CIK: 0001288136 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value: $9.309B
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TRUST | 8,090,000 | $1.359B | 14.6% | $168.01 | $168.01 | — | PUT | 78462F103 |
| SPY | SPDR S&P 500 ETF TRUST | 4,050,000 | $680M | 7.3% | $168.01 | $168.01 | — | CALL | 78462F103 |
| — | GENERAL MOTORS CO | 11,221,706 | $211M | 2.3% | $18.78 | $16.82 | — | WRT | 37045V126 |
| HYG | ISHARES IBOXX HIGH YIELD COR | 2,200,000 | $201M | 2.2% | $91.58 | $91.51 | — | PUT | 464288513 |
| — | ANNALY CAPITAL MGMT | 189,597,000 | $193M | 2.1% | $1.02 | $1.01 | — | DEBT | 035710AB8 |
| — | AMERICAN CAPITAL LTD | 12,203,314 | $168M | 1.8% | $13.75 | $13.08 | — | COM | 02503Y103 |
| — | AMERICAN CAPITAL AGENCY CORP | 7,181,129 | $162M | 1.7% | $22.58 | $22.65 | — | REIT | 02503X105 |
| — | OCWEN FINANCIAL CORP | 2,572,345 | $143M | 1.5% | $55.77 | $41.22 | — | COM | 675746309 |
| AAPL | APPLE INC | 289,800 | $138M | 1.5% | $476.76 * | $13.89 | +2.8% | CALL | 037833100 |
| EFA | ISHARES MSCI EAFE ETF | 1,651,900 | $105M | 1.1% | $63.80 | $63.80 | — | CALL | 464287465 |
| — | AMERICAN CAPITAL MORTGAGE IN | 5,134,491 | $102M | 1.1% | $19.77 | $18.55 | — | REIT | 02504A104 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 4,952,400 | $98.58M | 1.1% | $19.91 | — | — | PUT | 81369Y605 |
| AAPL | APPLE INC | 198,700 | $94.73M | 1.0% | $476.76 * | $13.89 | +2.8% | PUT | 037833100 |
| — | MOLEX INC | 2,181,030 | $84.01M | 0.9% | $38.52 | $38.52 | — | COM | 608554101 |
| IWM | ISHARES RUSSELL 2000 ETF | 750,000 | $79.96M | 0.9% | $106.61 | — | — | PUT | 464287655 |
| — | ARMOUR RESIDENTIAL REIT INC | 18,872,642 | $79.27M | 0.9% | $4.20 | $4.48 | — | REIT | 042315101 |
| EFA | ISHARES MSCI EAFE ETF | 1,229,300 | $78.43M | 0.8% | $63.80 | $63.80 | — | ETP | 464287465 |
| — | XILINX INC | 48,100,000 | $77.77M | 0.8% | $1.62 | $1.62 | — | DEBT | 983919AD3 |
| KO | COCA-COLA CO/THE | 2,037,000 | $77.16M | 0.8% | $37.88 * | $27.85 | -3.9% | CALL | 191216100 |
| — | GENERAL MOTORS CO | 2,846,328 | $75.36M | 0.8% | $26.48 | $24.65 | — | WRT | 37045V118 |
| — | GENERAL ELECTRIC CO | 3,038,600 | $72.59M | 0.8% | $23.89 | — | — | CALL | 369604103 |
| — | HUDSON CITY BANCORP INC | 8,025,767 | $72.56M | 0.8% | $9.04 | $9.04 | — | COM | 443683107 |
| — | WALTER INVESTMENT MANAGEMENT | 1,821,998 | $72.04M | 0.8% | $39.54 | $34.51 | — | COM | 93317W102 |
| — | KNIGHT CAPITAL GROUP INC | 68,500,000 | $68.41M | 0.7% | $1.00 | $0.99 | — | DEBT | 499005AE6 |
| HYG | ISHARES IBOXX HIGH YIELD COR | 711,121 | $65.13M | 0.7% | $91.58 | $91.51 | — | ETP | 464288513 |
| — | SIGMA-ALDRICH | 759,100 | $64.75M | 0.7% | $85.30 | — | — | CALL | 826552101 |
| — | OFFICE DEPOT INC | 13,167,069 | $63.6M | 0.7% | $4.83 | $4.07 | — | COM | 676220106 |
| JNJ | JOHNSON & JOHNSON | 724,100 | $62.77M | 0.7% | $86.69 * | $63.54 | 0.0% | CALL | 478160104 |
| — | REDWOOD TRUST INC | 57,700,000 | $60.86M | 0.7% | $1.05 | $1.10 | — | DEBT | 758075AB1 |
| JPM | JPMORGAN CHASE & CO | 1,152,500 | $59.57M | 0.6% | $51.69 * | $38.52 | 0.0% | CALL | 46625H100 |
| TD | TORONTO-DOMINION BANK | 625,100 | $57.96M | 0.6% | $92.72 | — | — | PUT | 891160509 |
| XOM | EXXON MOBIL CORP | 647,000 | $55.67M | 0.6% | $86.04 * | $54.10 | +0.1% | CALL | 30231G102 |
| — | ANADARKO PETROLEUM CORP | 594,000 | $55.24M | 0.6% | $92.99 | $87.52 | — | PUT | 032511107 |
| — | NEW RESIDENTIAL INVESTMENT | 8,342,222 | $55.23M | 0.6% | $6.62 | $6.74 | — | REIT | 64828T102 |
| — | VODAFONE GROUP PLC-SP ADR | 1,566,500 | $55.11M | 0.6% | $35.18 | $35.18 | — | CALL | 92857W209 |
| PG | PROCTER & GAMBLE CO/THE | 700,300 | $52.94M | 0.6% | $75.59 * | $55.57 | +1.2% | CALL | 742718109 |
| WFC | WELLS FARGO & CO | 1,194,600 | $49.36M | 0.5% | $41.32 * | $30.19 | 0.0% | CALL | 949746101 |
| — | ELAN CORP PLC -SPONS ADR | 3,158,263 | $49.21M | 0.5% | $15.58 | $15.58 | — | ADR | 284131208 |
| AAPL | APPLE INC | 90,943 | $43.36M | 0.5% | $476.76 * | $13.89 | +2.8% | COM | 037833100 |
| RY | ROYAL BANK OF CANADA | 644,700 | $42.55M | 0.5% | $66.00 * | $59.71 | +4.0% | PUT | 780087102 |
| — | AMTRUST FINANCIAL SERVIC | 26,900,000 | $42.33M | 0.5% | $1.57 | $1.42 | — | DEBT | 032359AC5 |
| — | ANWORTH MORTGAGE ASSET CORP | 8,721,711 | $42.13M | 0.5% | $4.83 | $5.60 | — | REIT | 037347101 |
| SPY | SPDR S&P 500 ETF TRUST | 250,453 | $42.08M | 0.5% | $168.01 | $168.01 | — | ETP | 78462F103 |
| — | DOLE FOOD CO INC | 3,005,702 | $40.94M | 0.4% | $13.62 | $13.62 | — | COM | 256603101 |
| — | PHH CORP | 20,000,000 | $40.88M | 0.4% | $2.04 | $1.80 | — | DEBT | 693320AQ6 |
| — | ANNALY CAPITAL MANAGEMENT IN | 3,522,200 | $40.79M | 0.4% | $11.58 | — | — | CALL | 035710409 |
| — | CHIMERA INVESTMENT CORP | 13,381,752 | $40.68M | 0.4% | $3.04 | $3.04 | — | REIT | 16934Q109 |
| — | GOOGLE INC-CL A | 44,200 | $38.71M | 0.4% | $875.86 | $876.93 | — | CALL | 38259P508 |
| — | APOLLO RESIDENTIAL MORTGAGE | 2,620,734 | $38.24M | 0.4% | $14.59 | $15.64 | — | REIT | 03763V102 |
| MSFT | MICROSOFT CORP | 1,117,000 | $37.17M | 0.4% | $33.28 * | $26.70 | +1.1% | CALL | 594918104 |
| ALL | ALLSTATE CORP | 735,077 | $37.16M | 0.4% | $50.55 * | $37.59 | +2.6% | COM | 020002101 |
| FXI | ISHARES CHINA LARGE-CAP ETF | 1,000,000 | $37.08M | 0.4% | $37.08 | — | — | CALL | 464287184 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 1,608,045 | $36.47M | 0.4% | $22.68 | $22.68 | — | REIT | 70931T103 |
| — | BELO CORPORATION-A | 2,645,903 | $36.25M | 0.4% | $13.70 | $13.70 | — | COM | 080555105 |
| — | UNITED TECHNOLOGIES CORP | 334,700 | $36.09M | 0.4% | $107.82 | — | — | CALL | 913017109 |
| IBM | INTL BUSINESS MACHINES CORP | 192,900 | $35.72M | 0.4% | $185.17 * | $111.55 | 0.0% | CALL | 459200101 |
| — | TYSON FOODS INC | 20,000,000 | $34.31M | 0.4% | $1.72 | $1.53 | — | DEBT | 902494AP8 |
| EVTC | EVERTEC INC | 1,532,674 | $34.04M | 0.4% | $22.21 * | $18.86 | +10.5% | COM | 30040P103 |
