Location: New York, NY
CIK: 0001059543 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 13, 2019
Total Value: $182M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BAC | BANK AMER CORP | 1,208,919 | $30.45M | 16.8% | $25.19 * | $16.33 | +27.4% | COM | 060505104 |
| JPM | JPMORGAN CHASE & CO | 129,214 | $12.61M | 6.9% | $97.62 * | $77.89 | +3.0% | COM | 46625H100 |
| MTB | M & T BK CORP | 87,685 | $8.227M | 4.5% | $93.82 * | $122.65 | -6.5% | COM | 55261F104 |
| — | COWEN INC | 521,610 | $6.958M | 3.8% | $13.34 | $13.34 | — | CL A NEW | 223622606 |
| — | SOUTHERN NATL BANCORP OF VA | 490,339 | $6.482M | 3.6% | $13.22 | $11.23 | — | COM | 843395104 |
| — | MB FINANCIAL INC NEW | 138,107 | $5.473M | 3.0% | $39.63 | $29.85 | — | COM | 55264U108 |
| COF | CAPITAL ONE FINL CORP | 68,287 | $5.162M | 2.8% | $75.59 * | $71.21 | -5.9% | COM | 14040H105 |
| CMA | COMERICA INC | 73,915 | $5.077M | 2.8% | $68.69 * | $49.94 | -1.5% | COM | 200340107 |
| PNC | PNC FINL SVCS GROUP INC | 38,581 | $4.511M | 2.5% | $116.92 * | $51.88 | +75.0% | COM | 693475105 |
| — | FRANKLIN FINL NETWORK INC | 150,693 | $3.974M | 2.2% | $26.37 | $32.52 | — | COM | 35352P104 |
| SBCF | SEACOAST BKG CORP FLA | 126,896 | $3.302M | 1.8% | $26.02 | $11.96 | +117.5% | COM NEW | 811707801 |
| — | BANK AMER CORP | 249,587 | $3.195M | 1.8% | $12.80 | $9.48 | — | *W EXP 01/16/201 | 060505146 |
| — | MERIDIAN BANCORP INC MD | 209,320 | $2.997M | 1.6% | $14.32 | $11.49 | — | COM | 58958U103 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 117,369 | $2.956M | 1.6% | $25.19 * | $17.64 | +35.4% | COM | 704699107 |
| — | BB&T CORP | 58,277 | $2.525M | 1.4% | $43.33 | $37.92 | — | COM | 054937107 |
| CNO | CNO FINL GROUP INC | 169,504 | $2.522M | 1.4% | $14.88 * | $12.94 | -2.2% | COM | 12621E103 |
| KEY | KEYCORP NEW | 166,595 | $2.462M | 1.4% | $14.78 * | $7.93 | +33.3% | COM | 493267108 |
| — | 1ST CONSTITUTION BANCORP | 118,624 | $2.364M | 1.3% | $19.93 | $18.20 | — | COM | 31986N102 |
| — | STERLING BANCORP DEL | 137,700 | $2.273M | 1.3% | $16.51 | $14.40 | — | COM | 85917A100 |
| — | HARTFORD FINL SVCS GROUP INC | 53,218 | $2.078M | 1.1% | $39.05 | $28.05 | — | *W EXP 06/26/201 | 416515120 |
| RF | REGIONS FINL CORP NEW | 152,732 | $2.043M | 1.1% | $13.38 * | $7.34 | +36.9% | COM | 7591EP100 |
| HWC | HANCOCK WHITNEY CORPORATION | 58,696 | $2.034M | 1.1% | $34.65 | $32.37 | +7.0% | COM | 410120109 |
| — | SYNOVUS FINL CORP | 63,436 | $2.029M | 1.1% | $31.98 | $26.66 | — | COM NEW | 87161C501 |
