CIK: 0001386462 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 15, 2014
Total Value ($000): $2,835,294 (87.6% shares, 12.4% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| XLF | SELECT SECTOR SPDR TR | 13,011,200 | $290,670 | 10.3% | $20.53 | — | Put | 81369Y605 |
| SPY | SPDR S&P 500 ETF TR | 986,900 | $184,560 | 6.5% | $184.69 | — | Put | 78462F103 |
| MTNA 6 01/15/16 | ARCELORMITTAL SA LUXEMBOURG | 6,318,328 | $151,513 | 5.3% | $19.22 | — | MAND CV NT 16 | L0302D178 |
| MSFT | MICROSOFT CORP | 2,075,000 | $85,054 | 3.0% | $31.26 | 0.0% | Call | 594918104 |
| — | MICRON TECHNOLOGY INC | 28,500,000 | $71,840 | 2.5% | $1.91 | — | NOTE 2.375% 5/0 | 595112AW3 |
| UPS | UNITED PARCEL SERVICE INC | 608,100 | $59,217 | 2.1% | $64.17 | 0.0% | Call | 911312106 |
| AIG | AMERICAN INTL GROUP INC | 1,142,500 | $57,136 | 2.0% | $35.24 | +7.4% | COM NEW | 026874784 |
| NPO | ENPRO INDS INC | 728,226 | $52,920 | 1.9% | $60.91 | +16.4% | COM | 29355X107 |
| — | BARCLAYS BK PLC | 1,139,400 | $48,025 | 1.7% | $42.23 | — | Put | 06742E711 |
| — | BARCLAYS BK PLC | 1,138,442 | $47,986 | 1.7% | $42.23 | — | IPATH S&P500 VIX | 06742E711 |
| XLF | SELECT SECTOR SPDR TR | 2,113,400 | $47,213 | 1.7% | $20.53 | — | SBI INT-FINL | 81369Y605 |
| APD | AIR PRODS & CHEMS INC | 392,380 | $46,709 | 1.6% | $71.25 | +11.3% | COM | 009158106 |
| — | LIN MEDIA LLC | 1,751,341 | $46,411 | 1.6% | $27.02 | — | CL A COM | 532771102 |
| AAL | AMERICAN AIRLS GROUP INC | 1,190,303 | $43,565 | 1.5% | $30.86 | +4.0% | COM | 02376R102 |
| — | GENCORP INC | 2,243,405 | $40,987 | 1.4% | $16.77 | — | COM | 368682100 |
| MSFT | MICROSOFT CORP | 982,690 | $40,280 | 1.4% | $31.26 | 0.0% | COM | 594918104 |
| — | QEP RES INC | 1,291,986 | $38,036 | 1.3% | $28.36 | — | COM | 74733V100 |
| — | MYLAN INC | 753,300 | $36,784 | 1.3% | $48.83 | — | COM | 628530107 |
| — | TESLA MTRS INC | 20,500,000 | $36,768 | 1.3% | $1.45 | — | NOTE 1.500% 6/0 | 88160RAA9 |
| — | COMCAST CORP NEW | 740,359 | $36,107 | 1.3% | $49.20 | — | CL A SPL | 20030N200 |
| — | BERRY PLASTICS GROUP INC | 1,425,811 | $33,008 | 1.2% | $21.98 | — | COM | 08579W103 |
| AWI | ARMSTRONG WORLD INDS INC NEW | 592,000 | $31,524 | 1.1% | $52.98 | 0.0% | COM | 04247X102 |
| PG | PROCTER & GAMBLE CO | 380,000 | $30,628 | 1.1% | — | — | Put | 742718109 |
| — | RACKSPACE HOSTING INC | 929,953 | $30,521 | 1.1% | $38.47 | — | COM | 750086100 |
| — | MGM RESORTS INTERNATIONAL | 20,000,000 | $29,133 | 1.0% | $1.46 | — | NOTE 4.250% 4/1 | 55303QAE0 |
| MU | MICRON TECHNOLOGY INC | 1,200,000 | $28,392 | 1.0% | $18.97 | +22.2% | Put | 595112103 |
| — | DIGITALGLOBE INC | 976,682 | $28,334 | 1.0% | $30.53 | — | COM NEW | 25389M877 |