| — | CMS ENERGY CORP | 16,685,000 | $32.35M | 0.3% | $1.94 | $1.99 | — | DEBT | 125896BD1 |
| CSCO | CISCO SYSTEMS INC | 1,353,700 | $31.72M | 0.3% | $23.43 | — | — | CALL | 17275R102 |
| SLB | SCHLUMBERGER LTD | 356,720 | $31.52M | 0.3% | $88.36 * | $52.90 | +11.5% | COM | 806857108 |
| BAC | BANK OF AMERICA CORP | 2,275,662 | $31.4M | 0.3% | $13.80 * | $11.23 | 0.0% | COM | 060505104 |
| EBAY | EBAY INC | 554,382 | $30.93M | 0.3% | $55.80 * | $19.98 | -0.1% | COM | 278642103 |
| — | STERLITE INDUSTRIES LTD | 31,555,000 | $30.84M | 0.3% | $0.98 | $0.97 | — | DEBT | 859737AB4 |
| PRU | PRUDENTIAL FINANCIAL INC | 394,835 | $30.79M | 0.3% | $77.98 * | $38.68 | +21.6% | COM | 744320102 |
| PFE | PFIZER INC | 1,066,900 | $30.65M | 0.3% | $28.72 * | $16.46 | -0.6% | CALL | 717081103 |
| AIG | AMERICAN INTERNATIONAL GROUP | 625,551 | $30.42M | 0.3% | $48.63 * | $36.03 | 0.0% | COM | 026874784 |
| MRK | MERCK & CO. INC. | 638,500 | $30.4M | 0.3% | $47.61 | — | — | CALL | 58933Y105 |
| VZ | VERIZON COMMUNICATIONS INC | 649,000 | $30.29M | 0.3% | $46.68 * | $26.66 | -2.0% | CALL | 92343V104 |
| — | VALIDUS HOLDINGS LTD | 802,854 | $29.69M | 0.3% | $36.98 | $36.98 | — | COM | G9319H102 |
| CVX | CHEVRON CORP | 238,000 | $28.92M | 0.3% | $121.50 * | $71.30 | +2.5% | CALL | 166764100 |
| XOM | EXXON MOBIL CORP | 329,000 | $28.31M | 0.3% | $86.04 * | $54.10 | +0.1% | PUT | 30231G102 |
| — | ANADARKO PETROLEUM CORP | 303,751 | $28.25M | 0.3% | $92.99 | $87.52 | — | COM | 032511107 |
| MO | ALTRIA GROUP INC | 807,100 | $27.72M | 0.3% | $34.35 * | $16.28 | -0.7% | CALL | 02209S103 |
| JNJ | JOHNSON & JOHNSON | 319,700 | $27.71M | 0.3% | $86.69 * | $63.54 | 0.0% | PUT | 478160104 |
| BAC | BANK OF AMERICA CORP | 1,990,300 | $27.46M | 0.3% | $13.80 * | $11.23 | 0.0% | CALL | 060505104 |
| T | AT&T INC | 783,000 | $26.48M | 0.3% | $33.82 * | $11.40 | -3.9% | CALL | 00206R102 |
| CM | CAN IMPERIAL BK OF COMMERCE | 312,500 | $25.64M | 0.3% | $82.06 | — | — | PUT | 136069101 |
| — | LIBERTY INTERACTIVE LLC | 49,764,000 | $25.63M | 0.3% | $0.52 | $0.51 | — | DEBT | 530715AN1 |
| C | CITIGROUP INC | 524,034 | $25.42M | 0.3% | $48.51 * | $37.61 | 0.0% | COM | 172967424 |
| STWD | STARWOOD PROPERTY TRUST INC | 1,050,592 | $25.18M | 0.3% | $23.97 | $23.97 | — | REIT | 85571B105 |
| COP | CONOCOPHILLIPS | 357,600 | $24.86M | 0.3% | $69.51 * | $39.96 | +11.3% | CALL | 20825C104 |
| — | GENERAL ELECTRIC CO | 1,034,300 | $24.71M | 0.3% | $23.89 | — | — | PUT | 369604103 |
| C | CITIGROUP INC | 495,300 | $24.03M | 0.3% | $48.51 * | $37.61 | 0.0% | CALL | 172967424 |
| — | PROSPECT CAPITAL CORP | 23,500,000 | $23.88M | 0.3% | $1.02 | $1.02 | — | DEBT | 74348TAL6 |
| — | GOOGLE INC-CL A | 26,900 | $23.56M | 0.3% | $875.84 | $876.93 | — | PUT | 38259P508 |
| WFC | WELLS FARGO & CO | 568,500 | $23.49M | 0.3% | $41.32 * | $30.19 | 0.0% | PUT | 949746101 |
| — | NYSE EURONEXT | 542,562 | $22.78M | 0.2% | $41.98 | $41.98 | — | COM | 629491101 |
| PEP | PEPSICO INC | 286,200 | $22.75M | 0.2% | $79.50 * | $56.66 | +0.2% | CALL | 713448108 |
| IBM | INTL BUSINESS MACHINES CORP | 118,700 | $21.98M | 0.2% | $185.18 * | $111.55 | 0.0% | PUT | 459200101 |
| SEIC | SEI INVESTMENTS COMPANY | 709,613 | $21.93M | 0.2% | $30.91 * | $24.93 | +6.2% | COM | 784117103 |
| BMO | BANK OF MONTREAL | 312,500 | $21.49M | 0.2% | $68.76 | — | — | PUT | 063671101 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 188,600 | $21.41M | 0.2% | $113.52 | $115.36 | 0.0% | CALL | 084670702 |
| — | RAIT FINANCIAL TRUST | 17,726,000 | $21.12M | 0.2% | $1.19 | $1.23 | — | DEBT | 749227AA2 |
| PM | PHILIP MORRIS INTERNATIONAL | 242,700 | $21.02M | 0.2% | $86.59 * | $49.85 | -5.0% | CALL | 718172109 |
| INTC | INTEL CORP | 912,500 | $20.91M | 0.2% | $22.92 * | $16.91 | 0.0% | CALL | 458140100 |
| — | PRICELINE.COM INC | 19,963 | $20.18M | 0.2% | $1010.92 | $855.38 | — | COM | 741503403 |
| — | CIENA CORP | 13,200,000 | $19.91M | 0.2% | $1.51 | $1.19 | — | DEBT | 171779AK7 |
| — | SUNTRUST BANKS INC | 613,891 | $19.9M | 0.2% | $32.42 | $31.57 | — | COM | 867914103 |
| WU | WESTERN UNION CO | 1,063,482 | $19.84M | 0.2% | $18.66 | $18.66 | — | COM | 959802109 |
| SLB | SCHLUMBERGER LTD | 222,700 | $19.68M | 0.2% | $88.36 * | $52.90 | +11.5% | CALL | 806857108 |
| JPM | JPMORGAN CHASE & CO | 379,200 | $19.6M | 0.2% | $51.69 * | $38.52 | 0.0% | PUT | 46625H100 |
| CME | CME GROUP INC | 265,080 | $19.58M | 0.2% | $73.88 * | $44.25 | 0.0% | COM | 12572Q105 |
| AXP | AMERICAN EXPRESS CO | 256,900 | $19.4M | 0.2% | $75.52 | — | — | CALL | 025816109 |
| — | US AIRWAYS GROUP INC | 1,002,700 | $19.01M | 0.2% | $18.96 | $16.42 | — | PUT | 90341W108 |
| MSFT | MICROSOFT CORP | 569,800 | $18.96M | 0.2% | $33.28 * | $26.70 | +1.1% | PUT | 594918104 |
| META | FACEBOOK INC-A | 377,301 | $18.95M | 0.2% | $50.23 * | $36.96 | 0.0% | COM | 30303M102 |
| — | PROSPECT CAPITAL CORP | 17,207,000 | $18.47M | 0.2% | $1.07 | $1.09 | — | DEBT | 74348TAC6 |
| HD | HOME DEPOT INC | 243,500 | $18.47M | 0.2% | $75.85 * | $57.87 | 0.0% | CALL | 437076102 |
| HYG | ISHARES IBOXX HIGH YIELD COR | 200,000 | $18.32M | 0.2% | $91.58 | $91.51 | — | CALL | 464288513 |
| — | US AIRWAYS GROUP INC | 962,900 | $18.26M | 0.2% | $18.96 | $16.42 | — | CALL | 90341W108 |
| — | SPREADTRUM COMMUNICATI-ADR | 587,166 | $17.89M | 0.2% | $30.46 | $29.00 | — | ADR | 849415203 |
| XOM | EXXON MOBIL CORP | 200,001 | $17.21M | 0.2% | $86.04 * | $54.10 | +0.1% | COM | 30231G102 |
| — | CAPITOL ACQUISITION CORP II | 1,780,495 | $17.09M | 0.2% | $9.60 | $9.60 | — | COM | 14056V105 |
| KO | COCA-COLA CO/THE | 443,800 | $16.81M | 0.2% | $37.88 * | $27.85 | -3.9% | PUT | 191216100 |
| USB | US BANCORP | 459,400 | $16.8M | 0.2% | $36.58 * | $22.41 | +8.6% | CALL | 902973304 |
| DIS | WALT DISNEY CO/THE | 257,300 | $16.59M | 0.2% | $64.49 | — | — | CALL | 254687106 |
| BAC | BANK OF AMERICA CORP | 1,191,600 | $16.44M | 0.2% | $13.80 * | $11.23 | 0.0% | PUT | 060505104 |
