Location: Walnut Creek, CA
CIK: 0001444055 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Feb 7, 2022
Total Value: $105M (96.9% shares, 3.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| FFBB | Communities First Financial Corp | 152,646 | $8.743M | 8.3% | $25.69 | +111.4% | common | 20344D104 |
| — | First Bancshares Inc MS | 176,399 | $6.813M | 6.5% | $16.56 | — | common | 318916103 |
| — | US Metro Bank | 1,041,800 | $4.657M | 4.4% | $3.72 | — | common | 90343B102 |
| WAL | Western Alliance Bancorp | 39,121 | $4.211M | 4.0% | $55.02 | +85.8% | common | 957638109 |
| RVSB | Riverview Bancorp Inc | 537,507 | $4.113M | 3.9% | $6.06 | +10.5% | common | 769397100 |
| MCB | Metropolitan Bk Hldg | 38,000 | $4.048M | 3.9% | $80.50 | +17.3% | common | 591774104 |
| — | Amerant Bancorp CL B | 110,830 | $3.829M | 3.7% | $17.41 | — | common | 023576200 |
| CCB | Coastal Financial Corporation WA | 73,475 | $3.719M | 3.5% | $32.50 | +27.4% | common | 19046P209 |
| — | Southern Sts Bancshares Inc | 189,218 | $3.703M | 3.5% | $19.07 | — | common | 843878307 |
| — | Pacwest Bancorp DEL | 80,900 | $3.654M | 3.5% | $21.24 | — | common | 695263103 |
| — | Reliant Bancorp | 102,171 | $3.627M | 3.5% | $14.81 | — | common | 75956B101 |
| — | Grandsouth Bancorporation | 126,300 | $3.41M | 3.3% | $14.35 | — | common | 386627301 |
| — | Pacific Premier Bancorp | 79,945 | $3.2M | 3.1% | $18.67 | — | common | 69478X105 |
| NTB | Bank of NT Butterfield & Son | 81,341 | $3.1M | 3.0% | $29.33 | +5.4% | common | G0772R208 |
| FBNC | First Bancorp NC | 67,353 | $3.079M | 2.9% | $24.58 | +73.0% | common | 318910106 |
| MVBF | MVB Financial | 65,568 | $2.722M | 2.6% | $29.66 | +26.3% | common | 553810102 |
| CADE | Cadence Bank | 79,000 | $2.353M | 2.2% | $26.11 | 0.0% | common | 12740C103 |
| ABCB | Ameris Bancorp | 46,680 | $2.319M | 2.2% | $36.79 | +32.9% | common | 03076K108 |
| FNWB | First Northwest Bancorp | 112,905 | $2.281M | 2.2% | $15.89 | +7.9% | common | 335834107 |
| UBAB | United Bancorporation Ala CL A | 72,586 | $2.139M | 2.0% | $19.02 | +44.3% | common | 90944R100 |
| FBK | FB Financial Corp | 47,225 | $2.069M | 2.0% | $23.58 | +77.8% | common | 30257X104 |
| EBMT | Eagle Bancorp Montana Inc | 89,407 | $2.055M | 2.0% | $20.17 | -4.2% | common | 26942G100 |
| — | Pacific West Bank | 134,627 | $1.772M | 1.7% | $14.76 | — | common | 69506W202 |
| — | McHenry Bancorp, Inc. | 69,411 | $1.735M | 1.7% | $25.00 | — | common | 580683209 |
| HTBK | Heritage Commerce Corp | 141,800 | $1.693M | 1.6% | $8.45 | +38.2% | common | 426927109 |
| — | Lakeland Bancorp Inc | 87,162 | $1.655M | 1.6% | $14.93 | — | common | 511637100 |
| MNSB | Mainstreet Bancshares Inc | 66,937 | $1.646M | 1.6% | $22.50 | 0.0% | common | 56064Y100 |
| INBK | First Internet Bancorp | 33,462 | $1.574M | 1.5% | $40.46 | 0.0% | common | 320557101 |
