Pine River Capital Management L.P. Hedge Fund

CIK: 0001288136 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2014

Total Value: $9.309B

Holdings (483)

SPY SPDR S&P 500 ETF TRUST 14.6%

Value $1.359B Shares 8,090,000 Est. Cost $168.01 Unrealized —

SPY SPDR S&P 500 ETF TRUST 7.3%

Value $680M Shares 4,050,000 Est. Cost $168.01 Unrealized —

— GENERAL MOTORS CO 2.3%

Value $211M Shares 11,221,706 Est. Cost $16.82 Unrealized —

HYG ISHARES IBOXX HIGH YIELD COR 2.2%

Value $201M Shares 2,200,000 Est. Cost $91.51 Unrealized —

— ANNALY CAPITAL MGMT 2.1%

Value $193M Shares 189,597,000 Est. Cost $1.01 Unrealized —

— AMERICAN CAPITAL LTD 1.8%

Value $168M Shares 12,203,314 Est. Cost $13.08 Unrealized —

— AMERICAN CAPITAL AGENCY CORP 1.7%

Value $162M Shares 7,181,129 Est. Cost $22.65 Unrealized —

— OCWEN FINANCIAL CORP 1.5%

Value $143M Shares 2,572,345 Est. Cost $41.22 Unrealized —

AAPL APPLE INC 1.5%

Value $138M Shares 289,800 Est. Cost $13.89 Unrealized +2.8%

EFA ISHARES MSCI EAFE ETF 1.1%

Value $105M Shares 1,651,900 Est. Cost $63.80 Unrealized —

— AMERICAN CAPITAL MORTGAGE IN 1.1%

Value $102M Shares 5,134,491 Est. Cost $18.55 Unrealized —

XLF FINANCIAL SELECT SECTOR SPDR 1.1%

Value $98.58M Shares 4,952,400 Est. Cost — Unrealized —

AAPL APPLE INC 1.0%

Value $94.73M Shares 198,700 Est. Cost $13.89 Unrealized +2.8%

— MOLEX INC 0.9%

Value $84.01M Shares 2,181,030 Est. Cost $38.52 Unrealized —

IWM ISHARES RUSSELL 2000 ETF 0.9%

Value $79.96M Shares 750,000 Est. Cost — Unrealized —

— ARMOUR RESIDENTIAL REIT INC 0.9%

Value $79.27M Shares 18,872,642 Est. Cost $4.48 Unrealized —

EFA ISHARES MSCI EAFE ETF 0.8%

Value $78.43M Shares 1,229,300 Est. Cost $63.80 Unrealized —

— XILINX INC 0.8%

Value $77.77M Shares 48,100,000 Est. Cost $1.62 Unrealized —

KO COCA-COLA CO/THE 0.8%

Value $77.16M Shares 2,037,000 Est. Cost $27.85 Unrealized -3.9%

— GENERAL MOTORS CO 0.8%

Value $75.36M Shares 2,846,328 Est. Cost $24.65 Unrealized —

— GENERAL ELECTRIC CO 0.8%

Value $72.59M Shares 3,038,600 Est. Cost — Unrealized —

— HUDSON CITY BANCORP INC 0.8%

Value $72.56M Shares 8,025,767 Est. Cost $9.04 Unrealized —

— WALTER INVESTMENT MANAGEMENT 0.8%

Value $72.04M Shares 1,821,998 Est. Cost $34.51 Unrealized —

— KNIGHT CAPITAL GROUP INC 0.7%

Value $68.41M Shares 68,500,000 Est. Cost $0.99 Unrealized —

HYG ISHARES IBOXX HIGH YIELD COR 0.7%

Value $65.13M Shares 711,121 Est. Cost $91.51 Unrealized —

— SIGMA-ALDRICH 0.7%

Value $64.75M Shares 759,100 Est. Cost — Unrealized —

— OFFICE DEPOT INC 0.7%

Value $63.6M Shares 13,167,069 Est. Cost $4.07 Unrealized —

JNJ JOHNSON & JOHNSON 0.7%

Value $62.77M Shares 724,100 Est. Cost $63.54 Unrealized 0.0%

— REDWOOD TRUST INC 0.7%

Value $60.86M Shares 57,700,000 Est. Cost $1.10 Unrealized —

JPM JPMORGAN CHASE & CO 0.6%

Value $59.57M Shares 1,152,500 Est. Cost $38.52 Unrealized 0.0%

TD TORONTO-DOMINION BANK 0.6%

Value $57.96M Shares 625,100 Est. Cost — Unrealized —

XOM EXXON MOBIL CORP 0.6%

Value $55.67M Shares 647,000 Est. Cost $54.10 Unrealized +0.1%

— ANADARKO PETROLEUM CORP 0.6%

Value $55.24M Shares 594,000 Est. Cost $87.52 Unrealized —

— NEW RESIDENTIAL INVESTMENT 0.6%

Value $55.23M Shares 8,342,222 Est. Cost $6.74 Unrealized —

— VODAFONE GROUP PLC-SP ADR 0.6%

Value $55.11M Shares 1,566,500 Est. Cost $35.18 Unrealized —

PG PROCTER & GAMBLE CO/THE 0.6%

Value $52.94M Shares 700,300 Est. Cost $55.57 Unrealized +1.2%

WFC WELLS FARGO & CO 0.5%

Value $49.36M Shares 1,194,600 Est. Cost $30.19 Unrealized 0.0%

— ELAN CORP PLC -SPONS ADR 0.5%

Value $49.21M Shares 3,158,263 Est. Cost $15.58 Unrealized —

AAPL APPLE INC 0.5%

Value $43.36M Shares 90,943 Est. Cost $13.89 Unrealized +2.8%

RY ROYAL BANK OF CANADA 0.5%

Value $42.55M Shares 644,700 Est. Cost $59.71 Unrealized +4.0%

— AMTRUST FINANCIAL SERVIC 0.5%

Value $42.33M Shares 26,900,000 Est. Cost $1.42 Unrealized —

— ANWORTH MORTGAGE ASSET CORP 0.5%

Value $42.13M Shares 8,721,711 Est. Cost $5.60 Unrealized —

SPY SPDR S&P 500 ETF TRUST 0.5%

Value $42.08M Shares 250,453 Est. Cost $168.01 Unrealized —

— DOLE FOOD CO INC 0.4%

Value $40.94M Shares 3,005,702 Est. Cost $13.62 Unrealized —

— PHH CORP 0.4%

Value $40.88M Shares 20,000,000 Est. Cost $1.80 Unrealized —

— ANNALY CAPITAL MANAGEMENT IN 0.4%

Value $40.79M Shares 3,522,200 Est. Cost — Unrealized —

— CHIMERA INVESTMENT CORP 0.4%

Value $40.68M Shares 13,381,752 Est. Cost $3.04 Unrealized —

— GOOGLE INC-CL A 0.4%

Value $38.71M Shares 44,200 Est. Cost $876.93 Unrealized —

— APOLLO RESIDENTIAL MORTGAGE 0.4%

Value $38.24M Shares 2,620,734 Est. Cost $15.64 Unrealized —

MSFT MICROSOFT CORP 0.4%

Value $37.17M Shares 1,117,000 Est. Cost $26.70 Unrealized +1.1%

ALL ALLSTATE CORP 0.4%

Value $37.16M Shares 735,077 Est. Cost $37.59 Unrealized +2.6%

FXI ISHARES CHINA LARGE-CAP ETF 0.4%

Value $37.08M Shares 1,000,000 Est. Cost — Unrealized —

PMT PENNYMAC MORTGAGE INVESTMENT 0.4%

Value $36.47M Shares 1,608,045 Est. Cost $22.68 Unrealized —

— BELO CORPORATION-A 0.4%

Value $36.25M Shares 2,645,903 Est. Cost $13.70 Unrealized —

— UNITED TECHNOLOGIES CORP 0.4%

Value $36.09M Shares 334,700 Est. Cost — Unrealized —

IBM INTL BUSINESS MACHINES CORP 0.4%

Value $35.72M Shares 192,900 Est. Cost $111.55 Unrealized 0.0%

— TYSON FOODS INC 0.4%

Value $34.31M Shares 20,000,000 Est. Cost $1.53 Unrealized —

EVTC EVERTEC INC 0.4%

Value $34.04M Shares 1,532,674 Est. Cost $18.86 Unrealized +10.5%

— CMS ENERGY CORP 0.3%

Value $32.35M Shares 16,685,000 Est. Cost $1.99 Unrealized —

CSCO CISCO SYSTEMS INC 0.3%

Value $31.72M Shares 1,353,700 Est. Cost — Unrealized —

SLB SCHLUMBERGER LTD 0.3%

Value $31.52M Shares 356,720 Est. Cost $52.90 Unrealized +11.5%

BAC BANK OF AMERICA CORP 0.3%

Value $31.4M Shares 2,275,662 Est. Cost $11.23 Unrealized 0.0%

EBAY EBAY INC 0.3%

Value $30.93M Shares 554,382 Est. Cost $19.98 Unrealized -0.1%

— STERLITE INDUSTRIES LTD 0.3%

Value $30.84M Shares 31,555,000 Est. Cost $0.97 Unrealized —

PRU PRUDENTIAL FINANCIAL INC 0.3%

Value $30.79M Shares 394,835 Est. Cost $38.68 Unrealized +21.6%

PFE PFIZER INC 0.3%

Value $30.65M Shares 1,066,900 Est. Cost $16.46 Unrealized -0.6%

AIG AMERICAN INTERNATIONAL GROUP 0.3%

Value $30.42M Shares 625,551 Est. Cost $36.03 Unrealized 0.0%

MRK MERCK & CO. INC. 0.3%

Value $30.4M Shares 638,500 Est. Cost — Unrealized —

VZ VERIZON COMMUNICATIONS INC 0.3%

Value $30.29M Shares 649,000 Est. Cost $26.66 Unrealized -2.0%

— VALIDUS HOLDINGS LTD 0.3%

Value $29.69M Shares 802,854 Est. Cost $36.98 Unrealized —

CVX CHEVRON CORP 0.3%

Value $28.92M Shares 238,000 Est. Cost $71.30 Unrealized +2.5%

XOM EXXON MOBIL CORP 0.3%

Value $28.31M Shares 329,000 Est. Cost $54.10 Unrealized +0.1%

— ANADARKO PETROLEUM CORP 0.3%

Value $28.25M Shares 303,751 Est. Cost $87.52 Unrealized —

MO ALTRIA GROUP INC 0.3%

Value $27.72M Shares 807,100 Est. Cost $16.28 Unrealized -0.7%

JNJ JOHNSON & JOHNSON 0.3%

Value $27.71M Shares 319,700 Est. Cost $63.54 Unrealized 0.0%

BAC BANK OF AMERICA CORP 0.3%

Value $27.46M Shares 1,990,300 Est. Cost $11.23 Unrealized 0.0%

T AT&T INC 0.3%

Value $26.48M Shares 783,000 Est. Cost $11.40 Unrealized -3.9%

CM CAN IMPERIAL BK OF COMMERCE 0.3%

Value $25.64M Shares 312,500 Est. Cost — Unrealized —

— LIBERTY INTERACTIVE LLC 0.3%

Value $25.63M Shares 49,764,000 Est. Cost $0.51 Unrealized —

C CITIGROUP INC 0.3%

Value $25.42M Shares 524,034 Est. Cost $37.61 Unrealized 0.0%

STWD STARWOOD PROPERTY TRUST INC 0.3%

Value $25.18M Shares 1,050,592 Est. Cost $23.97 Unrealized —

COP CONOCOPHILLIPS 0.3%

Value $24.86M Shares 357,600 Est. Cost $39.96 Unrealized +11.3%

— GENERAL ELECTRIC CO 0.3%

Value $24.71M Shares 1,034,300 Est. Cost — Unrealized —

C CITIGROUP INC 0.3%

Value $24.03M Shares 495,300 Est. Cost $37.61 Unrealized 0.0%

— PROSPECT CAPITAL CORP 0.3%

Value $23.88M Shares 23,500,000 Est. Cost $1.02 Unrealized —

— GOOGLE INC-CL A 0.3%

Value $23.56M Shares 26,900 Est. Cost $876.93 Unrealized —

WFC WELLS FARGO & CO 0.3%

Value $23.49M Shares 568,500 Est. Cost $30.19 Unrealized 0.0%

— NYSE EURONEXT 0.2%

Value $22.78M Shares 542,562 Est. Cost $41.98 Unrealized —

PEP PEPSICO INC 0.2%

Value $22.75M Shares 286,200 Est. Cost $56.66 Unrealized +0.2%

IBM INTL BUSINESS MACHINES CORP 0.2%

Value $21.98M Shares 118,700 Est. Cost $111.55 Unrealized 0.0%

SEIC SEI INVESTMENTS COMPANY 0.2%

Value $21.93M Shares 709,613 Est. Cost $24.93 Unrealized +6.2%

BMO BANK OF MONTREAL 0.2%

Value $21.49M Shares 312,500 Est. Cost — Unrealized —

