Location: Austin, TX
CIK: 0001568132 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Jul 30, 2015
Total Value: $214M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SCHX | SCHWAB US LARGE CAP ETF | 1,150,212 | $56.72M | 26.6% | $49.31 * | $8.01 | +2.6% | UIE | 808524201 |
| SCHG | SCHWAB US LARGE CAP | 780,317 | $41.88M | 19.6% | $53.67 * | $6.82 | -1.6% | UIE | 808524300 |
| HYS | PIMCO 0-5 YEAR HIGH YLD | 130,284 | $13.01M | 6.1% | $99.87 | $103.13 | -3.2% | UIE | 72201R783 |
| IWB | ISHARES RUSSELL 1000 | 79,843 | $9.264M | 4.3% | $116.03 | $91.69 | +26.6% | UIE | 464287622 |
| SCHB | SCHWAB US BROAD MARKET | 180,478 | $9.064M | 4.2% | $50.22 * | $7.88 | +6.3% | UIE | 808524102 |
| VTI | VANGUARD TOTAL STOCK | 59,955 | $6.416M | 3.0% | $107.01 | $109.02 | -1.8% | UIE | 922908769 |
| — | ISHARES MSCI JAPAN ETF | 499,269 | $6.395M | 3.0% | $12.81 | $12.81 | — | UIE | 464286848 |
| — | FORUM ENERGY TECH | 283,001 | $5.739M | 2.7% | $20.28 | $29.80 | — | COM | 34984V100 |
| MAIN | MAIN STREET CAPITAL | 151,625 | $4.837M | 2.3% | $31.90 | $30.81 | +3.6% | COM | 56035L104 |
| HEFA | ISHARES CURRENCY HEDG | 154,889 | $4.23M | 2.0% | $27.31 | $25.04 | +9.0% | UIE | 46434V803 |
| — | FIRST TRUST NYSE ARCA | 33,065 | $4.099M | 1.9% | $123.97 | $118.23 | — | UIE | 33733E207 |
| — | FS INVESTMENT CORP | 408,747 | $4.021M | 1.9% | $9.84 | $9.94 | — | COM | 302635107 |
| — | POWERSHARE DYNAMIC | 130,059 | $3.484M | 1.6% | $26.79 | $26.99 | — | UIE | 73935X781 |
| — | POWERSHARES DYN FOOD& | 107,463 | $3.482M | 1.6% | $32.40 | $31.69 | — | UIE | 73935X849 |
| DXJ | WISDOMTREE JAPAN HEDGED | 59,143 | $3.382M | 1.6% | $57.18 * | $173.95 | -1.4% | UIE | 97717W851 |
| HEDJ | WISDOMTREE EUROPE HEDGED | 53,507 | $3.294M | 1.5% | $61.56 * | $32.66 | -5.7% | UIE | 97717X701 |
| — | GUGGENHEIM S&P 500 EQUAL | 20,337 | $3.243M | 1.5% | $159.46 | $142.59 | — | UIE | 78355W841 |
| XOM | EXXON MOBIL CORP | 38,130 | $3.171M | 1.5% | $83.16 * | $54.50 | -3.3% | COM | 30231G102 |
| FXG | FIRST TR CONSUMR STAPLS | 67,379 | $2.966M | 1.4% | $44.02 | $41.13 | +7.0% | UIE | 33734X119 |
| IYC | ISHARES US CONSUMER | 19,796 | $2.832M | 1.3% | $143.06 * | $36.14 | -1.0% | UIE | 464287580 |
| VO | VANGUARD MID CAP ETF | 18,946 | $2.414M | 1.1% | $127.41 * | $24.15 | +31.9% | UIE | 922908629 |
| IVW | ISHARES S&P 500 GROWTH | 19,865 | $2.261M | 1.1% | $113.82 * | $28.40 | +0.2% | UIE | 464287309 |
| VEU | VANGUARD FTSE ALL WORLD | 46,183 | $2.242M | 1.0% | $48.55 | $47.61 | +2.0% | UIE | 922042775 |
| PEP | PEPSICO INCORPORATED | 16,995 | $1.586M | 0.7% | $93.32 * | $56.45 | +20.5% | COM | 713448108 |
| SMMU | PIMCO SHORT TERM MUNI | 24,900 | $1.247M | 0.6% | $50.08 | $50.23 | -0.2% | UIE | 72201R874 |
| — | TCP CAPITAL CORP | 66,225 | $1.012M | 0.5% | $15.28 | $16.70 | — | COM | 87238Q103 |
