Location: New York, NY
CIK: 0001059543 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 6, 2019
Total Value: $192M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| JPM | JPMORGAN CHASE & CO | 119,514 | $14.07M | 7.3% | $117.69 * | $77.89 | +27.0% | COM | 46625H100 |
| BAC | BANK AMER CORP | 408,343 | $11.91M | 6.2% | $29.17 * | $17.46 | +43.4% | COM | 060505104 |
| MTB | M & T BK CORP | 57,487 | $9.081M | 4.7% | $157.97 * | $122.65 | +5.2% | COM | 55261F104 |
| BAC | BANK AMER CORP | 1,423,800 | $8.96M | 4.7% | $6.29 * | $17.46 | +43.4% | Call | 060505104 |
| — | SOUTHERN NATL BANCORP OF VA | 568,797 | $8.754M | 4.6% | $15.39 | $11.78 | — | COM | 843395104 |
| — | COWEN INC | 563,875 | $8.677M | 4.5% | $15.39 | $13.48 | — | CL A NEW | 223622606 |
| COF | CAPITAL ONE FINL CORP | 73,587 | $6.694M | 3.5% | $90.97 * | $71.29 | +14.6% | COM | 14040H105 |
| PNC | PNC FINL SVCS GROUP INC | 43,496 | $6.096M | 3.2% | $140.15 * | $56.96 | +95.6% | COM | 693475105 |
| FITB | FIFTH THIRD BANCORP | 196,080 | $5.369M | 2.8% | $27.38 * | $19.26 | +11.2% | COM | 316773100 |
| CMA | COMERICA INC | 73,915 | $4.878M | 2.5% | $65.99 * | $49.94 | -2.7% | COM | 200340107 |
| — | FRANKLIN FINL NETWORK INC | 146,543 | $4.427M | 2.3% | $30.21 | $32.52 | — | COM | 35352P104 |
| HWC | HANCOCK WHITNEY CORPORATION | 106,193 | $4.067M | 2.1% | $38.30 | $35.11 | +9.1% | COM | 410120109 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 142,615 | $3.997M | 2.1% | $28.03 * | $19.14 | +39.7% | COM | 704699107 |
| — | MERIDIAN BANCORP INC MD | 209,320 | $3.924M | 2.0% | $18.75 | $11.49 | — | COM | 58958U103 |
| — | SYNOVUS FINL CORP | 99,758 | $3.568M | 1.9% | $35.77 | $29.66 | — | COM NEW | 87161C501 |
| SBCF | SEACOAST BKG CORP FLA | 127,296 | $3.222M | 1.7% | $25.31 | $11.96 | +111.6% | COM NEW | 811707801 |
| — | BB&T CORP | 58,277 | $3.111M | 1.6% | $53.38 | $37.92 | — | COM | 054937107 |
| — | PINNACLE FINL PARTNERS INC | 53,548 | $3.039M | 1.6% | $56.75 | $56.10 | — | COM | 72346Q104 |
| — | SUNTRUST BKS INC | 43,908 | $3.021M | 1.6% | $68.80 | $48.07 | — | COM | 867914103 |
| HIG | HARTFORD FINL SVCS GROUP INC | 48,533 | $2.942M | 1.5% | $60.62 * | $45.59 | +15.8% | COM | 416515104 |
| — | STERLING BANCORP DEL | 142,305 | $2.855M | 1.5% | $20.06 | $14.54 | — | COM | 85917A100 |
| CNO | CNO FINL GROUP INC | 172,204 | $2.726M | 1.4% | $15.83 * | $12.99 | +5.7% | COM | 12621E103 |
| — | SOUTH ST CORP | 33,034 | $2.487M | 1.3% | $75.29 | $61.15 | — | COM | 840441109 |
| RF | REGIONS FINL CORP NEW | 155,732 | $2.464M | 1.3% | $15.82 * | $7.48 | +63.8% | COM | 7591EP100 |
| — | DIME CMNTY BANCSHARES | 111,863 | $2.395M | 1.2% | $21.41 | $18.99 | — | COM | 253922108 |
