CIK: 0001288136 · Show all filings
Period: Q2 2013 (← Previous) (Next →)
Filing Date: Aug 12, 2014
Total Value: $6.793B
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TRUST | 4,893,800 | $785M | 11.6% | $160.42 | — | — | PUT | 78462F103 |
| SPY | SPDR S&P 500 ETF TRUST | 1,450,000 | $233M | 3.4% | $160.42 | — | — | CALL | 78462F103 |
| — | LIFE TECHNOLOGIES CORP | 2,721,400 | $201M | 3.0% | $74.00 | $74.00 | — | CALL | 53217V109 |
| — | ANNALY CAPITAL MGMT | 165,597,000 | $167M | 2.5% | $1.01 | $1.01 | — | DEBT | 035710AB8 |
| — | GENERAL MOTORS CO | 9,577,705 | $158M | 2.3% | $16.49 | $16.49 | — | WRT | 37045V126 |
| — | OCWEN FINANCIAL CORP | 3,669,116 | $151M | 2.2% | $41.22 | $41.22 | — | COM | 675746309 |
| PFE | PFIZER INC | 3,845,000 | $108M | 1.6% | $28.01 * | $16.46 | 0.0% | PUT | 717081103 |
| — | AMERICAN CAPITAL LTD | 7,557,950 | $95.76M | 1.4% | $12.67 | $12.67 | — | COM | 02503Y103 |
| — | VODAFONE GROUP PLC-SP ADR | 3,066,500 | $88.15M | 1.3% | $28.74 | — | — | CALL | 92857W209 |
| AAPL | APPLE INC | 215,100 | $85.29M | 1.3% | $396.52 * | $13.16 | 0.0% | CALL | 037833100 |
| PFE | PFIZER INC | 2,531,738 | $70.91M | 1.0% | $28.01 * | $16.46 | 0.0% | COM | 717081103 |
| — | KNIGHT CAPITAL GROUP INC | 68,500,000 | $68.16M | 1.0% | $0.99 | $0.99 | — | DEBT | 499005AE6 |
| AAPL | APPLE INC | 160,400 | $63.6M | 0.9% | $396.53 * | $13.16 | 0.0% | PUT | 037833100 |
| — | AMERICAN CAPITAL MORTGAGE IN | 3,503,152 | $62.97M | 0.9% | $17.97 | $17.97 | — | REIT | 02504A104 |
| — | CYS INVESTMENTS INC | 6,634,232 | $61.1M | 0.9% | $9.21 | $9.21 | — | REIT | 12673A108 |
| — | SIGMA-ALDRICH | 759,100 | $61.05M | 0.9% | $80.42 | — | — | CALL | 826552101 |
| — | SPRINT NEXTEL CORP | 8,639,117 | $60.65M | 0.9% | $7.02 | $7.02 | — | COM | 852061100 |
| — | REDWOOD TRUST INC | 57,700,000 | $57.42M | 0.8% | $1.00 | $1.10 | — | DEBT | 758075AB1 |
| EFA | ISHARES MSCI EAFE ETF | 1,000,000 | $57.3M | 0.8% | $57.30 | — | — | PUT | 464287465 |
| — | ANWORTH MORTGAGE ASSET CORP | 9,765,815 | $54.69M | 0.8% | $5.60 | $5.60 | — | REIT | 037347101 |
| — | NEW RESIDENTIAL INVESTMENT | 8,112,823 | $54.68M | 0.8% | $6.74 | $6.74 | — | REIT | 64828T102 |
| — | WALTER INVESTMENT MANAGEMENT | 1,598,486 | $54.04M | 0.8% | $33.81 | $33.81 | — | COM | 93317W102 |
| TD | TORONTO-DOMINION BANK | 625,100 | $52.8M | 0.8% | $84.47 | — | — | PUT | 891160509 |
| — | GENERAL MOTORS CO | 2,096,328 | $50.31M | 0.7% | $24.00 | $24.00 | — | WRT | 37045V118 |
| JNJ | JOHNSON &; JOHNSON | 584,600 | $50.19M | 0.7% | $85.86 | — | — | CALL | 478160104 |
| — | ARMOUR RESIDENTIAL REIT INC | 10,418,348 | $49.07M | 0.7% | $4.71 | $4.71 | — | REIT | 042315101 |
| — | CLEARWIRE CORP-CLASS A | 9,290,032 | $46.4M | 0.7% | $4.99 | $4.99 | — | COM | 18538Q105 |
| — | GENERAL ELECTRIC CO | 1,951,100 | $45.25M | 0.7% | $23.19 | — | — | CALL | 369604103 |
| LNC | LINCOLN NATIONAL CORP | 1,239,293 | $45.2M | 0.7% | $36.47 * | $22.50 | 0.0% | COM | 534187109 |
| — | SUNTRUST BANKS INC | 1,418,868 | $44.8M | 0.7% | $31.57 | $31.57 | — | COM | 867914103 |
| — | ANNALY CAPITAL MANAGEMENT IN | 3,522,200 | $44.27M | 0.7% | $12.57 | — | — | CALL | 035710409 |
| — | SMITHFIELD FOODS INC | 1,337,411 | $43.8M | 0.6% | $32.75 | $32.75 | — | COM | 832248108 |
| — | DOMINION RESOURCES INC | 25,000,000 | $42M | 0.6% | $1.68 | $1.68 | — | DEBT | 25746UAT6 |
| — | AETNA INC | 660,842 | $41.99M | 0.6% | $63.54 | $63.54 | — | COM | 00817Y108 |
| — | SANDISK CORP | 687,237 | $41.99M | 0.6% | $61.10 | $61.10 | — | COM | 80004C101 |
| — | OFFICE DEPOT INC | 10,431,229 | $40.37M | 0.6% | $3.87 | $3.87 | — | COM | 676220106 |
| XOM | EXXON MOBIL CORP | 445,400 | $40.24M | 0.6% | $90.35 * | $53.69 | 0.0% | CALL | 30231G102 |
| RY | ROYAL BANK OF CANADA | 644,700 | $39.51M | 0.6% | $61.28 * | $59.71 | 0.0% | PUT | 780087102 |
| CMA | COMERICA INC | 984,066 | $39.2M | 0.6% | $39.83 * | $24.17 | 0.0% | COM | 200340107 |
| — | AMTRUST FINANCIAL SERVIC | 26,900,000 | $37.73M | 0.6% | $1.40 | $1.42 | — | DEBT | 032359AC5 |
| — | PHH CORP | 20,000,000 | $36.06M | 0.5% | $1.80 | $1.80 | — | DEBT | 693320AQ6 |
| — | DISCOVER FINANCIAL SERVICES | 741,956 | $35.35M | 0.5% | $47.64 | $47.64 | — | COM | 254709108 |
| MHK | MOHAWK INDUSTRIES INC | 309,538 | $34.82M | 0.5% | $112.49 | $112.71 | 0.0% | COM | 608190104 |
| XOM | EXXON MOBIL CORP | 380,900 | $34.41M | 0.5% | $90.35 * | $53.69 | 0.0% | PUT | 30231G102 |
| — | LIFE TECHNOLOGIES CORP | 462,012 | $34.19M | 0.5% | $74.00 | $74.00 | — | COM | 53217V109 |
| ZTS | ZOETIS INC | 1,106,600 | $34.18M | 0.5% | $30.89 * | $29.32 | 0.0% | PUT | 98978V103 |
| — | HEARTLAND PAYMENT SYSTEMS IN | 903,477 | $33.65M | 0.5% | $37.25 | $37.25 | — | COM | 42235N108 |
| IBM | INTL BUSINESS MACHINES CORP | 174,800 | $33.41M | 0.5% | $191.11 | — | — | CALL | 459200101 |
| — | CMS ENERGY CORP | 16,685,000 | $33.22M | 0.5% | $1.99 | $1.99 | — | DEBT | 125896BD1 |
| — | NATL RETAIL PROPERTIES | 24,455,000 | $33.16M | 0.5% | $1.36 | $1.36 | — | DEBT | 637417AC0 |
| — | TD AMERITRADE HOLDING CORP | 1,361,071 | $33.06M | 0.5% | $24.29 | $24.29 | — | COM | 87236Y108 |
| PRU | PRUDENTIAL FINANCIAL INC | 446,428 | $32.6M | 0.5% | $73.03 * | $38.68 | 0.0% | COM | 744320102 |
| FXI | ISHARES CHINA LARGE-CAP ETF | 1,000,000 | $32.52M | 0.5% | $32.52 | — | — | CALL | 464287184 |
| — | WALTER INVESTMENT MGMT | 31,138,000 | $31.33M | 0.5% | $1.01 | $1.01 | — | DEBT | 93317WAA0 |
| — | SPRINT NEXTEL CORP | 4,383,000 | $30.77M | 0.5% | $7.02 | $7.02 | — | CALL | 852061100 |
