336920103 |
| GIS | GENERAL MLS INC | 5,328 | $230 | 0.1% | $33.42 | -1.4% | COM | 370334104 |
| SWK | STANLEY BLACK & DECKER INC | 1,969 | $228 | 0.1% | $115.96 | -12.4% | COM | 854502101 |
| NVS | NOVARTIS A G | 2,562 | $226 | 0.1% | $88.21 | — | SPONSORED ADR | 66987V109 |
| FISV | FISERV INC | 2,864 | $224 | 0.1% | $72.61 | +6.5% | COM | 337738108 |
| GLD | SPDR GOLD TRUST | 1,786 | $217 | 0.1% | $118.64 | — | GOLD SHS | 78463V107 |
| MCD | MCDONALDS CORP | 1,174 | $217 | 0.1% | $150.10 | 0.0% | COM | 580135101 |
| — | MORGAN STANLEY ASIA PAC FD I | 12,719 | $217 | 0.1% | $17.07 | — | COM | 61744U106 |
| EFV | ISHARES TR | 4,590 | $216 | 0.1% | $51.30 | — | EAFE VALUE ETF | 464288877 |
| RSPU | INVESCO EXCHANGE TRADED FD T | 2,444 | $216 | 0.1% | $88.38 | — | S&P500 EQL UTL | 46137V274 |
| BKLN | INVESCO EXCHNG TRADED FD TR | 9,567 | $214 | 0.1% | $22.37 | — | SR LN ETF | 46138G508 |
| MU | MICRON TECHNOLOGY INC | 6,330 | $214 | 0.1% | $51.43 | -28.1% | COM | 595112103 |
| — | ALLERGAN PLC | 1,341 | $212 | 0.1% | $166.55 | — | SHS | G0177J108 |
| OEF | ISHARES TR | 1,773 | $207 | 0.1% | $119.76 | — | S&P 100 ETF | 464287101 |
| DHR | DANAHER CORP DEL | 1,932 | $206 | 0.1% | $87.89 | 0.0% | COM | 235851102 |
| — | WALGREENS BOOTS ALLIANCE INC | 2,852 | $204 | 0.1% | $71.53 | — | COM | 931427108 |
| MET | METLIFE INC | 4,472 | $201 | 0.1% | $33.67 | 0.0% | COM | 59156R108 |
| — | WESTERN ASST INFLTN LKD INM | 12,320 | $134 | 0.1% | $11.43 | — | COM SH BEN INT | 95766Q106 |
| — | ELLSWORTH GRWTH AND INCOME L | 14,058 | $125 | 0.1% | $9.45 | — | COM | 289074106 |
| — | EUROPEAN EQUITY FUND | 11,805 | $96 | 0.1% | $9.42 | — | COM | 298768102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,770 | $47 | 0.0% | $4.36 | — | COM | 003009107 |
| — | WELLS FARGO & CO | 20,000 | $34 | 0.0% | $1.75 | — | MTNF 6/0 | 94986RQF1 |
| LOAN | MANHATTAN BRIDGE CAPITAL INC | 30,004 | $30 | 0.0% | $1.00 | — | COM | 562803106 |
| — | J2 GLOBAL INC | 17,000 | $20 | 0.0% | $1.35 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | NATIONAL HEALTH INVS INC | 10,000 | $11 | 0.0% | $1.12 | — | NOTE 3.250% 4/0 | 63633DAE4 |