| KEY | KEYCORP NEW | 125,595 | $2.24M | 1.2% | $17.84 * | $7.98 | +65.1% | COM | 493267108 |
| — | 1ST CONSTITUTION BANCORP | 118,624 | $2.224M | 1.2% | $18.75 | $18.20 | — | COM | 31986N102 |
| JPM | JPMORGAN CHASE & CO | 73,300 | $1.994M | 1.0% | $27.20 * | $77.89 | +27.0% | Call | 46625H100 |
| BANC | BANC OF CALIFORNIA INC | 123,576 | $1.748M | 0.9% | $14.15 * | $14.95 | -17.4% | COM | 05990K106 |
| AUB | ATLANTIC UN BANKSHARES CORP | 46,882 | $1.746M | 0.9% | $37.24 * | $27.30 | +8.0% | COM | 04911A107 |
| CERS | CERUS CORP | 306,249 | $1.579M | 0.8% | $5.16 | $4.63 | +11.4% | COM | 157085101 |
| ABCB | AMERIS BANCORP | 34,359 | $1.383M | 0.7% | $40.25 * | $45.05 | -18.5% | COM | 03076K108 |
| FGBI | FIRST GTY BANCSHARES INC | 61,020 | $1.351M | 0.7% | $22.14 * | $10.15 | +46.3% | COM | 32043P106 |
| — | AMERICAN INTL GROUP INC | 94,227 | $1.344M | 0.7% | $14.26 | $13.95 | — | *W EXP 01/19/202 | 026874156 |
| USB | US BANCORP DEL | 24,288 | $1.344M | 0.7% | $55.34 * | $25.38 | +67.2% | COM NEW | 902973304 |
| NWL | NEWELL BRANDS INC | 67,343 | $1.261M | 0.7% | $18.73 * | $15.55 | -9.6% | COM | 651229106 |
| C | CITIGROUP INC | 71,700 | $1.256M | 0.7% | $17.52 * | $37.66 | +46.4% | Call | 172967424 |
| CIVB | CIVISTA BANCSHARES INC | 56,582 | $1.23M | 0.6% | $21.74 * | $19.66 | -9.2% | COM NO PAR | 178867107 |
| — | ALCENTRA CAP CORP | 132,374 | $1.177M | 0.6% | $8.89 | $6.49 | — | COM | 01374T102 |
| SMBK | SMARTFINANCIAL INC | 53,671 | $1.118M | 0.6% | $20.83 | $20.40 | +2.1% | COM NEW | 83190L208 |
| EFSC | ENTERPRISE FINL SVCS CORP | 27,150 | $1.106M | 0.6% | $40.74 * | $15.45 | +131.3% | COM | 293712105 |
| MNSB | MAINSTREET BANCSHARES INC | 52,185 | $1.098M | 0.6% | $21.04 * | $21.38 | -8.8% | COM | 56064Y100 |
| C | CITIGROUP INC | 14,743 | $1.019M | 0.5% | $69.12 * | $37.66 | +46.4% | COM NEW | 172967424 |
| THG | HANOVER INS GROUP INC | 6,958 | $943K | 0.5% | $135.53 * | $42.09 | +173.1% | COM | 410867105 |
| — | SELECT BANCORP INC NEW | 80,270 | $931K | 0.5% | $11.60 | $12.46 | — | COM | 81617L108 |
| — | FAUQUIER BANKSHARES INC VA | 47,081 | $930K | 0.5% | $19.75 | $16.16 | — | COM | 312059108 |
| — | FIRST DEFIANCE FINL CORP | 31,339 | $908K | 0.5% | $28.97 | $28.59 | — | COM | 32006W106 |
| — | CIT GROUP INC | 19,589 | $888K | 0.5% | $45.33 | $49.02 | — | COM NEW | 125581801 |
| CBFV | CB FINL SVCS INC | 29,273 | $813K | 0.4% | $27.77 * | $17.84 | +19.5% | COM | 12479G101 |
| — | TERRITORIAL BANCORP INC | 28,433 | $813K | 0.4% | $28.59 | $28.59 | — | COM | 88145X108 |
| BPOP | POPULAR INC | 14,964 | $809K | 0.4% | $54.06 * | $30.21 | +47.9% | COM NEW | 733174700 |
| ALL | ALLSTATE CORP | 7,338 | $797K | 0.4% | $108.61 * | $41.21 | +127.2% | COM | 020002101 |
