Location: Oakland, CA
CIK: 0001844393 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 1, 2021
Total Value: $150M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AMZN | AMAZON.COM INC | 6,923 | $22.73M | 15.2% | $3282.68 * | $159.58 | +8.1% | COMMON STOCK | 023135106 |
| AAPL | APPLE INC | 130,824 | $18.51M | 12.4% | $141.50 | $117.01 | +23.0% | COMMON STOCK | 037833100 |
| GOOG | ALPHABET INC. CLASS C | 4,636 | $12.36M | 8.3% | $2665.23 * | $83.74 | +63.4% | COMMON STOCK | 02079K107 |
| SCHW | CHARLES SCHWAB CORP | 163,103 | $11.88M | 7.9% | $72.84 * | $42.60 | +58.2% | COMMON STOCK | 808513105 |
| BRK/B | BERKSHIRE HATHAWAY CLASS B | 40,465 | $11.04M | 7.4% | $272.95 * | $220.70 | +27.3% | COMMON STOCK | 084670702 |
| BAC | BANK OF AMERICA CORP | 196,249 | $8.331M | 5.6% | $42.45 * | $23.88 | +51.1% | COMMON STOCK | 060505104 |
| AXP | AMERICAN EXPRESS CO | 42,947 | $7.195M | 4.8% | $167.53 * | $105.88 | +49.5% | COMMON STOCK | 025816109 |
| F | FORD MOTOR CO | 456,316 | $6.461M | 4.3% | $14.16 * | $6.35 | +62.5% | COMMON STOCK | 345370860 |
| DIS | WALT DISNEY CO | 37,384 | $6.324M | 4.2% | $169.16 * | $144.58 | +20.4% | COMMON STOCK | 254687106 |
| JNJ | JOHNSON & JOHNSON | 38,917 | $6.285M | 4.2% | $161.50 * | $129.74 | +15.8% | COMMON STOCK | 478160104 |
| INTC | INTEL CORP | 92,509 | $4.929M | 3.3% | $53.28 * | $44.29 | +12.5% | COMMON STOCK | 458140100 |
| PG | PROCTER & GAMBLE | 33,869 | $4.735M | 3.2% | $139.80 * | $123.13 | +3.4% | COMMON STOCK | 742718109 |
| T | A T & T INC | 169,370 | $4.575M | 3.1% | $27.01 * | $15.42 | +4.3% | COMMON STOCK | 00206R102 |
| NVDA | NVIDIA CORP | 20,213 | $4.187M | 2.8% | $207.14 * | $19.05 | +8.8% | COMMON STOCK | 67066G104 |
| TSLA | TESLA INC | 5,057 | $3.922M | 2.6% | $775.56 * | $170.65 | +37.9% | COMMON STOCK | 88160R101 |
| MSFT | MICROSOFT CORP | 12,239 | $3.45M | 2.3% | $281.89 | $214.59 | +30.8% | COMMON STOCK | 594918104 |
| SBUX | STARBUCKS CORP | 16,582 | $1.829M | 1.2% | $110.30 * | $91.88 | +15.0% | COMMON STOCK | 855244109 |
| VZ | VERIZON COMMUNICATN | 25,668 | $1.386M | 0.9% | $54.00 * | $43.15 | -1.9% | COMMON STOCK | 92343V104 |
| GOOGL | ALPHABET INC. CLASS A | 322 | $862K | 0.6% | $2677.02 * | $83.81 | +61.1% | COMMON STOCK | 02079K305 |
| SHOP | SHOPIFY INC FCLASS A | 511 | $693K | 0.5% | $1356.16 * | $134.25 | +11.6% | FOREIGN CANADIAN | 82509L107 |
| PYPL | PAYPAL HOLDINGS INCORPOR | 2,291 | $596K | 0.4% | $260.15 * | $261.43 | +8.3% | COMMON STOCK | 70450Y103 |