| — | TYSON FOODS INC | 20,000,000 | $30.66M | 0.5% | $1.53 | $1.53 | — | DEBT | 902494AP8 |
| ZTS | ZOETIS INC | 980,665 | $30.29M | 0.4% | $30.89 * | $29.32 | 0.0% | COM | 98978V103 |
| EFA | ISHARES MSCI EAFE ETF | 500,100 | $28.66M | 0.4% | $57.30 | — | — | CALL | 464287465 |
| — | AMERICAN CAPITAL AGENCY CORP | 1,237,138 | $28.47M | 0.4% | $23.01 | $23.01 | — | REIT | 02503X105 |
| — | HOME LOAN SERVICING SOLUTION | 1,177,882 | $28.24M | 0.4% | $23.97 | $23.97 | — | COM | G6648D109 |
| — | TESLA MOTORS INC | 25,000,000 | $28.08M | 0.4% | $1.12 | $1.12 | — | DEBT | 88160RAA9 |
| SLB | SCHLUMBERGER LTD | 390,454 | $27.98M | 0.4% | $71.66 * | $52.90 | 0.0% | COM | 806857108 |
| — | PEOPLE'S UNITED FINANCIAL | 1,800,000 | $26.82M | 0.4% | $14.90 | $14.90 | — | PUT | 712704105 |
| MSFT | MICROSOFT CORP | 740,400 | $25.57M | 0.4% | $34.54 * | $26.70 | 0.0% | PUT | 594918104 |
| KO | COCA-COLA CO/THE | 629,400 | $25.25M | 0.4% | $40.11 * | $27.85 | 0.0% | CALL | 191216100 |
| — | ARBITRON INC | 519,307 | $24.12M | 0.4% | $46.45 | $46.45 | — | COM | 03875Q108 |
| — | APOLLO RESIDENTIAL MORTGAGE | 1,449,642 | $23.89M | 0.4% | $16.48 | $16.48 | — | REIT | 03763V102 |
| ALL | ALLSTATE CORP | 494,966 | $23.82M | 0.4% | $48.12 * | $37.12 | 0.0% | COM | 020002101 |
| — | MYLAN INC | 10,000,000 | $23.71M | 0.3% | $2.37 | $2.37 | — | DEBT | 628530AJ6 |
| CM | CAN IMPERIAL BK OF COMMERCE | 312,500 | $23.33M | 0.3% | $74.64 | — | — | PUT | 136069101 |
| CVX | CHEVRON CORP | 195,800 | $23.17M | 0.3% | $118.34 * | $71.30 | 0.0% | CALL | 166764100 |
| — | STERLITE INDUSTRIES LTD | 23,700,000 | $23.08M | 0.3% | $0.97 | $0.97 | — | DEBT | 859737AB4 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 1,170,000 | $22.75M | 0.3% | $19.45 | — | — | PUT | 81369Y605 |
| EVTC | EVERTEC INC | 1,021,043 | $22.43M | 0.3% | $21.97 * | $17.87 | 0.0% | COM | 30040P103 |
| WFC | WELLS FARGO & CO | 542,000 | $22.37M | 0.3% | $41.27 | — | — | CALL | 949746101 |
| JNJ | JOHNSON &; JOHNSON | 259,300 | $22.26M | 0.3% | $85.86 | — | — | PUT | 478160104 |
| USB | US BANCORP | 606,550 | $21.93M | 0.3% | $36.15 * | $22.41 | 0.0% | COM | 902973304 |
| LOW | LOWE'S COS INC | 533,200 | $21.81M | 0.3% | $40.90 * | $32.16 | 0.0% | COM | 548661107 |
| AVB | AVALONBAY COMMUNITIES INC | 161,150 | $21.74M | 0.3% | $134.91 * | $87.72 | 0.0% | REIT | 053484101 |
| PFE | PFIZER INC | 752,400 | $21.08M | 0.3% | $28.01 * | $16.46 | 0.0% | CALL | 717081103 |
| PG | PROCTER &; GAMBLE CO/THE | 272,000 | $20.94M | 0.3% | $76.99 * | $55.00 | 0.0% | CALL | 742718109 |
| — | IPATH S&;P 500 VIX S/T FU ETN | 1,000,000 | $20.71M | 0.3% | $20.71 | $20.71 | — | PUT | 06740C188 |
| — | IPATH S&;P 500 VIX S/T FU ETN | 1,000,000 | $20.71M | 0.3% | $20.71 | $20.71 | — | CALL | 06740C188 |
| TGT | TARGET CORP | 300,000 | $20.66M | 0.3% | $68.85 | — | — | PUT | 87612E106 |
| ZTS | ZOETIS INC | 659,300 | $20.37M | 0.3% | $30.89 * | $29.32 | 0.0% | CALL | 98978V103 |
| — | ANADARKO PETROLEUM CORP | 235,503 | $20.24M | 0.3% | $85.93 | $85.93 | — | COM | 032511107 |
| — | SCORPIO TANKERS INC | 2,215,324 | $19.89M | 0.3% | $8.98 | $8.98 | — | COM | Y7542C106 |
| MSFT | MICROSOFT CORP | 575,900 | $19.89M | 0.3% | $34.54 * | $26.70 | 0.0% | CALL | 594918104 |
| — | CIENA CORP | 15,300,000 | $19.83M | 0.3% | $1.30 | $1.19 | — | DEBT | 171779AK7 |
| PSA | PUBLIC STORAGE | 128,205 | $19.66M | 0.3% | $153.32 * | $97.16 | 0.0% | REIT | 74460D109 |
| JPM | JPMORGAN CHASE &; CO | 370,500 | $19.56M | 0.3% | $52.79 | — | — | CALL | 46625H100 |
| T | AT&;T INC | 552,000 | $19.54M | 0.3% | $35.40 * | $11.40 | 0.0% | CALL | 00206R102 |
| HAL | HALLIBURTON CO | 467,456 | $19.5M | 0.3% | $41.72 * | $33.21 | 0.0% | COM | 406216101 |
| BMO | BANK OF MONTREAL | 312,500 | $19.06M | 0.3% | $61.00 | — | — | PUT | 063671101 |
| PG | PROCTER & GAMBLE CO/THE | 245,300 | $18.89M | 0.3% | $76.99 * | $55.00 | 0.0% | PUT | 742718109 |
| — | LIBERTY INTERACTIVE LLC | 36,500,000 | $18.71M | 0.3% | $0.51 | $0.51 | — | DEBT | 530715AN1 |
| CVX | CHEVRON CORP | 155,784 | $18.44M | 0.3% | $118.34 * | $71.30 | 0.0% | COM | 166764100 |
| SEIC | SEI INVESTMENTS COMPANY | 641,811 | $18.25M | 0.3% | $28.43 * | $24.76 | 0.0% | COM | 784117103 |
| WMT | WAL-MART STORES INC | 244,400 | $18.21M | 0.3% | $74.49 * | $19.98 | 0.0% | CALL | 931142103 |
| T | AT&;T INC | 508,900 | $18.02M | 0.3% | $35.40 * | $11.40 | 0.0% | PUT | 00206R102 |
| HUM | HUMANA INC | 211,744 | $17.87M | 0.3% | $84.38 * | $71.14 | 0.0% | COM | 444859102 |
| — | GENERAL ELECTRIC CO | 769,400 | $17.84M | 0.3% | $23.19 | — | — | PUT | 369604103 |
| MRK | MERCK &; CO. INC. | 382,300 | $17.76M | 0.3% | $46.45 | — | — | CALL | 58933Y105 |
| CUBE | CUBESMART | 1,095,873 | $17.51M | 0.3% | $15.98 | $15.98 | — | REIT | 229663109 |
| — | GOOGLE INC-CL A | 19,800 | $17.43M | 0.3% | $880.20 | $880.60 | — | CALL | 38259P508 |
| IBM | INTL BUSINESS MACHINES CORP | 90,900 | $17.37M | 0.3% | $191.12 | — | — | PUT | 459200101 |
| WFC | WELLS FARGO & CO | 416,400 | $17.19M | 0.3% | $41.27 | — | — | PUT | 949746101 |
| — | PROSPECT CAPITAL CORP | 15,707,000 | $17.07M | 0.3% | $1.09 | $1.09 | — | DEBT | 74348TAC6 |
| — | US AIRWAYS GROUP INC | 1,002,700 | $16.46M | 0.2% | $16.42 | $16.42 | — | PUT | 90341W108 |
| — | RAIT FINANCIAL TRUST | 13,184,000 | $16.42M | 0.2% | $1.25 | $1.25 | — | DEBT | 749227AA2 |
| EVR | EVERCORE PARTNERS INC-CL A | 382,190 | $15.01M | 0.2% | $39.28 * | $29.51 | 0.0% | COM | 29977A105 |
| IVZ | INVESCO LTD | 468,000 | $14.88M | 0.2% | $31.80 * | $18.88 | 0.0% | COM | G491BT108 |
