CIK: 0001059543 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 6, 2019
Total Value ($000): $191,947 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| JPM | JPMORGAN CHASE & CO | 119,514 | $14,066 | 7.3% | $77.89 | +22.1% | COM | 46625H100 |
| BAC | BANK AMER CORP | 408,343 | $11,911 | 6.2% | $17.46 | +40.7% | COM | 060505104 |
| MTB | M & T BK CORP | 57,487 | $9,081 | 4.7% | $122.65 | +4.3% | COM | 55261F104 |
| BAC | BANK AMER CORP | 1,423,800 | $8,960 | 4.7% | $17.46 | +40.7% | Call | 060505104 |
| — | SOUTHERN NATL BANCORP OF VA | 568,797 | $8,754 | 4.6% | $11.78 | — | COM | 843395104 |
| — | COWEN INC | 563,875 | $8,677 | 4.5% | $13.48 | — | CL A NEW | 223622606 |
| COF | CAPITAL ONE FINL CORP | 73,587 | $6,694 | 3.5% | $71.29 | +13.1% | COM | 14040H105 |
| PNC | PNC FINL SVCS GROUP INC | 43,496 | $6,096 | 3.2% | $56.96 | +89.0% | COM | 693475105 |
| FITB | FIFTH THIRD BANCORP | 196,080 | $5,369 | 2.8% | $19.26 | +10.4% | COM | 316773100 |
| CMA | COMERICA INC | 73,915 | $4,878 | 2.5% | $49.94 | -3.2% | COM | 200340107 |
| — | FRANKLIN FINL NETWORK INC | 146,543 | $4,427 | 2.3% | $32.52 | — | COM | 35352P104 |
| HWC | HANCOCK WHITNEY CORPORATION | 106,193 | $4,067 | 2.1% | $35.11 | +8.3% | COM | 410120109 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 142,615 | $3,997 | 2.1% | $19.14 | +39.7% | COM | 704699107 |
| — | MERIDIAN BANCORP INC MD | 209,320 | $3,924 | 2.0% | $11.49 | — | COM | 58958U103 |
| — | SYNOVUS FINL CORP | 99,758 | $3,568 | 1.9% | $29.66 | — | COM NEW | 87161C501 |
| SBCF | SEACOAST BKG CORP FLA | 127,296 | $3,222 | 1.7% | $11.96 | +110.0% | COM NEW | 811707801 |
| — | BB&T CORP | 58,277 | $3,111 | 1.6% | $37.92 | — | COM | 054937107 |
| — | PINNACLE FINL PARTNERS INC | 53,548 | $3,039 | 1.6% | $56.10 | — | COM | 72346Q104 |
| — | SUNTRUST BKS INC | 43,908 | $3,021 | 1.6% | $48.07 | — | COM | 867914103 |
| HIG | HARTFORD FINL SVCS GROUP INC | 48,533 | $2,942 | 1.5% | $45.59 | +11.4% | COM | 416515104 |
| — | STERLING BANCORP DEL | 142,305 | $2,855 | 1.5% | $14.54 | — | COM | 85917A100 |
| CNO | CNO FINL GROUP INC | 172,204 | $2,726 | 1.4% | $12.99 | +5.0% | COM | 12621E103 |
| — | SOUTH ST CORP | 33,034 | $2,487 | 1.3% | $61.15 | — | COM | 840441109 |
| RF | REGIONS FINL CORP NEW | 155,732 | $2,464 | 1.3% | $7.48 | +55.3% | COM | 7591EP100 |
| — | DIME CMNTY BANCSHARES | 111,863 | $2,395 | 1.2% | $18.99 | — | COM | 253922108 |
| KEY | KEYCORP NEW | 125,595 | $2,240 | 1.2% | $7.98 | +58.9% | COM | 493267108 |
| — | 1ST CONSTITUTION BANCORP | 118,624 | $2,224 | 1.2% | $18.20 | — | COM | 31986N102 |
| JPM | JPMORGAN CHASE & CO | 73,300 | $1,994 | 1.0% | $77.89 | +22.1% | Call | 46625H100 |
| BANC | BANC OF CALIFORNIA INC | 123,576 | $1,748 | 0.9% | $14.95 | -16.0% | COM | 05990K106 |
| AUB | ATLANTIC UN BANKSHARES CORP | 46,882 | $1,746 | 0.9% | $27.30 | +5.8% | COM | 04911A107 |
| CERS | CERUS CORP | 306,249 | $1,579 | 0.8% | $4.63 | +15.8% | COM | 157085101 |