| CRM | SALESFORCE COM | 1,761 | $478K | 0.3% | $271.44 * | $240.26 | +4.4% | COMMON STOCK | 79466L302 |
| — | 1/100 BERKSHIRE HTWY CLA100 SHS=1 WHOLE SH BRK A | 100 | $411K | 0.3% | $4110.00 | $3476.67 | — | COMMON STOCK | 084990175 |
| PFE | PFIZER INC | 7,134 | $307K | 0.2% | $43.03 * | $28.62 | +24.6% | COMMON STOCK | 717081103 |
| IDV | ISHARES INTERNATIONAL SEL DIV ETF IV | 9,000 | $274K | 0.2% | $30.44 | $31.45 | — | UIT EXCHANGE TRADED | 464288448 |
| ABNB | AIRBNB INC CLASS A | 1,615 | $271K | 0.2% | $167.80 * | $162.00 | -5.7% | COMMON STOCK | 009066101 |
| META | FACEBOOK INC CLASS A | 709 | $241K | 0.2% | $339.92 * | $276.94 | +29.2% | COMMON STOCK | 30303M102 |
| — | SVB FINL GROUP | 350 | $226K | 0.2% | $645.71 | $388.57 | — | COMMON STOCK | 78486Q101 |
| — | XILINX INC | 1,464 | $221K | 0.1% | $150.96 | $144.83 | — | COMMON STOCK | 983919101 |
| ADP | AUTO DATA PROCESSING | 990 | $198K | 0.1% | $200.00 * | $147.45 | +27.3% | COMMON STOCK | 053015103 |
| — | FORTINET INC | 600 | $175K | 0.1% | $291.67 | $291.67 | — | COMMON STOCK | 34959e109 |
| NKE | NIKE INC CLASS B | 1,196 | $174K | 0.1% | $145.48 * | $123.21 | +23.8% | COMMON STOCK | 654106103 |
| EPD | ENTERPRISE PRODS PART LP | 7,900 | $171K | 0.1% | $21.65 | $21.21 | — | LIMITED PARTNERSHP | 293792107 |
| UNH | UNITEDHEALTH GRP INC | 411 | $160K | 0.1% | $389.29 | $308.19 | +24.9% | COMMON STOCK | 91324P102 |
| LYFT | LYFT INC CLASS A | 2,816 | $151K | 0.1% | $53.62 | $47.84 | +10.8% | COMMON STOCK | 55087P104 |
| GILD | GILEAD SCIENCES INC | 2,158 | $151K | 0.1% | $69.97 * | $49.42 | +20.2% | COMMON STOCK | 375558103 |
| SPY | SPDR S&P 500 ETF | 350 | $150K | 0.1% | $428.57 | $397.50 | — | UIT EXCHANGE TRADED | 78462F103 |
| ABT | ABBOTT LABORATORIES | 1,176 | $139K | 0.1% | $118.20 * | $102.72 | +10.5% | COMMON STOCK | 002824100 |
| NFLX | NETFLIX INC | 190 | $116K | 0.1% | $610.53 * | $50.70 | +8.5% | COMMON STOCK | 64110L106 |
| HD | HOME DEPOT INC | 346 | $114K | 0.1% | $329.48 * | $242.47 | +21.5% | COMMON STOCK | 437076102 |
| C | CITIGROUP INC | 1,607 | $113K | 0.1% | $70.32 * | $42.37 | +40.9% | COMMON STOCK | 172967424 |
| V | VISA INC CLASS A | 492 | $110K | 0.1% | $223.58 | $197.91 | +14.7% | COMMON STOCK | 92826C839 |
| GM | GENERAL MOTORS CO | 1,384 | $109K | 0.1% | $78.76 * | $44.28 | +15.8% | COMMON STOCK | 37045V100 |
| ACGL | ARCH CAP GROUP LTD F | 2,830 | $108K | 0.1% | $38.16 | $31.21 | +20.7% | FOREIGN ORDINARIES | G0450A105 |
| COST | COSTCO WHOLESALE CO | 224 | $101K | 0.1% | $450.89 * | $344.46 | +21.4% | COMMON STOCK | 22160K105 |
