CIK: 0001059543 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 1, 2018
Total Value ($000): $261,862 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BAC | BANK AMER CORP | 1,752,085 | $51,617 | 19.7% | $16.33 | +56.0% | COM | 060505104 |
| — | JPMORGAN CHASE & CO | 128,943 | $9,368 | 3.6% | $23.33 | — | *W EXP 10/28/201 | 46634E114 |
| — | M & T BK CORP | 96,457 | $8,943 | 3.4% | $49.08 | — | *W EXP 12/23/201 | 55261F112 |
| — | SOUTHERN NATL BANCORP OF VA | 475,759 | $7,707 | 2.9% | $11.17 | — | COM | 843395104 |
| — | MB FINANCIAL INC NEW | 154,786 | $7,137 | 2.7% | $29.85 | — | COM | 55264U108 |
| — | COMERICA INC | 114,763 | $7,087 | 2.7% | $20.65 | — | *W EXP 11/14/201 | 200340115 |
| JPM | JPMORGAN CHASE & CO | 58,992 | $6,657 | 2.5% | $66.41 | +39.5% | COM | 46625H100 |
| — | CAPITAL ONE FINL CORP | 119,210 | $6,339 | 2.4% | $35.54 | — | *W EXP 11/14/201 | 14040H139 |
| — | FRANKLIN FINL NETWORK INC | 157,062 | $6,141 | 2.3% | $32.52 | — | COM | 35352P104 |
| PNC | PNC FINL SVCS GROUP INC | 40,474 | $5,512 | 2.1% | $51.88 | +111.0% | COM | 693475105 |
| — | BANK AMER CORP | 249,587 | $4,445 | 1.7% | $9.48 | — | *W EXP 01/16/201 | 060505146 |
| CNO | CNO FINL GROUP INC | 194,348 | $4,124 | 1.6% | $12.94 | +36.6% | COM | 12621E103 |
| SBCF | SEACOAST BKG CORP FLA | 139,223 | $4,065 | 1.6% | $11.96 | +158.9% | COM NEW | 811707801 |
| — | MERIDIAN BANCORP INC MD | 211,051 | $3,588 | 1.4% | $11.49 | — | COM | 58958U103 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 114,772 | $3,545 | 1.4% | $17.45 | +80.9% | COM | 704699107 |
| KEY | KEYCORP NEW | 177,392 | $3,528 | 1.3% | $7.93 | +84.6% | COM | 493267108 |
| — | BB&T CORP | 68,265 | $3,304 | 1.3% | $37.92 | — | COM | 054937107 |
| JPM | JPMORGAN CHASE & CO | 86,300 | $3,280 | 1.3% | $66.41 | +39.5% | Call | 46625H100 |
| — | STERLING BANCORP DEL | 143,500 | $3,157 | 1.2% | $14.40 | — | COM | 85917A100 |
| RF | REGIONS FINL CORP NEW | 167,647 | $3,076 | 1.2% | $7.34 | +89.9% | COM | 7591EP100 |
| — | SOUTH ST CORP | 34,984 | $2,869 | 1.1% | $61.15 | — | COM | 840441109 |
| HWC | HANCOCK WHITNEY CORPORATION | 59,736 | $2,840 | 1.1% | $32.37 | +55.4% | COM | 410120109 |
| FITB | FIFTH THIRD BANCORP | 100,609 | $2,809 | 1.1% | $13.25 | +66.1% | COM | 316773100 |
| CERS | CERUS CORP | 380,449 | $2,742 | 1.0% | $4.63 | +56.9% | COM | 157085101 |
| ABR | ARBOR RLTY TR INC | 232,759 | $2,672 | 1.0% | $6.79 | — | COM | 038923108 |
| — | SYNOVUS FINL CORP | 55,262 | $2,530 | 1.0% | $25.88 | — | COM NEW | 87161C501 |