| — | US AIRWAYS GROUP INC | 902,700 | $14.82M | 0.2% | $16.42 | $16.42 | — | COM | 90341W108 |
| JPM | JPMORGAN CHASE &; CO | 280,000 | $14.78M | 0.2% | $52.79 | — | — | PUT | 46625H100 |
| VZ | VERIZON COMMUNICATIONS INC | 281,400 | $14.17M | 0.2% | $50.34 * | $27.04 | 0.0% | CALL | 92343V104 |
| — | APOLLO INVESTMENT CORP | 1,809,317 | $14M | 0.2% | $7.74 | $7.74 | — | COM | 03761U106 |
| CSCO | CISCO SYSTEMS INC | 574,800 | $13.99M | 0.2% | $24.33 | — | — | CALL | 17275R102 |
| — | PRICELINE.COM INC | 16,853 | $13.93M | 0.2% | $826.68 | $826.68 | — | COM | 741503403 |
| KO | COCA-COLA CO/THE | 344,800 | $13.83M | 0.2% | $40.11 * | $27.85 | 0.0% | PUT | 191216100 |
| — | GOOGLE INC-CL A | 15,600 | $13.73M | 0.2% | $880.32 | $880.60 | — | PUT | 38259P508 |
| CVX | CHEVRON CORP | 115,200 | $13.63M | 0.2% | $118.33 * | $71.30 | 0.0% | PUT | 166764100 |
| VZ | VERIZON COMMUNICATIONS INC | 270,600 | $13.62M | 0.2% | $50.34 * | $27.04 | 0.0% | PUT | 92343V104 |
| — | NOBLE ENERGY INC | 219,779 | $13.2M | 0.2% | $60.04 | $60.04 | — | COM | 655044105 |
| — | BIOMARIN PHARMACEUTICAL | 4,700,000 | $13.09M | 0.2% | $2.78 | $2.78 | — | DEBT | 09061GAD3 |
| — | US AIRWAYS GROUP INC | 793,900 | $13.04M | 0.2% | $16.42 | $16.42 | — | CALL | 90341W108 |
| BAC | BANK OF AMERICA CORP | 992,700 | $12.77M | 0.2% | $12.86 | — | — | CALL | 060505104 |
| MRK | MERCK &; CO. INC. | 274,500 | $12.75M | 0.2% | $46.45 | — | — | PUT | 58933Y105 |
| T | AT&;T INC | 354,314 | $12.54M | 0.2% | $35.40 * | $11.40 | 0.0% | COM | 00206R102 |
| PEP | PEPSICO INC | 152,500 | $12.47M | 0.2% | $81.79 * | $56.00 | 0.0% | CALL | 713448108 |
| AAPL | APPLE INC | 31,419 | $12.46M | 0.2% | $396.54 * | $13.16 | 0.0% | COM | 037833100 |
| C | CITIGROUP INC | 257,500 | $12.35M | 0.2% | $47.97 | — | — | CALL | 172967424 |
| HD | HOME DEPOT INC | 157,400 | $12.19M | 0.2% | $77.47 | — | — | CALL | 437076102 |
| — | AMERICAN CAMPUS COMMUNITIES | 292,700 | $11.9M | 0.2% | $40.66 | $40.66 | — | REIT | 024835100 |
| — | DRESSER-RAND GROUP INC | 196,821 | $11.8M | 0.2% | $59.98 | $59.98 | — | COM | 261608103 |
| LEN | LENNAR CORP-A | 326,011 | $11.75M | 0.2% | $36.04 * | $34.18 | 0.0% | COM | 526057104 |
| INTC | INTEL CORP | 483,600 | $11.72M | 0.2% | $24.23 | — | — | CALL | 458140100 |
| — | MORGANS HOTEL GROUP CO | 1,442,890 | $11.63M | 0.2% | $8.06 | $8.06 | — | COM | 61748W108 |
| PEP | PEPSICO INC | 140,300 | $11.47M | 0.2% | $81.78 * | $56.00 | 0.0% | PUT | 713448108 |
| CMCSA | COMCAST CORP-CLASS A | 268,200 | $11.2M | 0.2% | $41.75 * | $15.62 | 0.0% | CALL | 20030N101 |
| USB | US BANCORP | 308,800 | $11.16M | 0.2% | $36.15 * | $22.41 | 0.0% | CALL | 902973304 |
| DIS | WALT DISNEY CO/THE | 176,200 | $11.13M | 0.2% | $63.15 | — | — | CALL | 254687106 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 99,200 | $11.1M | 0.2% | $111.92 | — | — | CALL | 084670702 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 98,700 | $11.05M | 0.2% | $111.91 | — | — | PUT | 084670702 |
| MRSH | MARSH &; MCLENNAN COS | 275,500 | $11M | 0.2% | $39.92 * | $31.19 | 0.0% | COM | 571748102 |
| CSCO | CISCO SYSTEMS INC | 451,700 | $10.99M | 0.2% | $24.34 | — | — | PUT | 17275R102 |
| MAS | MASCO CORP | 562,300 | $10.96M | 0.2% | $19.49 * | $14.92 | 0.0% | COM | 574599106 |
| QCOM | QUALCOMM INC | 179,000 | $10.94M | 0.2% | $61.09 * | $45.06 | 0.0% | CALL | 747525103 |
| KBH | KB HOME | 556,300 | $10.92M | 0.2% | $19.63 * | $19.18 | 0.0% | COM | 48666K109 |
| INTC | INTEL CORP | 447,000 | $10.83M | 0.2% | $24.23 | — | — | PUT | 458140100 |
| — | GENCORP INC | 5,792,000 | $10.73M | 0.2% | $1.85 | $1.85 | — | DEBT | 368682AN0 |
| BAC | BANK OF AMERICA CORP | 822,600 | $10.58M | 0.2% | $12.86 | — | — | PUT | 060505104 |
| C | CITIGROUP INC | 220,200 | $10.56M | 0.2% | $47.97 | — | — | PUT | 172967424 |
| — | COBALT INTERNATIONAL ENERGY | 391,128 | $10.39M | 0.2% | $26.57 | $26.57 | — | COM | 19075F106 |
| — | CHINA MOBILE LTD-SPON ADR | 200,000 | $10.35M | 0.2% | $51.77 | — | — | CALL | 16941M109 |
| — | CHINA MOBILE LTD-SPON ADR | 200,000 | $10.35M | 0.2% | $51.77 | — | — | PUT | 16941M109 |
| DIS | WALT DISNEY CO/THE | 162,800 | $10.28M | 0.2% | $63.16 | — | — | PUT | 254687106 |
| — | COLONY FINANCIAL INC | 10,000,000 | $10.22M | 0.2% | $1.02 | $1.02 | — | DEBT | 19624RAA4 |
| AMZN | AMAZON.COM INC | 36,000 | $9.996M | 0.1% | $277.67 | — | — | CALL | 023135106 |
| BZH | BEAZER HOMES USA INC | 554,415 | $9.713M | 0.1% | $17.52 * | $18.22 | 0.0% | COM | 07556Q881 |
| CMCSA | COMCAST CORP-CLASS A | 224,600 | $9.377M | 0.1% | $41.75 * | $15.62 | 0.0% | PUT | 20030N101 |
| ORCL | ORACLE CORP | 303,600 | $9.323M | 0.1% | $30.71 * | $27.58 | 0.0% | CALL | 68389X105 |
| BNS | BANK OF NOVA SCOTIA | 162,500 | $9.128M | 0.1% | $56.17 | — | — | PUT | 064149107 |
| — | HAWAIIAN TELCOM HOLDCO INC | 361,003 | $9.082M | 0.1% | $25.16 | $25.16 | — | COM | 420031106 |
| HD | HOME DEPOT INC | 116,100 | $8.995M | 0.1% | $77.48 | — | — | PUT | 437076102 |
| CNA | CNA FINANCIAL CORP | 273,473 | $8.921M | 0.1% | $32.62 * | $13.70 | 0.0% | COM | 126117100 |
| QCOM | QUALCOMM INC | 145,900 | $8.914M | 0.1% | $61.10 * | $45.06 | 0.0% | PUT | 747525103 |
| GTLS | CHART INDUSTRIES INC | 92,843 | $8.736M | 0.1% | $94.09 * | $87.43 | 0.0% | COM | 16115Q308 |
| — | HORNBECK OFFSHORE SERVICES | 162,146 | $8.675M | 0.1% | $53.50 | $53.50 | — | COM | 440543106 |
| — | CIMAREX ENERGY CO | 132,686 | $8.624M | 0.1% | $65.00 | $65.00 | — | COM | 171798101 |