| JPM | JPMORGAN CHASE & CO | 557 | $91,000 | 0.1% | $163.38 * | $103.31 | +35.8% | COMMON STOCK | 46625H100 |
| OMCL | OMNICELL INC | 600 | $89,000 | 0.1% | $148.33 * | $98.08 | +56.2% | COMMON STOCK | 68213N109 |
| — | BEYOND MEAT INC | 745 | $78,000 | 0.1% | $104.70 | $104.70 | — | COMMON STOCK | 08862e109 |
| LLY | LILLY ELI & CO | 335 | $77,000 | 0.1% | $229.85 * | $141.36 | +67.4% | COMMON STOCK | 532457108 |
| TXN | TEXAS INSTRUMENTS | 388 | $75,000 | 0.1% | $193.30 * | $134.60 | +24.8% | COMMON STOCK | 882508104 |
| VRTX | VERTEX PHARMACEUTICA | 400 | $73,000 | 0.0% | $182.50 * | $229.44 | -14.9% | COMMON STOCK | 92532F100 |
| MCHP | MICROCHIP TECHNOLOGY TRADES WITH DUE BILLS | 429 | $66,000 | 0.0% | $153.85 * | $57.14 | +19.5% | COMMON STOCK | 595017104 |
| MDB | MONGODB INC CLASS A | 135 | $64,000 | 0.0% | $474.07 * | $279.28 | +44.2% | COMMON STOCK | 60937P106 |
| XLV | SELECT SECTOR HEALTH CARE SPD ETF IV | 500 | $64,000 | 0.0% | $128.00 | $116.67 | — | UIT EXCHANGE TRADED | 81369Y209 |
| — | ACTIVISION BLIZZARD | 761 | $59,000 | 0.0% | $77.53 | $92.35 | — | COMMON STOCK | 00507V109 |
| XLK | TECHNOLOGY SELECT SECTORSPDR ETF IV | 397 | $59,000 | 0.0% | $148.61 | $132.28 | — | UIT EXCHANGE TRADED | 81369Y803 |
| SSNC | SS&C TECHNOLOGS HLDG | 802 | $56,000 | 0.0% | $69.83 * | $67.03 | +10.6% | COMMON STOCK | 78467J100 |
| — | GENERAL ELECTRIC 6.75Perc.32 DUE 03/15/32 | 40,000 | $55,000 | 0.0% | $1.38 | $1.38 | — | CORPORATE BONDS | 36962GXZ2 |
| USB | U S BANCORP | 928 | $55,000 | 0.0% | $59.27 * | $33.86 | +37.8% | COMMON STOCK | 902973304 |
| DHR | DANAHER CORP | 182 | $55,000 | 0.0% | $302.20 * | $196.00 | +36.1% | COMMON STOCK | 235851102 |
| ISRG | INTUITIVE SURGICAL TRADES WITH DUE BILLS | 50 | $50,000 | 0.0% | $1000.00 * | $248.30 | +35.2% | COMMON STOCK | 46120E602 |
| — | TARGET CORP | 218 | $50,000 | 0.0% | $229.36 | $229.36 | — | COMMON STOCK | 87612e106 |
| TOTL | SPDR DOUBLELINE TTL RTRNTTCL ETF | 1,000 | $48,000 | 0.0% | $48.00 | $49.33 | — | UIT EXCHANGE TRADED | 78467V848 |
| CMCSA | COMCAST CORP CLASS A | 827 | $46,000 | 0.0% | $55.62 * | $41.66 | +23.4% | COMMON STOCK | 20030N101 |
| VYM | VANGUARD HIGH DIVIDEND YIELD ETF IV | 414 | $43,000 | 0.0% | $103.86 | $101.45 | — | UIT EXCHANGE TRADED | 921946406 |
| PEP | PEPSICO INC | 278 | $42,000 | 0.0% | $151.08 * | $121.24 | +11.3% | COMMON STOCK | 713448108 |
| KO | THE COCA-COLA CO | 786 | $41,000 | 0.0% | $52.16 * | $44.27 | +10.2% | COMMON STOCK | 191216100 |