BRK/B BERKSHIRE HATHAWAY INC-CL B 0.2%

Value $21.41M Shares 188,600 Est. Cost $115.36 Unrealized 0.0%

— RAIT FINANCIAL TRUST 0.2%

Value $21.12M Shares 17,726,000 Est. Cost $1.23 Unrealized —

PM PHILIP MORRIS INTERNATIONAL 0.2%

Value $21.02M Shares 242,700 Est. Cost $49.85 Unrealized -5.0%

INTC INTEL CORP 0.2%

Value $20.91M Shares 912,500 Est. Cost $16.91 Unrealized 0.0%

— PRICELINE.COM INC 0.2%

Value $20.18M Shares 19,963 Est. Cost $855.38 Unrealized —

— CIENA CORP 0.2%

Value $19.91M Shares 13,200,000 Est. Cost $1.19 Unrealized —

— SUNTRUST BANKS INC 0.2%

Value $19.9M Shares 613,891 Est. Cost $31.57 Unrealized —

WU WESTERN UNION CO 0.2%

Value $19.84M Shares 1,063,482 Est. Cost $18.66 Unrealized —

SLB SCHLUMBERGER LTD 0.2%

Value $19.68M Shares 222,700 Est. Cost $52.90 Unrealized +11.5%

JPM JPMORGAN CHASE & CO 0.2%

Value $19.6M Shares 379,200 Est. Cost $38.52 Unrealized 0.0%

CME CME GROUP INC 0.2%

Value $19.58M Shares 265,080 Est. Cost $44.25 Unrealized 0.0%

AXP AMERICAN EXPRESS CO 0.2%

Value $19.4M Shares 256,900 Est. Cost — Unrealized —

— US AIRWAYS GROUP INC 0.2%

Value $19.01M Shares 1,002,700 Est. Cost $16.42 Unrealized —

MSFT MICROSOFT CORP 0.2%

Value $18.96M Shares 569,800 Est. Cost $26.70 Unrealized +1.1%

META FACEBOOK INC-A 0.2%

Value $18.95M Shares 377,301 Est. Cost $36.96 Unrealized 0.0%

— PROSPECT CAPITAL CORP 0.2%

Value $18.47M Shares 17,207,000 Est. Cost $1.09 Unrealized —

HD HOME DEPOT INC 0.2%

Value $18.47M Shares 243,500 Est. Cost $57.87 Unrealized 0.0%

HYG ISHARES IBOXX HIGH YIELD COR 0.2%

Value $18.32M Shares 200,000 Est. Cost $91.51 Unrealized —

— US AIRWAYS GROUP INC 0.2%

Value $18.26M Shares 962,900 Est. Cost $16.42 Unrealized —

— SPREADTRUM COMMUNICATI-ADR 0.2%

Value $17.89M Shares 587,166 Est. Cost $29.00 Unrealized —

XOM EXXON MOBIL CORP 0.2%

Value $17.21M Shares 200,001 Est. Cost $54.10 Unrealized +0.1%

— CAPITOL ACQUISITION CORP II 0.2%

Value $17.09M Shares 1,780,495 Est. Cost $9.60 Unrealized —

KO COCA-COLA CO/THE 0.2%

Value $16.81M Shares 443,800 Est. Cost $27.85 Unrealized -3.9%

USB US BANCORP 0.2%

Value $16.8M Shares 459,400 Est. Cost $22.41 Unrealized +8.6%

DIS WALT DISNEY CO/THE 0.2%

Value $16.59M Shares 257,300 Est. Cost — Unrealized —

BAC BANK OF AMERICA CORP 0.2%

Value $16.44M Shares 1,191,600 Est. Cost $11.23 Unrealized 0.0%

AMZN AMAZON.COM INC 0.2%

Value $16.23M Shares 51,900 Est. Cost — Unrealized —

— DISCOVER FINANCIAL SERVICES 0.2%

Value $16.22M Shares 320,867 Est. Cost $47.64 Unrealized —

QCOM QUALCOMM INC 0.2%

Value $16.18M Shares 240,300 Est. Cost $45.06 Unrealized +3.3%

AMGN AMGEN INC 0.2%

Value $16.16M Shares 144,400 Est. Cost $73.34 Unrealized +5.0%

— COBALT INTERNATIONAL ENERGY 0.2%

Value $16.13M Shares 648,960 Est. Cost $25.89 Unrealized —

— SCORPIO TANKERS INC 0.2%

Value $16.09M Shares 1,647,992 Est. Cost $8.98 Unrealized —

— APACHE CORP 0.2%

Value $16.06M Shares 188,602 Est. Cost $84.44 Unrealized —

MCD MCDONALD'S CORP 0.2%

Value $15.73M Shares 163,500 Est. Cost $71.47 Unrealized -1.3%

CMCSA COMCAST CORP-CLASS A 0.2%

Value $15.64M Shares 346,700 Est. Cost $15.62 Unrealized +5.9%

ZTS ZOETIS INC 0.2%

Value $15.56M Shares 500,000 Est. Cost $29.32 Unrealized -5.2%

VZ VERIZON COMMUNICATIONS INC 0.2%

Value $15.56M Shares 333,300 Est. Cost $26.66 Unrealized -2.0%

— MORGANS HOTEL GROUP CO 0.2%

Value $15.49M Shares 2,020,258 Est. Cost $7.95 Unrealized —

BZH BEAZER HOMES USA INC 0.2%

Value $15.25M Shares 847,247 Est. Cost $18.00 Unrealized -2.3%

— VANTIV INC - CL A 0.2%

Value $15.2M Shares 544,143 Est. Cost $27.94 Unrealized —

PG PROCTER & GAMBLE CO/THE 0.2%

Value $15.13M Shares 200,100 Est. Cost $55.57 Unrealized +1.2%

WMT WAL-MART STORES INC 0.2%

Value $14.92M Shares 201,700 Est. Cost $19.98 Unrealized -1.0%

C CITIGROUP INC 0.2%

Value $14.68M Shares 302,600 Est. Cost $37.61 Unrealized 0.0%

ORCL ORACLE CORP 0.2%

Value $14.63M Shares 441,000 Est. Cost $27.58 Unrealized -1.9%

CVS CVS CAREMARK CORP 0.2%

Value $14.2M Shares 250,300 Est. Cost $42.78 Unrealized 0.0%

— RACKSPACE HOSTING INC 0.2%

Value $14.14M Shares 267,967 Est. Cost $51.28 Unrealized —

PEP PEPSICO INC 0.2%

Value $14.04M Shares 176,600 Est. Cost $56.66 Unrealized +0.2%

CVX CHEVRON CORP 0.1%

Value $13.8M Shares 113,600 Est. Cost $71.30 Unrealized +2.5%

BA BOEING CO/THE 0.1%

Value $13.68M Shares 116,400 Est. Cost — Unrealized —

— AMERICAN REALTY CAP PROP 0.1%

Value $13.57M Shares 14,303,000 Est. Cost $0.95 Unrealized —

T AT&T INC 0.1%

Value $13.47M Shares 398,300 Est. Cost $11.40 Unrealized -3.9%

GILD GILEAD SCIENCES INC 0.1%

Value $13.22M Shares 210,200 Est. Cost $36.21 Unrealized +14.7%

JNJ JOHNSON & JOHNSON 0.1%

Value $12.89M Shares 148,696 Est. Cost $63.54 Unrealized 0.0%

INTC INTEL CORP 0.1%

Value $12.88M Shares 561,800 Est. Cost $16.91 Unrealized 0.0%

— IRON MOUNTAIN INC 0.1%

Value $12.7M Shares 470,000 Est. Cost — Unrealized —

— TESLA MOTORS INC 0.1%

Value $12.7M Shares 7,500,000 Est. Cost $1.12 Unrealized —

UNP UNION PACIFIC CORP 0.1%

Value $12.47M Shares 80,300 Est. Cost — Unrealized —

GS GOLDMAN SACHS GROUP INC 0.1%

Value $12.47M Shares 78,800 Est. Cost $127.13 Unrealized 0.0%

— YONGYE INTERNATIONAL INC 0.1%

Value $12.43M Shares 2,007,696 Est. Cost $5.75 Unrealized —

GTLS CHART INDUSTRIES INC 0.1%

Value $12.2M Shares 99,124 Est. Cost $89.01 Unrealized +26.3%

PM PHILIP MORRIS INTERNATIONAL 0.1%

Value $12.02M Shares 138,800 Est. Cost $49.85 Unrealized -5.0%

— GOOGLE INC-CL A 0.1%

Value $11.88M Shares 13,566 Est. Cost $876.93 Unrealized —

SLB SCHLUMBERGER LTD 0.1%

Value $11.46M Shares 129,700 Est. Cost $52.90 Unrealized +11.5%

— DRESSER-RAND GROUP INC 0.1%

Value $11.35M Shares 181,824 Est. Cost $59.98 Unrealized —

— CHINA MOBILE LTD-SPON ADR 0.1%

Value $11.29M Shares 200,000 Est. Cost — Unrealized —

— CHINA MOBILE LTD-SPON ADR 0.1%

Value $11.29M Shares 200,000 Est. Cost — Unrealized —

PFE PFIZER INC 0.1%

Value $11.13M Shares 387,300 Est. Cost $16.46 Unrealized -0.6%

— ALTISOURCE RESIDENTIAL CORP 0.1%

Value $11.11M Shares 483,300 Est. Cost $22.50 Unrealized —

— LINKEDIN CORP - A 0.1%

Value $11.07M Shares 45,000 Est. Cost — Unrealized —

— BOISE INC 0.1%

Value $11.04M Shares 876,490 Est. Cost $12.60 Unrealized —

— NUVEEN MORTGAGE OPPORTUNITY 0.1%

Value $10.88M Shares 458,000 Est. Cost $23.76 Unrealized —

UNH UNITEDHEALTH GROUP INC 0.1%

Value $10.87M Shares 151,800 Est. Cost — Unrealized —

— FRANK'S INTERNATIONAL NV 0.1%

Value $10.85M Shares 362,555 Est. Cost $29.93 Unrealized —

Value $10.81M Shares 90,500 Est. Cost — Unrealized —

— IAC/INTERACTIVECORP 0.1%

Value $10.73M Shares 196,185 Est. Cost $52.22 Unrealized —

— SUPERIOR ENERGY SERVICES INC 0.1%

Value $10.61M Shares 423,833 Est. Cost $25.70 Unrealized —

— OMNICARE INC 0.1%

Value $10.58M Shares 7,500,000 Est. Cost $1.41 Unrealized —

MRK MERCK & CO. INC. 0.1%

Value $10.55M Shares 221,700 Est. Cost — Unrealized —

— GULFMARK OFFSHORE INC-CL A 0.1%

Value $10.54M Shares 207,006 Est. Cost $47.03 Unrealized —

V VISA INC-CLASS A SHARES 0.1%

Value $10.49M Shares 54,900 Est. Cost — Unrealized —

FAS DIREXION DAILY FIN BULL 3X 0.1%

Value $10.46M Shares 152,100 Est. Cost $68.77 Unrealized —

— MDC HOLDINGS INC 0.1%

Value $10.33M Shares 344,287 Est. Cost $30.01 Unrealized —

— COLONY FINANCIAL INC 0.1%

Value $10.33M Shares 10,000,000 Est. Cost $1.02 Unrealized —

— IPATH S&P 500 VIX S/T FU ETN 0.1%

Value $10.29M Shares 700,000 Est. Cost $20.71 Unrealized —

XPO XPO LOGISTICS INC 0.1%

Value $10.27M Shares 473,979 Est. Cost $7.72 Unrealized 0.0%

PG PROCTER & GAMBLE CO/THE 0.1%

Value $10.18M Shares 134,606 Est. Cost $55.57 Unrealized +1.2%

CVX CHEVRON CORP 0.1%

Value $10M Shares 82,334 Est. Cost $71.30 Unrealized +2.5%

EG EVEREST RE GROUP LTD 0.1%

Value $9.917M Shares 68,198 Est. Cost $104.62 Unrealized 0.0%

OXY OCCIDENTAL PETROLEUM CORP 0.1%

Value $9.83M Shares 105,100 Est. Cost — Unrealized —

— L-3 COMMS HLDGS INC 0.1%

Value $9.821M Shares 9,000,000 Est. Cost $1.09 Unrealized —

LNC LINCOLN NATIONAL CORP 0.1%

Value $9.806M Shares 233,529 Est. Cost $22.50 Unrealized +24.2%

— NEWCASTLE INVESTMENT CORP 0.1%

Value $9.743M Shares 1,733,655 Est. Cost $5.62 Unrealized —

— HEARTWARE INTERNATIONAL INC 0.1%

Value $9.634M Shares 131,623 Est. Cost $85.07 Unrealized —

MCD MCDONALD'S CORP 0.1%

Value $9.629M Shares 100,100 Est. Cost $71.47 Unrealized -1.3%

BNS BANK OF NOVA SCOTIA 0.1%

Value $9.588M Shares 162,500 Est. Cost — Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 0.1%