| AMZN | AMAZON.COM INC | 30,900 | $8.58M | 0.1% | $277.67 | — | — | PUT | 023135106 |
| — | APACHE CORP | 101,331 | $8.495M | 0.1% | $83.83 | $83.83 | — | COM | 037411105 |
| MCD | MCDONALD'S CORP | 85,100 | $8.426M | 0.1% | $99.01 * | $71.80 | 0.0% | CALL | 580135101 |
| WMT | WAL-MART STORES INC | 113,000 | $8.417M | 0.1% | $74.49 * | $19.98 | 0.0% | PUT | 931142103 |
| — | UNITED TECHNOLOGIES CORP | 87,700 | $8.15M | 0.1% | $92.93 | — | — | CALL | 913017109 |
| — | SUPERIOR ENERGY SERVICES INC | 310,406 | $8.052M | 0.1% | $25.94 | $25.94 | — | COM | 868157108 |
| PM | PHILIP MORRIS INTERNATIONAL | 91,300 | $7.909M | 0.1% | $86.63 * | $49.85 | 0.0% | CALL | 718172109 |
| — | PGT INC | 909,635 | $7.886M | 0.1% | $8.67 | $8.67 | — | COM | 69336V101 |
| PM | PHILIP MORRIS INTERNATIONAL | 90,900 | $7.873M | 0.1% | $86.61 * | $49.85 | 0.0% | PUT | 718172109 |
| MS | MORGAN STANLEY | 316,000 | $7.719M | 0.1% | $24.43 | — | — | PUT | 617446448 |
| SLB | SCHLUMBERGER LTD | 106,800 | $7.652M | 0.1% | $71.65 * | $52.90 | 0.0% | CALL | 806857108 |
| — | ACTAVIS INC | 60,469 | $7.633M | 0.1% | $126.23 | $126.23 | — | COM | 00507K103 |
| SLB | SCHLUMBERGER LTD | 106,100 | $7.602M | 0.1% | $71.65 * | $52.90 | 0.0% | PUT | 806857108 |
| — | ASIAINFO-LINKAGE INC | 643,297 | $7.424M | 0.1% | $11.54 | $11.54 | — | COM | 04518A104 |
| MO | ALTRIA GROUP INC | 210,700 | $7.372M | 0.1% | $34.99 * | $16.28 | 0.0% | CALL | 02209S103 |
| AXP | AMERICAN EXPRESS CO | 95,300 | $7.125M | 0.1% | $74.76 | — | — | CALL | 025816109 |
| EARN | ELLINGTON RESIDENTIAL MORTGA | 398,658 | $7.116M | 0.1% | $17.85 | $17.85 | — | REIT | 288578107 |
| AMGN | AMGEN INC | 71,900 | $7.094M | 0.1% | $98.66 * | $73.34 | 0.0% | CALL | 031162100 |
| GS | GOLDMAN SACHS GROUP INC | 46,700 | $7.064M | 0.1% | $151.26 | — | — | CALL | 38141G104 |
| SM | SM ENERGY CO | 117,757 | $7.063M | 0.1% | $59.98 * | $54.11 | 0.0% | COM | 78454L100 |
| SLRC | SOLAR CAPITAL LTD | 301,879 | $6.97M | 0.1% | $23.09 * | $7.36 | 0.0% | COM | 83413U100 |
| — | ARES CAPITAL CORP | 6,500,000 | $6.924M | 0.1% | $1.07 | $1.07 | — | DEBT | 04010LAD5 |
| MMM | 3M CO | 63,000 | $6.889M | 0.1% | $109.35 | — | — | CALL | 88579Y101 |
| AMGN | AMGEN INC | 69,400 | $6.848M | 0.1% | $98.67 * | $73.34 | 0.0% | PUT | 031162100 |
| — | HEARTWARE INTERNATIONAL INC | 71,320 | $6.783M | 0.1% | $95.11 | $95.11 | — | COM | 422368100 |
| ORCL | ORACLE CORP | 220,500 | $6.772M | 0.1% | $30.71 * | $27.58 | 0.0% | PUT | 68389X105 |
| — | SAFEGUARD SCIENTIFICS IN | 6,000,000 | $6.635M | 0.1% | $1.11 | $1.11 | — | DEBT | 786449AJ7 |
| HYG | ISHARES IBOXX HIGH YIELD COR | 72,860 | $6.622M | 0.1% | $90.89 | $90.89 | — | ETP | 464288513 |
| — | CHINA UNICOM HONG KONG-ADR | 500,000 | $6.57M | 0.1% | $13.14 | — | — | CALL | 16945R104 |
| GILD | GILEAD SCIENCES INC | 124,800 | $6.401M | 0.1% | $51.29 * | $36.21 | 0.0% | CALL | 375558103 |
| — | KOSMOS ENERGY LTD | 629,213 | $6.393M | 0.1% | $10.16 | $10.16 | — | COM | G5315B107 |
| AXP | AMERICAN EXPRESS CO | 85,500 | $6.392M | 0.1% | $74.76 | — | — | PUT | 025816109 |
| OII | OCEANEERING INTL INC | 88,315 | $6.377M | 0.1% | $72.21 * | $69.83 | 0.0% | COM | 675232102 |
| — | MEMSIC INC | 1,544,914 | $6.334M | 0.1% | $4.10 | $4.10 | — | COM | 586264103 |
| — | CHEMED CORP | 6,000,000 | $6.325M | 0.1% | $1.05 | $1.05 | — | DEBT | 16359RAC7 |
| — | UNITED TECHNOLOGIES CORP | 67,400 | $6.263M | 0.1% | $92.92 | — | — | PUT | 913017109 |
| — | IPATH S&;P 500 VIX S/T FU ETN | 300,000 | $6.214M | 0.1% | $20.71 | $20.71 | — | ETP | 06740C188 |
| — | GULFMARK OFFSHORE INC-CL A | 137,655 | $6.207M | 0.1% | $45.09 | $45.09 | — | COM | 402629208 |
| GILD | GILEAD SCIENCES INC | 120,700 | $6.191M | 0.1% | $51.29 * | $36.21 | 0.0% | PUT | 375558103 |
| — | HEALTHSOUTH CORP | 213,009 | $6.135M | 0.1% | $28.80 | $28.80 | — | COM | 421924309 |
| OXY | OCCIDENTAL PETROLEUM CORP | 68,700 | $6.132M | 0.1% | $89.26 | — | — | CALL | 674599105 |
| MCD | MCDONALD'S CORP | 61,700 | $6.109M | 0.1% | $99.01 * | $71.80 | 0.0% | PUT | 580135101 |
| CTRA | CABOT OIL &; GAS CORP | 84,962 | $6.034M | 0.1% | $71.02 * | $24.86 | 0.0% | COM | 127097103 |
| COP | CONOCOPHILLIPS | 98,000 | $5.931M | 0.1% | $60.52 * | $39.96 | 0.0% | CALL | 20825C104 |
| COP | CONOCOPHILLIPS | 97,400 | $5.893M | 0.1% | $60.50 * | $39.96 | 0.0% | PUT | 20825C104 |
| ARCC | ARES CAPITAL CORP | 341,598 | $5.875M | 0.1% | $17.20 * | $5.23 | 0.0% | COM | 04010L103 |
| MMM | 3M CO | 53,400 | $5.839M | 0.1% | $109.34 | — | — | PUT | 88579Y101 |
| — | LJ INTERNATIONAL INC | 2,946,050 | $5.804M | 0.1% | $1.97 | $1.93 | — | COM | G55312105 |
| — | SOUTHWESTERN ENERGY CO | 158,696 | $5.797M | 0.1% | $36.53 | $36.53 | — | COM | 845467109 |
| ABBV | ABBVIE INC | 139,100 | $5.75M | 0.1% | $41.34 | — | — | CALL | 00287Y109 |
| OXY | OCCIDENTAL PETROLEUM CORP | 63,600 | $5.676M | 0.1% | $89.25 | — | — | PUT | 674599105 |
| UNP | UNION PACIFIC CORP | 36,600 | $5.647M | 0.1% | $154.29 | — | — | CALL | 907818108 |
| UNP | UNION PACIFIC CORP | 36,600 | $5.647M | 0.1% | $154.29 | — | — | PUT | 907818108 |
| CVS | CVS CAREMARK CORP | 97,900 | $5.598M | 0.1% | $57.18 | — | — | CALL | 126650100 |
| CVS | CVS CAREMARK CORP | 97,800 | $5.593M | 0.1% | $57.19 | — | — | PUT | 126650100 |
| PG | PROCTER &; GAMBLE CO/THE | 72,625 | $5.591M | 0.1% | $76.98 * | $55.00 | 0.0% | COM | 742718109 |
| — | PERFORMANT FINANCIAL CORP | 482,017 | $5.586M | 0.1% | $11.59 | $11.59 | — | COM | 71377E105 |
| GS | GOLDMAN SACHS GROUP INC | 36,700 | $5.551M | 0.1% | $151.25 | — | — | PUT | 38141G104 |