| — | ZYNGA INC CLASS A | 5,500 | $41,000 | 0.0% | $7.45 | $9.82 | — | COMMON STOCK | 98986T108 |
| SFIX | STITCH FIX INC CLASS A | 1,000 | $40,000 | 0.0% | $40.00 * | $42.79 | +9.3% | COMMON STOCK | 860897107 |
| MGV | VANGUARD MEGA CAP VALUE ETF IV | 401 | $39,000 | 0.0% | $97.26 | $85.83 | — | UIT EXCHANGE TRADED | 921910840 |
| EQR | EQUITY RESIDENTIAL REIT | 474 | $38,000 | 0.0% | $80.17 * | $46.26 | +50.1% | REAL ESTATE INVESTME | 29476L107 |
| — | GRIFFIN AMERICAN HEALTHCARE REIT III INC | 4,000 | $37,000 | 0.0% | $9.25 | $9.50 | — | REAL ESTATE INVESTME | 398183103 |
| HAS | HASBRO INC | 419 | $37,000 | 0.0% | $88.31 * | $72.61 | +11.6% | COMMON STOCK | 418056107 |
| IBM | IBM CORP | 253 | $35,000 | 0.0% | $138.34 * | $101.66 | +10.3% | COMMON STOCK | 459200101 |
| SPOT | SPOTIFY TECHNOLOGY F | 150 | $34,000 | 0.0% | $226.67 * | $282.20 | -16.5% | FOREIGN ORDINARIES | L8681T102 |
| ASAN | ASANA INC CLASS A | 300 | $31,000 | 0.0% | $103.33 * | $32.07 | +158.8% | COMMON STOCK | 04342Y104 |
| ED | CONSOLIDATED EDISON | 425 | $31,000 | 0.0% | $72.94 * | $64.55 | -0.8% | COMMON STOCK | 209115104 |
| EVRG | EVERGY INC | 490 | $30,000 | 0.0% | $61.22 * | $44.68 | +22.8% | COMMON STOCK | 30034W106 |
| GLW | CORNING INC | 825 | $30,000 | 0.0% | $36.36 * | $30.87 | +14.3% | COMMON STOCK | 219350105 |
| VEEV | VEEVA SYSTEMS INC CLASS A | 100 | $29,000 | 0.0% | $290.00 * | $280.15 | +13.3% | COMMON STOCK | 922475108 |
| PEBO | PEOPLES BANCORP INC | 875 | $28,000 | 0.0% | $32.00 * | $24.68 | +22.5% | COMMON STOCK | 709789101 |
| LUMN | LUMEN TECHNOLOGIES INC | 2,155 | $27,000 | 0.0% | $12.53 * | $10.83 | +4.8% | COMMON STOCK | 550241103 |
| AMAT | APPLIED MATERIALS | 210 | $27,000 | 0.0% | $128.57 | $70.69 | +84.7% | COMMON STOCK | 038222105 |
| LEVI | LEVI STRAUSS & CO NEW CLASS A | 1,122 | $27,000 | 0.0% | $24.06 | $15.72 | +51.7% | COMMON STOCK | 52736R102 |
| WMT | WALMART INC | 186 | $26,000 | 0.0% | $139.78 * | $44.90 | +1.3% | COMMON STOCK | 931142103 |
| — | ALLIANCEBERNSTEIN GLBL H | 2,050 | $25,000 | 0.0% | $12.20 | $11.79 | — | CLOSED END MUTL FUND | 01879R106 |
| HSY | HERSHEY CO | 147 | $25,000 | 0.0% | $170.07 * | $130.99 | +21.2% | COMMON STOCK | 427866108 |
| — | NTNL INSTRUMENTS | 605 | $24,000 | 0.0% | $39.67 | $43.86 | — | COMMON STOCK | 636518102 |
| — | KBS GROWTH & INCOME REIT INC CLASS A | 4,578 | $22,000 | 0.0% | $4.81 | $4.81 | — | REAL ESTATE INVESTME | 48244M106 |
| IRM | IRON MTN INC NEW REIT | 514 | $22,000 | 0.0% | $42.80 * | $22.64 | +66.5% | REAL ESTATE INVESTME | 46284V101 |
