Location: New York, NY
CIK: 0001389223 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Oct 29, 2021
Total Value: $270M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IGM | Ishares North American Tech ETF | 33,663 | $13.59M | 5.0% | $114.14 | — | COM | 464287549 |
| AAPL | Apple Inc. | 90,092 | $12.75M | 4.7% | $85.13 | +69.0% | COM | 037833100 |
| AMZN | Amazon Com Inc | 3,173 | $10.42M | 3.9% | $18.69 | +822.8% | COM | 023135106 |
| GOOGL | Alphabet Inc. Class A | 3,377 | $9.028M | 3.3% | $36.73 | +267.7% | COM | 02079K305 |
| VUG | Vanguard Growth ETF | 25,390 | $7.367M | 2.7% | $124.60 | — | COM | 922908736 |
| MSFT | Microsoft Corp | 21,765 | $6.136M | 2.3% | $59.88 | +368.8% | COM | 594918104 |
| NVDA | Nvidia Corp. | 28,426 | $5.889M | 2.2% | $17.25 | +20.1% | COM | 67066G104 |
| VTI | Vanguard Total Stock Market ETF | 25,850 | $5.74M | 2.1% | $122.07 | — | COM | 922908769 |
| IWF | Ishares Russell 1000 Growth ETF | 20,500 | $5.618M | 2.1% | $123.67 | — | COM | 464287614 |
| DHR | Danaher Corp. | 17,310 | $5.27M | 2.0% | $99.73 | +167.5% | COM | 235851102 |
| IGV | Ishares North American Tech Software ETF | 13,000 | $5.189M | 1.9% | $154.71 | — | COM | 464287515 |
| NOW | Servicenow Inc. | 7,298 | $4.541M | 1.7% | $20.01 | +505.2% | COM | 81762P102 |
| DE | Deere & Co | 13,418 | $4.496M | 1.7% | $91.71 | +270.0% | COM | 244199105 |
| CRM | Salesforce.com Inc | 16,329 | $4.429M | 1.6% | $54.15 | +363.3% | COM | 79466L302 |
| JPM | JP Morgan Chase & Co | 26,978 | $4.416M | 1.6% | $44.59 | +214.6% | COM | 46625H100 |
| — | SVB Financial Group | 6,764 | $4.375M | 1.6% | $365.90 | — | COM | 78486Q101 |
| XLK | SPDR Fd Technology | 27,750 | $4.144M | 1.5% | $69.18 | — | COM | 81369Y803 |
| — | General Electric Co | 39,739 | $4.094M | 1.5% | $9.48 | — | COM | 369604103 |
| IWP | Ishares Russell Mid-Cap Growth ETF | 36,180 | $4.055M | 1.5% | $101.33 | — | COM | 464287481 |
| — | Lam Research Corp. | 7,094 | $4.038M | 1.5% | $292.42 | — | COM | 512807108 |
| PH | Parker Hannifin Corp. | 14,359 | $4.015M | 1.5% | $149.40 | +87.7% | COM | 701094104 |
| AMAT | Applied Materials Inc. | 30,665 | $3.948M | 1.5% | $105.71 | +23.5% | COM | 038222105 |
| CAT | Caterpillar Inc | 20,073 | $3.853M | 1.4% | $62.09 | +209.3% | COM | 149123101 |
| — | SPDR S&P 600 Small Cap ETF | 40,050 | $3.794M | 1.4% | $59.03 | — | COM | 78464A813 |
| MGK | Vanguard Mega Cap Growth ETF | 15,750 | $3.698M | 1.4% | $143.27 | — | COM | 921910816 |
| IWM | Ishares Russell 2000 ETF | 16,907 | $3.698M | 1.4% | $177.18 | — | COM | 464287655 |
| PEP | Pepsico Inc. | 24,506 | $3.686M | 1.4% | $85.05 | +58.7% | COM | 713448108 |
| MA | Mastercard Inc. | 10,594 | $3.683M | 1.4% | $92.63 | +283.0% | Cl. A | 57636Q104 |
| TT | Trane Technologies PLC | 21,140 | $3.65M | 1.4% | $129.28 | +40.7% | COM | G8994E103 |
| SHOP | Shopify Inc. | 2,652 | $3.595M | 1.3% | $34.24 | +337.6% | COM | 82509L107 |