| AMZN | AMAZON.COM INC | 51,900 | $16.23M | 0.2% | $312.64 | — | — | CALL | 023135106 |
| — | DISCOVER FINANCIAL SERVICES | 320,867 | $16.22M | 0.2% | $50.54 | $47.64 | — | COM | 254709108 |
| QCOM | QUALCOMM INC | 240,300 | $16.18M | 0.2% | $67.32 * | $45.06 | +3.3% | CALL | 747525103 |
| AMGN | AMGEN INC | 144,400 | $16.16M | 0.2% | $111.92 * | $73.34 | +5.0% | CALL | 031162100 |
| — | COBALT INTERNATIONAL ENERGY | 648,960 | $16.13M | 0.2% | $24.86 | $25.89 | — | COM | 19075F106 |
| — | SCORPIO TANKERS INC | 1,647,992 | $16.09M | 0.2% | $9.76 | $8.98 | — | COM | Y7542C106 |
| — | APACHE CORP | 188,602 | $16.06M | 0.2% | $85.14 | $84.44 | — | COM | 037411105 |
| MCD | MCDONALD'S CORP | 163,500 | $15.73M | 0.2% | $96.21 * | $71.47 | -1.3% | CALL | 580135101 |
| CMCSA | COMCAST CORP-CLASS A | 346,700 | $15.64M | 0.2% | $45.12 * | $15.62 | +5.9% | CALL | 20030N101 |
| ZTS | ZOETIS INC | 500,000 | $15.56M | 0.2% | $31.12 * | $29.32 | -5.2% | PUT | 98978V103 |
| VZ | VERIZON COMMUNICATIONS INC | 333,300 | $15.56M | 0.2% | $46.68 * | $26.66 | -2.0% | PUT | 92343V104 |
| — | MORGANS HOTEL GROUP CO | 2,020,258 | $15.49M | 0.2% | $7.67 | $7.95 | — | COM | 61748W108 |
| BZH | BEAZER HOMES USA INC | 847,247 | $15.25M | 0.2% | $18.00 * | $18.00 | -2.3% | COM | 07556Q881 |
| — | VANTIV INC - CL A | 544,143 | $15.2M | 0.2% | $27.94 | $27.94 | — | COM | 92210H105 |
| PG | PROCTER & GAMBLE CO/THE | 200,100 | $15.13M | 0.2% | $75.59 * | $55.57 | +1.2% | PUT | 742718109 |
| WMT | WAL-MART STORES INC | 201,700 | $14.92M | 0.2% | $73.96 * | $19.98 | -1.0% | CALL | 931142103 |
| C | CITIGROUP INC | 302,600 | $14.68M | 0.2% | $48.51 * | $37.61 | 0.0% | PUT | 172967424 |
| ORCL | ORACLE CORP | 441,000 | $14.63M | 0.2% | $33.17 * | $27.58 | -1.9% | CALL | 68389X105 |
| CVS | CVS CAREMARK CORP | 250,300 | $14.2M | 0.2% | $56.75 * | $42.78 | 0.0% | CALL | 126650100 |
| — | RACKSPACE HOSTING INC | 267,967 | $14.14M | 0.2% | $52.76 | $51.28 | — | COM | 750086100 |
| PEP | PEPSICO INC | 176,600 | $14.04M | 0.2% | $79.51 * | $56.66 | +0.2% | PUT | 713448108 |
| CVX | CHEVRON CORP | 113,600 | $13.8M | 0.1% | $121.51 * | $71.30 | +2.5% | PUT | 166764100 |
| BA | BOEING CO/THE | 116,400 | $13.68M | 0.1% | $117.50 | — | — | CALL | 097023105 |
| — | AMERICAN REALTY CAP PROP | 14,303,000 | $13.57M | 0.1% | $0.95 | $0.95 | — | DEBT | 02917TAA2 |
| T | AT&T INC | 398,300 | $13.47M | 0.1% | $33.82 * | $11.40 | -3.9% | PUT | 00206R102 |
| GILD | GILEAD SCIENCES INC | 210,200 | $13.22M | 0.1% | $62.87 * | $36.21 | +14.7% | CALL | 375558103 |
| JNJ | JOHNSON & JOHNSON | 148,696 | $12.89M | 0.1% | $86.69 * | $63.54 | 0.0% | COM | 478160104 |
| INTC | INTEL CORP | 561,800 | $12.88M | 0.1% | $22.92 * | $16.91 | 0.0% | PUT | 458140100 |
| — | IRON MOUNTAIN INC | 470,000 | $12.7M | 0.1% | $27.02 | — | — | CALL | 462846106 |
| — | TESLA MOTORS INC | 7,500,000 | $12.7M | 0.1% | $1.69 | $1.12 | — | DEBT | 88160RAA9 |
| UNP | UNION PACIFIC CORP | 80,300 | $12.47M | 0.1% | $155.33 | — | — | CALL | 907818108 |
| GS | GOLDMAN SACHS GROUP INC | 78,800 | $12.47M | 0.1% | $158.25 * | $127.13 | 0.0% | CALL | 38141G104 |
| — | YONGYE INTERNATIONAL INC | 2,007,696 | $12.43M | 0.1% | $6.19 | $5.75 | — | COM | 98607B106 |
| GTLS | CHART INDUSTRIES INC | 99,124 | $12.2M | 0.1% | $123.04 * | $89.01 | +26.3% | COM | 16115Q308 |
| PM | PHILIP MORRIS INTERNATIONAL | 138,800 | $12.02M | 0.1% | $86.59 * | $49.85 | -5.0% | PUT | 718172109 |
| — | GOOGLE INC-CL A | 13,566 | $11.88M | 0.1% | $875.94 | $876.93 | — | COM | 38259P508 |
| SLB | SCHLUMBERGER LTD | 129,700 | $11.46M | 0.1% | $88.36 * | $52.90 | +11.5% | PUT | 806857108 |
| — | DRESSER-RAND GROUP INC | 181,824 | $11.35M | 0.1% | $62.40 | $59.98 | — | COM | 261608103 |
| — | CHINA MOBILE LTD-SPON ADR | 200,000 | $11.29M | 0.1% | $56.44 | — | — | PUT | 16941M109 |
| — | CHINA MOBILE LTD-SPON ADR | 200,000 | $11.29M | 0.1% | $56.44 | — | — | CALL | 16941M109 |
| PFE | PFIZER INC | 387,300 | $11.13M | 0.1% | $28.72 * | $16.46 | -0.6% | PUT | 717081103 |
| — | ALTISOURCE RESIDENTIAL CORP | 483,300 | $11.11M | 0.1% | $22.98 | $22.50 | — | COM | 02153W100 |
| — | LINKEDIN CORP - A | 45,000 | $11.07M | 0.1% | $246.04 | — | — | PUT | 53578A108 |
| — | BOISE INC | 876,490 | $11.04M | 0.1% | $12.60 | $12.60 | — | COM | 09746Y105 |
| — | NUVEEN MORTGAGE OPPORTUNITY | 458,000 | $10.88M | 0.1% | $23.76 | $23.76 | — | FUND | 670735109 |
| UNH | UNITEDHEALTH GROUP INC | 151,800 | $10.87M | 0.1% | $71.60 | — | — | CALL | 91324P102 |
| — | FRANK'S INTERNATIONAL NV | 362,555 | $10.85M | 0.1% | $29.93 | $29.93 | — | COM | 001055668 |
| MMM | 3M CO | 90,500 | $10.81M | 0.1% | $119.40 | — | — | CALL | 88579Y101 |
| — | IAC/INTERACTIVECORP | 196,185 | $10.73M | 0.1% | $54.67 | $52.22 | — | COM | 44919P508 |
| — | SUPERIOR ENERGY SERVICES INC | 423,833 | $10.61M | 0.1% | $25.04 | $25.70 | — | COM | 868157108 |
| — | OMNICARE INC | 7,500,000 | $10.58M | 0.1% | $1.41 | $1.41 | — | DEBT | 681904AP3 |
| MRK | MERCK & CO. INC. | 221,700 | $10.55M | 0.1% | $47.61 | — | — | PUT | 58933Y105 |
| — | GULFMARK OFFSHORE INC-CL A | 207,006 | $10.54M | 0.1% | $50.89 | $47.03 | — | COM | 402629208 |
| V | VISA INC-CLASS A SHARES | 54,900 | $10.49M | 0.1% | $191.09 | — | — | CALL | 92826C839 |
| FAS | DIREXION DAILY FIN BULL 3X | 152,100 | $10.46M | 0.1% | $68.77 | $68.77 | — | PUT | 25459Y694 |
| — | MDC HOLDINGS INC | 344,287 | $10.33M | 0.1% | $30.01 | $30.01 | — | COM | 552676108 |
| — | COLONY FINANCIAL INC | 10,000,000 | $10.33M | 0.1% | $1.03 | $1.02 | — | DEBT | 19624RAA4 |
| — | IPATH S&P 500 VIX S/T FU ETN | 700,000 | $10.29M | 0.1% | $14.70 | $20.71 | — | CALL | 06740C188 |
| XPO | XPO LOGISTICS INC | 473,979 | $10.27M | 0.1% | $21.67 * | $7.72 | 0.0% | COM | 983793100 |
| PG | PROCTER & GAMBLE CO/THE | 134,606 | $10.18M | 0.1% | $75.59 * | $55.57 | +1.2% | COM | 742718109 |
| CVX | CHEVRON CORP | 82,334 | $10M | 0.1% | $121.51 * | $71.30 | +2.5% | COM | 166764100 |