Value $9.584M Shares 361,003 Est. Cost $25.16 Unrealized —

— PREMIER INC 0.1%

Value $9.51M Shares 300,000 Est. Cost $31.70 Unrealized —

— DRIL-QUIP INC 0.1%

Value $9.273M Shares 80,811 Est. Cost $103.08 Unrealized —

T AT&T INC 0.1%

Value $9.175M Shares 271,277 Est. Cost $11.40 Unrealized -3.9%

BRK/B BERKSHIRE HATHAWAY INC-CL B 0.1%

Value $9.15M Shares 80,600 Est. Cost $115.36 Unrealized 0.0%

ABBV ABBVIE INC 0.1%

Value $9.138M Shares 204,300 Est. Cost — Unrealized —

ARCC ARES CAPITAL CORP 0.1%

Value $9.138M Shares 528,468 Est. Cost $5.28 Unrealized +1.7%

CSCO CISCO SYSTEMS INC 0.1%

Value $9.098M Shares 388,300 Est. Cost — Unrealized —

SLRC SOLAR CAPITAL LTD 0.1%

Value $9.039M Shares 407,536 Est. Cost $7.34 Unrealized -0.7%

— KOSMOS ENERGY LTD 0.1%

Value $8.928M Shares 868,558 Est. Cost $10.19 Unrealized —

AIG AMERICAN INTERNATIONAL GROUP 0.1%

Value $8.893M Shares 182,900 Est. Cost $36.03 Unrealized 0.0%

IBM INTL BUSINESS MACHINES CORP 0.1%

Value $8.626M Shares 46,582 Est. Cost $111.55 Unrealized 0.0%

CMCSA COMCAST CORP-CLASS A 0.1%

Value $8.573M Shares 190,000 Est. Cost $15.62 Unrealized +5.9%

DIS WALT DISNEY CO/THE 0.1%

Value $8.391M Shares 130,100 Est. Cost — Unrealized —

QCOM QUALCOMM INC 0.1%

Value $8.361M Shares 124,200 Est. Cost $45.06 Unrealized +3.3%

— STONE ENERGY CORP 0.1%

Value $8.327M Shares 256,766 Est. Cost $22.79 Unrealized —

AXP AMERICAN EXPRESS CO 0.1%

Value $8.292M Shares 109,800 Est. Cost — Unrealized —

BMY BRISTOL-MYERS SQUIBB CO 0.1%

Value $8.289M Shares 179,100 Est. Cost — Unrealized —

— HILLTOP HOLDINGS INC 0.1%

Value $8.227M Shares 5,975,000 Est. Cost $1.38 Unrealized —

HD HOME DEPOT INC 0.1%

Value $8.132M Shares 107,200 Est. Cost $57.87 Unrealized 0.0%

AMZN AMAZON.COM INC 0.1%

Value $8.129M Shares 26,000 Est. Cost — Unrealized —

NTAP NETAPP INC 0.1%

Value $8.081M Shares 189,625 Est. Cost $29.84 Unrealized +3.2%

— APOLLO INVESTMENT CORP 0.1%

Value $8.072M Shares 990,366 Est. Cost $7.74 Unrealized —

— NOVELLUS SYSTEMS INC 0.1%

Value $7.944M Shares 5,000,000 Est. Cost $1.59 Unrealized —

— VODAFONE GROUP PLC-SP ADR 0.1%

Value $7.83M Shares 222,600 Est. Cost $35.18 Unrealized —

SUPN SUPERNUS PHARMACEUTICALS INC 0.1%

Value $7.758M Shares 1,058,400 Est. Cost — Unrealized —

— CHINA UNICOM HONG KONG-ADR 0.1%

Value $7.711M Shares 500,000 Est. Cost — Unrealized —

GS GOLDMAN SACHS GROUP INC 0.1%

Value $7.69M Shares 48,600 Est. Cost $127.13 Unrealized 0.0%

EARN ELLINGTON RESIDENTIAL MORTGA 0.1%

Value $7.664M Shares 498,658 Est. Cost $17.35 Unrealized —

EPI WISDOMTREE INDIA EARNINGS 0.1%

Value $7.66M Shares 500,000 Est. Cost $15.32 Unrealized —

WFC WELLS FARGO & CO 0.1%

Value $7.595M Shares 183,813 Est. Cost $30.19 Unrealized 0.0%

— ST JUDE MEDICAL INC 0.1%

Value $7.522M Shares 140,231 Est. Cost $51.64 Unrealized —

— CHESAPEAKE ENERGY CORP 0.1%

Value $7.516M Shares 290,390 Est. Cost $25.88 Unrealized —

— COBALT INTERNATIONAL ENERGY 0.1%

Value $7.458M Shares 300,000 Est. Cost $25.89 Unrealized —

— COBALT INTERNATIONAL ENERGY 0.1%

Value $7.458M Shares 300,000 Est. Cost $25.89 Unrealized —

UNP UNION PACIFIC CORP 0.1%

Value $7.347M Shares 47,300 Est. Cost — Unrealized —

PEP PEPSICO INC 0.1%

Value $7.295M Shares 91,759 Est. Cost $56.66 Unrealized +0.2%

CTRA CABOT OIL & GAS CORP 0.1%

Value $7.241M Shares 194,012 Est. Cost $26.11 Unrealized +3.7%

JPM JPMORGAN CHASE & CO 0.1%

Value $7.158M Shares 138,484 Est. Cost $38.52 Unrealized 0.0%

WMT WAL-MART STORES INC 0.1%

Value $7.107M Shares 96,100 Est. Cost $19.98 Unrealized -1.0%

ORCL ORACLE CORP 0.1%

Value $7.077M Shares 213,400 Est. Cost $27.58 Unrealized -1.9%

— ARES CAPITAL CORP 0.1%

Value $6.882M Shares 6,500,000 Est. Cost $1.07 Unrealized —

— DEL FRISCO'S RESTAURANT GROU 0.1%

Value $6.879M Shares 341,364 Est. Cost $20.15 Unrealized —

GILD GILEAD SCIENCES INC 0.1%

Value $6.678M Shares 106,200 Est. Cost $36.21 Unrealized +14.7%

— ENDURANCE SPECIALTY HOLDINGS 0.1%

Value $6.618M Shares 123,185 Est. Cost $53.72 Unrealized —

— WHITING PETROLEUM CORP 0.1%

Value $6.528M Shares 109,067 Est. Cost $59.85 Unrealized —

— SAFEGUARD SCIENTIFICS IN 0.1%

Value $6.52M Shares 6,000,000 Est. Cost $1.11 Unrealized —

HTH HILLTOP HOLDINGS INC 0.1%

Value $6.457M Shares 349,090 Est. Cost $16.82 Unrealized 0.0%

UNH UNITEDHEALTH GROUP INC 0.1%

Value $6.358M Shares 88,800 Est. Cost — Unrealized —

— CHEMED CORP 0.1%

Value $6.266M Shares 6,000,000 Est. Cost $1.05 Unrealized —

— INLAND REAL ESTATE CORP 0.1%

Value $6.239M Shares 5,844,000 Est. Cost $1.07 Unrealized —

ADSK AUTODESK INC 0.1%

Value $6.215M Shares 150,954 Est. Cost $36.98 Unrealized -0.1%

— SPARTAN STORES INC 0.1%

Value $6.138M Shares 278,275 Est. Cost $22.06 Unrealized —

AMGN AMGEN INC 0.1%

Value $5.966M Shares 53,300 Est. Cost $73.34 Unrealized +5.0%

USB US BANCORP 0.1%

Value $5.919M Shares 161,800 Est. Cost $22.41 Unrealized +8.6%

— RETAILMENOT INC 0.1%

Value $5.887M Shares 165,509 Est. Cost $35.57 Unrealized —

— THIRD POINT REINSURANCE LTD 0.1%

Value $5.748M Shares 396,789 Est. Cost $14.49 Unrealized —

CTSH COGNIZANT TECH SOLUTIONS-A 0.1%

Value $5.734M Shares 69,824 Est. Cost $31.76 Unrealized +3.6%

— STOCK BUILDING SUPPLY HOLDIN 0.1%

Value $5.52M Shares 420,000 Est. Cost $13.14 Unrealized —

BA BOEING CO/THE 0.1%

Value $5.511M Shares 46,900 Est. Cost — Unrealized —

Value $5.493M Shares 46,000 Est. Cost — Unrealized —

REXR REXFORD INDUSTRIAL REALTY IN 0.1%

Value $5.455M Shares 403,803 Est. Cost $13.51 Unrealized —

— FIRST TRUST HIGH INCOME LONG 0.1%

Value $5.397M Shares 307,720 Est. Cost $17.55 Unrealized —

THC TENET HEALTHCARE CORP 0.1%

Value $5.382M Shares 130,663 Est. Cost $41.83 Unrealized 0.0%

EXPE EXPEDIA INC 0.1%

Value $5.374M Shares 103,724 Est. Cost $49.75 Unrealized 0.0%

PLD PROLOGIS INC 0.1%

Value $5.342M Shares 142,000 Est. Cost $26.02 Unrealized 0.0%

VZ VERIZON COMMUNICATIONS INC 0.1%

Value $5.336M Shares 114,329 Est. Cost $26.66 Unrealized -2.0%

— UNITED TECHNOLOGIES CORP 0.1%

Value $5.282M Shares 49,000 Est. Cost — Unrealized —

EFA ISHARES MSCI EAFE ETF 0.1%

Value $5.104M Shares 80,000 Est. Cost $63.80 Unrealized —

— ASIAINFO-LINKAGE INC 0.1%

Value $5.095M Shares 441,415 Est. Cost $11.54 Unrealized —

TRV TRAVELERS COS INC/THE 0.1%

Value $5.086M Shares 60,000 Est. Cost — Unrealized —

— NOBLE ENERGY INC 0.1%

Value $5.086M Shares 75,903 Est. Cost $60.04 Unrealized —

— BLACKROCK CORPORATE HY FD VI 0.1%

Value $5.075M Shares 431,592 Est. Cost $11.91 Unrealized —

INN SUMMIT HOTEL PROPERTIES INC 0.1%

Value $5.059M Shares 550,481 Est. Cost $9.19 Unrealized —

— INFORMATICA CORP 0.1%

Value $5.035M Shares 129,193 Est. Cost $38.26 Unrealized —

COP CONOCOPHILLIPS 0.1%

Value $4.978M Shares 71,600 Est. Cost $39.96 Unrealized +11.3%

ASC ARDMORE SHIPPING CORP 0.1%

Value $4.856M Shares 400,000 Est. Cost $9.89 Unrealized 0.0%

TMO THERMO FISHER SCIENTIFIC INC 0.1%

Value $4.746M Shares 51,499 Est. Cost $85.12 Unrealized +2.0%

— CLUBCORP HOLDINGS INC 0.0%

Value $4.599M Shares 300,000 Est. Cost $15.33 Unrealized —

— PACTERA TECHNOLOGY-ADR 0.0%

Value $4.567M Shares 775,277 Est. Cost $6.25 Unrealized —

— BLACKROCK CORPORATE HY FD 5 0.0%

Value $4.567M Shares 376,833 Est. Cost $12.17 Unrealized —

OXY OCCIDENTAL PETROLEUM CORP 0.0%

Value $4.443M Shares 47,500 Est. Cost — Unrealized —

AIG AMERICAN INTERNATIONAL GROUP 0.0%

Value $4.434M Shares 91,200 Est. Cost $36.03 Unrealized 0.0%

— IPATH S&P 500 VIX S/T FU ETN 0.0%

Value $4.409M Shares 300,000 Est. Cost $20.71 Unrealized —

WPC WP CAREY INC 0.0%

Value $4.309M Shares 66,594 Est. Cost $64.71 Unrealized —

— CAMELOT INFORMATION SYS-ADS 0.0%

Value $4.305M Shares 2,265,855 Est. Cost $1.84 Unrealized —

— RITE AID CORP 0.0%

Value $4.25M Shares 2,150,000 Est. Cost $1.68 Unrealized —

V VISA INC-CLASS A SHARES 0.0%

Value $4.223M Shares 22,100 Est. Cost — Unrealized —

— GLOBAL BRASS & COPPER HOLDIN 0.0%

Value $4.214M Shares 240,245 Est. Cost $13.24 Unrealized —

— PLY GEM HOLDINGS INC 0.0%

Value $4.194M Shares 300,000 Est. Cost $13.98 Unrealized —

HCA HCA HOLDINGS INC 0.0%

Value $4.185M Shares 97,886 Est. Cost $36.32 Unrealized 0.0%

— JUNIPER NETWORKS INC 0.0%

Value $4.182M Shares 210,558 Est. Cost $19.86 Unrealized —

— ELAN CORP PLC -SPONS ADR 0.0%

Value $4.166M Shares 267,300 Est. Cost $15.58 Unrealized —

CVS CVS CAREMARK CORP 0.0%

Value $4.16M Shares 73,300 Est. Cost $42.78 Unrealized 0.0%

— ALLEGHENY TECHNOLOGIES 0.0%

Value $4.158M Shares 4,000,000 Est. Cost $1.03 Unrealized —

ABBV ABBVIE INC 0.0%

Value $4.137M Shares 92,500 Est. Cost — Unrealized —

— BIOAMBER INC 0.0%

Value $4.117M Shares 840,151 Est. Cost $6.12 Unrealized —

— BGS ACQUISITION CORP 0.0%

Value $4.106M Shares 411,500 Est. Cost $10.12 Unrealized —

KW KENNEDY-WILSON HOLDINGS INC 0.0%

Value $4.093M Shares 220,597 Est. Cost $18.17 Unrealized 0.0%

— XILINX INC 0.0%

Value $4.077M Shares 2,500,000 Est. Cost $1.44 Unrealized —

— SIMCERE PHARMACEUTICAL-ADR 0.0%

Value $4.072M Shares 430,444 Est. Cost $9.47 Unrealized —

— HOME LOAN SERVICING SOLUTION 0.0%

Value $4.052M Shares 184,094 Est. Cost $23.97 Unrealized —

— YUME INC 0.0%

Value $4.028M Shares 380,002 Est. Cost $10.60 Unrealized —

MSTR MICROSTRATEGY INC-CL A 0.0%

Value $4.002M Shares 38,568 Est. Cost $9.66 Unrealized +0.8%

— FLOW INTL CORP 0.0%

Value $3.991M Shares 1,000,000 Est. Cost $3.99 Unrealized —

— WESTERN ASSET HIGH INCOME OP 0.0%

Value $3.965M Shares 664,062 Est. Cost $5.95 Unrealized —

A AGILENT TECHNOLOGIES INC 0.0%

Value $3.959M Shares 77,249 Est. Cost $30.43 Unrealized 0.0%

— INVESTMENT TECHNOLOGY GROUP 0.0%

Value $3.93M Shares 250,000 Est. Cost — Unrealized —

— SPIRIT AIRLINES INC 0.0%

Value $3.925M Shares 114,532 Est. Cost $34.27 Unrealized —

FRCB FIRST REPUBLIC BANK/CA 0.0%

Value $3.912M Shares 83,931 Est. Cost $40.61 Unrealized 0.0%

TSLA TESLA MOTORS INC 0.0%

Value $3.867M Shares 20,000 Est. Cost — Unrealized —

GLD SPDR GOLD SHARES 0.0%

Value $3.846M Shares 30,000 Est. Cost — Unrealized —

GLD SPDR GOLD SHARES 0.0%

Value $3.846M Shares 30,000 Est. Cost — Unrealized —

HUM HUMANA INC 0.0%

Value $3.845M Shares 41,199 Est. Cost $71.14 Unrealized +16.6%

— CIS ACQUISITION LTD-CLASS A 0.0%

Value $3.838M Shares 380,000 Est. Cost $10.06 Unrealized —

— WESTERN ASSET HIGH YIELD DEF 0.0%

Value $3.812M Shares 213,428 Est. Cost $17.73 Unrealized —

SONY SONY CORP-SPONSORED ADR 0.0%

Value $3.78M Shares 175,640 Est. Cost $21.19 Unrealized —

— BARNES GROUP INC 0.0%

Value $3.726M Shares 3,000,000 Est. Cost $1.24 Unrealized —

WMT WAL-MART STORES INC 0.0%

Value $3.66M Shares 49,492 Est. Cost $19.98 Unrealized -1.0%

— COLLABRIUM JAPAN ACQUISITION 0.0%

Value $3.518M Shares 350,011 Est. Cost $10.10 Unrealized —

— ICONIX BRAND GROUP INC 0.0%

Value $3.499M Shares 105,300 Est. Cost $29.41 Unrealized —

— TEAM HEALTH HOLDINGS INC 0.0%

Value $3.474M Shares 91,561 Est. Cost $37.94 Unrealized —

— TOWER INTERNATIONAL INC 0.0%

Value $3.415M Shares 170,803 Est. Cost $19.99 Unrealized —

— ENVISION HEALTHCARE HOLDINGS 0.0%

Value $3.384M Shares 130,001 Est. Cost $26.03 Unrealized —

— NUVEEN MTG OPPORT TERM FUND 0.0%

Value $3.337M Shares 139,000 Est. Cost $24.01 Unrealized —

BMY BRISTOL-MYERS SQUIBB CO 0.0%

Value $3.332M Shares 72,000 Est. Cost — Unrealized —

SVA SINOVAC BIOTECH LTD 0.0%

Value $3.301M Shares 551,998 Est. Cost $3.72 Unrealized +28.5%

— MEDTRONIC INC 0.0%

Value $3.291M Shares 61,799 Est. Cost $52.67 Unrealized —

— VERIFONE SYSTEMS INC 0.0%

Value $3.165M Shares 138,450 Est. Cost $22.86 Unrealized —

ZTS ZOETIS INC 0.0%

Value $3.159M Shares 101,524 Est. Cost $29.32 Unrealized -5.2%

— WALTER INVESTMENT MGMT 0.0%

Value $3.148M Shares 3,000,000 Est. Cost $1.01 Unrealized —

MO ALTRIA GROUP INC 0.0%

Value $3.071M Shares 89,400 Est. Cost $16.28 Unrealized -0.7%

CYH COMMUNITY HEALTH SYSTEMS INC 0.0%

Value $3.07M Shares 73,993 Est. Cost $35.46 Unrealized 0.0%

— KINDRED HEALTHCARE INC 0.0%

Value $3.067M Shares 228,378 Est. Cost $13.43 Unrealized —

— AETNA INC 0.0%

Value $3.042M Shares 47,509 Est. Cost $63.54 Unrealized —

MCD MCDONALD'S CORP 0.0%

Value $3.035M Shares 31,548 Est. Cost $71.47 Unrealized -1.3%

ALL ALLSTATE CORP 0.0%

Value $3.033M Shares 60,000 Est. Cost $37.59 Unrealized +2.6%

— FIRST TRUST STRAT HIGH INC 2 0.0%

Value $3.021M Shares 189,890 Est. Cost $15.75 Unrealized —

— CATAMARAN CORP 0.0%

Value $2.987M Shares 65,011 Est. Cost $48.75 Unrealized —

FTNT FORTINET INC 0.0%

Value $2.868M Shares 141,585 Est. Cost $3.97 Unrealized +2.0%

— NEUBERGER BERMAN HIGH YIELD 0.0%

Value $2.841M Shares 217,598 Est. Cost $12.95 Unrealized —

— APOLLO GROUP INC-CL A 0.0%

Value $2.836M Shares 136,273 Est. Cost $20.81 Unrealized —

IBN ICICI BANK LTD-SPON ADR 0.0%

Value $2.698M Shares 88,500 Est. Cost $30.49 Unrealized —

CX CEMEX SAB-SPONS ADR PART CER 0.0%

Value $2.674M Shares 239,200 Est. Cost $10.58 Unrealized —

— TWENTY-FIRST CENTURY FOX-A 0.0%

Value $2.658M Shares 79,300 Est. Cost — Unrealized —

— KEY ENERGY SERVICES INC 0.0%

Value $2.566M Shares 351,990 Est. Cost $5.95 Unrealized —

PM PHILIP MORRIS INTERNATIONAL 0.0%

Value $2.558M Shares 29,545 Est. Cost $49.85 Unrealized -5.0%

— PARAGON SHIPPING INC-CLASS A 0.0%

Value $2.514M Shares 435,000 Est. Cost $5.78 Unrealized —

— AQUASITION CORP 0.0%

Value $2.507M Shares 249,900 Est. Cost $9.00 Unrealized —

— MFA FINANCIAL INC 0.0%

Value $2.461M Shares 330,283 Est. Cost $8.45 Unrealized —

— INFINITY CROSS BORDER ACQUIS 0.0%

Value $2.46M Shares 315,000 Est. Cost $7.84 Unrealized —

— CONSTANT CONTACT INC 0.0%

Value $2.421M Shares 102,226 Est. Cost $19.94 Unrealized —

— ZYNGA INC - CL A 0.0%

Value $2.304M Shares 627,725 Est. Cost $2.96 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC-CL B 0.0%