| — | OCEAN RIG UDW INC | 1,440,227 | $25,622 | 0.9% | $18.62 | — | SHS | Y64354205 |
| OSIS | OSI SYSTEMS INC | 416,205 | $24,914 | 0.9% | $65.80 | -9.0% | COM | 671044105 |
| — | EQUINIX INC | 130,706 | $24,160 | 0.9% | $179.53 | — | COM NEW | 29444U502 |
| — | MOLINA HEALTHCARE INC | 19,500,000 | $24,114 | 0.9% | $1.23 | — | NOTE 3.750%10/0 | 60855RAA8 |
| — | COACH INC | 475,000 | $23,589 | 0.8% | $55.52 | — | Put | 189754104 |
| — | HERTZ GLOBAL HOLDINGS INC | 856,169 | $22,808 | 0.8% | $26.64 | — | COM | 42805T105 |
| OPLN | KAR AUCTION SVCS INC | 740,018 | $22,460 | 0.8% | $8.62 | +30.0% | COM | 48238T109 |
| EBAY | EBAY INC | 400,000 | $22,096 | 0.8% | $19.70 | +4.9% | Call | 278642103 |
| — | ICONIX BRAND GROUP INC | 16,200,000 | $22,054 | 0.8% | $1.27 | — | NOTE 2.500% 6/0 | 451055AE7 |
| — | HESS CORP | 262,410 | $21,749 | 0.8% | $79.86 | — | COM | 42809H107 |
| IWM | ISHARES | 185,300 | $21,558 | 0.8% | $116.00 | — | Call | 464287655 |
| — | VIACOM INC NEW | 245,399 | $20,923 | 0.7% | $85.58 | — | CL A | 92553P102 |
| — | GT ADVANCED TECHNOLOGIES INC | 12,650,000 | $20,484 | 0.7% | $1.02 | — | NOTE 3.000%12/1 | 36191UAB2 |
| EMN | EASTMAN CHEM CO | 236,462 | $20,385 | 0.7% | $50.64 | +12.5% | COM | 277432100 |
| — | VIPSHOP HLDGS LTD | 20,000,000 | $20,358 | 0.7% | $1.02 | — | NOTE 1.500% 3/1 | 92763WAA1 |
| — | ARCELORMITTAL SA LUXEMBOURG | 1,257,900 | $20,315 | 0.7% | — | — | Put | 03938L104 |
| — | DOMINION DIAMOND CORP | 1,486,081 | $19,943 | 0.7% | $13.49 | — | COM | 257287102 |
| MTN | VAIL RESORTS INC | 281,925 | $19,650 | 0.7% | $70.93 | 0.0% | COM | 91879Q109 |
| — | COVANTA HLDG CORP | 15,000,000 | $17,489 | 0.6% | $1.17 | — | NOTE 3.250% 6/0 | 22282EAC6 |
| — | GENCORP INC | 8,600,000 | $17,481 | 0.6% | $1.83 | — | SDCV 4.062%12/3 | 368682AN0 |
| MPC | MARATHON PETE CORP | 200,000 | $17,408 | 0.6% | $26.84 | +14.5% | Put | 56585A102 |
| SXC | SUNCOKE ENERGY INC | 761,106 | $17,384 | 0.6% | $22.03 | 0.0% | COM | 86722A103 |
| VZ | VERIZON COMMUNICATIONS INC | 355,000 | $16,887 | 0.6% | $25.94 | -0.3% | Put | 92343V104 |
| EFA | ISHARES | 250,000 | $16,800 | 0.6% | $66.58 | — | Put | 464287465 |
| SLV | ISHARES SILVER TRUST | 874,379 | $16,648 | 0.6% | $20.03 | — | ISHARES | 46428Q109 |
| DOV | DOVER CORP | 196,932 | $16,099 | 0.6% | $50.30 | 0.0% | COM | 260003108 |
| EPI | WISDOMTREE TR | 830,000 | $15,737 | 0.6% | $16.66 | — | Put | 97717W422 |
| — | PROSHARES TR II | 259,800 | $15,564 | 0.5% | — | — | Put | 74347W346 |
| — | SINA CORP | 250,000 | $15,103 | 0.5% | $84.22 | — | Put | G81477104 |
| — | L-3 COMMUNICATIONS CORP | 11,250,000 | $14,980 | 0.5% | $1.02 | — | DEBT 3.000% 8/0 | 502413AW7 |