| — | 1ST CONSTITUTION BANCORP | 119,024 | $2,464 | 0.9% | $18.20 | — | COM | 31986N102 |
| — | HARTFORD FINL SVCS GROUP INC | 53,218 | $2,396 | 0.9% | $28.05 | — | *W EXP 06/26/201 | 416515120 |
| — | PINNACLE FINL PARTNERS INC | 38,436 | $2,312 | 0.9% | $56.67 | — | COM | 72346Q104 |
| COF | CAPITAL ONE FINL CORP | 22,639 | $2,149 | 0.8% | $60.38 | +41.9% | COM | 14040H105 |
| — | SUNTRUST BKS INC | 64,293 | $2,125 | 0.8% | $12.66 | — | *W EXP 12/31/201 | 867914129 |
| — | MIDSOUTH BANCORP INC | 137,226 | $2,113 | 0.8% | $14.90 | — | COM | 598039105 |
| BAC | BANK AMER CORP | 158,600 | $2,082 | 0.8% | $16.33 | +56.0% | Call | 060505104 |
| CMA | COMERICA INC | 21,050 | $1,899 | 0.7% | $33.45 | +101.4% | COM | 200340107 |
| MTB | M & T BK CORP | 11,135 | $1,832 | 0.7% | $88.80 | +55.0% | COM | 55261F104 |
| — | DIME CMNTY BANCSHARES | 92,700 | $1,807 | 0.7% | $19.40 | — | COM | 253922108 |
| ABCB | AMERIS BANCORP | 36,962 | $1,689 | 0.6% | $45.05 | -1.1% | COM | 03076K108 |
| — | UNION BANKSHARES CORP NEW | 42,982 | $1,656 | 0.6% | $32.14 | — | COM | 90539J109 |
| C | CITIGROUP INC | 71,700 | $1,620 | 0.6% | $37.66 | +45.4% | Call | 172967424 |
| — | SUNTRUST BKS INC | 24,187 | $1,615 | 0.6% | $37.06 | — | COM | 867914103 |
| BANC | BANC OF CALIFORNIA INC | 85,005 | $1,607 | 0.6% | $15.86 | +5.0% | COM | 05990K106 |
| FGBI | FIRST GTY BANCSHARES INC | 61,020 | $1,568 | 0.6% | $10.15 | +65.4% | COM | 32043P106 |
| NBTB | NBT BANCORP INC | 39,997 | $1,535 | 0.6% | $24.54 | +62.4% | COM | 628778102 |
| EFSC | ENTERPRISE FINL SVCS CORP | 27,350 | $1,451 | 0.6% | $15.45 | +210.9% | COM | 293712105 |
| CIVB | CIVISTA BANCSHARES INC | 57,209 | $1,378 | 0.5% | $19.66 | 0.0% | COM NO PAR | 178867107 |
| — | ESSA BANCORP INC | 81,626 | $1,327 | 0.5% | $11.56 | — | COM | 29667D104 |
| USB | US BANCORP DEL | 24,288 | $1,283 | 0.5% | $25.38 | +54.2% | COM NEW | 902973304 |
| — | CIT GROUP INC | 24,325 | $1,255 | 0.5% | $49.02 | — | COM NEW | 125581801 |
| IMPM | IMPAC MTG HLDGS INC | 165,792 | $1,241 | 0.5% | $10.97 | -26.6% | COM NEW | 45254P508 |
| KINS | KINGSTONE COS INC | 64,989 | $1,235 | 0.5% | $12.25 | +24.8% | COM | 496719105 |
| C | CITIGROUP INC | 17,174 | $1,232 | 0.5% | $37.66 | +45.4% | COM NEW | 172967424 |
| THG | HANOVER INS GROUP INC | 9,704 | $1,197 | 0.5% | $42.09 | +133.0% | COM | 410867105 |
| — | FAUQUIER BANKSHARES INC VA | 46,781 | $1,184 | 0.5% | $16.16 | — | COM | 312059108 |
| GSBD | GOLDMAN SACHS BDC INC | 50,128 | $1,112 | 0.4% | $21.30 | +2.9% | SHS | 38147U107 |