| EG | EVEREST RE GROUP LTD | 68,198 | $9.917M | 0.1% | $145.41 * | $104.62 | 0.0% | COM | G3223R108 |
| OXY | OCCIDENTAL PETROLEUM CORP | 105,100 | $9.83M | 0.1% | $93.53 | — | — | CALL | 674599105 |
| — | L-3 COMMS HLDGS INC | 9,000,000 | $9.821M | 0.1% | $1.09 | $1.09 | — | DEBT | 502413AW7 |
| LNC | LINCOLN NATIONAL CORP | 233,529 | $9.806M | 0.1% | $41.99 * | $22.50 | +24.2% | COM | 534187109 |
| — | NEWCASTLE INVESTMENT CORP | 1,733,655 | $9.743M | 0.1% | $5.62 | $5.62 | — | REIT | 65105M108 |
| — | HEARTWARE INTERNATIONAL INC | 131,623 | $9.634M | 0.1% | $73.19 | $85.07 | — | COM | 422368100 |
| MCD | MCDONALD'S CORP | 100,100 | $9.629M | 0.1% | $96.19 * | $71.47 | -1.3% | PUT | 580135101 |
| BNS | BANK OF NOVA SCOTIA | 162,500 | $9.588M | 0.1% | $59.00 | — | — | PUT | 064149107 |
| — | HAWAIIAN TELCOM HOLDCO INC | 361,003 | $9.584M | 0.1% | $26.55 | $25.16 | — | COM | 420031106 |
| — | PREMIER INC | 300,000 | $9.51M | 0.1% | $31.70 | $31.70 | — | COM | 74051N102 |
| — | DRIL-QUIP INC | 80,811 | $9.273M | 0.1% | $114.75 | $103.08 | — | COM | 262037104 |
| T | AT&T INC | 271,277 | $9.175M | 0.1% | $33.82 * | $11.40 | -3.9% | COM | 00206R102 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 80,600 | $9.15M | 0.1% | $113.52 | $115.36 | 0.0% | PUT | 084670702 |
| ARCC | ARES CAPITAL CORP | 528,468 | $9.138M | 0.1% | $17.29 * | $5.28 | +1.7% | COM | 04010L103 |
| ABBV | ABBVIE INC | 204,300 | $9.138M | 0.1% | $44.73 | — | — | CALL | 00287Y109 |
| CSCO | CISCO SYSTEMS INC | 388,300 | $9.098M | 0.1% | $23.43 | — | — | PUT | 17275R102 |
| SLRC | SOLAR CAPITAL LTD | 407,536 | $9.039M | 0.1% | $22.18 * | $7.34 | -0.7% | COM | 83413U100 |
| — | KOSMOS ENERGY LTD | 868,558 | $8.928M | 0.1% | $10.28 | $10.19 | — | COM | G5315B107 |
| AIG | AMERICAN INTERNATIONAL GROUP | 182,900 | $8.893M | 0.1% | $48.62 * | $36.03 | 0.0% | CALL | 026874784 |
| IBM | INTL BUSINESS MACHINES CORP | 46,582 | $8.626M | 0.1% | $185.18 * | $111.55 | 0.0% | COM | 459200101 |
| CMCSA | COMCAST CORP-CLASS A | 190,000 | $8.573M | 0.1% | $45.12 * | $15.62 | +5.9% | PUT | 20030N101 |
| DIS | WALT DISNEY CO/THE | 130,100 | $8.391M | 0.1% | $64.50 | — | — | PUT | 254687106 |
| QCOM | QUALCOMM INC | 124,200 | $8.361M | 0.1% | $67.32 * | $45.06 | +3.3% | PUT | 747525103 |
| — | STONE ENERGY CORP | 256,766 | $8.327M | 0.1% | $32.43 | $22.79 | — | COM | 861642106 |
| AXP | AMERICAN EXPRESS CO | 109,800 | $8.292M | 0.1% | $75.52 | — | — | PUT | 025816109 |
| BMY | BRISTOL-MYERS SQUIBB CO | 179,100 | $8.289M | 0.1% | $46.28 | — | — | CALL | 110122108 |
| — | HILLTOP HOLDINGS INC | 5,975,000 | $8.227M | 0.1% | $1.38 | $1.38 | — | DEBT | 00828UAB9 |
| HD | HOME DEPOT INC | 107,200 | $8.132M | 0.1% | $75.86 * | $57.87 | 0.0% | PUT | 437076102 |
| AMZN | AMAZON.COM INC | 26,000 | $8.129M | 0.1% | $312.65 | — | — | PUT | 023135106 |
| NTAP | NETAPP INC | 189,625 | $8.081M | 0.1% | $42.62 * | $29.84 | +3.2% | COM | 64110D104 |
| — | APOLLO INVESTMENT CORP | 990,366 | $8.072M | 0.1% | $8.15 | $7.74 | — | COM | 03761U106 |
| — | NOVELLUS SYSTEMS INC | 5,000,000 | $7.944M | 0.1% | $1.59 | $1.59 | — | DEBT | 670008AD3 |
| — | VODAFONE GROUP PLC-SP ADR | 222,600 | $7.83M | 0.1% | $35.18 | $35.18 | — | ADR | 92857W209 |
| SUPN | SUPERNUS PHARMACEUTICALS INC | 1,058,400 | $7.758M | 0.1% | $7.33 | — | — | PUT | 868459108 |
| — | CHINA UNICOM HONG KONG-ADR | 500,000 | $7.711M | 0.1% | $15.42 | — | — | CALL | 16945R104 |
| GS | GOLDMAN SACHS GROUP INC | 48,600 | $7.69M | 0.1% | $158.23 * | $127.13 | 0.0% | PUT | 38141G104 |
| EARN | ELLINGTON RESIDENTIAL MORTGA | 498,658 | $7.664M | 0.1% | $15.37 | $17.35 | — | REIT | 288578107 |
| EPI | WISDOMTREE INDIA EARNINGS | 500,000 | $7.66M | 0.1% | $15.32 | $15.32 | — | PUT | 97717W422 |
| WFC | WELLS FARGO & CO | 183,813 | $7.595M | 0.1% | $41.32 * | $30.19 | 0.0% | COM | 949746101 |
| — | ST JUDE MEDICAL INC | 140,231 | $7.522M | 0.1% | $53.64 | $51.64 | — | COM | 790849103 |
| — | CHESAPEAKE ENERGY CORP | 290,390 | $7.516M | 0.1% | $25.88 | $25.88 | — | COM | 165167107 |
| — | COBALT INTERNATIONAL ENERGY | 300,000 | $7.458M | 0.1% | $24.86 | $25.89 | — | PUT | 19075F106 |
| — | COBALT INTERNATIONAL ENERGY | 300,000 | $7.458M | 0.1% | $24.86 | $25.89 | — | CALL | 19075F106 |
| UNP | UNION PACIFIC CORP | 47,300 | $7.347M | 0.1% | $155.33 | — | — | PUT | 907818108 |
| PEP | PEPSICO INC | 91,759 | $7.295M | 0.1% | $79.50 * | $56.66 | +0.2% | COM | 713448108 |
| CTRA | CABOT OIL & GAS CORP | 194,012 | $7.241M | 0.1% | $37.32 * | $26.11 | +3.7% | COM | 127097103 |
| JPM | JPMORGAN CHASE & CO | 138,484 | $7.158M | 0.1% | $51.69 * | $38.52 | 0.0% | COM | 46625H100 |
| WMT | WAL-MART STORES INC | 96,100 | $7.107M | 0.1% | $73.95 * | $19.98 | -1.0% | PUT | 931142103 |
| ORCL | ORACLE CORP | 213,400 | $7.077M | 0.1% | $33.16 * | $27.58 | -1.9% | PUT | 68389X105 |
| — | ARES CAPITAL CORP | 6,500,000 | $6.882M | 0.1% | $1.06 | $1.07 | — | DEBT | 04010LAD5 |
| — | DEL FRISCO'S RESTAURANT GROU | 341,364 | $6.879M | 0.1% | $20.15 | $20.15 | — | COM | 245077102 |
| GILD | GILEAD SCIENCES INC | 106,200 | $6.678M | 0.1% | $62.88 * | $36.21 | +14.7% | PUT | 375558103 |
| — | ENDURANCE SPECIALTY HOLDINGS | 123,185 | $6.618M | 0.1% | $53.72 | $53.72 | — | COM | G30397106 |
| — | WHITING PETROLEUM CORP | 109,067 | $6.528M | 0.1% | $59.85 | $59.85 | — | COM | 966387102 |
| — | SAFEGUARD SCIENTIFICS IN | 6,000,000 | $6.52M | 0.1% | $1.09 | $1.11 | — | DEBT | 786449AJ7 |
| HTH | HILLTOP HOLDINGS INC | 349,090 | $6.457M | 0.1% | $18.50 * | $16.82 | 0.0% | COM | 432748101 |
| UNH | UNITEDHEALTH GROUP INC | 88,800 | $6.358M | 0.1% | $71.60 | — | — | PUT | 91324P102 |
| — | CHEMED CORP | 6,000,000 | $6.266M | 0.1% | $1.04 | $1.05 | — | DEBT | 16359RAC7 |
| — | INLAND REAL ESTATE CORP | 5,844,000 | $6.239M | 0.1% | $1.07 | $1.07 | — | DEBT | 457461AC5 |
| ADSK | AUTODESK INC | 150,954 | $6.215M | 0.1% | $41.17 * | $36.98 | -0.1% | COM | 052769106 |