| — | SOUTH ST CORP | 33,034 | $1.98M | 1.1% | $59.94 | $61.15 | — | COM | 840441109 |
| — | DIME CMNTY BANCSHARES | 111,863 | $1.899M | 1.0% | $16.98 | $18.99 | — | COM | 253922108 |
| — | PINNACLE FINL PARTNERS INC | 38,227 | $1.762M | 1.0% | $46.09 | $56.67 | — | COM | 72346Q104 |
| CERS | CERUS CORP | 319,049 | $1.617M | 0.9% | $5.07 | $4.63 | +9.5% | COM | 157085101 |
| — | MIDSOUTH BANCORP INC | 137,226 | $1.454M | 0.8% | $10.60 | $14.90 | — | COM | 598039105 |
| JPM | JPMORGAN CHASE & CO | 90,800 | $1.436M | 0.8% | $15.81 * | $77.89 | +3.0% | Call | 46625H100 |
| FGBI | FIRST GTY BANCSHARES INC | 61,020 | $1.416M | 0.8% | $23.21 * | $10.15 | +49.9% | COM | 32043P106 |
| BANC | BANC OF CALIFORNIA INC | 92,745 | $1.234M | 0.7% | $13.31 * | $15.69 | -27.2% | COM | 05990K106 |
| — | UNION BANKSHARES CORP NEW | 42,982 | $1.213M | 0.7% | $28.22 | $32.14 | — | COM | 90539J109 |
| KINS | KINGSTONE COS INC | 63,434 | $1.122M | 0.6% | $17.69 * | $12.25 | +27.6% | COM | 496719105 |
| — | SUNTRUST BKS INC | 22,119 | $1.116M | 0.6% | $50.45 | $37.06 | — | COM | 867914103 |
| USB | US BANCORP DEL | 24,288 | $1.11M | 0.6% | $45.70 * | $25.38 | +35.0% | COM NEW | 902973304 |
| ABCB | AMERIS BANCORP | 34,359 | $1.088M | 0.6% | $31.67 * | $45.05 | -36.5% | COM | 03076K108 |
| EFSC | ENTERPRISE FINL SVCS CORP | 27,150 | $1.022M | 0.6% | $37.64 * | $15.45 | +111.3% | COM | 293712105 |
| CIVB | CIVISTA BANCSHARES INC | 56,582 | $986K | 0.5% | $17.43 * | $19.66 | -28.3% | COM NO PAR | 178867107 |
| — | ESSA BANCORP INC | 59,243 | $925K | 0.5% | $15.61 | $11.56 | — | COM | 29667D104 |
| BAC | BANK AMER CORP | 220,300 | $910K | 0.5% | $4.13 * | $16.33 | +27.4% | Call | 060505104 |
| — | FAUQUIER BANKSHARES INC VA | 46,781 | $897K | 0.5% | $19.17 | $16.16 | — | COM | 312059108 |
| THG | HANOVER INS GROUP INC | 7,338 | $857K | 0.5% | $116.79 * | $42.09 | +122.3% | COM | 410867105 |
| — | ALCENTRA CAP CORP | 131,874 | $853K | 0.5% | $6.47 | $6.49 | — | COM | 01374T102 |
| GSBD | GOLDMAN SACHS BDC INC | 45,028 | $828K | 0.5% | $18.39 | $21.30 | -13.7% | SHS | 38147U107 |
| FITB | FIFTH THIRD BANCORP | 34,238 | $806K | 0.4% | $23.54 * | $13.25 | +35.2% | COM | 316773100 |
| — | BENEFICIAL BANCORP INC | 54,418 | $778K | 0.4% | $14.30 | $14.30 | — | COM | 08171T102 |
| — | FIRST DEFIANCE FINL CORP | 31,339 | $768K | 0.4% | $24.51 | $28.59 | — | COM | 32006W106 |
| C | CITIGROUP INC | 14,743 | $767K | 0.4% | $52.02 * | $37.66 | +8.1% | COM NEW | 172967424 |