| — | AMERICAN INTL GROUP INC | 74,233 | $1,085 | 0.4% | $16.22 | — | *W EXP 01/19/202 | 026874156 |
| — | FIRST DEFIANCE FINL CORP | 33,856 | $1,019 | 0.4% | $28.59 | — | COM | 32006W106 |
| — | PNC FINL SVCS GROUP INC | 14,754 | $1,018 | 0.4% | $19.88 | — | *W EXP 12/31/201 | 693475121 |
| — | STATE BK FINL CORP | 33,236 | $1,003 | 0.4% | $18.34 | — | COM | 856190103 |
| BPOP | POPULAR INC | 18,863 | $967 | 0.4% | $30.21 | +32.9% | COM NEW | 733174700 |
| — | RITE AID CORP | 737,373 | $944 | 0.4% | $4.57 | — | COM | 767754104 |
| CBFV | CB FINL SVCS INC | 29,273 | $903 | 0.3% | $17.84 | +33.7% | COM | 12479G101 |
| TOWN | TOWNEBANK PORTSMOUTH VA | 28,065 | $866 | 0.3% | $25.15 | +28.6% | COM | 89214P109 |
| — | SEVERN BANCORP ANNAPOLIS MD | 85,000 | $833 | 0.3% | $7.07 | — | COM | 81811M100 |
| MS | MORGAN STANLEY | 16,979 | $791 | 0.3% | $22.26 | +74.9% | COM NEW | 617446448 |
| BBDC | BARINGS BDC INC | 77,387 | $775 | 0.3% | $5.31 | 0.0% | COM | 06759L103 |
| NWL | NEWELL BRANDS INC | 37,943 | $770 | 0.3% | $18.78 | -11.7% | COM | 651229106 |
| — | ALCENTRA CAP CORP | 123,121 | $736 | 0.3% | $6.49 | — | COM | 01374T102 |
| ALL | ALLSTATE CORP | 7,349 | $725 | 0.3% | $41.21 | +99.2% | COM | 020002101 |
| MET | METLIFE INC | 15,279 | $714 | 0.3% | $30.13 | +17.9% | COM | 59156R108 |
| MRCC | MONROE CAP CORP | 52,438 | $712 | 0.3% | $4.67 | +18.6% | COM | 610335101 |
| CNOB | CONNECTONE BANCORP INC NEW | 29,283 | $695 | 0.3% | $15.11 | +36.9% | COM | 20786W107 |
| MS | MORGAN STANLEY | 49,800 | $690 | 0.3% | $22.26 | +74.9% | Call | 617446448 |
| — | WELLS FARGO CO NEW | 35,454 | $683 | 0.3% | $18.12 | — | *W EXP 10/28/201 | 949746119 |
| — | CITIZENS FIRST CORP | 25,000 | $656 | 0.3% | $24.89 | — | COM | 17462Q107 |
| KKR | KKR & CO INC | 23,000 | $627 | 0.2% | $24.47 | 0.0% | CL A | 48251W104 |
| — | SELECT BANCORP INC NEW | 50,270 | $623 | 0.2% | $12.97 | — | COM | 81617L108 |
| — | STANDARD AVB FINL CORP | 20,000 | $622 | 0.2% | $30.30 | — | COM | 85303B100 |
| — | APOLLO INVT CORP | 112,000 | $609 | 0.2% | $5.30 | — | COM | 03761U106 |
| — | ZIONS BANCORPORATION | 33,389 | $598 | 0.2% | $13.11 | — | *W EXP 05/22/202 | 989701115 |
| — | HARBORONE BANCORP INC | 30,905 | $591 | 0.2% | $18.70 | — | COM | 41165F101 |
| — | CHEMICAL FINL CORP | 11,050 | $590 | 0.2% | $49.97 | — | COM | 163731102 |
| LNC | LINCOLN NATL CORP IND | 8,687 | $588 | 0.2% | $35.97 | +32.2% | COM | 534187109 |
| MPB | MID PENN BANCORP INC | 19,837 | $578 | 0.2% | $24.93 | 0.0% | COM | 59540G107 |