Value $2.267M Shares 19,974 Est. Cost $115.36 Unrealized 0.0%

— BALTIC TRADING LTD 0.0%

Value $2.263M Shares 462,799 Est. Cost $4.06 Unrealized —

— AK STEEL HOLDING CORP 0.0%

Value $2.222M Shares 592,600 Est. Cost $3.04 Unrealized —

— MIX TELEMATICS LTD-ADR 0.0%

Value $2.22M Shares 150,000 Est. Cost $14.80 Unrealized —

— TOWERSTREAM CORP 0.0%

Value $2.19M Shares 768,355 Est. Cost $2.55 Unrealized —

AXGN AXOGEN INC 0.0%

Value $2.145M Shares 483,083 Est. Cost $3.83 Unrealized 0.0%

— JANUS CAPITAL GROUP INC 0.0%

Value $2.127M Shares 250,000 Est. Cost $8.51 Unrealized —

— LIFEPOINT HOSPITALS INC 0.0%

Value $2.098M Shares 45,000 Est. Cost $46.62 Unrealized —

CSIQ CANADIAN SOLAR INC 0.0%

Value $2.092M Shares 123,104 Est. Cost $13.37 Unrealized 0.0%

CAT CATERPILLAR INC 0.0%

Value $2.085M Shares 25,000 Est. Cost — Unrealized —

EPI WISDOMTREE INDIA EARNINGS 0.0%

Value $2.068M Shares 135,000 Est. Cost $15.32 Unrealized —

— EMERITUS CORP 0.0%

Value $2.057M Shares 110,991 Est. Cost $19.35 Unrealized —

— EXPRESS SCRIPTS HOLDING CO 0.0%

Value $2.054M Shares 33,236 Est. Cost $61.74 Unrealized —

— WELLPOINT INC 0.0%

Value $2.04M Shares 24,410 Est. Cost $82.20 Unrealized —

GMED GLOBUS MEDICAL INC - A 0.0%

Value $2.019M Shares 115,618 Est. Cost $17.31 Unrealized 0.0%

— RESPONSYS INC 0.0%

Value $2.001M Shares 121,114 Est. Cost $16.52 Unrealized —

— MARKETO INC 0.0%

Value $1.984M Shares 62,244 Est. Cost $31.87 Unrealized —

— CHINA LIFE INSURANCE CO-ADR 0.0%

Value $1.943M Shares 50,000 Est. Cost — Unrealized —

— LDK SOLAR CO LTD -ADR 0.0%

Value $1.93M Shares 1,000,000 Est. Cost — Unrealized —

— BROADSOFT INC 0.0%

Value $1.929M Shares 53,445 Est. Cost $29.75 Unrealized —

— SOUFUN HOLDINGS LTD-ADR 0.0%

Value $1.859M Shares 36,000 Est. Cost $51.64 Unrealized —

ABT ABBOTT LABORATORIES 0.0%

Value $1.791M Shares 53,960 Est. Cost $27.71 Unrealized 0.0%

FAS DIREXION DAILY FIN BULL 3X 0.0%

Value $1.788M Shares 26,000 Est. Cost $68.77 Unrealized —

— J.C. PENNEY CO INC 0.0%

Value $1.761M Shares 200,000 Est. Cost $8.80 Unrealized —

— THORATEC CORP 0.0%

Value $1.757M Shares 47,118 Est. Cost $31.32 Unrealized —

TTWO TAKE-TWO INTERACTIVE SOFTWRE 0.0%

Value $1.713M Shares 94,300 Est. Cost $15.66 Unrealized +11.6%

HASI HANNON ARMSTRONG SUSTAINABLE 0.0%

Value $1.699M Shares 149,000 Est. Cost $5.91 Unrealized +1.8%

— LAREDO PETROLEUM HOLDINGS IN 0.0%

Value $1.658M Shares 55,851 Est. Cost $29.69 Unrealized —

MLCO MELCO CROWN ENTERTAINME-ADR 0.0%

Value $1.601M Shares 50,300 Est. Cost $22.36 Unrealized —

— ACCRETIVE HEALTH INC 0.0%

Value $1.581M Shares 173,306 Est. Cost $9.12 Unrealized —

BIDU BAIDU INC - SPON ADR 0.0%

Value $1.552M Shares 10,000 Est. Cost $94.60 Unrealized —

— DFC GLOBAL CORP 0.0%

Value $1.55M Shares 141,000 Est. Cost $13.82 Unrealized —

GASS STEALTHGAS INC 0.0%

Value $1.547M Shares 169,203 Est. Cost $10.55 Unrealized -8.5%

MD MEDNAX INC 0.0%

Value $1.545M Shares 15,388 Est. Cost $44.76 Unrealized +9.0%

— CHART ACQUISITION CORP 0.0%

Value $1.477M Shares 148,400 Est. Cost $9.54 Unrealized —

OFS OFS CAPITAL CORP 0.0%

Value $1.444M Shares 114,098 Est. Cost $12.74 Unrealized -5.1%

— ISOFTSTONE HOLDINGS LTD-ADS 0.0%

Value $1.427M Shares 289,984 Est. Cost $5.03 Unrealized —

— BLUCORA INC 0.0%

Value $1.358M Shares 59,100 Est. Cost $18.54 Unrealized —

GBX GREENBRIER COMPANIES INC 0.0%

Value $1.323M Shares 53,488 Est. Cost $17.07 Unrealized +0.1%

— WESTERN ASSET MANAGED HIGH Y 0.0%

Value $1.321M Shares 232,026 Est. Cost $5.78 Unrealized —

— ENZYMOTEC LTD 0.0%

Value $1.307M Shares 79,000 Est. Cost $16.54 Unrealized —

— NUANCE COMMUNICATIONS INC 0.0%

Value $1.3M Shares 69,600 Est. Cost $18.68 Unrealized —

— VIOLIN MEMORY INC 0.0%

Value $1.289M Shares 175,429 Est. Cost $7.35 Unrealized —

— COVISINT CORP 0.0%

Value $1.283M Shares 100,000 Est. Cost $12.83 Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value $1.271M Shares 111,672 Est. Cost $7.03 Unrealized —