| EBAY | EBAY INC | 312 | $22,000 | 0.0% | $70.51 * | $46.69 | +41.7% | COMMON STOCK | 278642103 |
| BOND | PIMCO ACTIVE BOND ETF IV | 201 | $22,000 | 0.0% | $109.45 | $112.22 | — | UIT EXCHANGE TRADED | 72201R775 |
| FSLR | FIRST SOLAR INC | 225 | $21,000 | 0.0% | $93.33 | $86.71 | +7.1% | COMMON STOCK | 336433107 |
| ADBE | ADOBE INC | 35 | $20,000 | 0.0% | $571.43 * | $524.91 | +19.9% | COMMON STOCK | 00724F101 |
| — | SILA REALTY TRUST INC CLASS A | 2,300 | $19,000 | 0.0% | $8.26 | $8.70 | — | REAL ESTATE INVESTME | 146280102 |
| SHW | SHERWIN WILLIAMS CO | 69 | $19,000 | 0.0% | $275.36 * | $250.86 | +12.2% | COMMON STOCK | 824348106 |
| AIG | AMERICAN INTL GROUP | 319 | $18,000 | 0.0% | $56.43 * | $31.24 | +49.3% | COMMON STOCK | 026874784 |
| PBE | INVESCO DYNAMIC BIOTECHNOLOGY & GENOME ETF | 200 | $15,000 | 0.0% | $75.00 | $70.00 | — | UIT EXCHANGE TRADED | 46137V787 |
| DAL | DELTA AIR LINES INC DEL | 350 | $15,000 | 0.0% | $42.86 * | $37.86 | +4.9% | COMMON STOCK | 247361702 |
| MMM | 3M CO | 81 | $14,000 | 0.0% | $172.84 * | $118.05 | +16.3% | COMMON STOCK | 88579Y101 |
| QCOM | QUALCOMM INC | 110 | $14,000 | 0.0% | $127.27 | $124.71 | +3.3% | COMMON STOCK | 747525103 |
| — | SEAGEN INC | 80 | $14,000 | 0.0% | $175.00 | $175.00 | — | COMMON STOCK | 81181C104 |
| — | WALGREENS BOOTS ALLI | 298 | $14,000 | 0.0% | $46.98 | $41.57 | — | COMMON STOCK | 931427108 |
| — | CDK GLOBAL INC | 300 | $13,000 | 0.0% | $43.33 | $43.33 | — | COMMON STOCK | 12508e101 |
| KMB | KIMBERLY CLARK CORP | 95 | $13,000 | 0.0% | $136.84 * | $115.91 | -0.3% | COMMON STOCK | 494368103 |
| CLX | CLOROX CO | 76 | $13,000 | 0.0% | $171.05 * | $176.12 | -15.2% | COMMON STOCK | 189054109 |
| FDX | FEDEX CORP | 61 | $13,000 | 0.0% | $213.11 * | $248.69 | -0.3% | COMMON STOCK | 31428X106 |
| PSA | PUBLIC STORAGE REIT | 39 | $12,000 | 0.0% | $307.69 * | $183.60 | +40.1% | REAL ESTATE INVESTME | 74460D109 |
| MPT | MEDICAL PROPERTIES REIT | 618 | $12,000 | 0.0% | $19.42 | $21.29 | — | REAL ESTATE INVESTME | 58463J304 |
| — | UNILEVER PLC FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 200 | $11,000 | 0.0% | $55.00 | $60.00 | — | AMERICAN DEPOSITORY | 904767704 |
| CRI | CARTERS INC | 112 | $11,000 | 0.0% | $98.21 * | $72.85 | +15.3% | COMMON STOCK | 146229109 |
| KMI | KINDER MORGAN INC | 636 | $11,000 | 0.0% | $17.30 * | $10.07 | +31.8% | COMMON STOCK | 49456B101 |
| QRVO | QORVO INC | 65 | $11,000 | 0.0% | $169.23 * | $147.19 | +26.2% | COMMON STOCK | 74736K101 |