| T | AT&T INC | 17,200 | $578 | 0.2% | $14.02 | +3.2% | COM | 00206R102 |
| PRKS | SEAWORLD ENTMT INC | 17,900 | $563 | 0.2% | $16.41 | +58.8% | COM | 81282V100 |
| — | UNIVAR INC | 18,000 | $552 | 0.2% | $26.22 | — | COM | 91336L107 |
| — | BB&T CORP | 57,300 | $549 | 0.2% | $37.92 | — | Call | 054937107 |
| KRNY | KEARNY FINL CORP MD | 39,524 | $548 | 0.2% | $14.48 | -5.1% | COM | 48716P108 |
| HBAN | HUNTINGTON BANCSHARES INC | 36,612 | $546 | 0.2% | $5.68 | +95.7% | COM | 446150104 |
| STT | STATE STR CORP | 6,088 | $510 | 0.2% | $50.63 | +36.9% | COM | 857477103 |
| — | OLD LINE BANCSHARES INC | 15,818 | $500 | 0.2% | $34.90 | — | COM | 67984M100 |
| META | FACEBOOK INC | 3,000 | $493 | 0.2% | $49.86 | +260.6% | CL A | 30303M102 |
| — | DISCOVER FINL SVCS | 6,258 | $478 | 0.2% | $56.00 | — | COM | 254709108 |
| — | BROOKLINE BANCORP INC DEL | 28,496 | $476 | 0.2% | $10.01 | — | COM | 11373M107 |
| BK | BANK NEW YORK MELLON CORP | 38,800 | $457 | 0.2% | $31.29 | +36.5% | Call | 064058100 |
| CFG | CITIZENS FINL GROUP INC | 11,852 | $457 | 0.2% | $25.16 | +16.7% | COM | 174610105 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 8,500 | $449 | 0.2% | $21.50 | +89.2% | COM | 744573106 |
| HAFC | HANMI FINL CORP | 17,914 | $446 | 0.2% | $18.99 | +38.8% | COM NEW | 410495204 |
| — | PACIFIC MERCANTILE BANCORP | 47,000 | $439 | 0.2% | $7.11 | — | COM | 694552100 |
| — | MAIDEN HOLDINGS LTD | 157,641 | $438 | 0.2% | $5.50 | — | SHS | G5753U112 |
| WFC | WELLS FARGO CO NEW | 264,900 | $429 | 0.2% | $46.51 | 0.0% | Call | 949746101 |
| AAPL | APPLE INC | 1,722 | $389 | 0.1% | $30.44 | +61.9% | COM | 037833100 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 1,216 | $383 | 0.1% | $128.20 | +73.2% | CL A | 55825T103 |
| — | CORPORATE CAP TR INC | 25,000 | $382 | 0.1% | $15.64 | — | COM | 219880101 |
| PB | PROSPERITY BANCSHARES INC | 5,435 | $377 | 0.1% | $40.16 | +42.6% | COM | 743606105 |
| BDX | BECTON DICKINSON & CO | 1,394 | $364 | 0.1% | $85.77 | +156.9% | COM | 075887109 |
| — | GUARANTY FED BANCSHARES INC | 15,000 | $360 | 0.1% | $14.73 | — | COM | 40108P101 |
| — | INVESTORS BANCORP INC NEW | 28,591 | $351 | 0.1% | $10.99 | — | COM | 46146L101 |
| MET | METLIFE INC | 56,500 | $337 | 0.1% | $30.13 | +17.9% | Call | 59156R108 |
| — | PACIFIC PREMIER BANCORP | 9,000 | $335 | 0.1% | $40.00 | — | COM | 69478X105 |
| — | HOMETOWN BANKSHARES CORP | 24,960 | $334 | 0.1% | $9.25 | — | COM | 43787N108 |
| BOTJ | BANK OF THE ST JAMES FINL GP | 20,926 | $331 | 0.1% | $11.94 | 0.0% | COM | 470299108 |