| — | SPARTAN STORES INC | 278,275 | $6.138M | 0.1% | $22.06 | $22.06 | — | COM | 846822104 |
| AMGN | AMGEN INC | 53,300 | $5.966M | 0.1% | $111.93 * | $73.34 | +5.0% | PUT | 031162100 |
| USB | US BANCORP | 161,800 | $5.919M | 0.1% | $36.58 * | $22.41 | +8.6% | PUT | 902973304 |
| — | RETAILMENOT INC | 165,509 | $5.887M | 0.1% | $35.57 | $35.57 | — | COM | 76132B106 |
| — | THIRD POINT REINSURANCE LTD | 396,789 | $5.748M | 0.1% | $14.49 | $14.49 | — | COM | G8827U100 |
| CTSH | COGNIZANT TECH SOLUTIONS-A | 69,824 | $5.734M | 0.1% | $82.12 * | $31.76 | +3.6% | COM | 192446102 |
| — | STOCK BUILDING SUPPLY HOLDIN | 420,000 | $5.52M | 0.1% | $13.14 | $13.14 | — | COM | 86101X104 |
| BA | BOEING CO/THE | 46,900 | $5.511M | 0.1% | $117.51 | — | — | PUT | 097023105 |
| MMM | 3M CO | 46,000 | $5.493M | 0.1% | $119.41 | — | — | PUT | 88579Y101 |
| REXR | REXFORD INDUSTRIAL REALTY IN | 403,803 | $5.455M | 0.1% | $13.51 | $13.51 | — | REIT | 76169C100 |
| — | FIRST TRUST HIGH INCOME LONG | 307,720 | $5.397M | 0.1% | $17.54 | $17.55 | — | FUND | 33738E109 |
| THC | TENET HEALTHCARE CORP | 130,663 | $5.382M | 0.1% | $41.19 | $41.83 | 0.0% | COM | 88033G407 |
| EXPE | EXPEDIA INC | 103,724 | $5.374M | 0.1% | $51.81 * | $49.75 | 0.0% | COM | 30212P303 |
| PLD | PROLOGIS INC | 142,000 | $5.342M | 0.1% | $37.62 * | $26.02 | 0.0% | REIT | 74340W103 |
| VZ | VERIZON COMMUNICATIONS INC | 114,329 | $5.336M | 0.1% | $46.67 * | $26.66 | -2.0% | COM | 92343V104 |
| — | UNITED TECHNOLOGIES CORP | 49,000 | $5.282M | 0.1% | $107.80 | — | — | PUT | 913017109 |
| EFA | ISHARES MSCI EAFE ETF | 80,000 | $5.104M | 0.1% | $63.80 | $63.80 | — | PUT | 464287465 |
| — | ASIAINFO-LINKAGE INC | 441,415 | $5.095M | 0.1% | $11.54 | $11.54 | — | COM | 04518A104 |
| TRV | TRAVELERS COS INC/THE | 60,000 | $5.086M | 0.1% | $84.77 | — | — | PUT | 89417E109 |
| — | NOBLE ENERGY INC | 75,903 | $5.086M | 0.1% | $67.01 | $60.04 | — | COM | 655044105 |
| — | BLACKROCK CORPORATE HY FD VI | 431,592 | $5.075M | 0.1% | $11.76 | $11.91 | — | FUND | 09255P107 |
| INN | SUMMIT HOTEL PROPERTIES INC | 550,481 | $5.059M | 0.1% | $9.19 | $9.19 | — | REIT | 866082100 |
| — | INFORMATICA CORP | 129,193 | $5.035M | 0.1% | $38.97 | $38.26 | — | COM | 45666Q102 |
| COP | CONOCOPHILLIPS | 71,600 | $4.978M | 0.1% | $69.53 * | $39.96 | +11.3% | PUT | 20825C104 |
| ASC | ARDMORE SHIPPING CORP | 400,000 | $4.856M | 0.1% | $12.14 * | $9.89 | 0.0% | COM | Y0207T100 |
| TMO | THERMO FISHER SCIENTIFIC INC | 51,499 | $4.746M | 0.1% | $92.16 * | $85.12 | +2.0% | COM | 883556102 |
| — | CLUBCORP HOLDINGS INC | 300,000 | $4.599M | 0.0% | $15.33 | $15.33 | — | COM | 18948M108 |
| — | BLACKROCK CORPORATE HY FD 5 | 376,833 | $4.567M | 0.0% | $12.12 | $12.17 | — | FUND | 09255N102 |
| — | PACTERA TECHNOLOGY-ADR | 775,277 | $4.567M | 0.0% | $5.89 | $6.25 | — | ADR | 695255109 |
| OXY | OCCIDENTAL PETROLEUM CORP | 47,500 | $4.443M | 0.0% | $93.54 | — | — | PUT | 674599105 |
| AIG | AMERICAN INTERNATIONAL GROUP | 91,200 | $4.434M | 0.0% | $48.62 * | $36.03 | 0.0% | PUT | 026874784 |
| — | IPATH S&P 500 VIX S/T FU ETN | 300,000 | $4.409M | 0.0% | $14.70 | $20.71 | — | ETP | 06740C188 |
| WPC | WP CAREY INC | 66,594 | $4.309M | 0.0% | $64.71 | $64.71 | — | REIT | 92936U109 |
| — | CAMELOT INFORMATION SYS-ADS | 2,265,855 | $4.305M | 0.0% | $1.90 | $1.84 | — | ADR | 13322V105 |
| — | RITE AID CORP | 2,150,000 | $4.25M | 0.0% | $1.98 | $1.68 | — | DEBT | 767754BU7 |
| V | VISA INC-CLASS A SHARES | 22,100 | $4.223M | 0.0% | $191.09 | — | — | PUT | 92826C839 |
| — | GLOBAL BRASS & COPPER HOLDIN | 240,245 | $4.214M | 0.0% | $17.54 | $13.24 | — | COM | 37953G103 |
| — | PLY GEM HOLDINGS INC | 300,000 | $4.194M | 0.0% | $13.98 | $13.98 | — | COM | 72941W100 |
| HCA | HCA HOLDINGS INC | 97,886 | $4.185M | 0.0% | $42.75 * | $36.32 | 0.0% | COM | 40412C101 |
| — | JUNIPER NETWORKS INC | 210,558 | $4.182M | 0.0% | $19.86 | $19.86 | — | COM | 48203R104 |
| — | ELAN CORP PLC -SPONS ADR | 267,300 | $4.166M | 0.0% | $15.59 | $15.58 | — | CALL | 284131208 |
| CVS | CVS CAREMARK CORP | 73,300 | $4.16M | 0.0% | $56.75 * | $42.78 | 0.0% | PUT | 126650100 |
| — | ALLEGHENY TECHNOLOGIES | 4,000,000 | $4.158M | 0.0% | $1.04 | $1.03 | — | DEBT | 01741RAD4 |
| ABBV | ABBVIE INC | 92,500 | $4.137M | 0.0% | $44.72 | — | — | PUT | 00287Y109 |
| — | BIOAMBER INC | 840,151 | $4.117M | 0.0% | $4.90 | $6.12 | — | COM | 09072Q106 |
| — | BGS ACQUISITION CORP | 411,500 | $4.106M | 0.0% | $9.98 | $10.12 | — | COM | G1082J100 |
| KW | KENNEDY-WILSON HOLDINGS INC | 220,597 | $4.093M | 0.0% | $18.55 * | $18.17 | 0.0% | COM | 489398107 |
| — | XILINX INC | 2,500,000 | $4.077M | 0.0% | $1.63 | $1.44 | — | DEBT | 983919AF8 |
| — | SIMCERE PHARMACEUTICAL-ADR | 430,444 | $4.072M | 0.0% | $9.46 | $9.47 | — | ADR | 82859P104 |
| — | HOME LOAN SERVICING SOLUTION | 184,094 | $4.052M | 0.0% | $22.01 | $23.97 | — | COM | G6648D109 |
| — | YUME INC | 380,002 | $4.028M | 0.0% | $10.60 | $10.60 | — | COM | 98872B104 |
| MSTR | MICROSTRATEGY INC-CL A | 38,568 | $4.002M | 0.0% | $103.76 * | $9.66 | +0.8% | COM | 594972408 |
| — | FLOW INTL CORP | 1,000,000 | $3.991M | 0.0% | $3.99 | $3.99 | — | COM | 343468104 |
| — | WESTERN ASSET HIGH INCOME OP | 664,062 | $3.965M | 0.0% | $5.97 | $5.95 | — | FUND | 95766K109 |
| A | AGILENT TECHNOLOGIES INC | 77,249 | $3.959M | 0.0% | $51.25 * | $30.43 | 0.0% | COM | 00846U101 |
| — | INVESTMENT TECHNOLOGY GROUP | 250,000 | $3.93M | 0.0% | $15.72 | — | — | CALL | 46145F105 |
| — | SPIRIT AIRLINES INC | 114,532 | $3.925M | 0.0% | $34.27 | $34.27 | — | COM | 848577102 |
| FRCB | FIRST REPUBLIC BANK/CA | 83,931 | $3.912M | 0.0% | $46.61 * | $40.61 | 0.0% | COM | 33616C100 |
| TSLA | TESLA MOTORS INC | 20,000 | $3.867M | 0.0% | $193.35 | — | — | PUT | 88160R101 |
| GLD | SPDR GOLD SHARES | 30,000 | $3.846M | 0.0% | $128.20 | — | — | CALL | 78463V107 |