| MRK | MERCK & CO. INC. | 152 | $11,000 | 0.0% | $72.37 * | $64.85 | +2.0% | COMMON STOCK | 58933Y105 |
| VTRS | VIATRIS INC | 718 | $10,000 | 0.0% | $13.93 * | $13.33 | -12.1% | COMMON STOCK | 92556V106 |
| BMO | BANK MONTREAL QUE F | 100 | $10,000 | 0.0% | $100.00 * | $55.41 | +51.5% | FOREIGN CANADIAN | 063671101 |
| CVX | CHEVRON CORP | 102 | $10,000 | 0.0% | $98.04 * | $65.22 | +27.8% | COMMON STOCK | 166764100 |
| COTY | COTY INC CLASS A | 1,232 | $10,000 | 0.0% | $8.12 * | $5.55 | +54.1% | COMMON STOCK | 222070203 |
| — | NUVEEN PREFERRED INCOME | 883 | $9,000 | 0.0% | $10.19 | $9.22 | — | CLOSED END MUTL FUND | 67073B106 |
| QNCX | CORTEXYME I N C | 100 | $9,000 | 0.0% | $90.00 * | $44.30 | +79.5% | COMMON STOCK | 22053A107 |
| ZM | ZOOM VIDEO COMMUNICATION | 35 | $9,000 | 0.0% | $257.14 * | $445.83 | -24.4% | COMMON STOCK | 98980L101 |
| EIX | EDISON INTERNTNL | 152 | $8,000 | 0.0% | $52.63 * | $47.66 | -1.3% | COMMON STOCK | 281020107 |
| BOH | BANK OF HAWAII CORP | 91 | $8,000 | 0.0% | $87.91 * | $55.37 | +23.1% | COMMON STOCK | 062540109 |
| APH | AMPHENOL CORP CLASS A | 102 | $8,000 | 0.0% | $78.43 * | $30.16 | +16.8% | COMMON STOCK | 032095101 |
| FGFI | FIRST GREENWICH FINL INC | 600 | $8,000 | 0.0% | $13.33 * | $10.52 | +22.8% | COMMON STOCK | 320425200 |
| GPN | GLOBAL PAYMENTS INC | 53 | $8,000 | 0.0% | $150.94 * | $179.10 | -6.9% | COMMON STOCK | 37940X102 |
| BMY | BRISTOL-MYERS SQUIBB | 116 | $7,000 | 0.0% | $60.34 * | $50.03 | +9.6% | COMMON STOCK | 110122108 |
| MA | MASTERCARD INC CLASS A | 20 | $7,000 | 0.0% | $350.00 | $323.35 | +9.7% | COMMON STOCK | 57636Q104 |
| LUV | SOUTHWEST AIRLINES | 132 | $7,000 | 0.0% | $53.03 * | $40.31 | +16.6% | COMMON STOCK | 844741108 |
| — | TWITTER INC | 113 | $7,000 | 0.0% | $61.95 | $51.37 | — | COMMON STOCK | 90184L102 |
| XEL | XCEL ENERGY INC MINN | 110 | $7,000 | 0.0% | $63.64 * | $59.11 | -1.0% | COMMON STOCK | 98389B100 |
| GLD | SPDR GOLD SHARES ETF | 35 | $6,000 | 0.0% | $171.43 | $171.43 | — | UIT EXCHANGE TRADED | 78463V107 |
| TCOM | TRIP COM GROUP LTD FSPONSORED ADR 1 ADR RE 0.125 ORD SHS | 200 | $6,000 | 0.0% | $30.00 | $35.00 | — | AMERICAN DEPOSITORY | 89677Q107 |
| GEN | NORTONLIFELOCK INC | 237 | $6,000 | 0.0% | $25.32 * | $18.13 | +31.1% | COMMON STOCK | 668771108 |
| BDX | BECTON DICKINSON&CO | 20 | $5,000 | 0.0% | $250.00 * | $214.58 | +6.3% | COMMON STOCK | 075887109 |
| WPC | W.P. CAREY INC. REIT | 70 | $5,000 | 0.0% | $71.43 | $74.53 | — | REAL ESTATE INVESTME | 92936U109 |