| TOWN | TOWNEBANK PORTSMOUTH VA | 27,065 | $753K | 0.4% | $27.82 | $25.15 | +10.6% | COM | 89214P109 |
| WSFS | WSFS FINL CORP | 16,691 | $736K | 0.4% | $44.10 | $41.58 | +6.0% | COM | 929328102 |
| WFC | WELLS FARGO CO NEW | 14,406 | $727K | 0.4% | $50.47 * | $43.23 | -1.0% | COM | 949746101 |
| MS | MORGAN STANLEY | 16,779 | $716K | 0.4% | $42.67 * | $22.26 | +57.4% | COM NEW | 617446448 |
| KINS | KINGSTONE COS INC | 83,434 | $711K | 0.4% | $8.52 * | $11.43 | -32.5% | COM | 496719105 |
| MET | METLIFE INC | 14,611 | $689K | 0.4% | $47.16 * | $30.13 | +26.8% | COM | 59156R108 |
| T | AT&T INC | 17,200 | $651K | 0.3% | $37.85 * | $14.02 | +30.9% | COM | 00206R102 |
| — | STANDARD AVB FINL CORP | 24,000 | $648K | 0.3% | $27.00 | $29.61 | — | COM | 85303B100 |
| — | SEVERN BANCORP ANNAPOLIS MD | 80,006 | $640K | 0.3% | $8.00 | $7.13 | — | COM | 81811M100 |
| CNOB | CONNECTONE BANCORP INC NEW | 28,847 | $640K | 0.3% | $22.19 * | $15.11 | +24.2% | COM | 20786W107 |
| IMPM | IMPAC MTG HLDGS INC | 78,623 | $619K | 0.3% | $7.87 * | $10.97 | -51.9% | COM NEW | 45254P508 |
| MRCC | MONROE CAP CORP | 52,438 | $553K | 0.3% | $10.55 * | $4.67 | +5.5% | COM | 610335101 |
| HBAN | HUNTINGTON BANCSHARES INC | 37,812 | $540K | 0.3% | $14.28 * | $6.11 | +74.5% | COM | 446150104 |
| — | CADENCE BANCORPORATION | 29,160 | $511K | 0.3% | $17.52 | $18.55 | — | CL A | 12739A100 |
| LNC | LINCOLN NATL CORP IND | 8,417 | $508K | 0.3% | $60.35 * | $35.97 | +23.7% | COM | 534187109 |
| MS | MORGAN STANLEY | 49,800 | $502K | 0.3% | $10.08 * | $22.26 | +57.4% | Call | 617446448 |
| MPB | MID PENN BANCORP INC | 19,437 | $498K | 0.3% | $25.62 * | $24.93 | -16.4% | COM | 59540G107 |
| — | SB ONE BANCORP | 20,600 | $465K | 0.2% | $22.57 | $22.46 | — | COM | 78413T103 |
| — | OLD LINE BANCSHARES INC | 15,818 | $459K | 0.2% | $29.02 | $34.90 | — | COM | 67984M100 |
| — | DISCOVER FINL SVCS | 5,416 | $439K | 0.2% | $81.06 | $56.00 | — | COM | 254709108 |
| GABC | GERMAN AMERN BANCORP INC | 13,256 | $425K | 0.2% | $32.06 * | $25.81 | +4.2% | COM | 373865104 |
| — | ZIONS BANCORPORATION N A | 35,039 | $414K | 0.2% | $11.82 | $12.94 | — | *W EXP 05/21/202 | 989701115 |
| CFG | CITIZENS FINL GROUP INC | 11,652 | $412K | 0.2% | $35.36 * | $25.16 | +6.2% | COM | 174610105 |
| — | TCF FINANCIAL CORPORATION NE | 10,539 | $401K | 0.2% | $38.05 | $38.05 | — | COM | 872307103 |
| — | FIRST MIDWEST BANCORP DEL | 19,085 | $372K | 0.2% | $19.49 | $19.81 | — | COM | 320867104 |
| — | BB&T CORP | 29,700 | $369K | 0.2% | $12.42 | $37.92 | — | Call | 054937107 |
| — | AMERICAN NATL BANKSHARES INC | 10,358 | $367K | 0.2% | $35.43 | $38.71 | — | COM | 027745108 |