| KO | COCA-COLA CO/THE | 136,313 | $5.468M | 0.1% | $40.11 * | $27.85 | 0.0% | COM | 191216100 |
| WMT | WAL-MART STORES INC | 73,080 | $5.444M | 0.1% | $74.49 * | $19.98 | 0.0% | COM | 931142103 |
| — | YONGYE INTERNATIONAL INC | 1,016,095 | $5.437M | 0.1% | $5.35 | $5.32 | — | COM | 98607B106 |
| — | SPREADTRUM COMMUNICATI-ADR | 203,773 | $5.349M | 0.1% | $26.25 | $26.25 | — | ADR | 849415203 |
| — | TAMINCO CORP | 257,999 | $5.261M | 0.1% | $20.39 | $20.39 | — | COM | 87509U106 |
| PM | PHILIP MORRIS INTERNATIONAL | 60,722 | $5.26M | 0.1% | $86.62 * | $49.85 | 0.0% | COM | 718172109 |
| — | STONE ENERGY CORP | 237,966 | $5.242M | 0.1% | $22.03 | $22.03 | — | COM | 861642106 |
| V | VISA INC-CLASS A SHARES | 27,900 | $5.098M | 0.1% | $182.72 | — | — | CALL | 92826C839 |
| — | QIWI PLC-SPONSORED ADR | 218,411 | $5.068M | 0.1% | $23.20 | $23.20 | — | ADR | 74735M108 |
| — | MOLSON COORS BREWING CO | 5,000,000 | $5.031M | 0.1% | $1.01 | $1.01 | — | DEBT | 60871RAA8 |
| V | VISA INC-CLASS A SHARES | 27,400 | $5.007M | 0.1% | $182.74 | — | — | PUT | 92826C839 |
| ORCL | ORACLE CORP | 161,302 | $4.954M | 0.1% | $30.71 * | $27.58 | 0.0% | COM | 68389X105 |
| — | TRINA SOLAR LTD | 5,000,000 | $4.945M | 0.1% | $0.99 | $0.99 | — | DEBT | 89628EAA2 |
| MLCO | MELCO CROWN ENTERTAINME-ADR | 217,000 | $4.856M | 0.1% | $22.38 | $22.36 | — | CALL | 585464100 |
| — | WHITEWAVE FOODS CO-CL B | 318,615 | $4.844M | 0.1% | $15.20 | $15.20 | — | COM | 966244204 |
| — | PETROCHINA CO LTD -ADR | 43,378 | $4.801M | 0.1% | $110.68 | $110.68 | — | ADR | 71646E100 |
| ABBV | ABBVIE INC | 115,400 | $4.77M | 0.1% | $41.33 | — | — | PUT | 00287Y109 |
| BIDU | BAIDU INC - SPON ADR | 50,000 | $4.73M | 0.1% | $94.60 | $94.60 | — | ADR | 056752108 |
| — | NEW ORIENTAL EDUCATIO-SP ADR | 204,273 | $4.524M | 0.1% | $22.15 | $22.15 | — | ADR | 647581107 |
| GASS | STEALTHGAS INC | 398,810 | $4.387M | 0.1% | $11.00 * | $10.55 | 0.0% | COM | Y81669106 |
| RNR | RENAISSANCERE HOLDINGS LTD | 49,974 | $4.337M | 0.1% | $86.79 * | $88.61 | 0.0% | COM | G7496G103 |
| — | XILINX INC | 3,000,000 | $4.309M | 0.1% | $1.44 | $1.44 | — | DEBT | 983919AF8 |
| — | MFA FINANCIAL INC | 502,136 | $4.243M | 0.1% | $8.45 | $8.45 | — | REIT | 55272X102 |
| — | BGS ACQUISITION CORP | 411,500 | $4.165M | 0.1% | $10.12 | $10.12 | — | COM | G1082J100 |
| — | ALLEGHENY TECHNOLOGIES | 4,000,000 | $4.137M | 0.1% | $1.03 | $1.03 | — | DEBT | 01741RAD4 |
| CLDT | CHATHAM LODGING TRUST | 236,595 | $4.064M | 0.1% | $17.18 | $17.18 | — | REIT | 16208T102 |
| BMY | BRISTOL-MYERS SQUIBB CO | 89,000 | $3.978M | 0.1% | $44.70 | — | — | CALL | 110122108 |
| EBAY | EBAY INC | 76,700 | $3.967M | 0.1% | $51.72 * | $20.18 | 0.0% | CALL | 278642103 |
| BMY | BRISTOL-MYERS SQUIBB CO | 88,400 | $3.951M | 0.1% | $44.69 | — | — | PUT | 110122108 |
| CMCSA | COMCAST CORP-CLASS A | 93,443 | $3.901M | 0.1% | $41.75 * | $15.62 | 0.0% | COM | 20030N101 |
| — | CHINA PETROLEUM &; CHEM-ADR | 42,513 | $3.89M | 0.1% | $91.50 | $91.50 | — | ADR | 16941R108 |
| MO | ALTRIA GROUP INC | 110,100 | $3.852M | 0.1% | $34.99 * | $16.28 | 0.0% | PUT | 02209S103 |
| — | CATAMARAN CORP | 78,893 | $3.846M | 0.1% | $48.75 | $48.75 | — | COM | 148887102 |
| — | CIS ACQUISITION LTD-CLASS A | 380,000 | $3.823M | 0.1% | $10.06 | $10.06 | — | COM | G21490209 |
| QCOM | QUALCOMM INC | 61,462 | $3.755M | 0.1% | $61.09 * | $45.06 | 0.0% | COM | 747525103 |
| SONY | SONY CORP-SPONSORED ADR | 175,640 | $3.721M | 0.1% | $21.19 | $21.19 | — | ADR | 835699307 |
| — | KEY ENERGY SERVICES INC | 624,042 | $3.713M | 0.1% | $5.95 | $5.95 | — | COM | 492914106 |
| — | EXPRESS SCRIPTS HOLDING CO | 59,867 | $3.696M | 0.1% | $61.74 | $61.74 | — | COM | 30219G108 |
| — | BIOAMBER INC | 537,500 | $3.655M | 0.1% | $6.80 | $6.80 | — | COM | 09072Q106 |
| PGR | PROGRESSIVE CORP | 141,494 | $3.597M | 0.1% | $25.42 * | $17.04 | 0.0% | COM | 743315103 |
| USB | US BANCORP | 99,300 | $3.591M | 0.1% | $36.16 * | $22.41 | 0.0% | PUT | 902973304 |
| — | GLOBAL BRASS &; COPPER HOLDIN | 269,900 | $3.574M | 0.1% | $13.24 | $13.24 | — | COM | 37953G103 |
| GLD | SPDR GOLD TRUST | 30,000 | $3.574M | 0.1% | $119.13 | — | — | CALL | 78463V107 |
| GLD | SPDR GOLD TRUST | 30,000 | $3.574M | 0.1% | $119.13 | — | — | PUT | 78463V107 |
| — | COLLABRIUM JAPAN ACQUISITION | 350,011 | $3.536M | 0.1% | $10.10 | $10.10 | — | COM | G2266G102 |
| — | INVESTMENT TECHNOLOGY GROUP | 250,000 | $3.495M | 0.1% | $13.98 | — | — | CALL | 46145F105 |
| — | DRIL-QUIP INC | 38,573 | $3.483M | 0.1% | $90.30 | $90.30 | — | COM | 262037104 |
| — | BLACKROCK CORPORATE HY FD VI | 289,026 | $3.462M | 0.1% | $11.98 | $11.98 | — | FUND | 09255P107 |
| — | OMNICOM GROUP INC | 3,000,000 | $3.444M | 0.1% | $1.15 | $1.15 | — | DEBT | 681919AV8 |
| — | MARATHON OIL CORP | 99,133 | $3.428M | 0.1% | $34.58 | $34.58 | — | COM | 565849106 |
| VZ | VERIZON COMMUNICATIONS INC | 66,571 | $3.351M | 0.0% | $50.34 * | $27.04 | 0.0% | COM | 92343V104 |
| SVA | SINOVAC BIOTECH LTD | 846,554 | $3.326M | 0.0% | $3.93 * | $3.72 | 0.0% | COM | P8696W104 |
| — | NEW ORIENTAL EDUCATIO-SP ADR | 150,000 | $3.323M | 0.0% | $22.15 | $22.15 | — | PUT | 647581107 |
| UNH | UNITEDHEALTH GROUP INC | 50,000 | $3.274M | 0.0% | $65.48 | — | — | CALL | 91324P102 |
| UNH | UNITEDHEALTH GROUP INC | 49,900 | $3.268M | 0.0% | $65.49 | — | — | PUT | 91324P102 |
| AMGN | AMGEN INC | 32,908 | $3.247M | 0.0% | $98.67 * | $73.34 | 0.0% | COM | 031162100 |
