Location: Walnut Creek, CA
CIK: 0001444055 · Show all filings
Period: Q1 2022 (← Previous) (Next →)
Filing Date: May 10, 2022
Total Value: $103M (98.0% shares, 2.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| FFBB | Communities First Financial Corp | 147,646 | $8.822M | 8.5% | $59.75 | $25.69 | +132.6% | common | 20344D104 |
| — | First Bancshares Inc MS | 176,399 | $5.938M | 5.8% | $33.66 | $16.56 | — | common | 318916103 |
| — | US Metro Bank | 1,143,825 | $5.405M | 5.2% | $4.73 | $3.81 | — | common | 90343B102 |
| GS | Goldman Sachs Group | 12,500 | $4.126M | 4.0% | $330.08 * | $322.73 | -7.0% | common | 38141G104 |
| RVSB | Riverview Bancorp Inc | 537,507 | $4.058M | 3.9% | $7.55 * | $6.06 | +10.6% | common | 769397100 |
| MVBF | MVB Financial | 88,817 | $3.686M | 3.6% | $41.50 * | $31.26 | +18.7% | common | 553810102 |
| — | Southern Sts Bancshares Inc | 152,758 | $3.524M | 3.4% | $23.07 | $19.07 | — | common | 843878307 |
| — | Grandsouth Bancorporation | 123,600 | $3.523M | 3.4% | $28.50 | $14.35 | — | common | 386627301 |
| — | Pacwest Bancorp DEL | 80,900 | $3.489M | 3.4% | $43.13 | $21.24 | — | common | 695263103 |
| WAL | Western Alliance Bancorp | 42,121 | $3.488M | 3.4% | $82.81 * | $57.45 | +31.6% | common | 957638109 |
| MCB | Metropolitan Bk Hldg | 34,000 | $3.46M | 3.4% | $101.76 | $80.50 | +25.6% | common | 591774104 |
| CCB | Coastal Financial Corp WA | 75,475 | $3.453M | 3.3% | $45.75 | $32.92 | +39.0% | common | 19046P209 |
| UCB | United Community Banks Blairsvle GA | 98,756 | $3.437M | 3.3% | $34.80 | $36.02 | -3.4% | common | 90984P303 |
| — | Amerant Bancorp CL B | 98,830 | $3.122M | 3.0% | $31.59 | $17.41 | — | common | 023576200 |
| NTB | Bank of NT Butterfield & Son | 81,341 | $2.919M | 2.8% | $35.89 * | $29.33 | +1.2% | common | G0772R208 |
| FBNC | First Bancorp NC | 66,653 | $2.784M | 2.7% | $41.77 * | $24.58 | +55.7% | common | 318910106 |
| — | Pacific Premier Bancorp | 70,945 | $2.508M | 2.4% | $35.35 | $18.67 | — | common | 69478X105 |
| FNWB | First Northwest Bancorp | 112,905 | $2.494M | 2.4% | $22.09 * | $15.89 | +29.1% | common | 335834107 |
| CADE | Cadence Bank | 79,000 | $2.312M | 2.2% | $29.27 * | $26.11 | +4.0% | common | 12740C103 |
| CBAN | Colony Bankcorp Inc | 120,000 | $2.24M | 2.2% | $18.67 * | $15.77 | +3.7% | common | 19623P101 |
| ABCB | Ameris Bancorp | 46,680 | $2.048M | 2.0% | $43.87 * | $36.79 | +13.5% | common | 03076K108 |
| BPOP | Popular Inc | 23,800 | $1.945M | 1.9% | $81.72 * | $74.16 | -1.6% | common | 733174700 |
| — | Pacific West Bank | 134,627 | $1.935M | 1.9% | $14.37 | $14.76 | — | common | 69506W202 |
| — | McHenry Bancorp, Inc. | 68,209 | $1.876M | 1.8% | $27.50 | $25.00 | — | common | 580683209 |
| MNSB | Mainstreet Bancshares Inc | 66,937 | $1.627M | 1.6% | $24.31 * | $22.50 | +0.3% | common | 56064Y100 |
| FBK | FB Financial Corp | 36,225 | $1.609M | 1.6% | $44.42 * | $23.58 | +76.8% | common | 30257X104 |
| HTBK | Heritage Commerce Corp | 141,800 | $1.595M | 1.5% | $11.25 * | $8.45 | +42.0% | common | 426927109 |
| — | Metro Phoenix Bank | 73,667 | $1.523M | 1.5% | $20.67 | $9.16 | — | common | 59165E106 |
| — | Lakeland Bancorp Inc | 87,162 | $1.456M | 1.4% | $16.70 | $14.93 | — | common | 511637100 |
| INBK | First Internet Bancorp | 33,462 | $1.439M | 1.4% | $43.00 | $40.46 | +6.3% | common | 320557101 |
| MA | Mastercard Incorporated CL A | 3,800 | $1.358M | 1.3% | $357.37 * | $345.07 | +1.3% | common | 57636Q104 |
| FFIC | Flushing Financial | 60,000 | $1.341M | 1.3% | $22.35 * | $10.51 | +80.9% | common | 343873105 |
| GWBK | Gateway Bank FSB | 3,000,000 | $1.02M | 1.0% | $0.34 | $0.49 | -28.4% | common | 36758P102 |