| FDX | Fedex Corp. | 16,391 | $3.594M | 1.3% | $116.22 | +113.4% | COM | 31428X106 |
| JNJ | Johnson & Johnson | 21,964 | $3.547M | 1.3% | $69.90 | +115.0% | COM | 478160104 |
| IHI | Ishares US Medical Devices ETF | 52,740 | $3.311M | 1.2% | $83.19 | — | COM | 464288810 |
| VV | Vanguard Large-Cap ETF | 16,031 | $3.221M | 1.2% | $109.25 | — | COM | 922908637 |
| XLY | Consumer Discretionary Select Sector SPDR | 17,300 | $3.104M | 1.2% | $120.71 | — | COM | 81369Y407 |
| — | Coupa Software Inc. | 13,853 | $3.036M | 1.1% | $262.10 | — | COM | 22266L106 |
| C | Citigroup Inc. | 43,251 | $3.035M | 1.1% | $37.24 | +60.3% | COM | 172967424 |
| PFF | Ishares US Preferred Stock ETF | 74,750 | $2.901M | 1.1% | $36.38 | — | COM | 464288687 |
| APD | Air Products & Chemicals Inc | 11,012 | $2.82M | 1.0% | $203.65 | +21.3% | COM | 009158106 |
| T | AT&T Corp | 100,378 | $2.711M | 1.0% | $14.00 | +14.8% | COM | 00206R102 |
| — | Splunk Inc. | 17,422 | $2.521M | 0.9% | $127.12 | — | COM | 848637104 |
| BA | Boeing Co | 11,247 | $2.474M | 0.9% | $144.28 | +54.6% | COM | 097023105 |
| SJM | JM Smucker Company | 19,960 | $2.396M | 0.9% | $109.78 | 0.0% | COM | 832696405 |
| MKC | McCormick & Co. Inc. | 28,377 | $2.299M | 0.9% | $58.08 | +34.3% | COM | 579780206 |
| SPY | SPDR S&P 500 ETF Trust | 5,340 | $2.292M | 0.9% | $199.57 | — | COM | 78462F103 |
| XPO | XPO Logistics Inc. | 26,565 | $2.114M | 0.8% | $28.87 | +73.6% | COM | 983793100 |
| GXO | GXO Logistics Inc. | 26,590 | $2.086M | 0.8% | $75.70 | 0.0% | COM | 36262G101 |
| MINT | Pimco Enhanced SH MAT ETF | 19,571 | $1.995M | 0.7% | $101.86 | — | COM | 72201R833 |
| XT | Exponential Technologies ETF | 29,925 | $1.877M | 0.7% | $33.28 | — | COM | 46434V381 |
| QQQ | Invesco QQQ Trust, Series 1 | 5,235 | $1.874M | 0.7% | $174.08 | — | COM | 46090E103 |
| IYY | Ishares Dow Jones US ETF | 17,100 | $1.845M | 0.7% | $93.99 | — | COM | 464287846 |
| IRM | Iron Mountain Inc. | 39,150 | $1.701M | 0.6% | $37.70 | 0.0% | COM | 46284V101 |
| — | Pimco Dynamic Credit & Mortgage Income Fund | 79,650 | $1.683M | 0.6% | $20.21 | — | COM | 72202D106 |
| VOT | Vanguard Mid Cap Growth ETF | 7,020 | $1.659M | 0.6% | $98.30 | — | COM | 922908538 |
| VXF | Vanguard Extended Market ETF | 8,550 | $1.559M | 0.6% | $88.26 | — | COM | 922908652 |
| — | Blackrock Capital Allocation Trust | 75,750 | $1.53M | 0.6% | $20.61 | — | COM | 09260U109 |
| MDY | SPDR S&P Midcap 400 | 3,150 | $1.515M | 0.6% | $313.40 | — | COM | 78467Y107 |
| GOOG | Alphabet Inc. Class C | 558 | $1.487M | 0.6% | $35.61 | +284.3% | COM | 02079K107 |
| BAC | Bank of America Corp | 35,000 | $1.486M | 0.6% | $12.69 | +184.4% | COM | 060505104 |
| — | First Trust Intermediate Duration Pfd Incm. | 55,950 | $1.4M | 0.5% | $21.65 | — | COM | 33718W103 |
| PFE | Pfizer Inc | 32,100 | $1.381M | 0.5% | $26.03 | +37.0% | COM | 717081103 |