| ABCB | AMERIS BANCORP | 34,359 | $1,383 | 0.7% | $45.05 | -24.0% | COM | 03076K108 |
| FGBI | FIRST GTY BANCSHARES INC | 61,020 | $1,351 | 0.7% | $10.15 | +35.7% | COM | 32043P106 |
| — | AMERICAN INTL GROUP INC | 94,227 | $1,344 | 0.7% | $13.95 | — | *W EXP 01/19/202 | 026874156 |
| USB | US BANCORP DEL | 24,288 | $1,344 | 0.7% | $25.38 | +62.1% | COM NEW | 902973304 |
| NWL | NEWELL BRANDS INC | 67,343 | $1,261 | 0.7% | $15.55 | -22.8% | COM | 651229106 |
| C | CITIGROUP INC | 71,700 | $1,256 | 0.7% | $37.66 | +43.8% | Call | 172967424 |
| CIVB | CIVISTA BANCSHARES INC | 56,582 | $1,230 | 0.6% | $19.66 | -10.7% | COM NO PAR | 178867107 |
| — | ALCENTRA CAP CORP | 132,374 | $1,177 | 0.6% | $6.49 | — | COM | 01374T102 |
| SMBK | SMARTFINANCIAL INC | 53,671 | $1,118 | 0.6% | $20.40 | +3.3% | COM NEW | 83190L208 |
| EFSC | ENTERPRISE FINL SVCS CORP | 27,150 | $1,106 | 0.6% | $15.45 | +128.0% | COM | 293712105 |
| MNSB | MAINSTREET BANCSHARES INC | 52,185 | $1,098 | 0.6% | $21.38 | -5.8% | COM | 56064Y100 |
| C | CITIGROUP INC | 14,743 | $1,019 | 0.5% | $37.66 | +43.8% | COM NEW | 172967424 |
| THG | HANOVER INS GROUP INC | 6,958 | $943 | 0.5% | $42.09 | +163.6% | COM | 410867105 |
| — | SELECT BANCORP INC NEW | 80,270 | $931 | 0.5% | $12.46 | — | COM | 81617L108 |
| — | FAUQUIER BANKSHARES INC VA | 47,081 | $930 | 0.5% | $16.16 | — | COM | 312059108 |
| — | FIRST DEFIANCE FINL CORP | 31,339 | $908 | 0.5% | $28.59 | — | COM | 32006W106 |
| — | CIT GROUP INC | 19,589 | $888 | 0.5% | $49.02 | — | COM NEW | 125581801 |
| CBFV | CB FINL SVCS INC | 29,273 | $813 | 0.4% | $17.84 | +7.8% | COM | 12479G101 |
| — | TERRITORIAL BANCORP INC | 28,433 | $813 | 0.4% | $28.59 | — | COM | 88145X108 |
| BPOP | POPULAR INC | 14,964 | $809 | 0.4% | $30.21 | +47.6% | COM NEW | 733174700 |
| ALL | ALLSTATE CORP | 7,338 | $797 | 0.4% | $41.21 | +117.5% | COM | 020002101 |
| TOWN | TOWNEBANK PORTSMOUTH VA | 27,065 | $753 | 0.4% | $25.15 | +8.1% | COM | 89214P109 |
| WSFS | WSFS FINL CORP | 16,691 | $736 | 0.4% | $41.58 | +1.2% | COM | 929328102 |
| WFC | WELLS FARGO CO NEW | 14,406 | $727 | 0.4% | $43.23 | -8.0% | COM | 949746101 |
| MS | MORGAN STANLEY | 16,779 | $716 | 0.4% | $22.26 | +57.3% | COM NEW | 617446448 |
| KINS | KINGSTONE COS INC | 83,434 | $711 | 0.4% | $11.43 | -33.1% | COM | 496719105 |
| MET | METLIFE INC | 14,611 | $689 | 0.4% | $30.13 | +27.7% | COM | 59156R108 |
| T | AT&T INC | 17,200 | $651 | 0.3% | $14.02 | +21.2% | COM | 00206R102 |
| — | STANDARD AVB FINL CORP | 24,000 | $648 | 0.3% | $29.61 | — | COM | 85303B100 |
| — | SEVERN BANCORP ANNAPOLIS MD | 80,006 | $640 | 0.3% | $7.13 | — | COM | 81811M100 |
| CNOB | CONNECTONE BANCORP INC NEW | 28,847 | $640 | 0.3% | $15.11 | +21.5% | COM | 20786W107 |
| IMPM | IMPAC MTG HLDGS INC | 78,623 | $619 | 0.3% | $10.97 | -51.9% | COM NEW | 45254P508 |
| MRCC | MONROE CAP CORP | 52,438 | $553 | 0.3% | $4.67 | +5.5% | COM | 610335101 |
| HBAN | HUNTINGTON BANCSHARES INC | 37,812 | $540 | 0.3% | $6.11 | +65.8% | COM | 446150104 |