HD HOME DEPOT INC 0.0%

Value $1.268M Shares 16,712 Est. Cost $57.87 Unrealized 0.0%

LVS LAS VEGAS SANDS CORP 0.0%

Value $1.262M Shares 19,000 Est. Cost $38.99 Unrealized +4.3%

CIEN CIENA CORP 0.0%

Value $1.256M Shares 50,211 Est. Cost $17.46 Unrealized +29.1%

— MARKET VECTORS GOLD MINERS 0.0%

Value $1.251M Shares 50,000 Est. Cost — Unrealized —

— MARKET VECTORS GOLD MINERS 0.0%

Value $1.251M Shares 50,000 Est. Cost — Unrealized —

— CONSTELLIUM NV 0.0%

Value $1.248M Shares 64,328 Est. Cost $19.40 Unrealized —

— GLOBAL POWER EQUIPMENT GROUP 0.0%

Value $1.229M Shares 61,139 Est. Cost $16.11 Unrealized —

ACIC UNITED INSURANCE HOLDINGS CO 0.0%

Value $1.18M Shares 133,627 Est. Cost $4.61 Unrealized +27.7%

— ANDINA ACQUISITION CORP 0.0%

Value $1.178M Shares 116,944 Est. Cost $9.94 Unrealized —

TITN TITAN MACHINERY INC 0.0%

Value $1.117M Shares 69,500 Est. Cost $22.00 Unrealized -16.9%

— TIBCO SOFTWARE INC 0.0%

Value $1.087M Shares 42,447 Est. Cost $23.00 Unrealized —

— ARES CAPITAL CORP 0.0%

Value $1.073M Shares 1,000,000 Est. Cost $1.07 Unrealized —

— EDGEN GROUP INC 0.0%

Value $1.069M Shares 140,636 Est. Cost $6.38 Unrealized —

— ADVANCED MICRO DEVICES 0.0%

Value $1.038M Shares 1,000,000 Est. Cost $1.02 Unrealized —

— BIOTELEMETRY INC 0.0%

Value $1.02M Shares 102,896 Est. Cost $9.91 Unrealized —

— CNOOC LTD-ADR 0.0%

Value $1.009M Shares 5,000 Est. Cost — Unrealized —

— PETROCHINA CO LTD -ADR 0.0%

Value $990K Shares 9,000 Est. Cost $110.68 Unrealized —

— CHANGYOU.COM LTD-ADR 0.0%

Value $984K Shares 27,700 Est. Cost $32.95 Unrealized —

— HELIOS MULTI-SECTOR HIGH INC 0.0%

Value $973K Shares 167,433 Est. Cost $5.75 Unrealized —

— TWENTY-FIRST CENTURY FOX-A 0.0%

Value $965K Shares 28,800 Est. Cost — Unrealized —

— EMERALD OIL INC 0.0%

Value $954K Shares 132,648 Est. Cost $7.19 Unrealized —

BKD BROOKDALE SENIOR LIVING INC 0.0%

Value $942K Shares 35,800 Est. Cost $27.55 Unrealized -0.5%

— LE GAGA HOLDINGS LTD-ADR 0.0%

Value $942K Shares 263,529 Est. Cost $3.64 Unrealized —

— PATTERN ENERGY GROUP INC 0.0%

Value $924K Shares 39,500 Est. Cost $23.39 Unrealized —

F FORD MOTOR CO 0.0%

Value $924K Shares 54,800 Est. Cost — Unrealized —

— NQ MOBILE INC - ADR 0.0%

Value $923K Shares 42,380 Est. Cost $8.08 Unrealized —

— PENNYMAC FINANCIAL SERVICE-A 0.0%

Value $921K Shares 49,075 Est. Cost $18.77 Unrealized —

TTMI TTM TECHNOLOGIES 0.0%

Value $901K Shares 92,464 Est. Cost $7.77 Unrealized +22.3%

CVS CVS CAREMARK CORP 0.0%

Value $897K Shares 15,814 Est. Cost $42.78 Unrealized 0.0%

— HELIOS ADVANTAGE INCOME FUND 0.0%

Value $896K Shares 105,164 Est. Cost $8.36 Unrealized —

— FIDELITY NATIONAL FINL-A 0.0%

Value $891K Shares 33,500 Est. Cost $26.60 Unrealized —

PFE PFIZER INC 0.0%

Value $882K Shares 30,709 Est. Cost $16.46 Unrealized -0.6%

— MARIN SOFTWARE INC 0.0%

Value $870K Shares 69,337 Est. Cost $10.24 Unrealized —

INTC INTEL CORP 0.0%

Value $867K Shares 37,847 Est. Cost $16.91 Unrealized 0.0%

— MERGE HEALTHCARE INC 0.0%

Value $853K Shares 327,057 Est. Cost $2.61 Unrealized —

— MANAGED HI YLD PLUS FUND INC 0.0%

Value $849K Shares 424,527 Est. Cost $2.00 Unrealized —

GS GOLDMAN SACHS GROUP INC 0.0%

Value $844K Shares 5,332 Est. Cost $127.13 Unrealized 0.0%

— HELIOS HIGH INCOME FUND INC 0.0%

Value $829K Shares 99,974 Est. Cost $8.22 Unrealized —

F FORD MOTOR CO 0.0%

Value $810K Shares 48,000 Est. Cost — Unrealized —

BB BLACKBERRY LTD 0.0%

Value $794K Shares 100,000 Est. Cost — Unrealized —

EBAY EBAY INC 0.0%

Value $771K Shares 13,800 Est. Cost $19.98 Unrealized -0.1%

— NEW ORIENTAL EDUCATIO-SP ADR 0.0%

Value $770K Shares 30,900 Est. Cost $22.15 Unrealized —

— SUNTECH POWER HLDGS CO 0.0%

Value $750K Shares 3,000,000 Est. Cost $0.27 Unrealized —

— EINSTEIN NOAH RESTAURANT GRO 0.0%

Value $731K Shares 42,188 Est. Cost $14.20 Unrealized —

— MEDIVATION INC 0.0%

Value $701K Shares 11,700 Est. Cost $49.20 Unrealized —

— MORGAN STANLEY EAST EUROPE 0.0%

Value $619K Shares 33,139 Est. Cost $16.17 Unrealized —

— SOHU.COM INC 0.0%

Value $591K Shares 7,500 Est. Cost $61.50 Unrealized —

— FIFTH STREET FINANCE CORP 0.0%

Value $590K Shares 57,392 Est. Cost $10.45 Unrealized —

— CAPITOL ACQUISITION CORP II 0.0%

Value $540K Shares 899,321 Est. Cost $0.60 Unrealized —

— PUTNAM MANAGED MUNI INCM TRS 0.0%

Value $536K Shares 78,400 Est. Cost $6.84 Unrealized —

— EVERYWARE GLOBAL INC 0.0%

Value $526K Shares 46,192 Est. Cost $11.39 Unrealized —

— PROSPECT CAPITAL CORP 0.0%

Value $518K Shares 500,000 Est. Cost $1.04 Unrealized —

— CHINA HYDROELECTRIC CP-ADS 0.0%

Value $518K Shares 205,974 Est. Cost $2.51 Unrealized —

— SPANSION INC-CLASS A 0.0%

Value $510K Shares 50,500 Est. Cost $10.10 Unrealized —

— DENALI FUND/THE 0.0%

Value $497K Shares 26,099 Est. Cost $19.46 Unrealized —

— GIANT INTERACTIVE GROUP-ADR 0.0%

Value $481K Shares 52,753 Est. Cost $8.01 Unrealized —

— NQ MOBILE INC - ADR 0.0%

Value $436K Shares 20,000 Est. Cost $8.08 Unrealized —

— ATLAS FINANCIAL HOLDINGS INC 0.0%

Value $432K Shares 42,209 Est. Cost $8.96 Unrealized —

— BIOAMBER INC 0.0%

Value $430K Shares 537,800 Est. Cost $0.55 Unrealized —

— ROYCE FOCUS TRUST INC 0.0%

Value $414K Shares 57,342 Est. Cost $6.98 Unrealized —

— SILVER STANDARD RESOURCES 0.0%

Value $369K Shares 60,000 Est. Cost $6.33 Unrealized —

TAL TAL EDUCATION GROUP- ADR 0.0%

Value $348K Shares 24,000 Est. Cost $10.47 Unrealized —

FULT FULTON FINANCIAL CORP 0.0%

Value $343K Shares 29,379 Est. Cost $7.81 Unrealized 0.0%

— NUVEEN SELECT QUALTY MUNI FD 0.0%

Value $326K Shares 25,700 Est. Cost $13.58 Unrealized —

— XUEDA EDUCATION GR-SPON ADR 0.0%

Value $324K Shares 76,800 Est. Cost $3.25 Unrealized —

— HOVNANIAN ENTERPRISES-A 0.0%

Value $285K Shares 54,545 Est. Cost $5.61 Unrealized —

— CIS ACQUISITION LTD-CLASS A 0.0%

Value $272K Shares 774,600 Est. Cost $0.29 Unrealized —

MLCO MELCO CROWN ENTERTAINME-ADR 0.0%

Value $270K Shares 8,500 Est. Cost $22.36 Unrealized —

CRM SALESFORCE.COM INC 0.0%

Value $261K Shares 5,023 Est. Cost $44.85 Unrealized 0.0%

— INVESCO QUALITY MUNI INC TR 0.0%

Value $258K Shares 22,300 Est. Cost $12.11 Unrealized —

EBAY EBAY INC 0.0%

Value $257K Shares 4,600 Est. Cost $19.98 Unrealized -0.1%

— MACQUARIE GLOBAL INFR TOT RT 0.0%

Value $244K Shares 11,302 Est. Cost $20.44 Unrealized —

XMUIX BLACKROCK MUNI INTERM DURATI 0.0%

Value $226K Shares 15,884 Est. Cost $14.73 Unrealized —

— WUXI PHARMATECH CAYMAN-ADR 0.0%

Value $225K Shares 8,200 Est. Cost $20.99 Unrealized —

— NUVEEN QUALITY INCOME MUNI 0.0%

Value $212K Shares 16,900 Est. Cost $13.49 Unrealized —

— INFINITY CROSS BORDER ACQUIS 0.0%

Value $204K Shares 315,000 Est. Cost $0.63 Unrealized —

— CALLIDUS SOFTWARE INC 0.0%

Value $190K Shares 150,000 Est. Cost $1.27 Unrealized —

— EATON VANCE NATIONAL MUNICIP 0.0%

Value $188K Shares 10,000 Est. Cost $19.70 Unrealized —

— MFS INVESTMENT GRADE MUNICIP 0.0%

Value $180K Shares 20,800 Est. Cost $9.33 Unrealized —

— ANDINA ACQUISITION CORP 0.0%

Value $177K Shares 295,100 Est. Cost $0.24 Unrealized —

— NUVEEN MD PREMIUM INC MUNI 0.0%

Value $174K Shares 14,350 Est. Cost $13.38 Unrealized —

— NUVEEN MUNI ADVANTAGE FUND 0.0%

Value $173K Shares 13,800 Est. Cost $13.48 Unrealized —

— FEDERATED PREMIER INT MUNI 0.0%

Value $166K Shares 13,345 Est. Cost $13.04 Unrealized —

— PRIME ACQUISITION CORP 0.0%

Value $145K Shares 181,000 Est. Cost $0.38 Unrealized —

— BGS ACQUISITION CORP 0.0%

Value $144K Shares 686,980 Est. Cost $0.20 Unrealized —

— NUVEEN DIVIDEND ADV MUNI 3 0.0%

Value $140K Shares 11,000 Est. Cost $12.73 Unrealized —

— PARKERVISION INC 0.0%

Value $119K Shares 35,500 Est. Cost $4.56 Unrealized —

— BLACKROCK HIGH INCOME SHARES 0.0%

Value $115K Shares 55,431 Est. Cost $2.07 Unrealized —

— COLLABRIUM JAPAN ACQUISITION 0.0%

Value $98,000 Shares 350,000 Est. Cost $0.31 Unrealized —

— CHART ACQUISITION CORP 0.0%

Value $85,000 Shares 148,300 Est. Cost $0.44 Unrealized —

— AQUASITION CORP 0.0%

Value $76,000 Shares 300,000 Est. Cost $0.06 Unrealized —

— ECOTALITY INC 0.0%

Value $75,000 Shares 1,000,000 Est. Cost $0.07 Unrealized —

— PROSPECT GLOBAL RESOURCES IN 0.0%

Value $61,000 Shares 20,065 Est. Cost $3.04 Unrealized —

— CHINA XD PLASTICS CO LTD 0.0%

Value $60,000 Shares 13,000 Est. Cost $4.08 Unrealized —

— ARMOUR RESIDENTIAL REIT INC 0.0%

Value $15,000 Shares 5,036,672 Est. Cost $0.01 Unrealized —

— CRUMBS BAKE SHOP INC 0.0%

Value $11,000 Shares 95,609 Est. Cost $0.09 Unrealized —

— CHINA HYDROELECTRIC CP-ADS 0.0%

Value $6,000 Shares 649,292 Est. Cost $0.03 Unrealized —

— RESOLUTE ENERGY CORP 0.0%

Value $4,000 Shares 19,466 Est. Cost $0.36 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TRUST	8,090,000	$1.359B	14.6%	$168.01	—	PUT	78462F103
SPY	SPDR S&P 500 ETF TRUST	4,050,000	$680M	7.3%	$168.01	—	CALL	78462F103
—	GENERAL MOTORS CO	11,221,706	$211M	2.3%	$16.82	—	—	37045V126
HYG	ISHARES IBOXX HIGH YIELD COR	2,200,000	$201M	2.2%	$91.51	—	PUT	464288513
—	ANNALY CAPITAL MGMT	189,597,000	$193M	2.1%	$1.01	—	—	035710AB8
—	AMERICAN CAPITAL LTD	12,203,314	$168M	1.8%	$13.08	—	—	02503Y103
—	AMERICAN CAPITAL AGENCY CORP	7,181,129	$162M	1.7%	$22.65	—	—	02503X105
—	OCWEN FINANCIAL CORP	2,572,345	$143M	1.5%	$41.22	—	—	675746309
AAPL	APPLE INC	289,800	$138M	1.5%	$13.89	+2.8%	CALL	037833100
EFA	ISHARES MSCI EAFE ETF	1,651,900	$105M	1.1%	$63.80	—	CALL	464287465
—	AMERICAN CAPITAL MORTGAGE IN	5,134,491	$102M	1.1%	$18.55	—	—	02504A104
XLF	FINANCIAL SELECT SECTOR SPDR	4,952,400	$98.58M	1.1%	—	—	PUT	81369Y605
AAPL	APPLE INC	198,700	$94.73M	1.0%	$13.89	+2.8%	PUT	037833100
—	MOLEX INC	2,181,030	$84.01M	0.9%	$38.52	—	—	608554101
IWM	ISHARES RUSSELL 2000 ETF	750,000	$79.96M	0.9%	—	—	PUT	464287655
—	ARMOUR RESIDENTIAL REIT INC	18,872,642	$79.27M	0.9%	$4.48	—	—	042315101
EFA	ISHARES MSCI EAFE ETF	1,229,300	$78.43M	0.8%	$63.80	—	—	464287465
—	XILINX INC	48,100,000	$77.77M	0.8%	$1.62	—	—	983919AD3
KO	COCA-COLA CO/THE	2,037,000	$77.16M	0.8%	$27.85	-3.9%	CALL	191216100
—	GENERAL MOTORS CO	2,846,328	$75.36M	0.8%	$24.65	—	—	37045V118
—	GENERAL ELECTRIC CO	3,038,600	$72.59M	0.8%	—	—	CALL	369604103
—	HUDSON CITY BANCORP INC	8,025,767	$72.56M	0.8%	$9.04	—	—	443683107