| GLD | SPDR GOLD SHARES | 30,000 | $3.846M | 0.0% | $128.20 | — | — | PUT | 78463V107 |
| HUM | HUMANA INC | 41,199 | $3.845M | 0.0% | $93.33 * | $71.14 | +16.6% | COM | 444859102 |
| — | CIS ACQUISITION LTD-CLASS A | 380,000 | $3.838M | 0.0% | $10.10 | $10.06 | — | COM | G21490209 |
| — | WESTERN ASSET HIGH YIELD DEF | 213,428 | $3.812M | 0.0% | $17.86 | $17.73 | — | FUND | 95768B107 |
| SONY | SONY CORP-SPONSORED ADR | 175,640 | $3.78M | 0.0% | $21.52 | $21.19 | — | ADR | 835699307 |
| — | BARNES GROUP INC | 3,000,000 | $3.726M | 0.0% | $1.24 | $1.24 | — | DEBT | 067806AD1 |
| WMT | WAL-MART STORES INC | 49,492 | $3.66M | 0.0% | $73.95 * | $19.98 | -1.0% | COM | 931142103 |
| — | COLLABRIUM JAPAN ACQUISITION | 350,011 | $3.518M | 0.0% | $10.05 | $10.10 | — | COM | G2266G102 |
| — | ICONIX BRAND GROUP INC | 105,300 | $3.499M | 0.0% | $33.23 | $29.41 | — | COM | 451055107 |
| — | TEAM HEALTH HOLDINGS INC | 91,561 | $3.474M | 0.0% | $37.94 | $37.94 | — | COM | 87817A107 |
| — | TOWER INTERNATIONAL INC | 170,803 | $3.415M | 0.0% | $19.99 | $19.99 | — | COM | 891826109 |
| — | ENVISION HEALTHCARE HOLDINGS | 130,001 | $3.384M | 0.0% | $26.03 | $26.03 | — | COM | 29413U103 |
| — | NUVEEN MTG OPPORT TERM FUND | 139,000 | $3.337M | 0.0% | $24.01 | $24.01 | — | FUND | 67074R100 |
| BMY | BRISTOL-MYERS SQUIBB CO | 72,000 | $3.332M | 0.0% | $46.28 | — | — | PUT | 110122108 |
| SVA | SINOVAC BIOTECH LTD | 551,998 | $3.301M | 0.0% | $5.98 * | $3.72 | +28.5% | COM | P8696W104 |
| — | MEDTRONIC INC | 61,799 | $3.291M | 0.0% | $53.25 | $52.67 | — | COM | 585055106 |
| — | VERIFONE SYSTEMS INC | 138,450 | $3.165M | 0.0% | $22.86 | $22.86 | — | COM | 92342Y109 |
| ZTS | ZOETIS INC | 101,524 | $3.159M | 0.0% | $31.12 * | $29.32 | -5.2% | COM | 98978V103 |
| — | WALTER INVESTMENT MGMT | 3,000,000 | $3.148M | 0.0% | $1.05 | $1.01 | — | DEBT | 93317WAA0 |
| MO | ALTRIA GROUP INC | 89,400 | $3.071M | 0.0% | $34.35 * | $16.28 | -0.7% | PUT | 02209S103 |
| CYH | COMMUNITY HEALTH SYSTEMS INC | 73,993 | $3.07M | 0.0% | $41.49 * | $35.46 | 0.0% | COM | 203668108 |
| — | KINDRED HEALTHCARE INC | 228,378 | $3.067M | 0.0% | $13.43 | $13.43 | — | COM | 494580103 |
| — | AETNA INC | 47,509 | $3.042M | 0.0% | $64.03 | $63.54 | — | COM | 00817Y108 |
| MCD | MCDONALD'S CORP | 31,548 | $3.035M | 0.0% | $96.20 * | $71.47 | -1.3% | COM | 580135101 |
| ALL | ALLSTATE CORP | 60,000 | $3.033M | 0.0% | $50.55 * | $37.59 | +2.6% | CALL | 020002101 |
| — | FIRST TRUST STRAT HIGH INC 2 | 189,890 | $3.021M | 0.0% | $15.91 | $15.75 | — | FUND | 337353304 |
| — | CATAMARAN CORP | 65,011 | $2.987M | 0.0% | $45.95 | $48.75 | — | COM | 148887102 |
| FTNT | FORTINET INC | 141,585 | $2.868M | 0.0% | $20.26 * | $3.97 | +2.0% | COM | 34959E109 |
| — | NEUBERGER BERMAN HIGH YIELD | 217,598 | $2.841M | 0.0% | $13.06 | $12.95 | — | FUND | 64128C106 |
| — | APOLLO GROUP INC-CL A | 136,273 | $2.836M | 0.0% | $20.81 | $20.81 | — | COM | 037604105 |
| IBN | ICICI BANK LTD-SPON ADR | 88,500 | $2.698M | 0.0% | $30.49 | $30.49 | — | ADR | 45104G104 |
| CX | CEMEX SAB-SPONS ADR PART CER | 239,200 | $2.674M | 0.0% | $11.18 | $10.58 | — | ADR | 151290889 |
| — | TWENTY-FIRST CENTURY FOX-A | 79,300 | $2.658M | 0.0% | $33.52 | — | — | CALL | 90130A101 |
| — | KEY ENERGY SERVICES INC | 351,990 | $2.566M | 0.0% | $7.29 | $5.95 | — | COM | 492914106 |
| PM | PHILIP MORRIS INTERNATIONAL | 29,545 | $2.558M | 0.0% | $86.58 * | $49.85 | -5.0% | COM | 718172109 |
| — | PARAGON SHIPPING INC-CLASS A | 435,000 | $2.514M | 0.0% | $5.78 | $5.78 | — | COM | 69913R408 |
| — | AQUASITION CORP | 249,900 | $2.507M | 0.0% | $10.03 | $9.00 | — | COM | Y0192H103 |
| — | MFA FINANCIAL INC | 330,283 | $2.461M | 0.0% | $7.45 | $8.45 | — | REIT | 55272X102 |
| — | INFINITY CROSS BORDER ACQUIS | 315,000 | $2.46M | 0.0% | $7.81 | $7.84 | — | COM | G4772R101 |
| — | CONSTANT CONTACT INC | 102,226 | $2.421M | 0.0% | $23.68 | $19.94 | — | COM | 210313102 |
| — | ZYNGA INC - CL A | 627,725 | $2.304M | 0.0% | $3.67 | $2.96 | — | COM | 98986T108 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 19,974 | $2.267M | 0.0% | $113.50 | $115.36 | 0.0% | COM | 084670702 |
| — | BALTIC TRADING LTD | 462,799 | $2.263M | 0.0% | $4.89 | $4.06 | — | COM | Y0553W103 |
| — | AK STEEL HOLDING CORP | 592,600 | $2.222M | 0.0% | $3.75 | $3.04 | — | COM | 001547108 |
| — | MIX TELEMATICS LTD-ADR | 150,000 | $2.22M | 0.0% | $14.80 | $14.80 | — | ADR | 60688N102 |
| — | TOWERSTREAM CORP | 768,355 | $2.19M | 0.0% | $2.85 | $2.55 | — | COM | 892000100 |
| AXGN | AXOGEN INC | 483,083 | $2.145M | 0.0% | $4.44 * | $3.83 | 0.0% | COM | 05463X106 |
| — | JANUS CAPITAL GROUP INC | 250,000 | $2.127M | 0.0% | $8.51 | $8.51 | — | COM | 47102X105 |
| — | LIFEPOINT HOSPITALS INC | 45,000 | $2.098M | 0.0% | $46.62 | $46.62 | — | COM | 53219L109 |
| CSIQ | CANADIAN SOLAR INC | 123,104 | $2.092M | 0.0% | $16.99 * | $13.37 | 0.0% | COM | 136635109 |
| CAT | CATERPILLAR INC | 25,000 | $2.085M | 0.0% | $83.40 | — | — | CALL | 149123101 |
| EPI | WISDOMTREE INDIA EARNINGS | 135,000 | $2.068M | 0.0% | $15.32 | $15.32 | — | ETP | 97717W422 |
| — | EMERITUS CORP | 110,991 | $2.057M | 0.0% | $18.53 | $19.35 | — | COM | 291005106 |
| — | EXPRESS SCRIPTS HOLDING CO | 33,236 | $2.054M | 0.0% | $61.80 | $61.74 | — | COM | 30219G108 |
| — | WELLPOINT INC | 24,410 | $2.04M | 0.0% | $83.57 | $82.20 | — | COM | 94973V107 |
| GMED | GLOBUS MEDICAL INC - A | 115,618 | $2.019M | 0.0% | $17.46 | $17.31 | 0.0% | COM | 379577208 |
| — | RESPONSYS INC | 121,114 | $2.001M | 0.0% | $16.52 | $16.52 | — | COM | 761248103 |
| — | MARKETO INC | 62,244 | $1.984M | 0.0% | $31.87 | $31.87 | — | COM | 57063L107 |
| — | CHINA LIFE INSURANCE CO-ADR | 50,000 | $1.943M | 0.0% | $38.86 | — | — | CALL | 16939P106 |
| — | LDK SOLAR CO LTD -ADR | 1,000,000 | $1.93M | 0.0% | $1.93 | — | — | PUT | 50183L107 |
| — | BROADSOFT INC | 53,445 | $1.929M | 0.0% | $36.09 | $29.75 | — | COM | 11133B409 |