| — | ROYAL DUTCH SHELL PLC | 203,391 | $14,860 | 0.5% | $73.06 | — | SPONS ADR A | 780259206 |
| — | HEALTH CARE REIT INC | 12,250,000 | $14,554 | 0.5% | $1.24 | — | NOTE 3.000%12/0 | 42217KAR7 |
| — | OMNICARE INC | 14,000,000 | $14,239 | 0.5% | $1.01 | — | NOTE 3.500% 2/1 | 681904AQ1 |
| — | STARWOOD PPTY TR INC | 12,250,000 | $14,054 | 0.5% | $1.15 | — | NOTE 4.000% 1/1 | 85571BAB1 |
| — | FIRST TR ISE REVERE NAT GAS | 662,905 | $13,722 | 0.5% | $20.70 | — | COM | 33734J102 |
| — | TESLA MTRS INC | 15,000,000 | $13,636 | 0.5% | $0.91 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| MSFT | MICROSOFT CORP | 330,000 | $13,527 | 0.5% | $31.26 | 0.0% | Put | 594918104 |
| XLE | SELECT SECTOR SPDR TR | 151,600 | $13,501 | 0.5% | $78.29 | — | Put | 81369Y506 |
| CF | CF INDS HLDGS INC | 51,788 | $13,498 | 0.5% | $35.22 | 0.0% | COM | 125269100 |
| VZ | VERIZON COMMUNICATIONS INC | 270,000 | $12,844 | 0.5% | $25.94 | -0.3% | Call | 92343V104 |
| — | BIOSCRIP INC | 1,818,117 | $12,690 | 0.4% | $7.98 | — | COM | 09069N108 |
| XME | SPDR SERIES TRUST | 300,000 | $12,519 | 0.4% | $41.22 | — | Put | 78464A755 |
| CAT | CATERPILLAR INC DEL | 125,000 | $12,421 | 0.4% | — | — | Call | 149123101 |
| INTC | INTEL CORP | 470,000 | $12,132 | 0.4% | $17.92 | +4.2% | Call | 458140100 |
| EBAY | EBAY INC | 200,000 | $11,048 | 0.4% | $19.70 | +4.9% | Put | 278642103 |
| GM | GENERAL MTRS CO | 300,000 | $10,326 | 0.4% | $28.17 | -2.6% | Call | 37045V100 |
| PG | PROCTER & GAMBLE CO | 123,700 | $9,970 | 0.4% | — | — | Call | 742718109 |
| — | BAKER HUGHES INC | 150,000 | $9,753 | 0.3% | $55.25 | — | Put | 057224107 |
| — | ANGLOGOLD ASHANTI LTD | 560,000 | $9,565 | 0.3% | $11.67 | — | Call | 035128206 |
| XLE | SELECT SECTOR SPDR TR | 100,000 | $8,906 | 0.3% | $78.29 | — | Call | 81369Y506 |
| — | CHESAPEAKE ENERGY CORP | 8,000,000 | $8,334 | 0.3% | $1.04 | — | NOTE 2.750%11/1 | 165167BW6 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 250,000 | $8,268 | 0.3% | $29.83 | -4.6% | Call | 35671D857 |
| IVZ | INVESCO LTD | 215,000 | $7,955 | 0.3% | — | — | Call | G491BT108 |
| VZ | VERIZON COMMUNICATIONS INC | 166,100 | $7,901 | 0.3% | $25.94 | -0.3% | COM | 92343V104 |
| DHI | D R HORTON INC | 362,700 | $7,852 | 0.3% | $18.96 | +4.8% | Put | 23331A109 |
| RIO | RIO TINTO PLC | 140,000 | $7,816 | 0.3% | — | — | Put | 767204100 |
| F | FORD MTR CO DEL | 500,000 | $7,800 | 0.3% | $8.06 | +3.8% | Put | 345370860 |
| — | TESLA MTRS INC | 8,000,000 | $7,384 | 0.3% | $0.92 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| — | UNITED TECHNOLOGIES CORP | 61,289 | $7,161 | 0.3% | $116.37 | — | COM | 913017109 |
| — | LEVEL 3 COMMUNICATIONS INC | 180,000 | $7,045 | 0.2% | — | — | Put | 52729N308 |