| — | DISCOVER FINL SVCS | 14,600 | $330 | 0.1% | $56.00 | — | Call | 254709108 |
| HTGC | HERCULES CAPITAL INC | 25,000 | $329 | 0.1% | $13.26 | +0.6% | COM | 427096508 |
| FCCO | FIRST CMNTY CORP S C | 13,500 | $327 | 0.1% | $9.35 | +121.9% | COM | 319835104 |
| SMBK | SMARTFINANCIAL INC | 13,818 | $325 | 0.1% | $22.35 | +11.3% | COM NEW | 83190L208 |
| CROX | CROCS INC | 15,200 | $324 | 0.1% | $12.37 | +55.3% | COM | 227046109 |
| HOPE | HOPE BANCORP INC | 19,981 | $323 | 0.1% | $16.20 | +6.9% | COM | 43940T109 |
| WSBF | WATERSTONE FINL INC MD | 18,556 | $318 | 0.1% | $10.47 | +63.1% | COM | 94188P101 |
| KEY | KEYCORP NEW | 49,400 | $315 | 0.1% | $7.93 | +84.6% | Call | 493267108 |
| — | CODORUS VY BANCORP INC | 10,000 | $312 | 0.1% | $30.70 | — | COM | 192025104 |
| FDUS | FIDUS INVT CORP | 20,600 | $301 | 0.1% | $5.75 | +10.7% | COM | 316500107 |
| SSBI | SUMMIT ST BK SANTA ROSA CALI | 19,200 | $295 | 0.1% | $9.05 | +25.8% | COM | 866264203 |
| HTB | HOMETRUST BANCSHARES INC | 10,000 | $292 | 0.1% | $24.58 | +18.1% | COM | 437872104 |
| — | SUNTRUST BKS INC | 10,400 | $281 | 0.1% | $37.06 | — | Call | 867914103 |
| — | BANK COMM HLDGS | 22,300 | $272 | 0.1% | $7.22 | — | COM | 06424J103 |
| — | BANCORP NEW JERSEY INC NEW | 15,750 | $269 | 0.1% | $17.70 | — | COM | 059915108 |
| — | FIRST CHOICE BANCORP | 9,880 | $268 | 0.1% | $30.57 | — | COM | 31948P104 |
| PFE | PFIZER INC | 5,988 | $264 | 0.1% | $20.38 | +35.7% | COM | 717081103 |
| — | FIDELITY SOUTHERN CORP NEW | 10,622 | $263 | 0.1% | $23.64 | — | COM | 316394105 |
| LEN | LENNAR CORP | 5,576 | $260 | 0.1% | $30.45 | +51.8% | CL A | 526057104 |
| BMY | BRISTOL MYERS SQUIBB CO | 14,700 | $257 | 0.1% | $39.53 | +13.8% | Call | 110122108 |
| — | LEGG MASON INC | 8,169 | $255 | 0.1% | $43.54 | — | COM | 524901105 |
| PRU | PRUDENTIAL FINL INC | 11,900 | $250 | 0.1% | — | — | Call | 744320102 |
| AIG | AMERICAN INTL GROUP INC | 4,613 | $246 | 0.1% | $38.86 | +13.7% | COM NEW | 026874784 |
| UPS | UNITED PARCEL SERVICE INC | 1,993 | $233 | 0.1% | $70.63 | +25.2% | CL B | 911312106 |
| IAT | ISHARES TR | 4,683 | $230 | 0.1% | $44.84 | — | US REGNL BKS ETF | 464288778 |
| CB | CHUBB LIMITED | 1,628 | $218 | 0.1% | $103.60 | +15.1% | COM | H1467J104 |
| COLB | COLUMBIA BKG SYS INC | 5,603 | $217 | 0.1% | $30.37 | -3.2% | COM | 197236102 |
| — | LYDALL INC DEL | 5,000 | $216 | 0.1% | $51.20 | — | COM | 550819106 |
| — | CIT GROUP INC | 13,000 | $215 | 0.1% | $49.02 | — | Call | 125581801 |