| EBAY | EBAY INC | 62,700 | $3.242M | 0.0% | $51.71 * | $20.18 | 0.0% | PUT | 278642103 |
| — | IAC/INTERACTIVECORP | 67,780 | $3.225M | 0.0% | $47.58 | $47.58 | — | COM | 44919P508 |
| MLCO | MELCO CROWN ENTERTAINME-ADR | 143,426 | $3.207M | 0.0% | $22.36 | $22.36 | — | ADR | 585464100 |
| MD | MEDNAX INC | 34,735 | $3.181M | 0.0% | $91.58 * | $44.76 | 0.0% | COM | 58502B106 |
| MMS | MAXIMUS INC | 41,930 | $3.123M | 0.0% | $74.48 * | $38.24 | 0.0% | COM | 577933104 |
| — | ARGO GROUP INTERNATIONAL | 73,260 | $3.106M | 0.0% | $42.40 | $42.40 | — | COM | G0464B107 |
| — | ICONIX BRAND GROUP INC | 105,300 | $3.097M | 0.0% | $29.41 | $29.41 | — | COM | 451055107 |
| SSNC | SS&C TECHNOLOGIES HOLDINGS | 91,732 | $3.018M | 0.0% | $32.90 * | $15.56 | 0.0% | COM | 78467J100 |
| — | EDWARDS GROUP LTD-SPON ADR | 352,727 | $2.998M | 0.0% | $8.50 | $8.50 | — | ADR | 281736108 |
| PSEC | PROSPECT CAPITAL CORP | 274,978 | $2.97M | 0.0% | $10.80 * | $2.26 | 0.0% | COM | 74348T102 |
| — | FIRST TRUST STRAT HIGH INC 2 | 188,042 | $2.961M | 0.0% | $15.75 | $15.75 | — | FUND | 337353304 |
| — | HEALTH INSURANCE INNOVATIO-A | 275,000 | $2.893M | 0.0% | $10.52 | $13.84 | — | COM | 42225K106 |
| — | RED HAT INC | 59,033 | $2.823M | 0.0% | $47.82 | $47.82 | — | COM | 756577102 |
| — | HMS HOLDINGS CORP | 119,556 | $2.785M | 0.0% | $23.29 | $23.29 | — | COM | 40425J101 |
| — | CAMPUS CREST COMMUNITIES INC | 240,650 | $2.778M | 0.0% | $11.54 | $11.54 | — | REIT | 13466Y105 |
| BA | BOEING CO/THE | 26,500 | $2.715M | 0.0% | $102.45 | — | — | CALL | 097023105 |
| — | WESTERN ASSET HIGH YIELD DEF | 149,290 | $2.639M | 0.0% | $17.68 | $17.68 | — | FUND | 95768B107 |
| — | FIRST TRUST HIGH INCOME LONG | 147,826 | $2.596M | 0.0% | $17.56 | $17.56 | — | FUND | 33738E109 |
| — | TETRAPHASE PHARMACEUTICALS I | 363,667 | $2.557M | 0.0% | $7.03 | $7.03 | — | COM | 88165N105 |
| — | GOOGLE INC-CL A | 2,881 | $2.537M | 0.0% | $880.60 | $880.60 | — | COM | 38259P508 |
| CX | CEMEX SAB-SPONS ADR PART CER | 239,200 | $2.531M | 0.0% | $10.58 | $10.58 | — | ADR | 151290889 |
| — | UBIQUITI NETWORKS INC | 143,698 | $2.52M | 0.0% | $17.54 | $17.54 | — | COM | 90347A100 |
| — | INFINITY CROSS BORDER ACQUIS | 315,000 | $2.47M | 0.0% | $7.84 | $7.84 | — | COM | G4772R101 |
| — | AQUASITION CORP | 249,900 | $2.469M | 0.0% | $9.88 | $9.00 | — | COM | Y0192H103 |
| — | WESTERN ASSET HIGH INCOME OP | 414,458 | $2.462M | 0.0% | $5.94 | $5.94 | — | FUND | 95766K109 |
| — | SIMCERE PHARMACEUTICAL-ADR | 254,299 | $2.411M | 0.0% | $9.48 | $9.48 | — | ADR | 82859P104 |
| — | FIFTH STREET FINANCE CORP | 229,569 | $2.399M | 0.0% | $10.45 | $10.45 | — | COM | 31678A103 |
| — | MARIN SOFTWARE INC | 226,000 | $2.315M | 0.0% | $10.24 | $10.24 | — | COM | 56804T106 |
| MCD | MCDONALD'S CORP | 23,302 | $2.307M | 0.0% | $99.00 * | $71.80 | 0.0% | COM | 580135101 |
| — | BLACKROCK CORPORATE HY FD 5 | 188,671 | $2.307M | 0.0% | $12.23 | $12.23 | — | FUND | 09255N102 |
| BA | BOEING CO/THE | 21,800 | $2.234M | 0.0% | $102.48 | — | — | PUT | 097023105 |
| XOM | EXXON MOBIL CORP | 24,688 | $2.231M | 0.0% | $90.37 * | $53.69 | 0.0% | COM | 30231G102 |
| EBAY | EBAY INC | 42,824 | $2.215M | 0.0% | $51.72 * | $20.18 | 0.0% | COM | 278642103 |
| — | PACTERA TECHNOLOGY-ADR | 324,612 | $2.192M | 0.0% | $6.75 | $6.75 | — | ADR | 695255109 |
| — | TOWERSTREAM CORP | 859,041 | $2.191M | 0.0% | $2.55 | $2.55 | — | COM | 892000100 |
| — | PEOPLE'S UNITED FINANCIAL | 138,856 | $2.069M | 0.0% | $14.90 | $14.90 | — | COM | 712704105 |
| — | ADVANCED MICRO DEVICES | 2,030,000 | $2.069M | 0.0% | $1.02 | $1.02 | — | DEBT | 007903AL1 |
| — | DFC GLOBAL CORP | 141,000 | $1.948M | 0.0% | $13.82 | $13.82 | — | COM | 23324T107 |
| — | EDGEN GROUP INC | 300,000 | $1.914M | 0.0% | $6.38 | $6.38 | — | COM | 28014Q107 |
| — | AK STEEL HOLDING CORP | 592,600 | $1.802M | 0.0% | $3.04 | $3.04 | — | COM | 001547108 |
| HASI | HANNON ARMSTRONG SUSTAINABLE | 150,000 | $1.782M | 0.0% | $11.88 * | $5.91 | 0.0% | COM | 41068X100 |
| — | PERICOM SEMICONDUCTOR CORP | 250,000 | $1.78M | 0.0% | $7.12 | $7.12 | — | COM | 713831105 |
| — | MEDIVATION INC | 35,100 | $1.727M | 0.0% | $49.20 | $49.20 | — | COM | 58501N101 |
| LVS | LAS VEGAS SANDS CORP | 32,322 | $1.711M | 0.0% | $52.94 * | $38.99 | 0.0% | COM | 517834107 |
| NTAP | NETAPP INC | 44,884 | $1.696M | 0.0% | $37.79 * | $26.74 | 0.0% | COM | 64110D104 |
| — | CYAN INC | 156,620 | $1.637M | 0.0% | $10.45 | $10.45 | — | COM | 23247W104 |
| — | RITE AID CORP | 1,150,000 | $1.632M | 0.0% | $1.42 | $1.42 | — | DEBT | 767754BU7 |
| — | INCONTACT INC | 197,921 | $1.627M | 0.0% | $8.22 | $8.22 | — | COM | 45336E109 |
| — | WELLPOINT INC | 19,798 | $1.621M | 0.0% | $81.88 | $81.88 | — | COM | 94973V107 |
| — | ST JUDE MEDICAL INC | 35,021 | $1.598M | 0.0% | $45.63 | $45.63 | — | COM | 790849103 |
| — | THORATEC CORP | 50,802 | $1.591M | 0.0% | $31.32 | $31.32 | — | COM | 885175307 |
| — | CAMELOT INFORMATION SYS-ADS | 910,973 | $1.585M | 0.0% | $1.74 | $1.74 | — | ADR | 13322V105 |
| RY | ROYAL BANK OF CANADA | 25,361 | $1.554M | 0.0% | $61.28 * | $59.71 | 0.0% | COM | 780087102 |
| — | ECOTALITY INC (LEGENDED) | 1,000,000 | $1.55M | 0.0% | $1.55 | $1.55 | — | COM | 27922Y202 |
| — | QUICKSILVER RESOURCES INC | 911,657 | $1.532M | 0.0% | $1.68 | $1.68 | — | COM | 74837R104 |
| HOLX | HOLOGIC INC | 79,356 | $1.531M | 0.0% | $19.29 * | $20.89 | 0.0% | COM | 436440101 |
| FFIV | F5 NETWORKS INC | 22,240 | $1.53M | 0.0% | $68.79 * | $76.95 | 0.0% | COM | 315616102 |