| — | Flaherty & Crumrine Dynamic Pfd | 45,150 | $1.3M | 0.5% | $22.16 | — | Preferred | 33848W106 |
| ROBO | Robo Global Robotics & Automation | 18,675 | $1.203M | 0.4% | $36.90 | — | COM | 301505707 |
| — | Eaton Vance Muni Bond Fund | 86,808 | $1.161M | 0.4% | $12.87 | — | COM | 27827X101 |
| — | Nuveen Muni Value Fund Inc. | 102,500 | $1.16M | 0.4% | $10.29 | — | COM | 670928100 |
| NFLX | Netflix Inc | 1,900 | $1.16M | 0.4% | $10.02 | +449.0% | COM | 64110L106 |
| VZ | Verizon Communications Inc. | 21,300 | $1.15M | 0.4% | $31.50 | +34.3% | COM | 92343V104 |
| — | Nuveen AMT-Free Municipal Credit Incm Fd. | 61,823 | $1.06M | 0.4% | $16.20 | — | COM | 67071L106 |
| — | Blackrock Muni Inc TR | 68,000 | $1.006M | 0.4% | $14.20 | — | COM | 09248F109 |
| SLB | Schlumberger Ltd. | 33,500 | $993K | 0.4% | $26.77 | -2.9% | COM | 806857108 |
| SDY | SPDR Ser Tr S&P Dividend | 8,300 | $976K | 0.4% | $80.74 | — | COM | 78464A763 |
| IWR | Ishares Russell Mid-Cap ETF | 12,201 | $954K | 0.4% | $74.29 | — | COM | 464287499 |
| IBB | Ishares Biotechnology ETF | 5,775 | $934K | 0.3% | $177.59 | — | COM | 464287556 |
| AMGN | Amgen Inc | 4,185 | $890K | 0.3% | $95.76 | +109.1% | COM | 031162100 |
| IWS | Ishares Russell Mid-Cap Value ETF | 7,545 | $854K | 0.3% | $82.52 | — | COM | 464287473 |
| DIS | Disney Walt Co | 4,650 | $787K | 0.3% | $101.06 | +72.3% | COM | 254687106 |
| COST | Costco Wholesale Corp | 1,621 | $728K | 0.3% | $109.83 | +280.8% | COM | 22160K105 |
| XLP | Consumer Staples Select Sector SPDR | 10,325 | $711K | 0.3% | $52.79 | — | COM | 81369Y308 |
| MRK | Merck & Co New | 9,455 | $710K | 0.3% | $33.07 | +100.0% | COM | 58933Y105 |
| FDN | First Trust DJ Internet Index ETF | 3,000 | $708K | 0.3% | $85.41 | — | COM | 33733E302 |
| — | Blackstone Group LP | 6,048 | $703K | 0.3% | $36.47 | — | COM | 09253U108 |
| ED | Consolidated Edison | 9,550 | $693K | 0.3% | $40.86 | +56.7% | COM | 209115104 |
| INTC | Intel Corp | 12,692 | $676K | 0.3% | $27.09 | +83.8% | COM | 458140100 |
| GILD | Gilead Sciences Inc | 9,225 | $644K | 0.2% | $50.00 | +18.8% | COM | 375558103 |
| TIP | Ishares TIPS Bond ETF | 4,873 | $622K | 0.2% | $108.62 | — | COM | 464287176 |
| — | Nuveen High Income 11/21 Tgt Trm Fd. | 64,500 | $605K | 0.2% | $9.74 | — | COM | 67077N106 |
| — | Nuveen NY AMT-Free Quality Incm. | 42,000 | $581K | 0.2% | $13.38 | — | COM | 670656107 |
| VYM | Vanguard High Div Yield | 5,566 | $575K | 0.2% | $66.65 | — | COM | 921946406 |
| XLF | Financial Sector SPDR ETF | 13,650 | $512K | 0.2% | $26.01 | — | COM | 81369Y605 |
| — | Rivernorth Flexible Municipal Incm Fd II | 25,000 | $507K | 0.2% | $20.04 | — | COM | 76883Y107 |
| — | Nuveen Preferred & Income Securities Fd | 51,500 | $505K | 0.2% | $9.81 | — | COM | 67072C105 |
| DOW | Dow Inc. | 8,761 | $504K | 0.2% | $50.96 | -6.2% | COM | 260557103 |