| — | SOUFUN HOLDINGS LTD-ADR | 36,000 | $1.859M | 0.0% | $51.64 | $51.64 | — | ADR | 836034108 |
| ABT | ABBOTT LABORATORIES | 53,960 | $1.791M | 0.0% | $33.19 * | $27.71 | 0.0% | COM | 002824100 |
| FAS | DIREXION DAILY FIN BULL 3X | 26,000 | $1.788M | 0.0% | $68.77 | $68.77 | — | ETP | 25459Y694 |
| — | J.C. PENNEY CO INC | 200,000 | $1.761M | 0.0% | $8.80 | $8.80 | — | COM | 708160106 |
| — | THORATEC CORP | 47,118 | $1.757M | 0.0% | $37.29 | $31.32 | — | COM | 885175307 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWRE | 94,300 | $1.713M | 0.0% | $18.17 * | $15.66 | +11.6% | COM | 874054109 |
| HASI | HANNON ARMSTRONG SUSTAINABLE | 149,000 | $1.699M | 0.0% | $11.40 * | $5.91 | +1.8% | COM | 41068X100 |
| — | LAREDO PETROLEUM HOLDINGS IN | 55,851 | $1.658M | 0.0% | $29.69 | $29.69 | — | COM | 516806106 |
| MLCO | MELCO CROWN ENTERTAINME-ADR | 50,300 | $1.601M | 0.0% | $31.83 | $22.36 | — | ADR | 585464100 |
| — | ACCRETIVE HEALTH INC | 173,306 | $1.581M | 0.0% | $9.12 | $9.12 | — | COM | 00438V103 |
| BIDU | BAIDU INC - SPON ADR | 10,000 | $1.552M | 0.0% | $155.20 | $94.60 | — | ADR | 056752108 |
| — | DFC GLOBAL CORP | 141,000 | $1.55M | 0.0% | $10.99 | $13.82 | — | COM | 23324T107 |
| GASS | STEALTHGAS INC | 169,203 | $1.547M | 0.0% | $9.14 * | $10.55 | -8.5% | COM | Y81669106 |
| MD | MEDNAX INC | 15,388 | $1.545M | 0.0% | $100.40 * | $44.76 | +9.0% | COM | 58502B106 |
| — | CHART ACQUISITION CORP | 148,400 | $1.477M | 0.0% | $9.95 | $9.54 | — | COM | 161151105 |
| OFS | OFS CAPITAL CORP | 114,098 | $1.444M | 0.0% | $12.66 * | $12.74 | -5.1% | COM | 67103B100 |
| — | ISOFTSTONE HOLDINGS LTD-ADS | 289,984 | $1.427M | 0.0% | $4.92 | $5.03 | — | ADR | 46489B108 |
| — | BLUCORA INC | 59,100 | $1.358M | 0.0% | $22.98 | $18.54 | — | COM | 095229100 |
| GBX | GREENBRIER COMPANIES INC | 53,488 | $1.323M | 0.0% | $24.73 * | $17.07 | +0.1% | COM | 393657101 |
| — | WESTERN ASSET MANAGED HIGH Y | 232,026 | $1.321M | 0.0% | $5.69 | $5.78 | — | FUND | 95766L107 |
| — | ENZYMOTEC LTD | 79,000 | $1.307M | 0.0% | $16.54 | $16.54 | — | COM | 001129618 |
| — | NUANCE COMMUNICATIONS INC | 69,600 | $1.3M | 0.0% | $18.68 | $18.68 | — | COM | 67020Y100 |
| — | VIOLIN MEMORY INC | 175,429 | $1.289M | 0.0% | $7.35 | $7.35 | — | COM | 92763A101 |
| — | COVISINT CORP | 100,000 | $1.283M | 0.0% | $12.83 | $12.83 | — | COM | 22357R103 |
| — | TETRAPHASE PHARMACEUTICALS I | 111,672 | $1.271M | 0.0% | $11.38 | $7.03 | — | COM | 88165N105 |
| HD | HOME DEPOT INC | 16,712 | $1.268M | 0.0% | $75.87 * | $57.87 | 0.0% | COM | 437076102 |
| LVS | LAS VEGAS SANDS CORP | 19,000 | $1.262M | 0.0% | $66.42 * | $38.99 | +4.3% | COM | 517834107 |
| CIEN | CIENA CORP | 50,211 | $1.256M | 0.0% | $25.01 * | $17.46 | +29.1% | COM | 171779309 |
| — | MARKET VECTORS GOLD MINERS | 50,000 | $1.251M | 0.0% | $25.02 | — | — | PUT | 57060U100 |
| — | MARKET VECTORS GOLD MINERS | 50,000 | $1.251M | 0.0% | $25.02 | — | — | CALL | 57060U100 |
| — | CONSTELLIUM NV | 64,328 | $1.248M | 0.0% | $19.40 | $19.40 | — | COM | 001048952 |
| — | GLOBAL POWER EQUIPMENT GROUP | 61,139 | $1.229M | 0.0% | $20.10 | $16.11 | — | COM | 37941P306 |
| ACIC | UNITED INSURANCE HOLDINGS CO | 133,627 | $1.18M | 0.0% | $8.83 * | $4.61 | +27.7% | COM | 910710102 |
| — | ANDINA ACQUISITION CORP | 116,944 | $1.178M | 0.0% | $10.07 | $9.94 | — | COM | G0440W100 |
| TITN | TITAN MACHINERY INC | 69,500 | $1.117M | 0.0% | $16.07 * | $22.00 | -16.9% | COM | 88830R101 |
| — | TIBCO SOFTWARE INC | 42,447 | $1.087M | 0.0% | $25.61 | $23.00 | — | COM | 88632Q103 |
| — | ARES CAPITAL CORP | 1,000,000 | $1.073M | 0.0% | $1.07 | $1.07 | — | DEBT | 04010LAB9 |
| — | EDGEN GROUP INC | 140,636 | $1.069M | 0.0% | $7.60 | $6.38 | — | COM | 28014Q107 |
| — | ADVANCED MICRO DEVICES | 1,000,000 | $1.038M | 0.0% | $1.04 | $1.02 | — | DEBT | 007903AL1 |
| — | BIOTELEMETRY INC | 102,896 | $1.02M | 0.0% | $9.91 | $9.91 | — | COM | 090672106 |
| — | CNOOC LTD-ADR | 5,000 | $1.009M | 0.0% | $201.80 | — | — | CALL | 126132109 |
| — | PETROCHINA CO LTD -ADR | 9,000 | $990K | 0.0% | $110.00 | $110.68 | — | PUT | 71646E100 |
| — | CHANGYOU.COM LTD-ADR | 27,700 | $984K | 0.0% | $35.52 | $32.95 | — | ADR | 15911M107 |
| — | HELIOS MULTI-SECTOR HIGH INC | 167,433 | $973K | 0.0% | $5.81 | $5.75 | — | FUND | 42327Y202 |
| — | TWENTY-FIRST CENTURY FOX-A | 28,800 | $965K | 0.0% | $33.51 | — | — | PUT | 90130A101 |
| — | EMERALD OIL INC | 132,648 | $954K | 0.0% | $7.19 | $7.19 | — | COM | 29101U209 |
| BKD | BROOKDALE SENIOR LIVING INC | 35,800 | $942K | 0.0% | $26.31 * | $27.55 | -0.5% | COM | 112463104 |
| — | LE GAGA HOLDINGS LTD-ADR | 263,529 | $942K | 0.0% | $3.57 | $3.64 | — | ADR | 521168104 |
| — | PATTERN ENERGY GROUP INC | 39,500 | $924K | 0.0% | $23.39 | $23.39 | — | COM | 70338P100 |
| F | FORD MOTOR CO | 54,800 | $924K | 0.0% | $16.86 | — | — | PUT | 345370860 |
| — | NQ MOBILE INC - ADR | 42,380 | $923K | 0.0% | $21.78 | $8.08 | — | ADR | 64118U108 |
| — | PENNYMAC FINANCIAL SERVICE-A | 49,075 | $921K | 0.0% | $18.77 | $18.77 | — | COM | 70932B101 |
| TTMI | TTM TECHNOLOGIES | 92,464 | $901K | 0.0% | $9.74 * | $7.77 | +22.3% | COM | 87305R109 |
| CVS | CVS CAREMARK CORP | 15,814 | $897K | 0.0% | $56.72 * | $42.78 | 0.0% | COM | 126650100 |
| — | HELIOS ADVANTAGE INCOME FUND | 105,164 | $896K | 0.0% | $8.52 | $8.36 | — | FUND | 42327W206 |
| — | FIDELITY NATIONAL FINL-A | 33,500 | $891K | 0.0% | $26.60 | $26.60 | — | COM | 31620R105 |
| PFE | PFIZER INC | 30,709 | $882K | 0.0% | $28.72 * | $16.46 | -0.6% | COM | 717081103 |
| — | MARIN SOFTWARE INC | 69,337 | $870K | 0.0% | $12.55 | $10.24 | — | COM | 56804T106 |
| INTC | INTEL CORP | 37,847 | $867K | 0.0% | $22.91 * | $16.91 | 0.0% | COM | 458140100 |
| — | MERGE HEALTHCARE INC | 327,057 | $853K | 0.0% | $2.61 | $2.61 | — | COM | 589499102 |
| — | MANAGED HI YLD PLUS FUND INC | 424,527 | $849K | 0.0% | $2.00 | $2.00 | — | FUND | 561911108 |