| PEG | PUBLIC SVC ENTERPRISE GRP IN | 5,900 | $366K | 0.2% | $62.03 * | $21.50 | +133.6% | COM | 744573106 |
| — | GUARANTY FED BANCSHARES INC | 15,000 | $364K | 0.2% | $24.27 | $14.73 | — | COM | 40108P101 |
| PB | PROSPERITY BANCSHARES INC | 5,063 | $358K | 0.2% | $70.71 * | $40.16 | +43.8% | COM | 743606105 |
| — | PACIFIC MERCANTILE BANCORP | 46,400 | $348K | 0.2% | $7.50 | $7.11 | — | COM | 694552100 |
| AAPL | APPLE INC | 1,522 | $341K | 0.2% | $224.05 * | $30.44 | +77.0% | COM | 037833100 |
| — | UNIVAR SOLUTIONS INC | 15,500 | $322K | 0.2% | $20.77 | $26.22 | — | COM | 91336L107 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 1,216 | $320K | 0.2% | $263.16 * | $170.25 | +46.6% | CL A | 55825T103 |
| BAC | BANK AMER CORP | 500,000 | $320K | 0.2% | $0.64 * | $17.46 | +43.4% | Put | 060505104 |
| HAFC | HANMI FINL CORP | 16,914 | $318K | 0.2% | $18.80 | $18.99 | -1.1% | COM NEW | 410495204 |
| BOTJ | BANK OF THE ST JAMES FINL GP | 21,531 | $308K | 0.2% | $14.30 * | $11.90 | -7.5% | COM | 470299108 |
| WFC | WELLS FARGO CO NEW | 38,700 | $268K | 0.1% | $6.93 * | $43.23 | -1.0% | Call | 949746101 |
| — | PACIFIC PREMIER BANCORP | 8,540 | $266K | 0.1% | $31.15 | $40.00 | — | COM | 69478X105 |
| FCCO | FIRST CMNTY CORP S C | 13,500 | $263K | 0.1% | $19.48 * | $9.35 | +74.6% | COM | 319835104 |
| ZTS | ZOETIS INC | 2,104 | $262K | 0.1% | $124.52 * | $85.91 | +37.7% | CL A | 98978V103 |
| HTB | HOMETRUST BANCSHARES INC | 10,000 | $261K | 0.1% | $26.10 | $24.58 | +6.1% | COM | 437872104 |
| HOPE | HOPE BANCORP INC | 17,981 | $258K | 0.1% | $14.35 | $16.20 | -11.5% | COM | 43940T109 |
| AIG | AMERICAN INTL GROUP INC | 4,602 | $256K | 0.1% | $55.63 * | $38.86 | +21.9% | COM NEW | 026874784 |
| — | CODORUS VY BANCORP INC | 10,500 | $244K | 0.1% | $23.24 | $30.25 | — | COM | 192025104 |
| — | BANK COMM HLDGS | 22,300 | $243K | 0.1% | $10.90 | $7.22 | — | COM | 06424J103 |
| HTGC | HERCULES CAPITAL INC | 18,000 | $241K | 0.1% | $13.39 | $13.26 | +0.9% | COM | 427096508 |
| UPS | UNITED PARCEL SERVICE INC | 1,993 | $239K | 0.1% | $119.92 * | $70.63 | +32.5% | CL B | 911312106 |
| — | SAFEGUARD SCIENTIFICS INC | 20,405 | $231K | 0.1% | $11.32 | $11.97 | — | COM NEW | 786449207 |
| — | ARGO GROUP INTL HLDGS LTD | 3,273 | $230K | 0.1% | $70.27 | $63.07 | — | COM | G0464B107 |
| SSBI | SUMMIT ST BK SANTA ROSA CALI | 19,200 | $226K | 0.1% | $11.77 * | $9.05 | -0.5% | COM | 866264203 |
| BDX | BECTON DICKINSON & CO | 894 | $226K | 0.1% | $252.80 * | $85.77 | +161.1% | COM | 075887109 |
| OFG | OFG BANCORP | 10,121 | $222K | 0.1% | $21.93 | $19.92 | +10.0% | COM | 67103X102 |
| ZION | ZIONS BANCORPORATION N A | 38,500 | $218K | 0.1% | $5.66 | — | — | Call | 989701107 |
