Location: La Jolla, CA
CIK: 0001665642 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 1, 2016
Total Value: $146M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| PM | PHILIP MORRIS INTL INC | 541,341 | $52.63M | 36.1% | $52.72 | +18.1% | COM | 718172109 |
| MO | ALTRIA GROUP INC | 557,204 | $35.23M | 24.2% | $29.57 | +17.5% | COM | 02209S103 |
| VEU | VANGUARD INTL EQUITY INDEX F | 356,037 | $16.18M | 11.1% | $43.41 | — | ALLWRLD EX US | 922042775 |
| VTI | VANGUARD INDEX FDS | 131,671 | $14.66M | 10.1% | $104.55 | — | TOTAL STK MKT | 922908769 |
| GUNR | FLEXSHARES TR | 204,378 | $5.627M | 3.9% | $22.45 | — | MORNSTAR UPSTR | 33939L407 |
| LDUR | PIMCO ETF TR | 31,011 | $3.134M | 2.2% | $101.06 | — | LOW DURTN AC ETF | 72201R718 |
| VXUS | VANGUARD STAR FD | 54,621 | $2.579M | 1.8% | $44.78 | — | VG TL INTL STK F | 921909768 |
| MDLZ | MONDELEZ INTL INC | 31,430 | $1.38M | 0.9% | $35.47 | -0.7% | CL A | 609207105 |
| SFBS | SERVISFIRST BANCSHARES INC | 21,380 | $1.11M | 0.8% | $16.89 | +31.4% | COM | 81768T108 |
| KHC | KRAFT HEINZ CO | 10,694 | $957K | 0.7% | $47.09 | +23.2% | COM | 500754106 |
| CVX | CHEVRON CORP NEW | 5,835 | $601K | 0.4% | $58.37 | +17.3% | COM | 166764100 |
| MSFT | MICROSOFT CORP | 9,020 | $520K | 0.4% | $46.13 | +9.0% | COM | 594918104 |
| LLY | LILLY ELI & CO | 5,877 | $472K | 0.3% | $64.31 | +6.7% | COM | 532457108 |
| VSS | VANGUARD INTL EQUITY INDEX F | 4,245 | $422K | 0.3% | $92.82 | — | FTSE SMCAP ETF | 922042718 |
| — | GENERAL ELECTRIC CO | 13,859 | $411K | 0.3% | $31.33 | — | COM | 369604103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,577 | $372K | 0.3% | $135.86 | +7.6% | CL B NEW | 084670702 |
| JNJ | JOHNSON & JOHNSON | 3,127 | $369K | 0.3% | $81.34 | +15.1% | COM | 478160104 |
| — | GOLDCORP INC NEW | 22,165 | $366K | 0.3% | $17.52 | — | COM | 380956409 |
| CSCO | CISCO SYS INC | 11,365 | $360K | 0.2% | $19.46 | +18.5% | COM | 17275R102 |
| GLD | SPDR GOLD TRUST | 2,518 | $316K | 0.2% | $122.49 | — | GOLD SHS | 78463V107 |
| — | ANNALY CAP MGMT INC | 28,717 | $302K | 0.2% | $10.68 | — | COM | 035710409 |
| ITW | ILLINOIS TOOL WKS INC | 2,524 | $302K | 0.2% | $76.19 | +21.9% | COM | 452308109 |
| AIG | AMERICAN INTL GROUP INC | 4,924 | $292K | 0.2% | $42.56 | +5.9% | COM NEW | 026874784 |
| SYK | STRYKER CORP | 2,303 | $268K | 0.2% | $91.60 | +14.5% | COM | 863667101 |
| ELV | ANTHEM INC | 2,018 | $253K | 0.2% | $116.54 | -2.4% | COM | 036752103 |
| SCHD | SCHWAB STRATEGIC TR | 5,836 | $247K | 0.2% | $40.11 | — | US DIVIDEND EQ | 808524797 |
| SPY | SPDR S&P 500 ETF TR | 1,100 | $238K | 0.2% | $205.45 | — | TR UNIT | 78462F103 |
| VZ | VERIZON COMMUNICATIONS INC | 4,566 | $237K | 0.2% | $30.48 | +8.0% | COM | 92343V104 |