| — | AMERICAN AIRLS GROUP INC | 254,821 | $7,033 | 0.2% | $27.60 | — | PFD A MAND CV | 02376R409 |
| — | RACKSPACE HOSTING INC | 213,100 | $6,994 | 0.2% | $38.47 | — | Call | 750086100 |
| USB | US BANCORP DEL | 160,000 | $6,858 | 0.2% | $27.34 | 0.0% | Put | 902973304 |
| — | ZIONS BANCORPORATION | 1,041,556 | $6,718 | 0.2% | $5.87 | — | *W EXP 05/22/202 | 989701115 |
| ARMK | ARAMARK HLDGS CORP | 216,135 | $6,251 | 0.2% | $15.35 | +9.3% | COM | 03852U106 |
| EXPD | EXPEDITORS INTL WASH INC | 150,000 | $5,945 | 0.2% | $33.56 | +4.6% | Call | 302130109 |
| — | UNITED TECHNOLOGIES CORP | 49,400 | $5,772 | 0.2% | $116.37 | — | Call | 913017109 |
| — | HEWLETT PACKARD CO | 175,800 | $5,689 | 0.2% | $24.80 | — | Put | 428236103 |
| — | POWERSHARES QQQ TRUST | 64,400 | $5,646 | 0.2% | $87.67 | — | UNIT SER 1 | 73935A104 |
| — | TWENTY FIRST CENTY FOX INC | 170,271 | $5,299 | 0.2% | $31.12 | — | CL B | 90130A200 |
| SLV | ISHARES SILVER TRUST | 262,500 | $4,998 | 0.2% | $20.03 | — | Put | 46428Q109 |
| SLV | ISHARES SILVER TRUST | 262,500 | $4,998 | 0.2% | $20.03 | — | Call | 46428Q109 |
| — | CHC GROUP LTD | 662,794 | $4,898 | 0.2% | $7.39 | — | SHS | G07021101 |
| — | MARKET VECTORS ETF TR | 200,000 | $4,798 | 0.2% | $26.35 | — | Put | 57060U506 |
| NOK | NOKIA CORP | 650,000 | $4,771 | 0.2% | $7.35 | — | Put | 654902204 |
| OXY | OCCIDENTAL PETE CORP DEL | 50,000 | $4,765 | 0.2% | $62.47 | 0.0% | Put | 674599105 |
| EFA | ISHARES | 69,900 | $4,697 | 0.2% | $66.58 | — | MSCI EAFE ETF | 464287465 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 140,000 | $4,630 | 0.2% | $29.83 | -4.6% | Put | 35671D857 |
| ADM | ARCHER DANIELS MIDLAND CO | 100,000 | $4,339 | 0.2% | — | — | Call | 039483102 |
| — | ARCELORMITTAL SA LUXEMBOURG | 250,000 | $4,038 | 0.1% | — | — | Call | 03938L104 |
| GTLS | CHART INDS INC | 50,000 | $3,973 | 0.1% | $86.10 | 0.0% | COM PAR $0.01 | 16115Q308 |
| GTLS | CHART INDS INC | 50,000 | $3,973 | 0.1% | $86.10 | 0.0% | Put | 16115Q308 |
| INTC | INTEL CORP | 153,500 | $3,962 | 0.1% | $17.92 | +4.2% | Put | 458140100 |
| — | RENTECH INC | 2,055,610 | $3,906 | 0.1% | $2.05 | — | COM | 760112102 |
| — | SANDRIDGE ENERGY INC | 600,000 | $3,684 | 0.1% | $6.03 | — | Put | 80007P307 |
| — | MARKET VECTORS ETF TR | 79,000 | $3,603 | 0.1% | $44.04 | — | SEMICONDUCTOR | 57060U233 |
| — | EXELIXIS INC | 4,000,000 | $3,576 | 0.1% | $0.97 | — | NOTE 4.250% 8/1 | 30161QAC8 |
| — | LEVEL 3 COMMUNICATIONS INC | 90,000 | $3,523 | 0.1% | — | — | Call | 52729N308 |
| CSX | CSX CORP | 120,000 | $3,476 | 0.1% | — | — | Call | 126408103 |
| CSX | CSX CORP | 120,000 | $3,476 | 0.1% | — | — | Put | 126408103 |
| — | CATHAY GEN BANCORP | 500,000 | $3,425 | 0.1% | $8.51 | — | *W EXP 12/05/201 | 149150112 |