| TTD | The Trade Desk Inc. | 7,150 | $503K | 0.2% | $60.56 | +27.7% | COM | 88339J105 |
| XLE | Energy Select Sector SPDR ETF | 9,400 | $490K | 0.2% | $46.95 | — | COM | 81369Y506 |
| PG | Procter & Gamble Co. | 3,500 | $489K | 0.2% | $57.75 | +120.4% | COM | 742718109 |
| — | US Bancorp Prefrd Ser F | 18,625 | $474K | 0.2% | $26.68 | — | Preferred | 902973833 |
| — | US Bancorp Prefrd Ser M | 18,450 | $465K | 0.2% | $24.96 | — | Preferred | 902973718 |
| VTV | Vanguard Value ETF | 3,066 | $415K | 0.2% | $76.93 | — | COM | 922908744 |
| CVX | Chevron Corp. | 3,950 | $401K | 0.1% | $70.35 | +18.4% | COM | 166764100 |
| IVE | Ishares S&P 500 Value ETF | 2,600 | $378K | 0.1% | $95.74 | — | COM | 464287408 |
| — | JP Morgan Chase & Co Prfrd Ser L | 14,300 | $377K | 0.1% | $26.64 | — | Preferred | 48128B549 |
| TBT | Prosh Ult Sh Leh 20 Plus Tys | 20,000 | $367K | 0.1% | $18.65 | — | COM | 74347B201 |
| SO | Southern Company | 5,900 | $366K | 0.1% | $49.53 | +10.4% | COM | 842587107 |
| ABT | Abbott Labs | 2,900 | $343K | 0.1% | $81.94 | +38.5% | COM | 002824100 |
| IXJ | Ishares Global Healthcare ETF | 3,950 | $331K | 0.1% | $80.88 | — | COM | 464287325 |
| VTIP | Vanguard Short Term Inflation Protected ETF | 6,000 | $315K | 0.1% | $49.17 | — | COM | 922020805 |
| — | Angel Oak DFS Inc TR | 15,125 | $309K | 0.1% | $20.00 | — | COM | 03462A102 |
| SYY | Sysco Corp. | 3,900 | $306K | 0.1% | $45.18 | +50.0% | COM | 871829107 |
| XOM | Exxon Mobil Corp. | 5,075 | $299K | 0.1% | $30.36 | +59.6% | COM | 30231G102 |
| COF | Capital One Financial Corp. | 1,820 | $295K | 0.1% | $107.90 | +39.7% | COM | 14040H105 |
| AEP | American Electrical Power Inc | 3,500 | $284K | 0.1% | $35.32 | +110.5% | COM | 025537101 |
| VO | Vanguard Mid-Cap ETF | 1,170 | $277K | 0.1% | $176.07 | — | COM | 922908629 |
| XLU | SPDR Fd Utilities | 4,200 | $268K | 0.1% | $43.30 | — | COM | 81369Y886 |
| RTX | Raytheon Technologies Corp. | 3,100 | $266K | 0.1% | $54.61 | +41.7% | COM | 75513E101 |
| HD | Home Depot Inc | 800 | $263K | 0.1% | $199.72 | +47.5% | COM | 437076102 |
| KO | Coca Cola Co. | 4,820 | $253K | 0.1% | $27.74 | +75.9% | COM | 191216100 |
| — | Blackrock Muni NY Fd | 17,500 | $241K | 0.1% | $13.29 | — | COM | 09255E102 |
| — | JP Morgan Chase & Co Prfrd Ser D | 8,500 | $232K | 0.1% | $25.76 | — | Preferred | 48128B655 |
| GLD | SPDR Gold Trust | 1,350 | $222K | 0.1% | $167.41 | — | COM | 78463V107 |
| JNK | SPDR Barclays High Yield Bd ETF | 2,030 | $222K | 0.1% | $100.99 | — | COM | 78468R622 |
| OKE | Oneok Inc. New | 3,775 | $219K | 0.1% | $34.52 | +22.7% | COM | 682680103 |
| UYG | Proshares Ultra Financials | 3,400 | $215K | 0.1% | $32.83 | — | COM | 74347X633 |
| QCOM | Qualcomm Inc | 1,650 | $213K | 0.1% | $95.15 | +35.4% | COM | 747525103 |
| FCX | Freeport-McMoran Inc. | 6,150 | $200K | 0.1% | $19.45 | +70.1% | COM | 35671D857 |