—	WALTER INVESTMENT MANAGEMENT	1,821,998	$72.04M	0.8%	$34.51	—	—	93317W102
—	KNIGHT CAPITAL GROUP INC	68,500,000	$68.41M	0.7%	$0.99	—	—	499005AE6
HYG	ISHARES IBOXX HIGH YIELD COR	711,121	$65.13M	0.7%	$91.51	—	—	464288513
—	SIGMA-ALDRICH	759,100	$64.75M	0.7%	—	—	CALL	826552101
—	OFFICE DEPOT INC	13,167,069	$63.6M	0.7%	$4.07	—	—	676220106
JNJ	JOHNSON & JOHNSON	724,100	$62.77M	0.7%	$63.54	0.0%	CALL	478160104
—	REDWOOD TRUST INC	57,700,000	$60.86M	0.7%	$1.10	—	—	758075AB1
JPM	JPMORGAN CHASE & CO	1,152,500	$59.57M	0.6%	$38.52	0.0%	CALL	46625H100
TD	TORONTO-DOMINION BANK	625,100	$57.96M	0.6%	—	—	PUT	891160509
XOM	EXXON MOBIL CORP	647,000	$55.67M	0.6%	$54.10	+0.1%	CALL	30231G102
—	ANADARKO PETROLEUM CORP	594,000	$55.24M	0.6%	$87.52	—	PUT	032511107
—	NEW RESIDENTIAL INVESTMENT	8,342,222	$55.23M	0.6%	$6.74	—	—	64828T102
—	VODAFONE GROUP PLC-SP ADR	1,566,500	$55.11M	0.6%	$35.18	—	CALL	92857W209
PG	PROCTER & GAMBLE CO/THE	700,300	$52.94M	0.6%	$55.57	+1.2%	CALL	742718109
WFC	WELLS FARGO & CO	1,194,600	$49.36M	0.5%	$30.19	0.0%	CALL	949746101
—	ELAN CORP PLC -SPONS ADR	3,158,263	$49.21M	0.5%	$15.58	—	—	284131208
AAPL	APPLE INC	90,943	$43.36M	0.5%	$13.89	+2.8%	—	037833100
RY	ROYAL BANK OF CANADA	644,700	$42.55M	0.5%	$59.71	+4.0%	PUT	780087102
—	AMTRUST FINANCIAL SERVIC	26,900,000	$42.33M	0.5%	$1.42	—	—	032359AC5
—	ANWORTH MORTGAGE ASSET CORP	8,721,711	$42.13M	0.5%	$5.60	—	—	037347101
SPY	SPDR S&P 500 ETF TRUST	250,453	$42.08M	0.5%	$168.01	—	—	78462F103
—	DOLE FOOD CO INC	3,005,702	$40.94M	0.4%	$13.62	—	—	256603101
—	PHH CORP	20,000,000	$40.88M	0.4%	$1.80	—	—	693320AQ6
—	ANNALY CAPITAL MANAGEMENT IN	3,522,200	$40.79M	0.4%	—	—	CALL	035710409
—	CHIMERA INVESTMENT CORP	13,381,752	$40.68M	0.4%	$3.04	—	—	16934Q109
—	GOOGLE INC-CL A	44,200	$38.71M	0.4%	$876.93	—	CALL	38259P508
—	APOLLO RESIDENTIAL MORTGAGE	2,620,734	$38.24M	0.4%	$15.64	—	—	03763V102
MSFT	MICROSOFT CORP	1,117,000	$37.17M	0.4%	$26.70	+1.1%	CALL	594918104
ALL	ALLSTATE CORP	735,077	$37.16M	0.4%	$37.59	+2.6%	—	020002101
FXI	ISHARES CHINA LARGE-CAP ETF	1,000,000	$37.08M	0.4%	—	—	CALL	464287184
PMT	PENNYMAC MORTGAGE INVESTMENT	1,608,045	$36.47M	0.4%	$22.68	—	—	70931T103
—	BELO CORPORATION-A	2,645,903	$36.25M	0.4%	$13.70	—	—	080555105
—	UNITED TECHNOLOGIES CORP	334,700	$36.09M	0.4%	—	—	CALL	913017109
IBM	INTL BUSINESS MACHINES CORP	192,900	$35.72M	0.4%	$111.55	0.0%	CALL	459200101
—	TYSON FOODS INC	20,000,000	$34.31M	0.4%	$1.53	—	—	902494AP8
EVTC	EVERTEC INC	1,532,674	$34.04M	0.4%	$18.86	+10.5%	—	30040P103
—	CMS ENERGY CORP	16,685,000	$32.35M	0.3%	$1.99	—	—	125896BD1
CSCO	CISCO SYSTEMS INC	1,353,700	$31.72M	0.3%	—	—	CALL	17275R102
SLB	SCHLUMBERGER LTD	356,720	$31.52M	0.3%	$52.90	+11.5%	—	806857108
BAC	BANK OF AMERICA CORP	2,275,662	$31.4M	0.3%	$11.23	0.0%	—	060505104
EBAY	EBAY INC	554,382	$30.93M	0.3%	$19.98	-0.1%	—	278642103
—	STERLITE INDUSTRIES LTD	31,555,000	$30.84M	0.3%	$0.97	—	—	859737AB4
PRU	PRUDENTIAL FINANCIAL INC	394,835	$30.79M	0.3%	$38.68	+21.6%	—	744320102
PFE	PFIZER INC	1,066,900	$30.65M	0.3%	$16.46	-0.6%	CALL	717081103
AIG	AMERICAN INTERNATIONAL GROUP	625,551	$30.42M	0.3%	$36.03	0.0%	—	026874784
MRK	MERCK & CO. INC.	638,500	$30.4M	0.3%	—	—	CALL	58933Y105
VZ	VERIZON COMMUNICATIONS INC	649,000	$30.29M	0.3%	$26.66	-2.0%	CALL	92343V104
—	VALIDUS HOLDINGS LTD	802,854	$29.69M	0.3%	$36.98	—	—	G9319H102
CVX	CHEVRON CORP	238,000	$28.92M	0.3%	$71.30	+2.5%	CALL	166764100
XOM	EXXON MOBIL CORP	329,000	$28.31M	0.3%	$54.10	+0.1%	PUT	30231G102
—	ANADARKO PETROLEUM CORP	303,751	$28.25M	0.3%	$87.52	—	—	032511107
MO	ALTRIA GROUP INC	807,100	$27.72M	0.3%	$16.28	-0.7%	CALL	02209S103
JNJ	JOHNSON & JOHNSON	319,700	$27.71M	0.3%	$63.54	0.0%	PUT	478160104
BAC	BANK OF AMERICA CORP	1,990,300	$27.46M	0.3%	$11.23	0.0%	CALL	060505104
T	AT&T INC	783,000	$26.48M	0.3%	$11.40	-3.9%	CALL	00206R102
CM	CAN IMPERIAL BK OF COMMERCE	312,500	$25.64M	0.3%	—	—	PUT	136069101
—	LIBERTY INTERACTIVE LLC	49,764,000	$25.63M	0.3%	$0.51	—	—	530715AN1
C	CITIGROUP INC	524,034	$25.42M	0.3%	$37.61	0.0%	—	172967424
STWD	STARWOOD PROPERTY TRUST INC	1,050,592	$25.18M	0.3%	$23.97	—	—	85571B105
COP	CONOCOPHILLIPS	357,600	$24.86M	0.3%	$39.96	+11.3%	CALL	20825C104
—	GENERAL ELECTRIC CO	1,034,300	$24.71M	0.3%	—	—	PUT	369604103
C	CITIGROUP INC	495,300	$24.03M	0.3%	$37.61	0.0%	CALL	172967424
—	PROSPECT CAPITAL CORP	23,500,000	$23.88M	0.3%	$1.02	—	—	74348TAL6
—	GOOGLE INC-CL A	26,900	$23.56M	0.3%	$876.93	—	PUT	38259P508
WFC	WELLS FARGO & CO	568,500	$23.49M	0.3%	$30.19	0.0%	PUT	949746101
—	NYSE EURONEXT	542,562	$22.78M	0.2%	$41.98	—	—	629491101
PEP	PEPSICO INC	286,200	$22.75M	0.2%	$56.66	+0.2%	CALL	713448108
IBM	INTL BUSINESS MACHINES CORP	118,700	$21.98M	0.2%	$111.55	0.0%	PUT	459200101
SEIC	SEI INVESTMENTS COMPANY	709,613	$21.93M	0.2%	$24.93	+6.2%	—	784117103
BMO	BANK OF MONTREAL	312,500	$21.49M	0.2%	—	—	PUT	063671101
BRK/B	BERKSHIRE HATHAWAY INC-CL B	188,600	$21.41M	0.2%	$115.36	0.0%	CALL	084670702
—	RAIT FINANCIAL TRUST	17,726,000	$21.12M	0.2%	$1.23	—	—	749227AA2
PM	PHILIP MORRIS INTERNATIONAL	242,700	$21.02M	0.2%	$49.85	-5.0%	CALL	718172109
INTC	INTEL CORP	912,500	$20.91M	0.2%	$16.91	0.0%	CALL	458140100
—	PRICELINE.COM INC	19,963	$20.18M	0.2%	$855.38	—	—	741503403
—	CIENA CORP	13,200,000	$19.91M	0.2%	$1.19	—	—	171779AK7
—	SUNTRUST BANKS INC	613,891	$19.9M	0.2%	$31.57	—	—	867914103
WU	WESTERN UNION CO	1,063,482	$19.84M	0.2%	$18.66	—	—	959802109
SLB	SCHLUMBERGER LTD	222,700	$19.68M	0.2%	$52.90	+11.5%	CALL	806857108
JPM	JPMORGAN CHASE & CO	379,200	$19.6M	0.2%	$38.52	0.0%	PUT	46625H100
CME	CME GROUP INC	265,080	$19.58M	0.2%	$44.25	0.0%	—	12572Q105
AXP	AMERICAN EXPRESS CO	256,900	$19.4M	0.2%	—	—	CALL	025816109
—	US AIRWAYS GROUP INC	1,002,700	$19.01M	0.2%	$16.42	—	PUT	90341W108
MSFT	MICROSOFT CORP	569,800	$18.96M	0.2%	$26.70	+1.1%	PUT	594918104
META	FACEBOOK INC-A	377,301	$18.95M	0.2%	$36.96	0.0%	—	30303M102
—	PROSPECT CAPITAL CORP	17,207,000	$18.47M	0.2%	$1.09	—	—	74348TAC6
HD	HOME DEPOT INC	243,500	$18.47M	0.2%	$57.87	0.0%	CALL	437076102
HYG	ISHARES IBOXX HIGH YIELD COR	200,000	$18.32M	0.2%	$91.51	—	CALL	464288513
—	US AIRWAYS GROUP INC	962,900	$18.26M	0.2%	$16.42	—	CALL	90341W108
—	SPREADTRUM COMMUNICATI-ADR	587,166	$17.89M	0.2%	$29.00	—	—	849415203
XOM	EXXON MOBIL CORP	200,001	$17.21M	0.2%	$54.10	+0.1%	—	30231G102
—	CAPITOL ACQUISITION CORP II	1,780,495	$17.09M	0.2%	$9.60	—	—	14056V105
KO	COCA-COLA CO/THE	443,800	$16.81M	0.2%	$27.85	-3.9%	PUT	191216100
USB	US BANCORP	459,400	$16.8M	0.2%	$22.41	+8.6%	CALL	902973304
DIS	WALT DISNEY CO/THE	257,300	$16.59M	0.2%	—	—	CALL	254687106
BAC	BANK OF AMERICA CORP	1,191,600	$16.44M	0.2%	$11.23	0.0%	PUT	060505104
AMZN	AMAZON.COM INC	51,900	$16.23M	0.2%	—	—	CALL	023135106
—	DISCOVER FINANCIAL SERVICES	320,867	$16.22M	0.2%	$47.64	—	—	254709108
QCOM	QUALCOMM INC	240,300	$16.18M	0.2%	$45.06	+3.3%	CALL	747525103
AMGN	AMGEN INC	144,400	$16.16M	0.2%	$73.34	+5.0%	CALL	031162100
—	COBALT INTERNATIONAL ENERGY	648,960	$16.13M	0.2%	$25.89	—	—	19075F106
—	SCORPIO TANKERS INC	1,647,992	$16.09M	0.2%	$8.98	—	—	Y7542C106
—	APACHE CORP	188,602	$16.06M	0.2%	$84.44	—	—	037411105
MCD	MCDONALD'S CORP	163,500	$15.73M	0.2%	$71.47	-1.3%	CALL	580135101
CMCSA	COMCAST CORP-CLASS A	346,700	$15.64M	0.2%	$15.62	+5.9%	CALL	20030N101
ZTS	ZOETIS INC	500,000	$15.56M	0.2%	$29.32	-5.2%	PUT	98978V103
VZ	VERIZON COMMUNICATIONS INC	333,300	$15.56M	0.2%	$26.66	-2.0%	PUT	92343V104
—	MORGANS HOTEL GROUP CO	2,020,258	$15.49M	0.2%	$7.95	—	—	61748W108
BZH	BEAZER HOMES USA INC	847,247	$15.25M	0.2%	$18.00	-2.3%	—	07556Q881
—	VANTIV INC - CL A	544,143	$15.2M	0.2%	$27.94	—	—	92210H105
PG	PROCTER & GAMBLE CO/THE	200,100	$15.13M	0.2%	$55.57	+1.2%	PUT	742718109
WMT	WAL-MART STORES INC	201,700	$14.92M	0.2%	$19.98	-1.0%	CALL	931142103
C	CITIGROUP INC	302,600	$14.68M	0.2%	$37.61	0.0%	PUT	172967424
ORCL	ORACLE CORP	441,000	$14.63M	0.2%	$27.58	-1.9%	CALL	68389X105
CVS	CVS CAREMARK CORP	250,300	$14.2M	0.2%	$42.78	0.0%	CALL	126650100
—	RACKSPACE HOSTING INC	267,967	$14.14M	0.2%	$51.28	—	—	750086100
PEP	PEPSICO INC	176,600	$14.04M	0.2%	$56.66	+0.2%	PUT	713448108
CVX	CHEVRON CORP	113,600	$13.8M	0.1%	$71.30	+2.5%	PUT	166764100
BA	BOEING CO/THE	116,400	$13.68M	0.1%	—	—	CALL	097023105
—	AMERICAN REALTY CAP PROP	14,303,000	$13.57M	0.1%	$0.95	—	—	02917TAA2
T	AT&T INC	398,300	$13.47M	0.1%	$11.40	-3.9%	PUT	00206R102
GILD	GILEAD SCIENCES INC	210,200	$13.22M	0.1%	$36.21	+14.7%	CALL	375558103
JNJ	JOHNSON & JOHNSON	148,696	$12.89M	0.1%	$63.54	0.0%	—	478160104
INTC	INTEL CORP	561,800	$12.88M	0.1%	$16.91	0.0%	PUT	458140100
—	IRON MOUNTAIN INC	470,000	$12.7M	0.1%	—	—	CALL	462846106
—	TESLA MOTORS INC	7,500,000	$12.7M	0.1%	$1.12	—	—	88160RAA9
UNP	UNION PACIFIC CORP	80,300	$12.47M	0.1%	—	—	CALL	907818108
GS	GOLDMAN SACHS GROUP INC	78,800	$12.47M	0.1%	$127.13	0.0%	CALL	38141G104
—	YONGYE INTERNATIONAL INC	2,007,696	$12.43M	0.1%	$5.75	—	—	98607B106
GTLS	CHART INDUSTRIES INC	99,124	$12.2M	0.1%	$89.01	+26.3%	—	16115Q308
PM	PHILIP MORRIS INTERNATIONAL	138,800	$12.02M	0.1%	$49.85	-5.0%	PUT	718172109
—	GOOGLE INC-CL A	13,566	$11.88M	0.1%	$876.93	—	—	38259P508
SLB	SCHLUMBERGER LTD	129,700	$11.46M	0.1%	$52.90	+11.5%	PUT	806857108
—	DRESSER-RAND GROUP INC	181,824	$11.35M	0.1%	$59.98	—	—	261608103
—	CHINA MOBILE LTD-SPON ADR	200,000	$11.29M	0.1%	—	—	PUT	16941M109
—	CHINA MOBILE LTD-SPON ADR	200,000	$11.29M	0.1%	—	—	CALL	16941M109
PFE	PFIZER INC	387,300	$11.13M	0.1%	$16.46	-0.6%	PUT	717081103
—	ALTISOURCE RESIDENTIAL CORP	483,300	$11.11M	0.1%	$22.50	—	—	02153W100
—	LINKEDIN CORP - A	45,000	$11.07M	0.1%	—	—	PUT	53578A108
—	BOISE INC	876,490	$11.04M	0.1%	$12.60	—	—	09746Y105
—	NUVEEN MORTGAGE OPPORTUNITY	458,000	$10.88M	0.1%	$23.76	—	—	670735109
UNH	UNITEDHEALTH GROUP INC	151,800	$10.87M	0.1%	—	—	CALL	91324P102
—	FRANK'S INTERNATIONAL NV	362,555	$10.85M	0.1%	$29.93	—	—	001055668
MMM	3M CO	90,500	$10.81M	0.1%	—	—	CALL	88579Y101
—	IAC/INTERACTIVECORP	196,185	$10.73M	0.1%	$52.22	—	—	44919P508
—	SUPERIOR ENERGY SERVICES INC	423,833	$10.61M	0.1%	$25.70	—	—	868157108
—	OMNICARE INC	7,500,000	$10.58M	0.1%	$1.41	—	—	681904AP3
MRK	MERCK & CO. INC.	221,700	$10.55M	0.1%	—	—	PUT	58933Y105
—	GULFMARK OFFSHORE INC-CL A	207,006	$10.54M	0.1%	$47.03	—	—	402629208
V	VISA INC-CLASS A SHARES	54,900	$10.49M	0.1%	—	—	CALL	92826C839
FAS	DIREXION DAILY FIN BULL 3X	152,100	$10.46M	0.1%	$68.77	—	PUT	25459Y694
—	MDC HOLDINGS INC	344,287	$10.33M	0.1%	$30.01	—	—	552676108