| — | New York Cmnty Bancorp Inc | 95,000 | $1.018M | 1.0% | $10.72 | $10.72 | — | common | 649445103 |
| BOKF | BOK FINL Corp | 10,000 | $940K | 0.9% | $94.00 * | $93.20 | -8.8% | common | 05561Q201 |
| FIBK | First Intst Bancsystem CL A | 25,000 | $919K | 0.9% | $36.76 * | $30.14 | -4.3% | common | 32055Y201 |
| COLB | Columbia BKG SYS Inc | 25,000 | $807K | 0.8% | $32.28 * | $28.29 | -7.7% | common | 197236102 |
| TBBK | Bancorp Inc Del | 21,200 | $601K | 0.6% | $28.35 | $28.52 | -0.7% | common | 05969A105 |
| PAYO | Payoneer Global Inc | 119,200 | $532K | 0.5% | $4.46 | $5.15 | -13.4% | common | 70451X104 |
| — | Cecil Bancorp, Inc. | 367,500 | $478K | 0.5% | $1.30 | $2.78 | — | common | 149841306 |
| — | Nuvei Corporation Jun 17 2022 55 | 200 | $461K | 0.4% | $2305.00 | — | — | Call | 67079A902 |
| — | Financial Select Sector SPDR ETF Apr 14 2022 37.50 | 9,500 | $420K | 0.4% | $44.21 | $44.21 | — | put | 81369Y955 |
| — | Shift4 PMTS Inc Jul 15 2022 50 | 220 | $351K | 0.3% | $1595.45 | — | — | Call | 82452J909 |
| — | ISHARES 20(PLUS) YEAR TREAS Apr 14 2022 140 | 10,052 | $246K | 0.2% | $24.47 | — | — | Call | 464287902 |
| ZION | ZIONS Bancorporation NA | 2,500 | $164K | 0.2% | $65.60 | $54.94 | +19.3% | common | 989701107 |
| — | Invesco QQQ TR April 8 2022 355 | 700 | $161K | 0.2% | $230.00 | — | — | Put | 46090E953 |
| — | Paysafe Limited Jul 15 2022 3 | 1,240 | $99,000 | 0.1% | $79.84 | — | — | Call | G6964L907 |
| — | Marqeta Inc May 20 2022 7.50 | 240 | $92,000 | 0.1% | $383.33 | — | — | Call | 57142B904 |
| EWBC | East West Bancorp Inc | 1,000 | $79,000 | 0.1% | $79.00 * | $75.63 | -6.2% | common | 27579R104 |
| — | Curo Group Holdings May 20 2022 15 | 235 | $57,000 | 0.1% | $242.55 | — | — | Put | 23131L957 |
| — | Financial Select Sector SPDR ETF May 20 2022 42 | 3,000 | $41,000 | 0.0% | $13.67 | $13.67 | — | call | 81369Y905 |
| — | NCINO Inc May 20 2022 55 | 360 | $37,000 | 0.0% | $102.78 | — | — | Call | 63947U907 |
| — | New York Cmnty Bancorp Inc Apr 14 2022 12 | 2,000 | $33,000 | 0.0% | $16.50 | — | — | Call | 649445903 |
| SBNY | Signature BK New York | 100 | $29,000 | 0.0% | $290.00 | $290.00 | — | common | 82669G104 |
| — | Paysign Inc Jan 20 2023 2.50 | 590 | $25,000 | 0.0% | $42.37 | — | — | Call | 70451A904 |
| — | SOFI Technologies Inc Apr 14 2022 8.50 | 1,200 | $23,000 | 0.0% | $19.17 | — | — | Put | 83406F952 |
| — | Fidelity National INFO Jul 15 2022 140 | 500 | $19,000 | 0.0% | $38.00 | — | — | Call | 31620M906 |
| — | Payoneer Global Inc May 20 2022 5 | 440 | $15,000 | 0.0% | $34.09 | — | — | Call | 70451X904 |
| — | East West Bancorp Inc Jul 15 2022 60 | 50 | $14,000 | 0.0% | $280.00 | — | — | Put | 27579R954 |
| XYZ | Block Inc CL A | 100 | $14,000 | 0.0% | $140.00 * | $231.94 | -41.5% | common | 852234103 |
| — | Citigroup Jan 20 2023 75.00 | 100 | $6,000 | 0.0% | $60.00 | — | — | Call | 172967904 |
| C | Citigroup | 100 | $5,000 | 0.0% | $50.00 * | $41.02 | +13.1% | common | 172967424 |
| TFIN | Triumph Bancorp Inc | 50 | $5,000 | 0.0% | $100.00 * | $98.44 | -4.5% | common | 89679E300 |
| — | Onemain Hldgs Inc Apr 14 2022 45 | 100 | $4,000 | 0.0% | $40.00 | — | — | Put | 68268W953 |
| FBIZ | First Business FINL SVCS Inc | 100 | $3,000 | 0.0% | $30.00 | $26.23 | +13.1% | common | 319390100 |
| — | Nuvei Corporation | 10 | $1,000 | 0.0% | $100.00 | $100.00 | — | SUB VTG SHS | 67079A102 |
| PAYS | Paysign Inc | 116 | $1,000 | 0.0% | $8.62 * | $4.95 | -60.2% | common | 70451A104 |
| — | Corecard Corporation | 10 | $1,000 | 0.0% | $100.00 | $37.81 | — | common | 45816D100 |
| FOUR | Shift4 PMTS Inc CL A | 9 | $1,000 | 0.0% | $111.11 * | $52.74 | +17.4% | common | 82452J109 |