| — | GENERAL ELECTRIC CO | 130,000 | $3,366 | 0.1% | $25.79 | — | Put | 369604103 |
| XHB | SPDR SERIES TRUST | 100,000 | $3,255 | 0.1% | — | — | Call | 78464A888 |
| — | GENERAL ELECTRIC CO | 125,000 | $3,236 | 0.1% | $25.79 | — | Call | 369604103 |
| CHRW | C H ROBINSON WORLDWIDE INC | 57,400 | $3,007 | 0.1% | $41.12 | 0.0% | Put | 12541W209 |
| NEE | NEXTERA ENERGY INC | 30,000 | $2,868 | 0.1% | — | — | Put | 65339F101 |
| MU | MICRON TECHNOLOGY INC | 119,665 | $2,831 | 0.1% | $18.97 | +22.2% | COM | 595112103 |
| HON | HONEYWELL INTL INC | 30,000 | $2,783 | 0.1% | $64.71 | 0.0% | Put | 438516106 |
| UPS | UNITED PARCEL SERVICE INC | 28,240 | $2,750 | 0.1% | $64.17 | 0.0% | CL B | 911312106 |
| USB | US BANCORP DEL | 60,000 | $2,572 | 0.1% | $27.34 | 0.0% | Call | 902973304 |
| XME | SPDR SERIES TRUST | 61,218 | $2,555 | 0.1% | $41.22 | — | S&P METALS MNG | 78464A755 |
| EPI | WISDOMTREE TR | 134,652 | $2,553 | 0.1% | $16.66 | — | INDIA ERNGS FD | 97717W422 |
| — | COACH INC | 50,000 | $2,483 | 0.1% | $55.52 | — | Call | 189754104 |
| WMB | WILLIAMS COS INC DEL | 59,000 | $2,394 | 0.1% | $20.92 | 0.0% | COM | 969457100 |
| — | UNITED TECHNOLOGIES CORP | 20,000 | $2,337 | 0.1% | $116.37 | — | Put | 913017109 |
| — | LAM RESEARCH CORP | 41,100 | $2,261 | 0.1% | $54.58 | — | COM | 512807108 |
| EXPD | EXPEDITORS INTL WASH INC | 53,899 | $2,136 | 0.1% | $33.56 | +4.6% | COM | 302130109 |
| BAC | BANK OF AMERICA CORPORATION | 120,497 | $2,073 | 0.1% | $13.25 | 0.0% | COM | 060505104 |
| OXY | OCCIDENTAL PETE CORP DEL | 21,700 | $2,068 | 0.1% | $62.47 | 0.0% | COM | 674599105 |
| LULU | LULULEMON ATHLETICA INC | 37,500 | $1,972 | 0.1% | $49.89 | 0.0% | Put | 550021109 |
| — | MARKET VECTORS ETF TR | 75,000 | $1,770 | 0.1% | — | — | Put | 57060U100 |
| — | COACH INC | 35,500 | $1,763 | 0.1% | $55.52 | — | COM | 189754104 |
| EPI | WISDOMTREE TR | 90,000 | $1,706 | 0.1% | $16.66 | — | Call | 97717W422 |
| USB | US BANCORP DEL | 39,500 | $1,693 | 0.1% | $27.34 | 0.0% | COM NEW | 902973304 |
| HON | HONEYWELL INTL INC | 17,000 | $1,577 | 0.1% | $64.71 | 0.0% | COM | 438516106 |
| TEX | TEREX CORP NEW | 35,000 | $1,551 | 0.1% | $42.02 | 0.0% | Put | 880779103 |
| IYR | ISHARES | 20,000 | $1,353 | 0.0% | — | — | Call | 464287739 |
| IYR | ISHARES | 20,000 | $1,353 | 0.0% | — | — | Put | 464287739 |
| MET | METLIFE INC | 25,000 | $1,320 | 0.0% | — | — | Call | 59156R108 |
| WMB | WILLIAMS COS INC DEL | 32,200 | $1,307 | 0.0% | $20.92 | 0.0% | Put | 969457100 |
| — | BAKER HUGHES INC | 20,100 | $1,307 | 0.0% | $55.25 | — | COM | 057224107 |
| WMB | WILLIAMS COS INC DEL | 32,200 | $1,307 | 0.0% | $20.92 | 0.0% | Call | 969457100 |