| — | CIT GROUP INC | 19,589 | $750K | 0.4% | $38.29 | $49.02 | — | COM NEW | 125581801 |
| — | TERRITORIAL BANCORP INC | 28,133 | $731K | 0.4% | $25.98 | $25.98 | — | COM | 88145X108 |
| CBFV | CB FINL SVCS INC | 29,273 | $725K | 0.4% | $24.77 * | $17.84 | +3.6% | COM | 12479G101 |
| — | STATE BK FINL CORP | 33,236 | $718K | 0.4% | $21.60 | $18.34 | — | COM | 856190103 |
| BPOP | POPULAR INC | 14,964 | $707K | 0.4% | $47.25 * | $30.21 | +27.0% | COM NEW | 733174700 |
| BBDC | BARINGS BDC INC | 75,387 | $680K | 0.4% | $9.02 * | $5.31 | -11.5% | COM | 06759L103 |
| — | SEVERN BANCORP ANNAPOLIS MD | 84,700 | $676K | 0.4% | $7.98 | $7.07 | — | COM | 81811M100 |
| MS | MORGAN STANLEY | 16,779 | $665K | 0.4% | $39.63 * | $22.26 | +43.2% | COM NEW | 617446448 |
| WFC | WELLS FARGO CO NEW | 14,406 | $664K | 0.4% | $46.09 * | $43.23 | -12.2% | COM | 949746101 |
| TOWN | TOWNEBANK PORTSMOUTH VA | 27,065 | $648K | 0.4% | $23.94 | $25.15 | -4.8% | COM | 89214P109 |
| — | SELECT BANCORP INC NEW | 50,270 | $622K | 0.3% | $12.37 | $12.97 | — | COM | 81617L108 |
| ALL | ALLSTATE CORP | 7,338 | $606K | 0.3% | $82.58 * | $41.21 | +70.1% | COM | 020002101 |
| MET | METLIFE INC | 14,611 | $600K | 0.3% | $41.06 * | $30.13 | +7.4% | COM | 59156R108 |
| — | STANDARD AVB FINL CORP | 19,000 | $568K | 0.3% | $29.89 | $30.30 | — | COM | 85303B100 |
| — | CITIZENS FIRST CORP | 25,000 | $536K | 0.3% | $21.44 | $24.89 | — | COM | 17462Q107 |
| CNOB | CONNECTONE BANCORP INC NEW | 28,847 | $533K | 0.3% | $18.48 * | $15.11 | +2.1% | COM | 20786W107 |
| SMBK | SMARTFINANCIAL INC | 28,818 | $527K | 0.3% | $18.29 | $21.51 | -15.1% | COM NEW | 83190L208 |
| NWL | NEWELL BRANDS INC | 27,943 | $519K | 0.3% | $18.57 * | $18.78 | -28.9% | COM | 651229106 |
| MRCC | MONROE CAP CORP | 52,438 | $503K | 0.3% | $9.59 * | $4.67 | +4.4% | COM | 610335101 |
| T | AT&T INC | 17,200 | $491K | 0.3% | $28.55 * | $14.02 | -7.2% | COM | 00206R102 |
| — | HARBORONE BANCORP INC | 29,605 | $470K | 0.3% | $15.88 | $18.70 | — | COM | 41165F101 |
| — | AMERICAN INTL GROUP INC | 85,454 | $465K | 0.3% | $5.44 | $14.80 | — | *W EXP 01/19/202 | 026874156 |
| MFIC | APOLLO INVT CORP | 37,332 | $463K | 0.3% | $12.40 * | $6.30 | -16.1% | COM NEW | 03761U502 |
| MPB | MID PENN BANCORP INC | 19,437 | $447K | 0.2% | $23.00 * | $24.93 | -26.8% | COM | 59540G107 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 8,500 | $442K | 0.2% | $52.00 * | $21.50 | +91.3% | COM | 744573106 |