| MINT | PIMCO ENHANCED SHORT | 6,425 | $649K | 0.3% | $101.01 | $101.23 | -0.1% | UIE | 72201R833 |
| SHW | SHERWIN WILLIAMS CO | 2,300 | $632K | 0.3% | $274.78 * | $54.58 | +52.2% | COM | 824348106 |
| YUM | YUM BRANDS INC | 6,348 | $571K | 0.3% | $89.95 * | $39.11 | +35.9% | COM | 988498101 |
| AAL | AMERICAN AIRLS GROUP | 11,000 | $439K | 0.2% | $39.91 * | $31.76 | +19.6% | COM | 02376R102 |
| — | 1/100 BERKSHIRE HTWY CLA | 200 | $409K | 0.2% | $2045.00 | $1685.00 | — | COM | 084990175 |
| CVX | CHEVRON CORPORATION | 3,582 | $344K | 0.2% | $96.04 * | $69.85 | -12.2% | COM | 166764100 |
| AAPL | APPLE INC | 2,644 | $331K | 0.2% | $125.19 * | $19.24 | +45.7% | COM | 037833100 |
| KMI | KINDER MORGAN INC | 6,828 | $262K | 0.1% | $38.37 * | $22.45 | -0.0% | COM | 49456B101 |
| PM | PHILIP MORRIS INTL | 3,200 | $256K | 0.1% | $80.00 * | $49.85 | -4.5% | COM | 718172109 |
| SHV | ISHARES SHORT TREASURY | 2,095 | $231K | 0.1% | $110.26 | $110.26 | +0.0% | UIE | 464288679 |
| JPM | JPMORGAN CHASE & CO | 3,296 | $223K | 0.1% | $67.66 * | $36.24 | +40.7% | COM | 46625H100 |
| — | GENERAL ELECTRIC CO | 8,208 | $218K | 0.1% | $26.56 | $23.32 | — | COM | 369604103 |
| PCG | P G & E CORP | 4,009 | $196K | 0.1% | $48.89 * | $38.88 | +16.2% | COM | 69331C108 |
| COP | CONOCOPHILLIPS | 2,828 | $173K | 0.1% | $61.17 * | $42.38 | +3.8% | COM | 20825C104 |
| DUK | DUKE ENERGY CORP | 2,391 | $168K | 0.1% | $70.26 * | $41.83 | +9.4% | COM | 26441C204 |
| SO | SOUTHERN COMPANY | 4,000 | $167K | 0.1% | $41.75 * | $26.74 | +0.5% | COM | 842587107 |
| MO | ALTRIA GROUP INC | 3,390 | $165K | 0.1% | $48.67 * | $16.38 | +50.1% | COM | 02209S103 |
| MSFT | MICROSOFT CORP | 3,583 | $157K | 0.1% | $43.82 * | $33.73 | +13.1% | COM | 594918104 |
| PFE | PFIZER INCORPORATED | 4,524 | $151K | 0.1% | $33.38 * | $16.50 | +23.3% | COM | 717081103 |
| TSLA | TESLA MOTORS INC | 536 | $143K | 0.1% | $266.79 * | $5.35 | +234.5% | COM | 88160R101 |
| BRK/B | BERKSHIRE HATHAWAY | 1,050 | $142K | 0.1% | $135.24 | $110.02 | +23.7% | COM | 084670702 |
| PSX | PHILLIPS 66 | 1,562 | $125K | 0.1% | $80.03 * | $42.92 | +27.2% | COM | 718546104 |
| — | GRIFFIN CAP ESSENTIAL | 10,681 | $109K | 0.1% | $10.21 | $10.23 | — | RET | 398994202 |
| — | GOLDMAN SACHS BK 0.5%16 | 107,000 | $107K | 0.1% | $1.00 | $1.00 | — | CDS | 38147JUN0 |
| T | A T & T INC | 3,035 | $107K | 0.1% | $35.26 * | $11.37 | +11.6% | COM | 00206R102 |
| — | CALCASU-CAMERON LA 4%18 | 100,000 | $107K | 0.1% | $1.07 | $1.09 | — | BMU | 128271AV5 |
| META | FACEBOOK INC | 1,240 | $106K | 0.0% | $85.48 | $49.48 | +72.1% | COM | 30303M102 |
| KRG | KITE REALTY GRP TR | 4,267 | $104K | 0.0% | $24.37 | $24.14 | — | RET | 49803T300 |
| MCD | MC DONALDS CORP | 1,067 | $101K | 0.0% | $94.66 * | $71.80 | +2.1% | COM | 580135101 |
| INTC | INTEL CORP | 3,335 | $101K | 0.0% | $30.28 * | $17.18 | +37.8% | COM | 458140100 |