| IWM | ISHARES | 10,300 | $1,198 | 0.0% | $116.00 | — | Put | 464287655 |
| — | GLOBAL EAGLE ENTMT INC | 75,200 | $1,187 | 0.0% | — | — | Put | 37951D102 |
| — | PANTRY INC | 75,000 | $1,151 | 0.0% | $16.77 | — | Call | 698657103 |
| — | PANTRY INC | 75,000 | $1,151 | 0.0% | $16.77 | — | Put | 698657103 |
| KGC | KINROSS GOLD CORP | 270,000 | $1,118 | 0.0% | $4.86 | -1.3% | Call | 496902404 |
| XLE | SELECT SECTOR SPDR TR | 11,633 | $1,036 | 0.0% | $78.29 | — | SBI INT-ENERGY | 81369Y506 |
| DHI | D R HORTON INC | 46,995 | $1,017 | 0.0% | $18.96 | +4.8% | COM | 23331A109 |
| VALE | VALE S A | 66,000 | $913 | 0.0% | $15.01 | — | Put | 91912E105 |
| — | METLIFE INC | 28,146 | $864 | 0.0% | $30.70 | — | UNIT 99/99/9999 | 59156R116 |
| CHRW | C H ROBINSON WORLDWIDE INC | 15,108 | $792 | 0.0% | $41.12 | 0.0% | COM NEW | 12541W209 |
| NOK | NOKIA CORP | 107,000 | $786 | 0.0% | $7.35 | — | SPONSORED ADR | 654902204 |
| — | CROWN CASTLE INTL CORP | 10,000 | $738 | 0.0% | $73.91 | — | Put | 228227104 |
| — | SINA CORP | 11,600 | $701 | 0.0% | $84.22 | — | ORD | G81477104 |
| — | E M C CORP MASS | 25,000 | $685 | 0.0% | $25.16 | — | COM | 268648102 |
| — | LAM RESEARCH CORP | 10,000 | $550 | 0.0% | $54.58 | — | Call | 512807108 |
| TLT | ISHARES | 5,000 | $546 | 0.0% | $133.33 | — | Put | 464287432 |
| VALE | VALE S A | 37,300 | $516 | 0.0% | $15.01 | — | ADR | 91912E105 |
| — | PANTRY INC | 31,800 | $488 | 0.0% | $16.77 | — | COM | 698657103 |
| SOXX | ISHARES | 5,809 | $463 | 0.0% | $72.06 | — | PHLX SEMICND ETF | 464287523 |
| — | EUNITS 2 YR U S MKT PARTN TR | 35,614 | $424 | 0.0% | $11.65 | — | UNIT | 298411109 |
| EEM | ISHARES | 10,323 | $423 | 0.0% | $40.70 | — | MSCI EMG MKT ETF | 464287234 |
| NEM | NEWMONT MINING CORP | 17,200 | $403 | 0.0% | $18.43 | 0.0% | COM | 651639106 |
| TECL | DIREXION SHS ETF TR | 4,200 | $401 | 0.0% | $61.05 | — | DLY TECH BULL 3X | 25459W102 |
| — | POWERSHARES ETF TRUST II | 16,124 | $400 | 0.0% | $24.68 | — | SENIOR LN PORT | 73936Q769 |
| F | FORD MTR CO DEL | 25,000 | $390 | 0.0% | $8.06 | +3.8% | COM PAR $0.01 | 345370860 |
| — | HAWAIIAN HOLDINGS INC | 200,000 | $362 | 0.0% | $1.81 | — | NOTE 5.000% 3/1 | 419879AD3 |
| — | CROWN CASTLE INTL CORP | 3,500 | $354 | 0.0% | $100.00 | — | CNV PFD STK SR A | 228227500 |
| SJNK | SPDR SER TR | 9,833 | $305 | 0.0% | $30.51 | — | SHT TRM HGH YLD | 78468R408 |
| — | DOMINION RES INC VA NEW | 5,100 | $293 | 0.0% | $57.45 | — | UNIT 04/01/2013 | 25746U703 |
| XLK | SELECT SECTOR SPDR TR | 7,733 | $281 | 0.0% | $34.40 | — | TECHNOLOGY | 81369Y803 |
| TLT | ISHARES | 2,500 | $273 | 0.0% | $133.33 | — | Call | 464287432 |
| GLD | SPDR GOLD TRUST | 2,200 | $272 | 0.0% | — | — | Call | 78463V107 |