| — | SUNTRUST BKS INC | 16,100 | $213K | 0.1% | $13.23 | $48.07 | — | Call | 867914103 |
| RBB | RBB BANCORP | 10,776 | $212K | 0.1% | $19.67 | $21.47 | -8.3% | COM | 74930B105 |
| — | FIRST CHOICE BANCORP | 9,880 | $211K | 0.1% | $21.36 | $30.57 | — | COM | 31948P104 |
| KEY | KEYCORP NEW | 49,400 | $210K | 0.1% | $4.25 * | $7.98 | +65.1% | Call | 493267108 |
| PFE | PFIZER INC | 5,530 | $199K | 0.1% | $35.99 * | $20.38 | +24.7% | COM | 717081103 |
| PNC | PNC FINL SVCS GROUP INC | 6,900 | $187K | 0.1% | $27.10 * | $56.96 | +95.6% | Call | 693475105 |
| — | MAIDEN HOLDINGS LTD | 207,122 | $155K | 0.1% | $0.75 | $4.58 | — | SHS | G5753U112 |
| — | HANESBRANDS INC | 10,000 | $153K | 0.1% | $15.30 | $20.80 | — | COM | 410345102 |
| — | RITE AID CORP | 19,268 | $134K | 0.1% | $6.95 | $7.99 | — | COM | 767754872 |
| RF | REGIONS FINL CORP NEW | 45,900 | $126K | 0.1% | $2.75 * | $7.48 | +63.8% | Call | 7591EP100 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,338 | $119K | 0.1% | $50.90 * | $39.53 | +0.4% | COM | 110122108 |
| MTB | M & T BK CORP | 14,200 | $115K | 0.1% | $8.10 * | $122.65 | +5.2% | Call | 55261F104 |
| BMY | BRISTOL MYERS SQUIBB CO | 14,700 | $113K | 0.1% | $7.69 * | $39.53 | +0.4% | Call | 110122108 |
| — | FS KKR CAPITAL CORP | 17,500 | $102K | 0.1% | $5.83 | $5.51 | — | COM | 302635107 |
| — | CIT GROUP INC | 13,000 | $100K | 0.1% | $7.69 | $49.02 | — | Call | 125581801 |
| — | OPTION CARE HEALTH INC | 31,111 | $100K | 0.1% | $3.21 | $3.21 | — | COM | 68404L102 |
| IP | INTL PAPER CO | 2,001 | $84,000 | 0.0% | $41.98 * | $35.63 | -16.0% | COM | 460146103 |
| FITB | FIFTH THIRD BANCORP | 14,400 | $76,000 | 0.0% | $5.28 * | $19.26 | +11.2% | Call | 316773100 |
| AIG | AMERICAN INTL GROUP INC | 5,100 | $62,000 | 0.0% | $12.16 * | $38.86 | +21.9% | Call | 026874784 |
| — | DISCOVER FINL SVCS | 4,500 | $40,000 | 0.0% | $8.89 | $56.00 | — | Call | 254709108 |
| — | LIQUID MEDIA GROUP LTD NEW | 24,521 | $31,000 | 0.0% | $1.26 | $1.92 | — | COM NEW | 53634Q204 |
| T | AT&T INC | 10,000 | $30,000 | 0.0% | $3.00 * | $14.02 | +30.9% | Call | 00206R102 |
| — | ONCOSEC MED INC | 14,200 | $28,000 | 0.0% | $1.97 | $1.97 | — | COM | 68234L306 |
| CMA | COMERICA INC | 11,500 | $26,000 | 0.0% | $2.26 * | $49.94 | -2.7% | Call | 200340107 |
| MET | METLIFE INC | 19,600 | $26,000 | 0.0% | $1.33 * | $30.13 | +26.8% | Call | 59156R108 |
| PFE | PFIZER INC | 8,000 | $17,000 | 0.0% | $2.13 * | $20.38 | +24.7% | Call | 717081103 |
| IP | INTL PAPER CO | 8,100 | $10,000 | 0.0% | $1.23 * | $35.63 | -16.0% | Call | 460146103 |
| NWL | NEWELL BRANDS INC | 3,000 | $3,000 | 0.0% | $1.00 * | $15.55 | -9.6% | Call | 651229106 |