—	COLONY FINANCIAL INC	10,000,000	$10.33M	0.1%	$1.02	—	—	19624RAA4
—	IPATH S&P 500 VIX S/T FU ETN	700,000	$10.29M	0.1%	$20.71	—	CALL	06740C188
XPO	XPO LOGISTICS INC	473,979	$10.27M	0.1%	$7.72	0.0%	—	983793100
PG	PROCTER & GAMBLE CO/THE	134,606	$10.18M	0.1%	$55.57	+1.2%	—	742718109
CVX	CHEVRON CORP	82,334	$10M	0.1%	$71.30	+2.5%	—	166764100
EG	EVEREST RE GROUP LTD	68,198	$9.917M	0.1%	$104.62	0.0%	—	G3223R108
OXY	OCCIDENTAL PETROLEUM CORP	105,100	$9.83M	0.1%	—	—	CALL	674599105
—	L-3 COMMS HLDGS INC	9,000,000	$9.821M	0.1%	$1.09	—	—	502413AW7
LNC	LINCOLN NATIONAL CORP	233,529	$9.806M	0.1%	$22.50	+24.2%	—	534187109
—	NEWCASTLE INVESTMENT CORP	1,733,655	$9.743M	0.1%	$5.62	—	—	65105M108
—	HEARTWARE INTERNATIONAL INC	131,623	$9.634M	0.1%	$85.07	—	—	422368100
MCD	MCDONALD'S CORP	100,100	$9.629M	0.1%	$71.47	-1.3%	PUT	580135101
BNS	BANK OF NOVA SCOTIA	162,500	$9.588M	0.1%	—	—	PUT	064149107
—	HAWAIIAN TELCOM HOLDCO INC	361,003	$9.584M	0.1%	$25.16	—	—	420031106
—	PREMIER INC	300,000	$9.51M	0.1%	$31.70	—	—	74051N102
—	DRIL-QUIP INC	80,811	$9.273M	0.1%	$103.08	—	—	262037104
T	AT&T INC	271,277	$9.175M	0.1%	$11.40	-3.9%	—	00206R102
BRK/B	BERKSHIRE HATHAWAY INC-CL B	80,600	$9.15M	0.1%	$115.36	0.0%	PUT	084670702
ABBV	ABBVIE INC	204,300	$9.138M	0.1%	—	—	CALL	00287Y109
ARCC	ARES CAPITAL CORP	528,468	$9.138M	0.1%	$5.28	+1.7%	—	04010L103
CSCO	CISCO SYSTEMS INC	388,300	$9.098M	0.1%	—	—	PUT	17275R102
SLRC	SOLAR CAPITAL LTD	407,536	$9.039M	0.1%	$7.34	-0.7%	—	83413U100
—	KOSMOS ENERGY LTD	868,558	$8.928M	0.1%	$10.19	—	—	G5315B107
AIG	AMERICAN INTERNATIONAL GROUP	182,900	$8.893M	0.1%	$36.03	0.0%	CALL	026874784
IBM	INTL BUSINESS MACHINES CORP	46,582	$8.626M	0.1%	$111.55	0.0%	—	459200101
CMCSA	COMCAST CORP-CLASS A	190,000	$8.573M	0.1%	$15.62	+5.9%	PUT	20030N101
DIS	WALT DISNEY CO/THE	130,100	$8.391M	0.1%	—	—	PUT	254687106
QCOM	QUALCOMM INC	124,200	$8.361M	0.1%	$45.06	+3.3%	PUT	747525103
—	STONE ENERGY CORP	256,766	$8.327M	0.1%	$22.79	—	—	861642106
AXP	AMERICAN EXPRESS CO	109,800	$8.292M	0.1%	—	—	PUT	025816109
BMY	BRISTOL-MYERS SQUIBB CO	179,100	$8.289M	0.1%	—	—	CALL	110122108
—	HILLTOP HOLDINGS INC	5,975,000	$8.227M	0.1%	$1.38	—	—	00828UAB9
HD	HOME DEPOT INC	107,200	$8.132M	0.1%	$57.87	0.0%	PUT	437076102
AMZN	AMAZON.COM INC	26,000	$8.129M	0.1%	—	—	PUT	023135106
NTAP	NETAPP INC	189,625	$8.081M	0.1%	$29.84	+3.2%	—	64110D104
—	APOLLO INVESTMENT CORP	990,366	$8.072M	0.1%	$7.74	—	—	03761U106
—	NOVELLUS SYSTEMS INC	5,000,000	$7.944M	0.1%	$1.59	—	—	670008AD3
—	VODAFONE GROUP PLC-SP ADR	222,600	$7.83M	0.1%	$35.18	—	—	92857W209
SUPN	SUPERNUS PHARMACEUTICALS INC	1,058,400	$7.758M	0.1%	—	—	PUT	868459108
—	CHINA UNICOM HONG KONG-ADR	500,000	$7.711M	0.1%	—	—	CALL	16945R104
GS	GOLDMAN SACHS GROUP INC	48,600	$7.69M	0.1%	$127.13	0.0%	PUT	38141G104
EARN	ELLINGTON RESIDENTIAL MORTGA	498,658	$7.664M	0.1%	$17.35	—	—	288578107
EPI	WISDOMTREE INDIA EARNINGS	500,000	$7.66M	0.1%	$15.32	—	PUT	97717W422
WFC	WELLS FARGO & CO	183,813	$7.595M	0.1%	$30.19	0.0%	—	949746101
—	ST JUDE MEDICAL INC	140,231	$7.522M	0.1%	$51.64	—	—	790849103
—	CHESAPEAKE ENERGY CORP	290,390	$7.516M	0.1%	$25.88	—	—	165167107
—	COBALT INTERNATIONAL ENERGY	300,000	$7.458M	0.1%	$25.89	—	PUT	19075F106
—	COBALT INTERNATIONAL ENERGY	300,000	$7.458M	0.1%	$25.89	—	CALL	19075F106
UNP	UNION PACIFIC CORP	47,300	$7.347M	0.1%	—	—	PUT	907818108
PEP	PEPSICO INC	91,759	$7.295M	0.1%	$56.66	+0.2%	—	713448108
CTRA	CABOT OIL & GAS CORP	194,012	$7.241M	0.1%	$26.11	+3.7%	—	127097103
JPM	JPMORGAN CHASE & CO	138,484	$7.158M	0.1%	$38.52	0.0%	—	46625H100
WMT	WAL-MART STORES INC	96,100	$7.107M	0.1%	$19.98	-1.0%	PUT	931142103
ORCL	ORACLE CORP	213,400	$7.077M	0.1%	$27.58	-1.9%	PUT	68389X105
—	ARES CAPITAL CORP	6,500,000	$6.882M	0.1%	$1.07	—	—	04010LAD5
—	DEL FRISCO'S RESTAURANT GROU	341,364	$6.879M	0.1%	$20.15	—	—	245077102
GILD	GILEAD SCIENCES INC	106,200	$6.678M	0.1%	$36.21	+14.7%	PUT	375558103
—	ENDURANCE SPECIALTY HOLDINGS	123,185	$6.618M	0.1%	$53.72	—	—	G30397106
—	WHITING PETROLEUM CORP	109,067	$6.528M	0.1%	$59.85	—	—	966387102
—	SAFEGUARD SCIENTIFICS IN	6,000,000	$6.52M	0.1%	$1.11	—	—	786449AJ7
HTH	HILLTOP HOLDINGS INC	349,090	$6.457M	0.1%	$16.82	0.0%	—	432748101
UNH	UNITEDHEALTH GROUP INC	88,800	$6.358M	0.1%	—	—	PUT	91324P102
—	CHEMED CORP	6,000,000	$6.266M	0.1%	$1.05	—	—	16359RAC7
—	INLAND REAL ESTATE CORP	5,844,000	$6.239M	0.1%	$1.07	—	—	457461AC5
ADSK	AUTODESK INC	150,954	$6.215M	0.1%	$36.98	-0.1%	—	052769106
—	SPARTAN STORES INC	278,275	$6.138M	0.1%	$22.06	—	—	846822104
AMGN	AMGEN INC	53,300	$5.966M	0.1%	$73.34	+5.0%	PUT	031162100
USB	US BANCORP	161,800	$5.919M	0.1%	$22.41	+8.6%	PUT	902973304
—	RETAILMENOT INC	165,509	$5.887M	0.1%	$35.57	—	—	76132B106
—	THIRD POINT REINSURANCE LTD	396,789	$5.748M	0.1%	$14.49	—	—	G8827U100
CTSH	COGNIZANT TECH SOLUTIONS-A	69,824	$5.734M	0.1%	$31.76	+3.6%	—	192446102
—	STOCK BUILDING SUPPLY HOLDIN	420,000	$5.52M	0.1%	$13.14	—	—	86101X104
BA	BOEING CO/THE	46,900	$5.511M	0.1%	—	—	PUT	097023105
MMM	3M CO	46,000	$5.493M	0.1%	—	—	PUT	88579Y101
REXR	REXFORD INDUSTRIAL REALTY IN	403,803	$5.455M	0.1%	$13.51	—	—	76169C100
—	FIRST TRUST HIGH INCOME LONG	307,720	$5.397M	0.1%	$17.55	—	—	33738E109
THC	TENET HEALTHCARE CORP	130,663	$5.382M	0.1%	$41.83	0.0%	—	88033G407
EXPE	EXPEDIA INC	103,724	$5.374M	0.1%	$49.75	0.0%	—	30212P303
PLD	PROLOGIS INC	142,000	$5.342M	0.1%	$26.02	0.0%	—	74340W103
VZ	VERIZON COMMUNICATIONS INC	114,329	$5.336M	0.1%	$26.66	-2.0%	—	92343V104
—	UNITED TECHNOLOGIES CORP	49,000	$5.282M	0.1%	—	—	PUT	913017109
EFA	ISHARES MSCI EAFE ETF	80,000	$5.104M	0.1%	$63.80	—	PUT	464287465
—	ASIAINFO-LINKAGE INC	441,415	$5.095M	0.1%	$11.54	—	—	04518A104
TRV	TRAVELERS COS INC/THE	60,000	$5.086M	0.1%	—	—	PUT	89417E109
—	NOBLE ENERGY INC	75,903	$5.086M	0.1%	$60.04	—	—	655044105
—	BLACKROCK CORPORATE HY FD VI	431,592	$5.075M	0.1%	$11.91	—	—	09255P107
INN	SUMMIT HOTEL PROPERTIES INC	550,481	$5.059M	0.1%	$9.19	—	—	866082100
—	INFORMATICA CORP	129,193	$5.035M	0.1%	$38.26	—	—	45666Q102
COP	CONOCOPHILLIPS	71,600	$4.978M	0.1%	$39.96	+11.3%	PUT	20825C104
ASC	ARDMORE SHIPPING CORP	400,000	$4.856M	0.1%	$9.89	0.0%	—	Y0207T100
TMO	THERMO FISHER SCIENTIFIC INC	51,499	$4.746M	0.1%	$85.12	+2.0%	—	883556102
—	CLUBCORP HOLDINGS INC	300,000	$4.599M	0.0%	$15.33	—	—	18948M108
—	PACTERA TECHNOLOGY-ADR	775,277	$4.567M	0.0%	$6.25	—	—	695255109
—	BLACKROCK CORPORATE HY FD 5	376,833	$4.567M	0.0%	$12.17	—	—	09255N102
OXY	OCCIDENTAL PETROLEUM CORP	47,500	$4.443M	0.0%	—	—	PUT	674599105
AIG	AMERICAN INTERNATIONAL GROUP	91,200	$4.434M	0.0%	$36.03	0.0%	PUT	026874784
—	IPATH S&P 500 VIX S/T FU ETN	300,000	$4.409M	0.0%	$20.71	—	—	06740C188
WPC	WP CAREY INC	66,594	$4.309M	0.0%	$64.71	—	—	92936U109
—	CAMELOT INFORMATION SYS-ADS	2,265,855	$4.305M	0.0%	$1.84	—	—	13322V105
—	RITE AID CORP	2,150,000	$4.25M	0.0%	$1.68	—	—	767754BU7
V	VISA INC-CLASS A SHARES	22,100	$4.223M	0.0%	—	—	PUT	92826C839
—	GLOBAL BRASS & COPPER HOLDIN	240,245	$4.214M	0.0%	$13.24	—	—	37953G103
—	PLY GEM HOLDINGS INC	300,000	$4.194M	0.0%	$13.98	—	—	72941W100
HCA	HCA HOLDINGS INC	97,886	$4.185M	0.0%	$36.32	0.0%	—	40412C101
—	JUNIPER NETWORKS INC	210,558	$4.182M	0.0%	$19.86	—	—	48203R104
—	ELAN CORP PLC -SPONS ADR	267,300	$4.166M	0.0%	$15.58	—	CALL	284131208
CVS	CVS CAREMARK CORP	73,300	$4.16M	0.0%	$42.78	0.0%	PUT	126650100
—	ALLEGHENY TECHNOLOGIES	4,000,000	$4.158M	0.0%	$1.03	—	—	01741RAD4
ABBV	ABBVIE INC	92,500	$4.137M	0.0%	—	—	PUT	00287Y109
—	BIOAMBER INC	840,151	$4.117M	0.0%	$6.12	—	—	09072Q106
—	BGS ACQUISITION CORP	411,500	$4.106M	0.0%	$10.12	—	—	G1082J100
KW	KENNEDY-WILSON HOLDINGS INC	220,597	$4.093M	0.0%	$18.17	0.0%	—	489398107
—	XILINX INC	2,500,000	$4.077M	0.0%	$1.44	—	—	983919AF8
—	SIMCERE PHARMACEUTICAL-ADR	430,444	$4.072M	0.0%	$9.47	—	—	82859P104
—	HOME LOAN SERVICING SOLUTION	184,094	$4.052M	0.0%	$23.97	—	—	G6648D109
—	YUME INC	380,002	$4.028M	0.0%	$10.60	—	—	98872B104
MSTR	MICROSTRATEGY INC-CL A	38,568	$4.002M	0.0%	$9.66	+0.8%	—	594972408
—	FLOW INTL CORP	1,000,000	$3.991M	0.0%	$3.99	—	—	343468104
—	WESTERN ASSET HIGH INCOME OP	664,062	$3.965M	0.0%	$5.95	—	—	95766K109
A	AGILENT TECHNOLOGIES INC	77,249	$3.959M	0.0%	$30.43	0.0%	—	00846U101
—	INVESTMENT TECHNOLOGY GROUP	250,000	$3.93M	0.0%	—	—	CALL	46145F105
—	SPIRIT AIRLINES INC	114,532	$3.925M	0.0%	$34.27	—	—	848577102
FRCB	FIRST REPUBLIC BANK/CA	83,931	$3.912M	0.0%	$40.61	0.0%	—	33616C100
TSLA	TESLA MOTORS INC	20,000	$3.867M	0.0%	—	—	PUT	88160R101
GLD	SPDR GOLD SHARES	30,000	$3.846M	0.0%	—	—	PUT	78463V107
GLD	SPDR GOLD SHARES	30,000	$3.846M	0.0%	—	—	CALL	78463V107
HUM	HUMANA INC	41,199	$3.845M	0.0%	$71.14	+16.6%	—	444859102
—	CIS ACQUISITION LTD-CLASS A	380,000	$3.838M	0.0%	$10.06	—	—	G21490209
—	WESTERN ASSET HIGH YIELD DEF	213,428	$3.812M	0.0%	$17.73	—	—	95768B107
SONY	SONY CORP-SPONSORED ADR	175,640	$3.78M	0.0%	$21.19	—	—	835699307
—	BARNES GROUP INC	3,000,000	$3.726M	0.0%	$1.24	—	—	067806AD1
WMT	WAL-MART STORES INC	49,492	$3.66M	0.0%	$19.98	-1.0%	—	931142103
—	COLLABRIUM JAPAN ACQUISITION	350,011	$3.518M	0.0%	$10.10	—	—	G2266G102
—	ICONIX BRAND GROUP INC	105,300	$3.499M	0.0%	$29.41	—	—	451055107
—	TEAM HEALTH HOLDINGS INC	91,561	$3.474M	0.0%	$37.94	—	—	87817A107
—	TOWER INTERNATIONAL INC	170,803	$3.415M	0.0%	$19.99	—	—	891826109
—	ENVISION HEALTHCARE HOLDINGS	130,001	$3.384M	0.0%	$26.03	—	—	29413U103
—	NUVEEN MTG OPPORT TERM FUND	139,000	$3.337M	0.0%	$24.01	—	—	67074R100
BMY	BRISTOL-MYERS SQUIBB CO	72,000	$3.332M	0.0%	—	—	PUT	110122108
SVA	SINOVAC BIOTECH LTD	551,998	$3.301M	0.0%	$3.72	+28.5%	—	P8696W104
—	MEDTRONIC INC	61,799	$3.291M	0.0%	$52.67	—	—	585055106
—	VERIFONE SYSTEMS INC	138,450	$3.165M	0.0%	$22.86	—	—	92342Y109
ZTS	ZOETIS INC	101,524	$3.159M	0.0%	$29.32	-5.2%	—	98978V103
—	WALTER INVESTMENT MGMT	3,000,000	$3.148M	0.0%	$1.01	—	—	93317WAA0
MO	ALTRIA GROUP INC	89,400	$3.071M	0.0%	$16.28	-0.7%	PUT	02209S103
CYH	COMMUNITY HEALTH SYSTEMS INC	73,993	$3.07M	0.0%	$35.46	0.0%	—	203668108
—	KINDRED HEALTHCARE INC	228,378	$3.067M	0.0%	$13.43	—	—	494580103
—	AETNA INC	47,509	$3.042M	0.0%	$63.54	—	—	00817Y108
MCD	MCDONALD'S CORP	31,548	$3.035M	0.0%	$71.47	-1.3%	—	580135101
ALL	ALLSTATE CORP	60,000	$3.033M	0.0%	$37.59	+2.6%	CALL	020002101
—	FIRST TRUST STRAT HIGH INC 2	189,890	$3.021M	0.0%	$15.75	—	—	337353304
—	CATAMARAN CORP	65,011	$2.987M	0.0%	$48.75	—	—	148887102
FTNT	FORTINET INC	141,585	$2.868M	0.0%	$3.97	+2.0%	—	34959E109