| — | CADENCE BANCORPORATION | 29,160 | $511 | 0.3% | $18.55 | — | CL A | 12739A100 |
| LNC | LINCOLN NATL CORP IND | 8,417 | $508 | 0.3% | $35.97 | +22.6% | COM | 534187109 |
| MS | MORGAN STANLEY | 49,800 | $502 | 0.3% | $22.26 | +57.3% | Call | 617446448 |
| MPB | MID PENN BANCORP INC | 19,437 | $498 | 0.3% | $24.93 | -18.7% | COM | 59540G107 |
| — | SB ONE BANCORP | 20,600 | $465 | 0.2% | $22.46 | — | COM | 78413T103 |
| — | OLD LINE BANCSHARES INC | 15,818 | $459 | 0.2% | $34.90 | — | COM | 67984M100 |
| — | DISCOVER FINL SVCS | 5,416 | $439 | 0.2% | $56.00 | — | COM | 254709108 |
| GABC | GERMAN AMERN BANCORP INC | 13,256 | $425 | 0.2% | $25.81 | 0.0% | COM | 373865104 |
| — | ZIONS BANCORPORATION N A | 35,039 | $414 | 0.2% | $12.94 | — | *W EXP 05/21/202 | 989701115 |
| CFG | CITIZENS FINL GROUP INC | 11,652 | $412 | 0.2% | $25.16 | +4.5% | COM | 174610105 |
| — | TCF FINANCIAL CORPORATION NE | 10,539 | $401 | 0.2% | $38.05 | — | COM | 872307103 |
| — | FIRST MIDWEST BANCORP DEL | 19,085 | $372 | 0.2% | $19.81 | — | COM | 320867104 |
| — | BB&T CORP | 29,700 | $369 | 0.2% | $37.92 | — | Call | 054937107 |
| — | AMERICAN NATL BANKSHARES INC | 10,358 | $367 | 0.2% | $38.71 | — | COM | 027745108 |
| PEG | PUBLIC SVC ENTERPRISE GRP IN | 5,900 | $366 | 0.2% | $21.50 | +123.5% | COM | 744573106 |
| — | GUARANTY FED BANCSHARES INC | 15,000 | $364 | 0.2% | $14.73 | — | COM | 40108P101 |
| PB | PROSPERITY BANCSHARES INC | 5,063 | $358 | 0.2% | $40.16 | +36.2% | COM | 743606105 |
| — | PACIFIC MERCANTILE BANCORP | 46,400 | $348 | 0.2% | $7.11 | — | COM | 694552100 |
| AAPL | APPLE INC | 1,522 | $341 | 0.2% | $30.44 | +65.0% | COM | 037833100 |
| — | UNIVAR SOLUTIONS INC | 15,500 | $322 | 0.2% | $26.22 | — | COM | 91336L107 |
| BAC | BANK AMER CORP | 500,000 | $320 | 0.2% | $17.46 | +40.7% | Put | 060505104 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 1,216 | $320 | 0.2% | $128.20 | +53.0% | CL A | 55825T103 |
| HAFC | HANMI FINL CORP | 16,914 | $318 | 0.2% | $18.99 | +3.8% | COM NEW | 410495204 |
| BOTJ | BANK OF THE ST JAMES FINL GP | 21,531 | $308 | 0.2% | $11.90 | -6.0% | COM | 470299108 |
| WFC | WELLS FARGO CO NEW | 38,700 | $268 | 0.1% | $43.23 | -8.0% | Call | 949746101 |
| — | PACIFIC PREMIER BANCORP | 8,540 | $266 | 0.1% | $40.00 | — | COM | 69478X105 |
| FCCO | FIRST CMNTY CORP S C | 13,500 | $263 | 0.1% | $9.35 | +69.6% | COM | 319835104 |
| ZTS | ZOETIS INC | 2,104 | $262 | 0.1% | $85.91 | +33.4% | CL A | 98978V103 |
| HTB | HOMETRUST BANCSHARES INC | 10,000 | $261 | 0.1% | $24.58 | +3.7% | COM | 437872104 |
| HOPE | HOPE BANCORP INC | 17,981 | $258 | 0.1% | $16.20 | -13.5% | COM | 43940T109 |
| AIG | AMERICAN INTL GROUP INC | 4,602 | $256 | 0.1% | $38.86 | +20.4% | COM NEW | 026874784 |
| — | CODORUS VY BANCORP INC | 10,500 | $244 | 0.1% | $30.25 | — | COM | 192025104 |
| — | BANK COMM HLDGS | 22,300 | $243 | 0.1% | $7.22 | — | COM | 06424J103 |
| HTGC | HERCULES CAPITAL INC | 18,000 | $241 | 0.1% | $13.26 | -1.5% | COM | 427096508 |