| RSG | REPUBLIC SVCS INC | 4,486 | $226K | 0.2% | $39.24 | +11.8% | COM | 760759100 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,420 | $226K | 0.2% | $134.08 | +11.9% | COM | 883556102 |
| XLU | SELECT SECTOR SPDR TR | 4,400 | $216K | 0.1% | $49.55 | — | SBI INT-UTILS | 81369Y886 |
| NPK | NATIONAL PRESTO INDS INC | 2,364 | $208K | 0.1% | $82.94 | +9.4% | COM | 637215104 |
| T | AT&T INC | 5,000 | $203K | 0.1% | $13.84 | +17.7% | COM | 00206R102 |
| — | LEUCADIA NATL CORP | 10,620 | $202K | 0.1% | $16.63 | — | COM | 527288104 |
| — | DEAN FOODS CO NEW | 12,064 | $198K | 0.1% | $17.35 | — | COM NEW | 242370203 |
| XOM | EXXON MOBIL CORP | 2,254 | $197K | 0.1% | $51.39 | +13.9% | COM | 30231G102 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 8,431 | $192K | 0.1% | $6.65 | +41.8% | COM | 42824C109 |
| — | WHITEWAVE FOODS CO | 3,433 | $187K | 0.1% | $40.78 | — | COM | 966244105 |
| ALK | ALASKA AIR GROUP INC | 2,640 | $174K | 0.1% | $73.15 | -16.0% | COM | 011659109 |
| DHR | DANAHER CORP DEL | 2,171 | $170K | 0.1% | $38.94 | +72.8% | COM | 235851102 |
| GS | GOLDMAN SACHS GROUP INC | 983 | $159K | 0.1% | $127.00 | +5.4% | COM | 38141G104 |
| KSS | KOHLS CORP | 3,624 | $159K | 0.1% | $43.94 | -4.7% | COM | 500255104 |
| L | LOEWS CORP | 3,820 | $157K | 0.1% | $36.39 | +8.1% | COM | 540424108 |
| WFC | WELLS FARGO & CO NEW | 3,461 | $153K | 0.1% | $37.38 | -1.5% | COM | 949746101 |
| — | DOW CHEM CO | 2,830 | $147K | 0.1% | $50.88 | — | COM | 260543103 |
| — | XEROX CORP | 14,303 | $145K | 0.1% | $10.47 | — | COM | 984121103 |
| SBUX | STARBUCKS CORP | 2,556 | $138K | 0.1% | $49.41 | -7.2% | COM | 855244109 |
| HPQ | HP INC | 8,431 | $131K | 0.1% | $7.98 | +31.2% | COM | 40434L105 |
| C | CITIGROUP INC | 2,734 | $129K | 0.1% | $32.05 | +6.6% | COM NEW | 172967424 |
| AAPL | APPLE INC | 1,072 | $121K | 0.1% | $23.10 | +4.9% | COM | 037833100 |
| NEM | NEWMONT MINING CORP | 3,027 | $119K | 0.1% | $18.17 | +79.4% | COM | 651639106 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 12,467 | $116K | 0.1% | $5.84 | — | SPONSORED ADR | 71654V408 |
| TDTT | FLEXSHARES TR | 4,366 | $108K | 0.1% | $24.28 | — | IBOXX 3R TARGT | 33939L506 |
| — | CHICAGO BRIDGE & IRON CO N V | 3,800 | $107K | 0.1% | $35.47 | — | COM | 167250109 |
| GOOGL | ALPHABET INC | 128 | $103K | 0.1% | $36.62 | +6.0% | CAP STK CL A | 02079K305 |
| — | BARRICK GOLD CORP | 5,000 | $89,000 | 0.1% | $13.56 | — | COM | 067901108 |
| GOOG | ALPHABET INC | 105 | $82,000 | 0.1% | $35.70 | +5.6% | CAP STK CL C | 02079K107 |
| — | CIGNA CORPORATION | 600 | $78,000 | 0.1% | $128.33 | — | COM | 125509109 |
| LCNB | LCNB CORP | 4,064 | $74,000 | 0.1% | $10.39 | +9.7% | COM | 50181P100 |
| SLB | SCHLUMBERGER LTD | 832 | $65,000 | 0.0% | $56.10 | +8.1% | COM | 806857108 |