| BOX | BOX INC CLASS A | 150 | $4,000 | 0.0% | $26.67 * | $17.42 | +41.0% | COMMON STOCK | 10316T104 |
| DBX | DROPBOX INC | 150 | $4,000 | 0.0% | $26.67 * | $20.36 | +52.5% | COMMON STOCK | 26210C104 |
| — | GENERAL ELECTRIC 4.35Perc.22 DUE 06/15/22 | 4,000 | $4,000 | 0.0% | $1.00 | $1.00 | — | CORPORATE BONDS | 36966TCF7 |
| RBLX | ROBLOX CORP CLASS A | 50 | $4,000 | 0.0% | $80.00 * | $69.70 | +17.8% | COMMON STOCK | 771049103 |
| PTON | PELOTON INTERACTIVE INC | 50 | $4,000 | 0.0% | $80.00 * | $121.81 | -9.3% | COMMON STOCK | 70614W100 |
| PBI | PITNEY BOWES INC | 349 | $3,000 | 0.0% | $8.60 * | $6.01 | +30.3% | COMMON STOCK | 724479100 |
| — | AMARIN CORP PLC FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 500 | $3,000 | 0.0% | $6.00 | $5.00 | — | AMERICAN DEPOSITORY | 023111206 |
| AKTSQ | AKOUSTIS TECHNOLOGIES IN | 250 | $2,000 | 0.0% | $8.00 * | $8.77 | +9.3% | COMMON STOCK | 00973N102 |
| CSL | CARLISLE CO | 11 | $2,000 | 0.0% | $181.82 * | $132.46 | +45.0% | COMMON STOCK | 142339100 |
| SAM | BOSTON BEER CO INC CLASS A | 4 | $2,000 | 0.0% | $500.00 * | $959.73 | -29.2% | COMMON STOCK | 100557107 |
| — | AMC ENTERTAINMENT CLASS A | 20 | $1,000 | 0.0% | $50.00 | $50.00 | — | COMMON STOCK | 00165C104 |
| SAVA | CASSAVA SCIENCES INC | 10 | $1,000 | 0.0% | $100.00 * | $83.46 | 0.0% | COMMON STOCK | 14817C107 |
| SJM | J M SMUCKER CO | 6 | $1,000 | 0.0% | $166.67 * | $98.18 | +11.8% | COMMON STOCK | 832696405 |
| — | MAXAR TECHNOLOGIES INC | 23 | $1,000 | 0.0% | $43.48 | $43.48 | — | COMMON STOCK | 57778K105 |
| TMUS | T-MOBILE US INC | 7 | $1,000 | 0.0% | $142.86 * | $119.35 | +12.7% | COMMON STOCK | 872590104 |
| WAB | WABTEC | 9 | $1,000 | 0.0% | $111.11 * | $66.42 | +26.5% | COMMON STOCK | 929740108 |
| — | ACON S2 ACQUISITION CO FCORP ACT EXP: 10/01/21 | 80 | $1,000 | 0.0% | $12.50 | $12.50 | — | FOREIGN ORDINARIES | G00748106 |
| SAIC | SCIENCE APPLICATIONS | 3 | $0 | 0.0% | $0.00 | $87.92 | -2.6% | COMMON STOCK | 808625107 |
| — | LEHMAN BROS HOLDING IXXXESCROW PENDING POSSIBLE FUTURE DISTRIBUTIONS | 135 | $0 | 0.0% | $0.00 | — | — | COMMON STOCK | 524ESC100 |
| — | GLOBALSTAR INC | 54 | $0 | 0.0% | $0.00 | — | — | COMMON STOCK | 378973408 |
| — | LEHMAN BROS HLDG FRN2XXXESCROW PENDING POSSIBLE FUTURE DISTRIBUTION | 10,000 | $0 | 0.0% | $0.00 | — | — | REORG BOND | 525ESCAG4 |
| FHTEBX | FIRST TRUST PORTFOLIOS UNIT 353 TAX EXEMPT MUN INCOME TR SER 264 | 2 | $0 | 0.0% | $0.00 | $500.00 | — | UIT MUNI | 33736P619 |