| GS | GOLDMAN SACHS GROUP INC | 5,332 | $844K | 0.0% | $158.29 * | $127.13 | 0.0% | COM | 38141G104 |
| — | HELIOS HIGH INCOME FUND INC | 99,974 | $829K | 0.0% | $8.29 | $8.22 | — | FUND | 42327X204 |
| F | FORD MOTOR CO | 48,000 | $810K | 0.0% | $16.88 | — | — | CALL | 345370860 |
| BB | BLACKBERRY LTD | 100,000 | $794K | 0.0% | $7.94 | — | — | PUT | 09228F103 |
| EBAY | EBAY INC | 13,800 | $771K | 0.0% | $55.87 * | $19.98 | -0.1% | CALL | 278642103 |
| — | NEW ORIENTAL EDUCATIO-SP ADR | 30,900 | $770K | 0.0% | $24.92 | $22.15 | — | ADR | 647581107 |
| — | SUNTECH POWER HLDGS CO | 3,000,000 | $750K | 0.0% | $0.25 | $0.27 | — | DEBT | 86800CAE4 |
| — | EINSTEIN NOAH RESTAURANT GRO | 42,188 | $731K | 0.0% | $17.33 | $14.20 | — | COM | 28257U104 |
| — | MEDIVATION INC | 11,700 | $701K | 0.0% | $59.91 | $49.20 | — | COM | 58501N101 |
| — | MORGAN STANLEY EAST EUROPE | 33,139 | $619K | 0.0% | $18.68 | $16.17 | — | FUND | 616988101 |
| — | SOHU.COM INC | 7,500 | $591K | 0.0% | $78.80 | $61.50 | — | CALL | 83408W103 |
| — | FIFTH STREET FINANCE CORP | 57,392 | $590K | 0.0% | $10.28 | $10.45 | — | COM | 31678A103 |
| — | CAPITOL ACQUISITION CORP II | 899,321 | $540K | 0.0% | $0.60 | $0.60 | — | WRT | 14056V113 |
| — | PUTNAM MANAGED MUNI INCM TRS | 78,400 | $536K | 0.0% | $6.84 | $6.84 | — | FUND | 746823103 |
| — | EVERYWARE GLOBAL INC | 46,192 | $526K | 0.0% | $11.39 | $11.39 | — | COM | 300439106 |
| — | PROSPECT CAPITAL CORP | 500,000 | $518K | 0.0% | $1.04 | $1.04 | — | DEBT | 74348TAK8 |
| — | CHINA HYDROELECTRIC CP-ADS | 205,974 | $518K | 0.0% | $2.51 | $2.51 | — | ADR | 16949D101 |
| — | SPANSION INC-CLASS A | 50,500 | $510K | 0.0% | $10.10 | $10.10 | — | COM | 84649R200 |
| — | DENALI FUND/THE | 26,099 | $497K | 0.0% | $19.04 | $19.46 | — | FUND | 24823A102 |
| — | GIANT INTERACTIVE GROUP-ADR | 52,753 | $481K | 0.0% | $9.12 | $8.01 | — | ADR | 374511103 |
| — | NQ MOBILE INC - ADR | 20,000 | $436K | 0.0% | $21.80 | $8.08 | — | CALL | 64118U108 |
| — | ATLAS FINANCIAL HOLDINGS INC | 42,209 | $432K | 0.0% | $10.23 | $8.96 | — | COM | G06207115 |
| — | BIOAMBER INC | 537,800 | $430K | 0.0% | $0.80 | $0.55 | — | WRT | 09072Q114 |
| — | ROYCE FOCUS TRUST INC | 57,342 | $414K | 0.0% | $7.22 | $6.98 | — | FUND | 78080N108 |
| — | SILVER STANDARD RESOURCES | 60,000 | $369K | 0.0% | $6.15 | $6.33 | — | COM | 82823L106 |
| TAL | TAL EDUCATION GROUP- ADR | 24,000 | $348K | 0.0% | $14.50 | $10.47 | — | ADR | 874080104 |
| FULT | FULTON FINANCIAL CORP | 29,379 | $343K | 0.0% | $11.68 * | $7.81 | 0.0% | COM | 360271100 |
| — | NUVEEN SELECT QUALTY MUNI FD | 25,700 | $326K | 0.0% | $12.68 | $13.58 | — | FUND | 670973106 |
| — | XUEDA EDUCATION GR-SPON ADR | 76,800 | $324K | 0.0% | $4.22 | $3.25 | — | ADR | 98418W109 |
| — | HOVNANIAN ENTERPRISES-A | 54,545 | $285K | 0.0% | $5.23 | $5.61 | — | COM | 442487203 |
| — | CIS ACQUISITION LTD-CLASS A | 774,600 | $272K | 0.0% | $0.35 | $0.29 | — | WRT | G21490118 |
| MLCO | MELCO CROWN ENTERTAINME-ADR | 8,500 | $270K | 0.0% | $31.76 | $22.36 | — | CALL | 585464100 |
| CRM | SALESFORCE.COM INC | 5,023 | $261K | 0.0% | $51.96 * | $44.85 | 0.0% | COM | 79466L302 |
| — | INVESCO QUALITY MUNI INC TR | 22,300 | $258K | 0.0% | $11.57 | $12.11 | — | FUND | 46133G107 |
| EBAY | EBAY INC | 4,600 | $257K | 0.0% | $55.87 * | $19.98 | -0.1% | PUT | 278642103 |
| — | MACQUARIE GLOBAL INFR TOT RT | 11,302 | $244K | 0.0% | $21.59 | $20.44 | — | FUND | 55608D101 |
| XMUIX | BLACKROCK MUNI INTERM DURATI | 15,884 | $226K | 0.0% | $14.23 | $14.73 | — | FUND | 09253X102 |
| — | WUXI PHARMATECH CAYMAN-ADR | 8,200 | $225K | 0.0% | $27.44 | $20.99 | — | ADR | 929352102 |
| — | NUVEEN QUALITY INCOME MUNI | 16,900 | $212K | 0.0% | $12.54 | $13.49 | — | FUND | 670977107 |
| — | INFINITY CROSS BORDER ACQUIS | 315,000 | $204K | 0.0% | $0.65 | $0.63 | — | WRT | G4772R119 |
| — | CALLIDUS SOFTWARE INC | 150,000 | $190K | 0.0% | $1.27 | $1.27 | — | DEBT | 13123EAB0 |
| — | EATON VANCE NATIONAL MUNICIP | 10,000 | $188K | 0.0% | $18.80 | $19.70 | — | FUND | 27829L105 |
| — | MFS INVESTMENT GRADE MUNICIP | 20,800 | $180K | 0.0% | $8.65 | $9.33 | — | FUND | 59318B108 |
| — | ANDINA ACQUISITION CORP | 295,100 | $177K | 0.0% | $0.60 | $0.24 | — | WRT | G0440W126 |
| — | NUVEEN MD PREMIUM INC MUNI | 14,350 | $174K | 0.0% | $12.13 | $13.38 | — | FUND | 67061Q107 |
| — | NUVEEN MUNI ADVANTAGE FUND | 13,800 | $173K | 0.0% | $12.54 | $13.48 | — | FUND | 67062H106 |
| — | FEDERATED PREMIER INT MUNI | 13,345 | $166K | 0.0% | $12.44 | $13.04 | — | FUND | 31423M105 |
| — | PRIME ACQUISITION CORP | 181,000 | $145K | 0.0% | $0.80 | $0.38 | — | WRT | G72436127 |
| — | BGS ACQUISITION CORP | 686,980 | $144K | 0.0% | $0.21 | $0.20 | — | WRT | G1082J118 |
| — | NUVEEN DIVIDEND ADV MUNI 3 | 11,000 | $140K | 0.0% | $12.73 | $12.73 | — | FUND | 67070X101 |
| — | PARKERVISION INC | 35,500 | $119K | 0.0% | $3.35 | $4.56 | — | COM | 701354102 |
| — | BLACKROCK HIGH INCOME SHARES | 55,431 | $115K | 0.0% | $2.07 | $2.07 | — | FUND | 09250E107 |
| — | COLLABRIUM JAPAN ACQUISITION | 350,000 | $98,000 | 0.0% | $0.28 | $0.31 | — | WRT | G2266G110 |
| — | CHART ACQUISITION CORP | 148,300 | $85,000 | 0.0% | $0.57 | $0.44 | — | WRT | 161151113 |
| — | AQUASITION CORP | 300,000 | $76,000 | 0.0% | $0.25 | $0.06 | — | WRT | Y0192H111 |
| — | ECOTALITY INC | 1,000,000 | $75,000 | 0.0% | $0.07 | $0.07 | — | COM | 27922202 |
| — | PROSPECT GLOBAL RESOURCES IN | 20,065 | $61,000 | 0.0% | $3.04 | $3.04 | — | COM | 74348X202 |
| — | CHINA XD PLASTICS CO LTD | 13,000 | $60,000 | 0.0% | $4.62 | $4.08 | — | COM | 16948F107 |
| — | ARMOUR RESIDENTIAL REIT INC | 5,036,672 | $15,000 | 0.0% | $0.00 | $0.01 | — | WRT | 042315119 |
| — | CRUMBS BAKE SHOP INC | 95,609 | $11,000 | 0.0% | $0.12 | $0.09 | — | WRT | 228803110 |
| — | CHINA HYDROELECTRIC CP-ADS | 649,292 | $6,000 | 0.0% | $0.01 | $0.03 | — | WRT | G2112E145 |
| — | RESOLUTE ENERGY CORP | 19,466 | $4,000 | 0.0% | $0.21 | $0.36 | — | WRT | 76116A116 |