| — | ACTIVISION BLIZZARD INC | 105,000 | $1.497M | 0.0% | $14.26 | $14.26 | — | COM | 00507V109 |
| — | CHART ACQUISITION CORP | 148,400 | $1.494M | 0.0% | $10.07 | $9.54 | — | COM | 161151105 |
| CTSH | COGNIZANT TECH SOLUTIONS-A | 23,286 | $1.459M | 0.0% | $62.66 * | $29.46 | 0.0% | COM | 192446102 |
| UPS | UNITED PARCEL SERVICE-CL B | 16,600 | $1.436M | 0.0% | $86.51 | — | — | CALL | 911312106 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWRE | 94,300 | $1.412M | 0.0% | $14.97 * | $15.66 | 0.0% | COM | 874054109 |
| — | ZYNGA INC - CL A | 500,000 | $1.39M | 0.0% | $2.78 | $2.78 | — | COM | 98986T108 |
| FSP | FRANKLIN STREET PROPERTIES C | 103,837 | $1.371M | 0.0% | $13.20 | $13.20 | — | REIT | 35471R106 |
| TITN | TITAN MACHINERY INC | 69,500 | $1.364M | 0.0% | $19.63 * | $22.00 | 0.0% | COM | 88830R101 |
| OFS | OFS CAPITAL CORP | 114,098 | $1.358M | 0.0% | $11.90 * | $12.74 | 0.0% | COM | 67103B100 |
| GBX | GREENBRIER COMPANIES INC | 53,488 | $1.304M | 0.0% | $24.38 * | $17.07 | 0.0% | COM | 393657101 |
| — | NEUBERGER BERMAN HIGH YIELD | 100,567 | $1.289M | 0.0% | $12.82 | $12.82 | — | FUND | 64128C106 |
| ACIC | UNITED INSURANCE HOLDINGS CO | 180,229 | $1.259M | 0.0% | $6.99 * | $4.61 | 0.0% | COM | 910710102 |
| KNOP | KNOT OFFSHORE PARTNERS LP | 56,345 | $1.241M | 0.0% | $22.03 * | $8.03 | 0.0% | COM | Y48125101 |
| — | AMBIT BIOSCIENCES CORP | 174,100 | $1.219M | 0.0% | $7.00 | $7.00 | — | COM | 02318X100 |
| — | BALTIC TRADING LTD | 325,000 | $1.205M | 0.0% | $3.71 | $3.71 | — | COM | Y0553W103 |
| AIG | AMERICAN INTERNATIONAL GROUP | 26,900 | $1.202M | 0.0% | $44.68 | — | — | CALL | 026874784 |
| AIG | AMERICAN INTERNATIONAL GROUP | 26,900 | $1.202M | 0.0% | $44.68 | — | — | PUT | 026874784 |
| — | NQ MOBILE INC - ADR | 145,853 | $1.178M | 0.0% | $8.08 | $8.08 | — | ADR | 64118U108 |
| — | ANDINA ACQUISITION CORP | 116,944 | $1.163M | 0.0% | $9.94 | $9.94 | — | COM | G0440W100 |
| — | INLAND REAL ESTATE CORP | 1,059,000 | $1.148M | 0.0% | $1.08 | $1.08 | — | DEBT | 457461AC5 |
| CAT | CATERPILLAR INC | 13,700 | $1.13M | 0.0% | $82.48 | — | — | CALL | 149123101 |
| UPS | UNITED PARCEL SERVICE-CL B | 12,900 | $1.116M | 0.0% | $86.51 | — | — | PUT | 911312106 |
| — | MAST THERAPEUTICS INC | 2,578,486 | $1.106M | 0.0% | $0.43 | $0.51 | — | COM | 576314108 |
| — | WELLCARE HEALTH PLANS INC | 19,889 | $1.105M | 0.0% | $55.56 | $55.56 | — | COM | 94946T106 |
| — | BROADSOFT INC | 39,843 | $1.099M | 0.0% | $27.58 | $27.58 | — | COM | 11133B409 |
| — | BLUCORA INC | 59,100 | $1.096M | 0.0% | $18.54 | $18.54 | — | COM | 095229100 |
| PHM | PULTEGROUP INC | 55,735 | $1.057M | 0.0% | $18.96 * | $17.74 | 0.0% | COM | 745867101 |
| TMO | THERMO FISHER SCIENTIFIC INC | 12,339 | $1.044M | 0.0% | $84.61 * | $79.76 | 0.0% | COM | 883556102 |
| — | MEDTRONIC INC | 19,882 | $1.023M | 0.0% | $51.45 | $51.45 | — | COM | 585055106 |
| — | MGIC INVESTMENT CORP | 1,000,000 | $1.02M | 0.0% | $1.02 | $1.02 | — | DEBT | 552848AD5 |
| — | RACKSPACE HOSTING INC | 26,697 | $1.012M | 0.0% | $37.91 | $37.91 | — | COM | 750086100 |
| — | GLOBAL POWER EQUIPMENT GROUP | 61,139 | $985K | 0.0% | $16.11 | $16.11 | — | COM | 37941P306 |
| PEP | PEPSICO INC | 11,734 | $960K | 0.0% | $81.81 * | $56.00 | 0.0% | COM | 713448108 |
| BKD | BROOKDALE SENIOR LIVING INC | 35,800 | $946K | 0.0% | $26.42 * | $27.55 | 0.0% | COM | 112463104 |
| MO | ALTRIA GROUP INC | 26,502 | $927K | 0.0% | $34.98 * | $16.28 | 0.0% | COM | 02209S103 |
| BFAM | BRIGHT HORIZONS FAMILY SOLUT | 25,978 | $902K | 0.0% | $34.72 * | $29.87 | +13.0% | COM | 109194100 |
| — | BIOSCRIP INC | 53,079 | $876K | 0.0% | $16.50 | $16.50 | — | COM | 09069N108 |
| CIEN | CIENA CORP | 43,296 | $841K | 0.0% | $19.42 * | $16.65 | 0.0% | COM | 171779309 |
| — | MOSYS INC | 207,349 | $834K | 0.0% | $4.02 | $4.02 | — | COM | 619718109 |
| — | YINGLI GREEN ENERGY HOLD-ADR | 253,505 | $821K | 0.0% | $3.24 | $3.24 | — | ADR | 98584B103 |
| — | INFORMATICA CORP | 23,162 | $810K | 0.0% | $34.97 | $34.97 | — | COM | 45666Q102 |
| — | CONSTANT CONTACT INC | 50,223 | $807K | 0.0% | $16.07 | $16.07 | — | COM | 210313102 |
| — | SUNTECH POWER HLDGS CO | 3,000,000 | $795K | 0.0% | $0.27 | $0.27 | — | DEBT | 86800CAE4 |
| — | WESTERN ASSET MANAGED HIGH Y | 135,460 | $791K | 0.0% | $5.84 | $5.84 | — | FUND | 95766L107 |
| TTMI | TTM TECHNOLOGIES | 92,464 | $776K | 0.0% | $8.39 * | $7.77 | 0.0% | COM | 87305R109 |
| ADSK | AUTODESK INC | 22,877 | $776K | 0.0% | $33.92 * | $37.26 | 0.0% | COM | 052769106 |
| GILD | GILEAD SCIENCES INC | 14,913 | $765K | 0.0% | $51.30 * | $36.21 | 0.0% | COM | 375558103 |
| — | QIHOO 360 TECHNOLOGY CO-ADR | 15,972 | $738K | 0.0% | $46.21 | $46.21 | — | ADR | 74734M109 |
| — | MANAGED HI YLD PLUS FUND INC | 366,765 | $734K | 0.0% | $2.00 | $2.00 | — | FUND | 561911108 |
| — | HMS HOLDINGS CORP | 30,000 | $699K | 0.0% | $23.30 | $23.29 | — | CALL | 40425J101 |
| — | ISOFTSTONE HOLDINGS LTD-ADS | 132,500 | $684K | 0.0% | $5.16 | $5.16 | — | ADR | 46489B108 |
| MSTR | MICROSTRATEGY INC-CL A | 7,614 | $662K | 0.0% | $86.95 * | $9.35 | 0.0% | COM | 594972408 |
| — | HELIOS ADVANTAGE INCOME FUND | 77,625 | $645K | 0.0% | $8.31 | $8.31 | — | FUND | 42327W206 |
| — | ALTISOURCE RESIDENTIAL CORP | 36,654 | $612K | 0.0% | $16.70 | $16.70 | — | COM | 02153W100 |
| FTNT | FORTINET INC | 34,636 | $606K | 0.0% | $17.50 * | $3.73 | 0.0% | COM | 34959E109 |
| — | HELIOS MULTI-SECTOR HIGH INC | 105,025 | $600K | 0.0% | $5.71 | $5.71 | — | FUND | 42327Y202 |
| — | EINSTEIN NOAH RESTAURANT GRO | 42,188 | $599K | 0.0% | $14.20 | $14.20 | — | COM | 28257U104 |