| XLV | SELECT SECTOR SPDR TR | 4,300 | $252 | 0.0% | — | — | Put | 81369Y209 |
| — | MENTOR GRAPHICS CORP | 200,000 | $252 | 0.0% | $1.32 | — | SDCV 4.000% 4/0 | 587200AK2 |
| — | SANDISK CORP | 150,000 | $247 | 0.0% | $1.65 | — | NOTE 1.500% 8/1 | 80004CAD3 |
| XLP | SELECT SECTOR SPDR TR | 5,700 | $245 | 0.0% | — | — | Put | 81369Y308 |
| XLI | SELECT SECTOR SPDR TR | 4,500 | $235 | 0.0% | — | — | Put | 81369Y704 |
| NEM | NEWMONT MINING CORP | 10,000 | $234 | 0.0% | $18.43 | 0.0% | Put | 651639106 |
| — | CROWN CASTLE INTL CORP | 2,990 | $221 | 0.0% | $73.91 | — | COM | 228227104 |
| XLY | SELECT SECTOR SPDR TR | 3,300 | $214 | 0.0% | — | — | Put | 81369Y407 |
| XLB | SELECT SECTOR SPDR TR | 4,500 | $213 | 0.0% | — | — | Put | 81369Y100 |
| — | NEXTERA ENERGY INC | 3,490 | $188 | 0.0% | $53.87 | — | UNIT 99/99/9999 | 65339F861 |
| SPY | SPDR S&P 500 ETF TR | 1,000 | $187 | 0.0% | $184.69 | — | Call | 78462F103 |
| INTC | INTEL CORP | 7,200 | $186 | 0.0% | $17.92 | +4.2% | COM | 458140100 |
| — | DIREXION SHS ETF TR | 10,900 | $178 | 0.0% | $16.33 | — | DL RUSSIA BEAR | 25459W284 |
| XLK | SELECT SECTOR SPDR TR | 4,500 | $164 | 0.0% | $34.40 | — | Put | 81369Y803 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 14,068 | $150 | 0.0% | $10.66 | — | UNIT | 85207H104 |
| — | NUANCE COMMUNICATIONS INC | 100,000 | $107 | 0.0% | $1.07 | — | DBCV 2.750% 8/1 | 67020YAB6 |
| — | GENERAL ELECTRIC CO | 4,110 | $106 | 0.0% | $25.79 | — | COM | 369604103 |
| — | BLACKROCK INCOME TR INC | 15,755 | $103 | 0.0% | $6.66 | — | COM | 09247F100 |
| — | CIS ACQUISITION LTD | 10,000 | $102 | 0.0% | $10.10 | — | SHS SER A | G21490209 |
| — | CAPITOL ACQUISITION CORP II | 10,300 | $101 | 0.0% | $9.71 | — | COM | 14056V105 |
| — | GLOBAL DEFENSE & NATL SEC SY | 10,000 | $101 | 0.0% | $10.10 | — | COM | 37953N108 |
| — | LEVY ACQUISITION CORP | 8,400 | $85 | 0.0% | $10.00 | — | UNIT 99/99/9999 | 52748T203 |
| EEM | ISHARES | 2,000 | $82 | 0.0% | $40.70 | — | Put | 464287234 |
| IWM | ISHARES | 500 | $58 | 0.0% | $116.00 | — | RUSSELL 2000 ETF | 464287655 |
| TEX | TEREX CORP NEW | 1,300 | $58 | 0.0% | $42.02 | 0.0% | COM | 880779103 |
| LULU | LULULEMON ATHLETICA INC | 977 | $51 | 0.0% | $49.89 | 0.0% | COM | 550021109 |
| — | FIELDPOINT PETROLEUM CORP | 47,099 | $44 | 0.0% | $0.93 | — | *W EXP 03/23/201 | 316570126 |
| — | CEL SCI CORP | 63,416 | $27 | 0.0% | $0.43 | — | *W EXP 10/11/201 | 150837177 |
| — | S&W SEED CO | 23,070 | $19 | 0.0% | $0.82 | — | *W EXP 05/03/201 | 785135120 |
| — | LEVY ACQUISITION CORP | 1,600 | $16 | 0.0% | $10.00 | — | COM | 52748T104 |
| TLT | ISHARES | 15 | $2 | 0.0% | $133.33 | — | 20+ YR TR BD ETF | 464287432 |