| LNC | LINCOLN NATL CORP IND | 8,417 | $432K | 0.2% | $51.32 * | $35.97 | +3.3% | COM | 534187109 |
| C | CITIGROUP INC | 71,700 | $426K | 0.2% | $5.94 * | $37.66 | +8.1% | Call | 172967424 |
| MS | MORGAN STANLEY | 49,800 | $416K | 0.2% | $8.35 * | $22.26 | +43.2% | Call | 617446448 |
| — | OLD LINE BANCSHARES INC | 15,818 | $416K | 0.2% | $26.30 | $34.90 | — | COM | 67984M100 |
| ABR | ARBOR RLTY TR INC | 40,078 | $404K | 0.2% | $10.08 | $6.79 | — | COM | 038923108 |
| HBAN | HUNTINGTON BANCSHARES INC | 33,812 | $403K | 0.2% | $11.92 * | $5.68 | +52.1% | COM | 446150104 |
| — | BROOKLINE BANCORP INC DEL | 28,371 | $392K | 0.2% | $13.82 | $10.01 | — | COM | 11373M107 |
| — | CHEMICAL FINL CORP | 10,539 | $386K | 0.2% | $36.63 | $49.97 | — | COM | 163731102 |
| — | FIRST MIDWEST BANCORP DEL | 19,085 | $378K | 0.2% | $19.81 | $19.81 | — | COM | 320867104 |
| — | FS KKR CAPITAL CORP | 72,540 | $376K | 0.2% | $5.18 | $5.18 | — | COM | 302635107 |
| STT | STATE STR CORP | 5,884 | $371K | 0.2% | $63.05 * | $50.63 | -0.5% | COM | 857477103 |
| CFG | CITIZENS FINL GROUP INC | 11,652 | $346K | 0.2% | $29.69 * | $25.16 | -13.1% | COM | 174610105 |
| — | MAIDEN HOLDINGS LTD | 207,122 | $342K | 0.2% | $1.65 | $4.58 | — | SHS | G5753U112 |
| HAFC | HANMI FINL CORP | 16,914 | $333K | 0.2% | $19.69 | $18.99 | +3.7% | COM NEW | 410495204 |
| — | PACIFIC MERCANTILE BANCORP | 46,400 | $332K | 0.2% | $7.16 | $7.11 | — | COM | 694552100 |
| — | ZIONS BANCORPORATION N A | 35,039 | $329K | 0.2% | $9.39 | $12.94 | — | *W EXP 05/21/202 | 989701115 |
| — | GUARANTY FED BANCSHARES INC | 15,000 | $328K | 0.2% | $21.87 | $14.73 | — | COM | 40108P101 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 1,216 | $326K | 0.2% | $268.09 * | $170.25 | +48.9% | CL A | 55825T103 |
| — | DISCOVER FINL SVCS | 5,416 | $319K | 0.2% | $58.90 | $56.00 | — | COM | 254709108 |
| KRNY | KEARNY FINL CORP MD | 24,660 | $316K | 0.2% | $12.81 | $14.48 | -11.5% | COM | 48716P108 |
| PB | PROSPERITY BANCSHARES INC | 5,063 | $315K | 0.2% | $62.22 * | $40.16 | +24.6% | COM | 743606105 |
| WSBF | WATERSTONE FINL INC MD | 18,556 | $311K | 0.2% | $16.76 | $10.47 | +60.1% | COM | 94188P101 |
| IMPM | IMPAC MTG HLDGS INC | 130,129 | $297K | 0.2% | $2.28 * | $10.97 | -55.3% | COM NEW | 45254P508 |
| — | HOMETOWN BANKSHARES CORP | 24,960 | $296K | 0.2% | $11.86 | $9.25 | — | COM | 43787N108 |
| BK | BANK NEW YORK MELLON CORP | 38,800 | $290K | 0.2% | $7.47 * | $31.29 | +23.0% | Call | 064058100 |
| — | BB&T CORP | 50,400 | $278K | 0.2% | $5.52 | $37.92 | — | Call | 054937107 |