| — | Metro Phoenix Bank | 73,667 | $1.554M | 1.5% | $9.16 | — | common | 59165E106 |
| FFIC | Flushing Financial | 60,000 | $1.458M | 1.4% | $10.51 | +79.5% | common | 343873105 |
| — | NCINO Inc | 24,000 | $1.317M | 1.3% | $56.36 | — | common | 63947U107 |
| BPOP | Popular Inc | 15,000 | $1.231M | 1.2% | $71.65 | 0.0% | common | 733174700 |
| FIBK | First Intst Bancsystem CL A | 30,000 | $1.22M | 1.2% | $30.14 | +6.4% | common | 32055Y201 |
| GWBK | Gateway Bank FSB | 3,000,000 | $1.095M | 1.0% | $0.49 | -18.4% | common | 36758P102 |
| — | Corecard Corporation | 25,900 | $1.005M | 1.0% | $37.81 | — | common | 45816D100 |
| — | Citigroup Jan 20 2023 37.50 | 400 | $924K | 0.9% | — | — | Call | 172967904 |
| — | Nuvei Corporation Jun 17 2022 55 | 500 | $885K | 0.8% | — | — | Call | 67079A902 |
| BSVN | Bank7 Corp | 29,432 | $677K | 0.6% | $21.60 | 0.0% | common | 06652N107 |
| MA | Mastercard Incorporated CL A | 1,800 | $647K | 0.6% | $337.80 | 0.0% | common | 57636Q104 |
| — | Cecil Bancorp, Inc. | 367,500 | $551K | 0.5% | $2.78 | — | common | 149841306 |
| GS | Goldman Sachs Group | 1,000 | $383K | 0.4% | $356.48 | 0.0% | common | 38141G104 |
| — | Paypal Holdings Inc Feb 18 2022 210 | 430 | $272K | 0.3% | — | — | Call | 70450Y903 |
| — | New York Cmnty Bancorp Inc Jan 21 2022 11 | 2,000 | $250K | 0.2% | — | — | Call | 649445903 |
| — | Block Inc CL A Mar 18 2022 160 | 420 | $246K | 0.2% | — | — | Call | 852234903 |
| — | NCINO Inc May 20 2022 55 | 360 | $221K | 0.2% | — | — | Call | 63947U907 |
| ZION | ZIONS Bancorporation NA | 3,000 | $189K | 0.2% | $54.94 | +16.2% | common | 989701107 |
| — | Veritex Holdings Inc | 4,000 | $159K | 0.2% | $21.19 | — | common | 923451108 |
| UCB | United Community Banks Blairsvle GA | 4,200 | $151K | 0.1% | $18.00 | +94.1% | common | 90984P303 |
| — | Financial Select Sector SPDR ETF Jan 7 2022 40.50 | 23,500 | $121K | 0.1% | — | — | Call | 81369Y905 |
| — | Payoneer Global Inc May 20 2022 5 | 350 | $97,000 | 0.1% | — | — | Call | 70451X904 |
| — | Goldman Sachs Group Mar 18 2022 385 | 55 | $91,000 | 0.1% | — | — | Call | 38141G904 |
| — | Mastercard Incorporated Jan 21 2022 370 | 300 | $72,000 | 0.1% | — | — | Call | 57636Q904 |
| — | Financial Select Sector SPDR ETF Jan 21 2022 34 | 5,500 | $43,000 | 0.0% | — | — | Put | 81369Y955 |
| PAYO | Payoneer Global Inc | 4,300 | $32,000 | 0.0% | $7.69 | 0.0% | common | 70451X104 |
| TBBK | Bancorp Inc Del | 1,200 | $30,000 | 0.0% | $23.67 | +21.7% | common | 05969A105 |
| XYZ | Block Inc CL A | 100 | $16,000 | 0.0% | $231.94 | -6.6% | common | 852234103 |
| C | Citigroup | 100 | $6,000 | 0.0% | $41.02 | +39.4% | common | 172967424 |
| FBIZ | First Business FINL SVCS Inc | 100 | $3,000 | 0.0% | $26.23 | 0.0% | common | 319390100 |
| PAYS | Paysign Inc | 116 | $1,000 | 0.0% | $4.95 | -56.6% | common | 70451A104 |
| — | Nuvei Corporation | 10 | $1,000 | 0.0% | $100.00 | — | SUB VTG SHS | 67079A102 |