—	NEUBERGER BERMAN HIGH YIELD	217,598	$2.841M	0.0%	$12.95	—	—	64128C106
—	APOLLO GROUP INC-CL A	136,273	$2.836M	0.0%	$20.81	—	—	037604105
IBN	ICICI BANK LTD-SPON ADR	88,500	$2.698M	0.0%	$30.49	—	—	45104G104
CX	CEMEX SAB-SPONS ADR PART CER	239,200	$2.674M	0.0%	$10.58	—	—	151290889
—	TWENTY-FIRST CENTURY FOX-A	79,300	$2.658M	0.0%	—	—	CALL	90130A101
—	KEY ENERGY SERVICES INC	351,990	$2.566M	0.0%	$5.95	—	—	492914106
PM	PHILIP MORRIS INTERNATIONAL	29,545	$2.558M	0.0%	$49.85	-5.0%	—	718172109
—	PARAGON SHIPPING INC-CLASS A	435,000	$2.514M	0.0%	$5.78	—	—	69913R408
—	AQUASITION CORP	249,900	$2.507M	0.0%	$9.00	—	—	Y0192H103
—	MFA FINANCIAL INC	330,283	$2.461M	0.0%	$8.45	—	—	55272X102
—	INFINITY CROSS BORDER ACQUIS	315,000	$2.46M	0.0%	$7.84	—	—	G4772R101
—	CONSTANT CONTACT INC	102,226	$2.421M	0.0%	$19.94	—	—	210313102
—	ZYNGA INC - CL A	627,725	$2.304M	0.0%	$2.96	—	—	98986T108
BRK/B	BERKSHIRE HATHAWAY INC-CL B	19,974	$2.267M	0.0%	$115.36	0.0%	—	084670702
—	BALTIC TRADING LTD	462,799	$2.263M	0.0%	$4.06	—	—	Y0553W103
—	AK STEEL HOLDING CORP	592,600	$2.222M	0.0%	$3.04	—	—	001547108
—	MIX TELEMATICS LTD-ADR	150,000	$2.22M	0.0%	$14.80	—	—	60688N102
—	TOWERSTREAM CORP	768,355	$2.19M	0.0%	$2.55	—	—	892000100
AXGN	AXOGEN INC	483,083	$2.145M	0.0%	$3.83	0.0%	—	05463X106
—	JANUS CAPITAL GROUP INC	250,000	$2.127M	0.0%	$8.51	—	—	47102X105
—	LIFEPOINT HOSPITALS INC	45,000	$2.098M	0.0%	$46.62	—	—	53219L109
CSIQ	CANADIAN SOLAR INC	123,104	$2.092M	0.0%	$13.37	0.0%	—	136635109
CAT	CATERPILLAR INC	25,000	$2.085M	0.0%	—	—	CALL	149123101
EPI	WISDOMTREE INDIA EARNINGS	135,000	$2.068M	0.0%	$15.32	—	—	97717W422
—	EMERITUS CORP	110,991	$2.057M	0.0%	$19.35	—	—	291005106
—	EXPRESS SCRIPTS HOLDING CO	33,236	$2.054M	0.0%	$61.74	—	—	30219G108
—	WELLPOINT INC	24,410	$2.04M	0.0%	$82.20	—	—	94973V107
GMED	GLOBUS MEDICAL INC - A	115,618	$2.019M	0.0%	$17.31	0.0%	—	379577208
—	RESPONSYS INC	121,114	$2.001M	0.0%	$16.52	—	—	761248103
—	MARKETO INC	62,244	$1.984M	0.0%	$31.87	—	—	57063L107
—	CHINA LIFE INSURANCE CO-ADR	50,000	$1.943M	0.0%	—	—	CALL	16939P106
—	LDK SOLAR CO LTD -ADR	1,000,000	$1.93M	0.0%	—	—	PUT	50183L107
—	BROADSOFT INC	53,445	$1.929M	0.0%	$29.75	—	—	11133B409
—	SOUFUN HOLDINGS LTD-ADR	36,000	$1.859M	0.0%	$51.64	—	—	836034108
ABT	ABBOTT LABORATORIES	53,960	$1.791M	0.0%	$27.71	0.0%	—	002824100
FAS	DIREXION DAILY FIN BULL 3X	26,000	$1.788M	0.0%	$68.77	—	—	25459Y694
—	J.C. PENNEY CO INC	200,000	$1.761M	0.0%	$8.80	—	—	708160106
—	THORATEC CORP	47,118	$1.757M	0.0%	$31.32	—	—	885175307
TTWO	TAKE-TWO INTERACTIVE SOFTWRE	94,300	$1.713M	0.0%	$15.66	+11.6%	—	874054109
HASI	HANNON ARMSTRONG SUSTAINABLE	149,000	$1.699M	0.0%	$5.91	+1.8%	—	41068X100
—	LAREDO PETROLEUM HOLDINGS IN	55,851	$1.658M	0.0%	$29.69	—	—	516806106
MLCO	MELCO CROWN ENTERTAINME-ADR	50,300	$1.601M	0.0%	$22.36	—	—	585464100
—	ACCRETIVE HEALTH INC	173,306	$1.581M	0.0%	$9.12	—	—	00438V103
BIDU	BAIDU INC - SPON ADR	10,000	$1.552M	0.0%	$94.60	—	—	056752108
—	DFC GLOBAL CORP	141,000	$1.55M	0.0%	$13.82	—	—	23324T107
GASS	STEALTHGAS INC	169,203	$1.547M	0.0%	$10.55	-8.5%	—	Y81669106
MD	MEDNAX INC	15,388	$1.545M	0.0%	$44.76	+9.0%	—	58502B106
—	CHART ACQUISITION CORP	148,400	$1.477M	0.0%	$9.54	—	—	161151105
OFS	OFS CAPITAL CORP	114,098	$1.444M	0.0%	$12.74	-5.1%	—	67103B100
—	ISOFTSTONE HOLDINGS LTD-ADS	289,984	$1.427M	0.0%	$5.03	—	—	46489B108
—	BLUCORA INC	59,100	$1.358M	0.0%	$18.54	—	—	095229100
GBX	GREENBRIER COMPANIES INC	53,488	$1.323M	0.0%	$17.07	+0.1%	—	393657101
—	WESTERN ASSET MANAGED HIGH Y	232,026	$1.321M	0.0%	$5.78	—	—	95766L107
—	ENZYMOTEC LTD	79,000	$1.307M	0.0%	$16.54	—	—	001129618
—	NUANCE COMMUNICATIONS INC	69,600	$1.3M	0.0%	$18.68	—	—	67020Y100
—	VIOLIN MEMORY INC	175,429	$1.289M	0.0%	$7.35	—	—	92763A101
—	COVISINT CORP	100,000	$1.283M	0.0%	$12.83	—	—	22357R103
—	TETRAPHASE PHARMACEUTICALS I	111,672	$1.271M	0.0%	$7.03	—	—	88165N105
HD	HOME DEPOT INC	16,712	$1.268M	0.0%	$57.87	0.0%	—	437076102
LVS	LAS VEGAS SANDS CORP	19,000	$1.262M	0.0%	$38.99	+4.3%	—	517834107
CIEN	CIENA CORP	50,211	$1.256M	0.0%	$17.46	+29.1%	—	171779309
—	MARKET VECTORS GOLD MINERS	50,000	$1.251M	0.0%	—	—	PUT	57060U100
—	MARKET VECTORS GOLD MINERS	50,000	$1.251M	0.0%	—	—	CALL	57060U100
—	CONSTELLIUM NV	64,328	$1.248M	0.0%	$19.40	—	—	001048952
—	GLOBAL POWER EQUIPMENT GROUP	61,139	$1.229M	0.0%	$16.11	—	—	37941P306
ACIC	UNITED INSURANCE HOLDINGS CO	133,627	$1.18M	0.0%	$4.61	+27.7%	—	910710102
—	ANDINA ACQUISITION CORP	116,944	$1.178M	0.0%	$9.94	—	—	G0440W100
TITN	TITAN MACHINERY INC	69,500	$1.117M	0.0%	$22.00	-16.9%	—	88830R101
—	TIBCO SOFTWARE INC	42,447	$1.087M	0.0%	$23.00	—	—	88632Q103
—	ARES CAPITAL CORP	1,000,000	$1.073M	0.0%	$1.07	—	—	04010LAB9
—	EDGEN GROUP INC	140,636	$1.069M	0.0%	$6.38	—	—	28014Q107
—	ADVANCED MICRO DEVICES	1,000,000	$1.038M	0.0%	$1.02	—	—	007903AL1
—	BIOTELEMETRY INC	102,896	$1.02M	0.0%	$9.91	—	—	090672106
—	CNOOC LTD-ADR	5,000	$1.009M	0.0%	—	—	CALL	126132109
—	PETROCHINA CO LTD -ADR	9,000	$990K	0.0%	$110.68	—	PUT	71646E100
—	CHANGYOU.COM LTD-ADR	27,700	$984K	0.0%	$32.95	—	—	15911M107
—	HELIOS MULTI-SECTOR HIGH INC	167,433	$973K	0.0%	$5.75	—	—	42327Y202
—	TWENTY-FIRST CENTURY FOX-A	28,800	$965K	0.0%	—	—	PUT	90130A101
—	EMERALD OIL INC	132,648	$954K	0.0%	$7.19	—	—	29101U209
BKD	BROOKDALE SENIOR LIVING INC	35,800	$942K	0.0%	$27.55	-0.5%	—	112463104
—	LE GAGA HOLDINGS LTD-ADR	263,529	$942K	0.0%	$3.64	—	—	521168104
—	PATTERN ENERGY GROUP INC	39,500	$924K	0.0%	$23.39	—	—	70338P100
F	FORD MOTOR CO	54,800	$924K	0.0%	—	—	PUT	345370860
—	NQ MOBILE INC - ADR	42,380	$923K	0.0%	$8.08	—	—	64118U108
—	PENNYMAC FINANCIAL SERVICE-A	49,075	$921K	0.0%	$18.77	—	—	70932B101
TTMI	TTM TECHNOLOGIES	92,464	$901K	0.0%	$7.77	+22.3%	—	87305R109
CVS	CVS CAREMARK CORP	15,814	$897K	0.0%	$42.78	0.0%	—	126650100
—	HELIOS ADVANTAGE INCOME FUND	105,164	$896K	0.0%	$8.36	—	—	42327W206
—	FIDELITY NATIONAL FINL-A	33,500	$891K	0.0%	$26.60	—	—	31620R105
PFE	PFIZER INC	30,709	$882K	0.0%	$16.46	-0.6%	—	717081103
—	MARIN SOFTWARE INC	69,337	$870K	0.0%	$10.24	—	—	56804T106
INTC	INTEL CORP	37,847	$867K	0.0%	$16.91	0.0%	—	458140100
—	MERGE HEALTHCARE INC	327,057	$853K	0.0%	$2.61	—	—	589499102
—	MANAGED HI YLD PLUS FUND INC	424,527	$849K	0.0%	$2.00	—	—	561911108
GS	GOLDMAN SACHS GROUP INC	5,332	$844K	0.0%	$127.13	0.0%	—	38141G104
—	HELIOS HIGH INCOME FUND INC	99,974	$829K	0.0%	$8.22	—	—	42327X204
F	FORD MOTOR CO	48,000	$810K	0.0%	—	—	CALL	345370860
BB	BLACKBERRY LTD	100,000	$794K	0.0%	—	—	PUT	09228F103
EBAY	EBAY INC	13,800	$771K	0.0%	$19.98	-0.1%	CALL	278642103
—	NEW ORIENTAL EDUCATIO-SP ADR	30,900	$770K	0.0%	$22.15	—	—	647581107
—	SUNTECH POWER HLDGS CO	3,000,000	$750K	0.0%	$0.27	—	—	86800CAE4
—	EINSTEIN NOAH RESTAURANT GRO	42,188	$731K	0.0%	$14.20	—	—	28257U104
—	MEDIVATION INC	11,700	$701K	0.0%	$49.20	—	—	58501N101
—	MORGAN STANLEY EAST EUROPE	33,139	$619K	0.0%	$16.17	—	—	616988101
—	SOHU.COM INC	7,500	$591K	0.0%	$61.50	—	CALL	83408W103
—	FIFTH STREET FINANCE CORP	57,392	$590K	0.0%	$10.45	—	—	31678A103
—	CAPITOL ACQUISITION CORP II	899,321	$540K	0.0%	$0.60	—	—	14056V113
—	PUTNAM MANAGED MUNI INCM TRS	78,400	$536K	0.0%	$6.84	—	—	746823103
—	EVERYWARE GLOBAL INC	46,192	$526K	0.0%	$11.39	—	—	300439106
—	PROSPECT CAPITAL CORP	500,000	$518K	0.0%	$1.04	—	—	74348TAK8
—	CHINA HYDROELECTRIC CP-ADS	205,974	$518K	0.0%	$2.51	—	—	16949D101
—	SPANSION INC-CLASS A	50,500	$510K	0.0%	$10.10	—	—	84649R200
—	DENALI FUND/THE	26,099	$497K	0.0%	$19.46	—	—	24823A102
—	GIANT INTERACTIVE GROUP-ADR	52,753	$481K	0.0%	$8.01	—	—	374511103
—	NQ MOBILE INC - ADR	20,000	$436K	0.0%	$8.08	—	CALL	64118U108
—	ATLAS FINANCIAL HOLDINGS INC	42,209	$432K	0.0%	$8.96	—	—	G06207115
—	BIOAMBER INC	537,800	$430K	0.0%	$0.55	—	—	09072Q114
—	ROYCE FOCUS TRUST INC	57,342	$414K	0.0%	$6.98	—	—	78080N108
—	SILVER STANDARD RESOURCES	60,000	$369K	0.0%	$6.33	—	—	82823L106
TAL	TAL EDUCATION GROUP- ADR	24,000	$348K	0.0%	$10.47	—	—	874080104
FULT	FULTON FINANCIAL CORP	29,379	$343K	0.0%	$7.81	0.0%	—	360271100
—	NUVEEN SELECT QUALTY MUNI FD	25,700	$326K	0.0%	$13.58	—	—	670973106
—	XUEDA EDUCATION GR-SPON ADR	76,800	$324K	0.0%	$3.25	—	—	98418W109
—	HOVNANIAN ENTERPRISES-A	54,545	$285K	0.0%	$5.61	—	—	442487203
—	CIS ACQUISITION LTD-CLASS A	774,600	$272K	0.0%	$0.29	—	—	G21490118
MLCO	MELCO CROWN ENTERTAINME-ADR	8,500	$270K	0.0%	$22.36	—	CALL	585464100
CRM	SALESFORCE.COM INC	5,023	$261K	0.0%	$44.85	0.0%	—	79466L302
—	INVESCO QUALITY MUNI INC TR	22,300	$258K	0.0%	$12.11	—	—	46133G107
EBAY	EBAY INC	4,600	$257K	0.0%	$19.98	-0.1%	PUT	278642103
—	MACQUARIE GLOBAL INFR TOT RT	11,302	$244K	0.0%	$20.44	—	—	55608D101
XMUIX	BLACKROCK MUNI INTERM DURATI	15,884	$226K	0.0%	$14.73	—	—	09253X102
—	WUXI PHARMATECH CAYMAN-ADR	8,200	$225K	0.0%	$20.99	—	—	929352102
—	NUVEEN QUALITY INCOME MUNI	16,900	$212K	0.0%	$13.49	—	—	670977107
—	INFINITY CROSS BORDER ACQUIS	315,000	$204K	0.0%	$0.63	—	—	G4772R119
—	CALLIDUS SOFTWARE INC	150,000	$190K	0.0%	$1.27	—	—	13123EAB0
—	EATON VANCE NATIONAL MUNICIP	10,000	$188K	0.0%	$19.70	—	—	27829L105
—	MFS INVESTMENT GRADE MUNICIP	20,800	$180K	0.0%	$9.33	—	—	59318B108
—	ANDINA ACQUISITION CORP	295,100	$177K	0.0%	$0.24	—	—	G0440W126
—	NUVEEN MD PREMIUM INC MUNI	14,350	$174K	0.0%	$13.38	—	—	67061Q107
—	NUVEEN MUNI ADVANTAGE FUND	13,800	$173K	0.0%	$13.48	—	—	67062H106
—	FEDERATED PREMIER INT MUNI	13,345	$166K	0.0%	$13.04	—	—	31423M105
—	PRIME ACQUISITION CORP	181,000	$145K	0.0%	$0.38	—	—	G72436127
—	BGS ACQUISITION CORP	686,980	$144K	0.0%	$0.20	—	—	G1082J118
—	NUVEEN DIVIDEND ADV MUNI 3	11,000	$140K	0.0%	$12.73	—	—	67070X101
—	PARKERVISION INC	35,500	$119K	0.0%	$4.56	—	—	701354102
—	BLACKROCK HIGH INCOME SHARES	55,431	$115K	0.0%	$2.07	—	—	09250E107
—	COLLABRIUM JAPAN ACQUISITION	350,000	$98,000	0.0%	$0.31	—	—	G2266G110
—	CHART ACQUISITION CORP	148,300	$85,000	0.0%	$0.44	—	—	161151113
—	AQUASITION CORP	300,000	$76,000	0.0%	$0.06	—	—	Y0192H111
—	ECOTALITY INC	1,000,000	$75,000	0.0%	$0.07	—	—	27922202
—	PROSPECT GLOBAL RESOURCES IN	20,065	$61,000	0.0%	$3.04	—	—	74348X202
—	CHINA XD PLASTICS CO LTD	13,000	$60,000	0.0%	$4.08	—	—	16948F107
—	ARMOUR RESIDENTIAL REIT INC	5,036,672	$15,000	0.0%	$0.01	—	—	042315119
—	CRUMBS BAKE SHOP INC	95,609	$11,000	0.0%	$0.09	—	—	228803110
—	CHINA HYDROELECTRIC CP-ADS	649,292	$6,000	0.0%	$0.03	—	—	G2112E145
—	RESOLUTE ENERGY CORP	19,466	$4,000	0.0%	$0.36	—	—	76116A116