| — | UNIVAR INC | 15,500 | $275K | 0.2% | $17.74 | $26.22 | — | COM | 91336L107 |
| — | RITE AID CORP | 437,373 | $273K | 0.2% | $0.62 | $4.57 | — | COM | 767754104 |
| BOTJ | BANK OF THE ST JAMES FINL GP | 20,926 | $272K | 0.1% | $13.00 * | $11.94 | -17.2% | COM | 470299108 |
| FCCO | FIRST CMNTY CORP S C | 13,500 | $262K | 0.1% | $19.41 * | $9.35 | +71.2% | COM | 319835104 |
| HTB | HOMETRUST BANCSHARES INC | 10,000 | $262K | 0.1% | $26.20 | $24.58 | +6.5% | COM | 437872104 |
| HTGC | HERCULES CAPITAL INC | 23,000 | $254K | 0.1% | $11.04 | $13.26 | -16.6% | COM | 427096508 |
| — | BANK COMM HLDGS | 22,300 | $244K | 0.1% | $10.94 | $7.22 | — | COM | 06424J103 |
| PFE | PFIZER INC | 5,530 | $241K | 0.1% | $43.58 * | $20.38 | +47.5% | COM | 717081103 |
| AAPL | APPLE INC | 1,522 | $241K | 0.1% | $158.34 * | $30.44 | +23.2% | COM | 037833100 |
| FDUS | FIDUS INVT CORP | 20,600 | $241K | 0.1% | $11.70 * | $5.75 | -7.7% | COM | 316500107 |
| SSBI | SUMMIT ST BK SANTA ROSA CALI | 19,200 | $226K | 0.1% | $11.77 * | $9.05 | -3.7% | COM | 866264203 |
| — | CODORUS VY BANCORP INC | 10,500 | $223K | 0.1% | $21.24 | $30.25 | — | COM | 192025104 |
| — | FIRST CHOICE BANCORP | 9,880 | $223K | 0.1% | $22.57 | $30.57 | — | COM | 31948P104 |
| — | ARGO GROUP INTL HLDGS LTD | 3,273 | $220K | 0.1% | $67.22 | $63.07 | — | COM | G0464B107 |
| — | PACIFIC PREMIER BANCORP | 8,540 | $218K | 0.1% | $25.53 | $40.00 | — | COM | 69478X105 |
| HOPE | HOPE BANCORP INC | 17,981 | $213K | 0.1% | $11.85 | $16.20 | -26.8% | COM | 43940T109 |
| — | INVESTORS BANCORP INC NEW | 20,010 | $208K | 0.1% | $10.39 | $10.99 | — | COM | 46146L101 |
| — | BANCORP NEW JERSEY INC NEW | 15,750 | $205K | 0.1% | $13.02 | $17.70 | — | COM | 059915108 |
| BDX | BECTON DICKINSON & CO | 894 | $201K | 0.1% | $224.83 * | $85.77 | +130.4% | COM | 075887109 |
| UPS | UNITED PARCEL SERVICE INC | 1,993 | $194K | 0.1% | $97.34 * | $70.63 | +5.0% | CL B | 911312106 |
| RBB | RBB BANCORP | 10,776 | $189K | 0.1% | $17.54 | $21.47 | -18.1% | COM | 74930B105 |
| AIG | AMERICAN INTL GROUP INC | 4,613 | $182K | 0.1% | $39.45 * | $38.86 | -15.4% | COM NEW | 026874784 |
| BMY | BRISTOL MYERS SQUIBB CO | 14,700 | $141K | 0.1% | $9.59 * | $39.53 | +0.3% | Call | 110122108 |
| — | HAMILTON BANCORP INC MD | 10,000 | $139K | 0.1% | $13.90 | $15.70 | — | COM | 407015106 |
| — | SAFEGUARD SCIENTIFICS INC | 15,805 | $136K | 0.1% | $8.60 | $12.30 | — | COM NEW | 786449207 |