| UPS | UNITED PARCEL SERVICE INC | 1,993 | $239 | 0.1% | $70.63 | +25.9% | CL B | 911312106 |
| — | SAFEGUARD SCIENTIFICS INC | 20,405 | $231 | 0.1% | $11.97 | — | COM NEW | 786449207 |
| — | ARGO GROUP INTL HLDGS LTD | 3,273 | $230 | 0.1% | $63.07 | — | COM | G0464B107 |
| SSBI | SUMMIT ST BK SANTA ROSA CALI | 19,200 | $226 | 0.1% | $9.05 | +0.3% | COM | 866264203 |
| BDX | BECTON DICKINSON & CO | 894 | $226 | 0.1% | $85.77 | +160.6% | COM | 075887109 |
| OFG | OFG BANCORP | 10,121 | $222 | 0.1% | $19.92 | +10.3% | COM | 67103X102 |
| ZION | ZIONS BANCORPORATION N A | 38,500 | $218 | 0.1% | — | — | Call | 989701107 |
| — | SUNTRUST BKS INC | 16,100 | $213 | 0.1% | $48.07 | — | Call | 867914103 |
| RBB | RBB BANCORP | 10,776 | $212 | 0.1% | $21.47 | -11.0% | COM | 74930B105 |
| — | FIRST CHOICE BANCORP | 9,880 | $211 | 0.1% | $30.57 | — | COM | 31948P104 |
| KEY | KEYCORP NEW | 49,400 | $210 | 0.1% | $7.98 | +58.9% | Call | 493267108 |
| PFE | PFIZER INC | 5,530 | $199 | 0.1% | $20.38 | +32.6% | COM | 717081103 |
| PNC | PNC FINL SVCS GROUP INC | 6,900 | $187 | 0.1% | $56.96 | +89.0% | Call | 693475105 |
| — | MAIDEN HOLDINGS LTD | 207,122 | $155 | 0.1% | $4.58 | — | SHS | G5753U112 |
| — | HANESBRANDS INC | 10,000 | $153 | 0.1% | $20.80 | — | COM | 410345102 |
| — | RITE AID CORP | 19,268 | $134 | 0.1% | $7.99 | — | COM | 767754872 |
| RF | REGIONS FINL CORP NEW | 45,900 | $126 | 0.1% | $7.48 | +55.3% | Call | 7591EP100 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,338 | $119 | 0.1% | $39.53 | -7.0% | COM | 110122108 |
| MTB | M & T BK CORP | 14,200 | $115 | 0.1% | $122.65 | +4.3% | Call | 55261F104 |
| BMY | BRISTOL MYERS SQUIBB CO | 14,700 | $113 | 0.1% | $39.53 | -7.0% | Call | 110122108 |
| — | FS KKR CAPITAL CORP | 17,500 | $102 | 0.1% | $5.51 | — | COM | 302635107 |
| — | CIT GROUP INC | 13,000 | $100 | 0.1% | $49.02 | — | Call | 125581801 |
| — | OPTION CARE HEALTH INC | 31,111 | $100 | 0.1% | $3.21 | — | COM | 68404L102 |
| IP | INTL PAPER CO | 2,001 | $84 | 0.0% | $35.63 | -17.6% | COM | 460146103 |
| FITB | FIFTH THIRD BANCORP | 14,400 | $76 | 0.0% | $19.26 | +10.4% | Call | 316773100 |
| AIG | AMERICAN INTL GROUP INC | 5,100 | $62 | 0.0% | $38.86 | +20.4% | Call | 026874784 |
| — | DISCOVER FINL SVCS | 4,500 | $40 | 0.0% | $56.00 | — | Call | 254709108 |
| — | LIQUID MEDIA GROUP LTD NEW | 24,521 | $31 | 0.0% | $1.92 | — | COM NEW | 53634Q204 |
| T | AT&T INC | 10,000 | $30 | 0.0% | $14.02 | +21.2% | Call | 00206R102 |
| — | ONCOSEC MED INC | 14,200 | $28 | 0.0% | $1.97 | — | COM | 68234L306 |
| MET | METLIFE INC | 19,600 | $26 | 0.0% | $30.13 | +27.7% | Call | 59156R108 |
| CMA | COMERICA INC | 11,500 | $26 | 0.0% | $49.94 | -3.2% | Call | 200340107 |
| PFE | PFIZER INC | 8,000 | $17 | 0.0% | $20.38 | +32.6% | Call | 717081103 |
| IP | INTL PAPER CO | 8,100 | $10 | 0.0% | $35.63 | -17.6% | Call | 460146103 |
| NWL | NEWELL BRANDS INC | 3,000 | $3 | 0.0% | $15.55 | -22.8% | Call | 651229106 |