| META | FACEBOOK INC | 500 | $64,000 | 0.0% | $114.43 | +7.7% | CL A | 30303M102 |
| — | APACHE CORP | 957 | $61,000 | 0.0% | $49.11 | — | COM | 037411105 |
| KR | KROGER CO | 1,950 | $58,000 | 0.0% | $31.60 | -13.3% | COM | 501044101 |
| FTV | FORTIVE CORP | 1,080 | $55,000 | 0.0% | $30.87 | 0.0% | COM | 34959J108 |
| — | VECTREN CORP | 1,080 | $54,000 | 0.0% | $50.93 | — | COM | 92240G101 |
| — | NQ MOBILE INC | 14,000 | $53,000 | 0.0% | $3.71 | — | ADR REPSTG CL A | 64118U108 |
| BABA | ALIBABA GROUP HLDG LTD | 500 | $53,000 | 0.0% | $80.00 | — | SPONSORED ADS | 01609W102 |
| WPC | W P CAREY INC | 700 | $45,000 | 0.0% | $62.86 | — | COM | 92936U109 |
| XLE | SELECT SECTOR SPDR TR | 591 | $42,000 | 0.0% | $62.61 | — | SBI INT-ENERGY | 81369Y506 |
| — | SMITH & WESSON HLDG CORP | 1,569 | $42,000 | 0.0% | $26.69 | — | COM | 831756101 |
| — | TWO HBRS INVT CORP | 4,566 | $39,000 | 0.0% | $7.88 | — | COM | 90187B101 |
| QDF | FLEXSHARES TR | 1,000 | $38,000 | 0.0% | $38.00 | — | QUALT DIVD IDX | 33939L860 |
| CDE | COEUR MNG INC | 2,822 | $33,000 | 0.0% | $7.86 | +74.0% | COM NEW | 192108504 |
| — | ALLIANZGI EQUITY & CONV INCO | 1,695 | $32,000 | 0.0% | $17.70 | — | COM | 018829101 |
| AEM | AGNICO EAGLE MINES LTD | 500 | $27,000 | 0.0% | $46.22 | 0.0% | COM | 008474108 |
| EMR | EMERSON ELEC CO | 470 | $26,000 | 0.0% | $41.56 | +1.8% | COM | 291011104 |
| — | CRESCENT PT ENERGY CORP | 2,000 | $26,000 | 0.0% | $13.00 | — | COM | 22576C101 |
| V | VISA INC | 300 | $25,000 | 0.0% | $74.99 | 0.0% | COM CL A | 92826C839 |
| — | TIME WARNER INC | 320 | $25,000 | 0.0% | $74.22 | — | COM NEW | 887317303 |
| PFE | PFIZER INC | 650 | $22,000 | 0.0% | $19.03 | +17.0% | COM | 717081103 |
| KO | COCA COLA CO | 515 | $22,000 | 0.0% | $32.09 | +1.5% | COM | 191216100 |
| ED | CONSOLIDATED EDISON INC | 290 | $22,000 | 0.0% | $49.79 | +11.4% | COM | 209115104 |
| AZN | ASTRAZENECA PLC | 600 | $20,000 | 0.0% | $28.33 | — | SPONSORED ADR | 046353108 |
| — | ANADARKO PETE CORP | 297 | $19,000 | 0.0% | $50.49 | — | COM | 032511107 |
| WM | WASTE MGMT INC DEL | 290 | $18,000 | 0.0% | $47.25 | +16.7% | COM | 94106L109 |
| — | BLACKHAWK NETWORK HLDGS INC | 605 | $18,000 | 0.0% | $34.71 | — | COM | 09238E104 |
| — | CONSOL ENERGY INC | 910 | $17,000 | 0.0% | $16.21 | — | COM | 20854P109 |
| — | VIPER ENERGY PARTNERS LP | 1,000 | $16,000 | 0.0% | $16.00 | — | COM UNT RP INT | 92763M105 |
| PETS | PETMED EXPRESS INC | 760 | $15,000 | 0.0% | $17.13 | +17.7% | COM | 716382106 |
| F | FORD MTR CO DEL | 1,000 | $12,000 | 0.0% | $7.94 | -3.2% | COM PAR $0.01 | 345370860 |
| BAC | BANK AMER CORP | 623 | $10,000 | 0.0% | $12.07 | 0.0% | COM | 060505104 |