| — | GIANT INTERACTIVE GROUP-ADR | 74,790 | $599K | 0.0% | $8.01 | $8.01 | — | ADR | 374511103 |
| TAL | TAL EDUCATION GROUP- ADR | 55,200 | $578K | 0.0% | $10.47 | $10.47 | — | ADR | 874080104 |
| — | ZHONGPIN INC | 42,500 | $571K | 0.0% | $13.44 | — | — | PUT | 98952K107 |
| — | TIBCO SOFTWARE INC | 26,308 | $563K | 0.0% | $21.40 | $21.40 | — | COM | 88632Q103 |
| — | QLIK TECHNOLOGIES INC | 19,082 | $540K | 0.0% | $28.30 | $28.30 | — | COM | 74733T105 |
| — | MORGAN STANLEY EAST EUROPE | 33,139 | $536K | 0.0% | $16.17 | $16.17 | — | FUND | 616988101 |
| — | JA SOLAR HOLDINGS CO LTD-ADR | 74,000 | $533K | 0.0% | $7.20 | $7.20 | — | ADR | 466090206 |
| — | LE GAGA HOLDINGS LTD-ADR | 142,950 | $528K | 0.0% | $3.69 | $3.69 | — | ADR | 521168104 |
| UHS | UNIVERSAL HEALTH SERVICES-B | 7,866 | $527K | 0.0% | $67.00 * | $62.83 | 0.0% | COM | 913903100 |
| — | PROSPECT CAPITAL CORP | 500,000 | $518K | 0.0% | $1.04 | $1.04 | — | DEBT | 74348TAK8 |
| — | DENALI FUND/THE | 26,099 | $508K | 0.0% | $19.46 | $19.46 | — | FUND | 24823A102 |
| CAT | CATERPILLAR INC | 6,000 | $495K | 0.0% | $82.50 | — | — | PUT | 149123101 |
| RLI | RLI CORP | 6,472 | $495K | 0.0% | $76.48 * | $11.16 | 0.0% | COM | 749607107 |
| — | EMERITUS CORP | 19,474 | $452K | 0.0% | $23.21 | $23.21 | — | COM | 291005106 |
| — | SINCLAIR BROADCAST GROUP -A | 14,747 | $433K | 0.0% | $29.36 | $29.36 | — | COM | 829226109 |
| — | HELIOS HIGH INCOME FUND INC | 52,874 | $431K | 0.0% | $8.15 | $8.15 | — | FUND | 42327X204 |
| — | CHANGYOU.COM LTD-ADR | 14,000 | $426K | 0.0% | $30.43 | $30.43 | — | ADR | 15911M107 |
| — | ROYCE FOCUS TRUST INC | 57,342 | $400K | 0.0% | $6.98 | $6.98 | — | FUND | 78080N108 |
| — | SILVER STANDARD RESOURCES | 60,000 | $380K | 0.0% | $6.33 | $6.33 | — | COM | 82823L106 |
| — | ATLAS FINANCIAL HOLDINGS INC | 42,209 | $378K | 0.0% | $8.96 | $8.96 | — | COM | G06207115 |
| — | XUEDA EDUCATION GR-SPON ADR | 111,467 | $362K | 0.0% | $3.25 | $3.25 | — | ADR | 98418W109 |
| — | NUVEEN SELECT QUALTY MUNI FD | 25,700 | $349K | 0.0% | $13.58 | $13.58 | — | FUND | 670973106 |
| — | UNIVERSAL BUSINESS PAYMENT S | 111,234 | $334K | 0.0% | $3.00 | $3.00 | — | COM | 913384103 |
| — | HOVNANIAN ENTERPRISES-A | 57,220 | $321K | 0.0% | $5.61 | $5.61 | — | COM | 442487203 |
| — | TRINA SOLAR LTD-SPON ADR | 51,550 | $307K | 0.0% | $5.96 | $5.96 | — | ADR | 89628E104 |
| — | BIOAMBER INC | 532,000 | $293K | 0.0% | $0.55 | $0.55 | — | WRT | 09072Q114 |
| — | INVESCO QUALITY MUNI INC TR | 22,300 | $270K | 0.0% | $12.11 | $12.11 | — | FUND | 46133G107 |
| MSFT | MICROSOFT CORP | 7,300 | $252K | 0.0% | $34.52 * | $26.70 | 0.0% | COM | 594918104 |
| — | AIR METHODS CORP | 7,265 | $246K | 0.0% | $33.86 | $33.86 | — | COM | 009128307 |
| — | SOHU.COM INC | 4,000 | $246K | 0.0% | $61.50 | $61.50 | — | COM | 83408W103 |
| COP | CONOCOPHILLIPS | 3,978 | $241K | 0.0% | $60.58 * | $39.96 | 0.0% | COM | 20825C104 |
| XMUIX | BLACKROCK MUNI INTERM DURATI | 15,884 | $234K | 0.0% | $14.73 | $14.73 | — | FUND | 09253X102 |
| — | MACQUARIE GLOBAL INFR TOT RT | 11,302 | $231K | 0.0% | $20.44 | $20.44 | — | FUND | 55608D101 |
| — | PARKERVISION INC | 50,000 | $228K | 0.0% | $4.56 | $4.56 | — | COM | 701354102 |
| — | NUVEEN QUALITY INCOME MUNI | 16,900 | $228K | 0.0% | $13.49 | $13.49 | — | FUND | 670977107 |
| — | CIS ACQUISITION LTD-CLASS A | 774,600 | $225K | 0.0% | $0.29 | $0.29 | — | WRT | G21490118 |
| — | WUXI PHARMATECH CAYMAN-ADR | 10,100 | $212K | 0.0% | $20.99 | $20.99 | — | ADR | 929352102 |
| — | INFINITY CROSS BORDER ACQUIS | 315,000 | $199K | 0.0% | $0.63 | $0.63 | — | WRT | G4772R119 |
| — | EATON VANCE NATIONAL MUNICIP | 10,000 | $197K | 0.0% | $19.70 | $19.70 | — | FUND | 27829L105 |
| — | MFS INVESTMENT GRADE MUNICIP | 20,800 | $194K | 0.0% | $9.33 | $9.33 | — | FUND | 59318B108 |
| — | NUVEEN MD PREMIUM INC MUNI | 14,350 | $192K | 0.0% | $13.38 | $13.38 | — | FUND | 67061Q107 |
| — | NUVEEN MUNI ADVANTAGE FUND | 13,800 | $186K | 0.0% | $13.48 | $13.48 | — | FUND | 67062H106 |
| — | FEDERATED PREMIER INT MUNI | 13,345 | $174K | 0.0% | $13.04 | $13.04 | — | FUND | 31423M105 |
| — | BLUE WOLF MONGOLIA HOLDINGS | 581,400 | $146K | 0.0% | $0.25 | $0.25 | — | WRT | G11962118 |
| — | BGS ACQUISITION CORP | 676,000 | $135K | 0.0% | $0.20 | $0.20 | — | WRT | G1082J118 |
| — | COLLABRIUM JAPAN ACQUISITION | 350,000 | $109K | 0.0% | $0.31 | $0.31 | — | WRT | G2266G110 |
| — | PROSPECT GLOBAL RESOURCES IN | 1,003,211 | $81,000 | 0.0% | $0.08 | $0.08 | — | COM | 74348X103 |
| — | CHART ACQUISITION CORP | 148,400 | $77,000 | 0.0% | $0.52 | $0.44 | — | WRT | 161151113 |
| — | ANDINA ACQUISITION CORP | 295,100 | $71,000 | 0.0% | $0.24 | $0.24 | — | WRT | G0440W126 |
| — | PRIME ACQUISITION CORP | 181,000 | $68,000 | 0.0% | $0.38 | $0.38 | — | WRT | G72436127 |
| — | AQUASITION CORP | 256,600 | $62,000 | 0.0% | $0.24 | $0.03 | — | WRT | Y0192H111 |
| — | NAUTILUS MARINE ACQUISITION | 696,915 | $55,000 | 0.0% | $0.08 | $0.08 | — | WRT | Y6255E119 |
| — | CHINA XD PLASTICS CO LTD | 13,000 | $53,000 | 0.0% | $4.08 | $4.08 | — | COM | 16948F107 |
| — | ARMOUR RESIDENTIAL REIT INC | 5,036,672 | $50,000 | 0.0% | $0.01 | $0.01 | — | WRT | 042315119 |
| — | CHINA HYDROELECTRIC CP-ADS | 649,292 | $22,000 | 0.0% | $0.03 | $0.03 | — | WRT | G2112E145 |
| — | CRUMBS BAKE SHOP INC | 95,609 | $9,000 | 0.0% | $0.09 | $0.09 | — | WRT | 228803110 |
| — | RESOLUTE ENERGY CORP | 19,466 | $7,000 | 0.0% | $0.36 | $0.36 | — | WRT | 76116A116 |