| — | ENERGEN CORP | 2,500 | $215 | 0.1% | $86.00 | — | COM | 29265N108 |
| VDE | VANGUARD WORLD FDS | 2,000 | $210 | 0.1% | $105.00 | — | ENERGY ETF | 92204A306 |
| — | ARGO GROUP INTL HLDGS LTD | 3,298 | $208 | 0.1% | $63.07 | — | COM | G0464B107 |
| WFC | WELLS FARGO CO NEW | 3,863 | $203 | 0.1% | $46.51 | 0.0% | COM | 949746101 |
| ZION | ZIONS BANCORPORATION | 17,000 | $198 | 0.1% | — | — | Call | 989701107 |
| RF | REGIONS FINL CORP NEW | 45,900 | $195 | 0.1% | $7.34 | +89.9% | Call | 7591EP100 |
| — | HANESBRANDS INC | 10,000 | $184 | 0.1% | $20.80 | — | COM | 410345102 |
| — | SAFEGUARD SCIENTIFICS INC | 19,596 | $183 | 0.1% | $12.30 | — | COM NEW | 786449207 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,788 | $173 | 0.1% | $39.53 | +13.8% | COM | 110122108 |
| — | LIQUID MEDIA GROUP LTD NEW | 187,571 | $159 | 0.1% | $0.85 | — | COM | 53634Q105 |
| — | HAMILTON BANCORP INC MD | 10,000 | $143 | 0.1% | $15.70 | — | COM | 407015106 |
| GNE | GENIE ENERGY LTD | 25,180 | $136 | 0.1% | $11.22 | -50.3% | CL B | 372284208 |
| — | RADIUS HEALTH INC | 7,500 | $134 | 0.1% | $66.19 | — | COM NEW | 750469207 |
| FNB | FNB CORP PA | 10,000 | $127 | 0.0% | $10.33 | -4.3% | COM | 302520101 |
| FITB | FIFTH THIRD BANCORP | 14,400 | $120 | 0.0% | $13.25 | +66.1% | Call | 316773100 |
| WTTR | SELECT ENERGY SVCS INC | 10,000 | $118 | 0.0% | $12.60 | — | CL A COM | 81617J301 |
| PFE | PFIZER INC | 10,000 | $113 | 0.0% | $20.38 | +35.7% | Call | 717081103 |
| — | HI-CRUSH PARTNERS LP | 10,000 | $108 | 0.0% | $10.60 | — | COM UNIT LTD | 428337109 |
| — | BIOSCRIP INC | 34,075 | $106 | 0.0% | $4.97 | — | COM | 09069N108 |
| BK | BANK NEW YORK MELLON CORP | 2,005 | $102 | 0.0% | $31.29 | +36.5% | COM | 064058100 |
| IP | INTL PAPER CO | 2,001 | $98 | 0.0% | $35.63 | 0.0% | COM | 460146103 |
| ALL | ALLSTATE CORP | 2,800 | $82 | 0.0% | $41.21 | +99.2% | Call | 020002101 |
| UPS | UNITED PARCEL SERVICE INC | 2,000 | $70 | 0.0% | $70.63 | +25.2% | Call | 911312106 |
| AIG | AMERICAN INTL GROUP INC | 11,300 | $64 | 0.0% | $38.86 | +13.7% | Call | 026874784 |
| IP | INTL PAPER CO | 8,100 | $54 | 0.0% | $35.63 | 0.0% | Call | 460146103 |
| T | AT&T INC | 10,000 | $17 | 0.0% | $14.02 | +3.2% | Call | 00206R102 |
| NWL | NEWELL BRANDS INC | 8,000 | $12 | 0.0% | $18.78 | -11.7% | Call | 651229106 |
| — | HANESBRANDS INC | 5,000 | $9 | 0.0% | $20.80 | — | Call | 410345102 |
| — | RADIUS HEALTH INC | 6,700 | $8 | 0.0% | $66.19 | — | Call | 750469207 |
| — | GENERAL ELECTRIC CO | 41,500 | $0 | 0.0% | — | — | Call | 369604103 |