| — | CENTURYLINK INC | 354 | $10,000 | 0.0% | $28.25 | — | COM | 156700106 |
| — | AETNA INC NEW | 88 | $10,000 | 0.0% | $113.64 | — | COM | 00817Y108 |
| ARLP | ALLIANCE RES PARTNER L P | 400 | $9,000 | 0.0% | $12.50 | — | UT LTD PART | 01877R108 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 93 | $8,000 | 0.0% | $86.02 | — | DIV APP ETF | 921908844 |
| — | RAIT FINANCIAL TRUST | 2,280 | $8,000 | 0.0% | $3.07 | — | COM NEW | 749227609 |
| SYF | SYNCHRONY FINL | 238 | $7,000 | 0.0% | $25.00 | -12.1% | COM | 87165B103 |
| UNH | UNITEDHEALTH GROUP INC | 49 | $7,000 | 0.0% | $114.17 | +5.6% | COM | 91324P102 |
| — | L-3 COMMUNICATIONS HLDGS INC | 33 | $5,000 | 0.0% | $151.52 | — | COM | 502424104 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 25 | $5,000 | 0.0% | $160.00 | — | UT SER 1 | 78467X109 |
| JCI | JOHNSON CTLS INTL PLC | 106 | $5,000 | 0.0% | $33.21 | 0.0% | SHS | G51502105 |
| WMT | WAL-MART STORES INC | 55 | $4,000 | 0.0% | $19.52 | +5.6% | COM | 931142103 |
| PRGO | PERRIGO CO PLC | 38 | $4,000 | 0.0% | $103.58 | -11.0% | SHS | G97822103 |
| ABBV | ABBVIE INC | 40 | $3,000 | 0.0% | $37.12 | +18.3% | COM | 00287Y109 |
| — | WEATHERFORD INTL PLC | 569 | $3,000 | 0.0% | $5.27 | — | ORD SHS | G48833100 |
| — | ZIX CORP | 700 | $3,000 | 0.0% | $4.29 | — | COM | 98974P100 |
| — | VANGUARD NAT RES LLC | 3,690 | $3,000 | 0.0% | $1.36 | — | COM UNIT | 92205F106 |
| — | LANNET INC | 110 | $3,000 | 0.0% | $27.27 | — | COM | 516012101 |
| JPM | JPMORGAN CHASE & CO | 45 | $3,000 | 0.0% | $49.68 | +2.4% | COM | 46625H100 |
| — | CITRIX SYS INC | 30 | $3,000 | 0.0% | $66.67 | — | COM | 177376100 |
| BK | BANK NEW YORK MELLON CORP | 75 | $3,000 | 0.0% | $31.02 | +0.9% | COM | 064058100 |
| BP | BP PLC | 46 | $2,000 | 0.0% | $21.74 | — | SPONSORED ADR | 055622104 |
| WDC | WESTERN DIGITAL CORP | 29 | $2,000 | 0.0% | $28.61 | +15.8% | COM | 958102105 |
| ABT | ABBOTT LABS | 40 | $2,000 | 0.0% | $33.00 | +9.5% | COM | 002824100 |
| MDT | MEDTRONIC PLC | 18 | $2,000 | 0.0% | $63.51 | +8.3% | SHS | G5960L103 |
| — | ARLINGTON ASSET INVT CORP | 50 | $1,000 | 0.0% | $20.00 | — | CL A NEW | 041356205 |
| PNR | PENTAIR PLC | 9 | $1,000 | 0.0% | $33.31 | +9.0% | SHS | G7S00T104 |
| VRTX | VERTEX PHARMACEUTICALS INC | 15 | $1,000 | 0.0% | $86.41 | +9.4% | COM | 92532F100 |
| PZG | PARAMOUNT GOLD NEV CORP | 700 | $1,000 | 0.0% | $1.54 | +38.3% | COM | 69924M109 |
| — | NATIONAL OILWELL VARCO INC | 39 | $1,000 | 0.0% | $25.64 | — | COM | 637071101 |
| — | TIME INC NEW | 8 | $0 | 0.0% | — | — | COM | 887228104 |
| — | MALLINCKRODT PUB LTD CO | 3 | $0 | 0.0% | — | — | SHS | G5785G107 |
| ERIC | ERICSSON | 40 | $0 | 0.0% | — | — | ADR B SEK 10 | 294821608 |
| — | IMMUNOGEN INC | 112 | $0 | 0.0% | — | — | COM | 45253H101 |