| WFC | WELLS FARGO CO NEW | 64,900 | $134K | 0.1% | $2.06 * | $43.23 | -12.2% | Call | 949746101 |
| — | HANESBRANDS INC | 10,000 | $125K | 0.1% | $12.50 | $20.80 | — | COM | 410345102 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,338 | $122K | 0.1% | $52.18 * | $39.53 | +0.3% | COM | 110122108 |
| — | BIOSCRIP INC | 31,845 | $114K | 0.1% | $3.58 | $4.97 | — | COM | 09069N108 |
| MET | METLIFE INC | 56,500 | $108K | 0.1% | $1.91 * | $30.13 | +7.4% | Call | 59156R108 |
| — | SUNTRUST BKS INC | 10,400 | $104K | 0.1% | $10.00 | $37.06 | — | Call | 867914103 |
| KEY | KEYCORP NEW | 49,400 | $98,000 | 0.1% | $1.98 * | $7.93 | +33.3% | Call | 493267108 |
| PNC | PNC FINL SVCS GROUP INC | 6,900 | $96,000 | 0.1% | $13.91 * | $51.88 | +75.0% | Call | 693475105 |
| BK | BANK NEW YORK MELLON CORP | 2,005 | $94,000 | 0.1% | $46.88 * | $31.29 | +23.0% | COM | 064058100 |
| IP | INTL PAPER CO | 2,001 | $81,000 | 0.0% | $40.48 * | $35.63 | -21.7% | COM | 460146103 |
| ZION | ZIONS BANCORPORATION N A | 17,000 | $79,000 | 0.0% | $4.65 | — | — | Call | 989701107 |
| RF | REGIONS FINL CORP NEW | 45,900 | $78,000 | 0.0% | $1.70 * | $7.34 | +36.9% | Call | 7591EP100 |
| FITB | FIFTH THIRD BANCORP | 14,400 | $67,000 | 0.0% | $4.65 * | $13.25 | +35.2% | Call | 316773100 |
| — | CIT GROUP INC | 13,000 | $65,000 | 0.0% | $5.00 | $49.02 | — | Call | 125581801 |
| PFE | PFIZER INC | 5,300 | $58,000 | 0.0% | $10.94 * | $20.38 | +47.5% | Call | 717081103 |
| — | DISCOVER FINL SVCS | 14,600 | $54,000 | 0.0% | $3.70 | $56.00 | — | Call | 254709108 |
| — | LIQUID MEDIA GROUP LTD NEW | 24,521 | $47,000 | 0.0% | $1.92 | $1.92 | — | COM NEW | 53634Q204 |
| ALL | ALLSTATE CORP | 2,800 | $43,000 | 0.0% | $15.36 * | $41.21 | +70.1% | Call | 020002101 |
| UPS | UNITED PARCEL SERVICE INC | 2,000 | $41,000 | 0.0% | $20.50 * | $70.63 | +5.0% | Call | 911312106 |
| PRU | PRUDENTIAL FINL INC | 11,900 | $41,000 | 0.0% | $3.45 | — | — | Call | 744320102 |
| CMA | COMERICA INC | 4,500 | $23,000 | 0.0% | $5.11 * | $49.94 | -1.5% | Call | 200340107 |
| IP | INTL PAPER CO | 8,100 | $19,000 | 0.0% | $2.35 * | $35.63 | -21.7% | Call | 460146103 |
| NWL | NEWELL BRANDS INC | 3,500 | $8,000 | 0.0% | $2.29 * | $18.78 | -28.9% | Call | 651229106 |
| AIG | AMERICAN INTL GROUP INC | 11,300 | $7,000 | 0.0% | $0.62 * | $38.86 | -15.4% | Call | 026874784 |
| T | AT&T INC | 10,000 | $4,000 | 0.0% | $0.40 * | $14.02 | -7.2% | Call | 00206R102 |
| — | HANESBRANDS INC | 5,000 | $2,000 | 0.0% | $0.40 | $20.80 | — | Call | 410345102 |