| CSCO | CISCO SYSTEMS INC | 3,593 | $98,000 | 0.0% | $27.28 * | $15.24 | +29.6% | COM | 17275R102 |
| FFIN | 1ST FINANCIAL BANKSH | 2,784 | $96,000 | 0.0% | $34.48 * | $11.27 | +27.0% | COM | 32020R109 |
| KIM | KIMCO REALTY CORP | 4,000 | $90,000 | 0.0% | $22.50 * | $12.61 | +6.7% | RET | 49446R109 |
| — | EXPRESS SCRIPTS HLDG | 972 | $86,000 | 0.0% | $88.48 | $61.73 | — | COM | 30219G108 |
| — | UNITED STATES NATURAL | 6,280 | $85,000 | 0.0% | $13.54 | $18.95 | — | UIE | 912318201 |
| IBM | IBM CORP | 523 | $85,000 | 0.0% | $162.52 * | $118.94 | -16.0% | COM | 459200101 |
| CL | COLGATE-PALMOLIVE CO | 1,200 | $78,000 | 0.0% | $65.00 * | $44.38 | +15.2% | COM | 194162103 |
| — | FS INVESTMENT CORP II | 8,133 | $75,000 | 0.0% | $9.22 | $10.57 | — | CEM | 35952V105 |
| SPG | SIMON PPTY GROUP | 416 | $71,000 | 0.0% | $170.67 * | $88.80 | +15.1% | RET | 828806109 |
| — | BANCO POPULAR DE 0.75%16 | 70,000 | $70,000 | 0.0% | $1.00 | $1.00 | — | CDS | 05967EY45 |
| — | SAFRA NATL BK NE 0.45%16 | 70,000 | $70,000 | 0.0% | $1.00 | $1.00 | — | CDS | 78658QGN7 |
| — | COMMUNITY & SOUT 0.35%15 | 68,000 | $68,000 | 0.0% | $1.00 | $0.99 | — | CDS | 20344CAB2 |
| — | SOUTHCROSS ENERGY LP LP | 6,000 | $66,000 | 0.0% | $11.00 | $16.89 | — | MLP | 84130C100 |
| — | CARTER VALIDUS MSN REIT | 6,522 | $65,000 | 0.0% | $9.97 | $9.90 | — | RET | 146996012 |
| — | DISCOVER BK 0.75%15 | 65,000 | $65,000 | 0.0% | $1.00 | $1.00 | — | CDS | 254671TV2 |
| — | FIRST KENTUCKY B 0.35%16 | 65,000 | $64,000 | 0.0% | $0.98 | $1.00 | — | CDS | 32065TAJ0 |
| SCHA | SCHWAB US SMALL CAP ETF | 1,108 | $63,000 | 0.0% | $56.86 * | $10.84 | +32.5% | UIE | 808524607 |
| — | GOLDMAN SACHS BK 0.4%16 | 63,000 | $62,000 | 0.0% | $0.98 | $0.98 | — | CDS | 38148JQT1 |
| — | FLUSHING SVGS BK 0.75%15 | 61,000 | $61,000 | 0.0% | $1.00 | $1.00 | — | CDS | 344030ER8 |
| LUV | SOUTHWEST AIRLINES | 1,829 | $60,000 | 0.0% | $32.80 * | $12.34 | +137.7% | COM | 844741108 |
| — | BMW BANK NO AMER 2.05%15 | 60,000 | $60,000 | 0.0% | $1.00 | $1.00 | — | CDS | 05568PYM3 |
| — | CORPORATE PPTY ASSOC 17 | 6,131 | $59,000 | 0.0% | $9.62 | $9.91 | — | RET | 22003D102 |
| HTH | HILLTOP HOLDINGS INC | 2,430 | $58,000 | 0.0% | $23.87 | $14.87 | +62.0% | COM | 432748101 |
| WMT | WAL-MART STORES INC | 825 | $58,000 | 0.0% | $70.30 * | $19.98 | -2.9% | COM | 931142103 |
| — | MARKWEST ENERGY PTNR LP | 1,000 | $56,000 | 0.0% | $56.00 | $67.00 | — | MLP | 570759100 |
| NVS | NOVARTIS AG F | 550 | $54,000 | 0.0% | $98.18 | $76.42 | +28.7% | ADR | 66987V109 |
| GLD | SPDR GOLD SHARES ETF | 489 | $54,000 | 0.0% | $110.43 | $136.97 | -18.0% | UIE | 78463V107 |
| EWW | ISHARES MSCI MEXICO | 918 | $52,000 | 0.0% | $56.64 | $69.47 | -17.8% | UIE | 464286822 |
| — | GOLDMAN SACHS BK US 5%15 | 50,000 | $50,000 | 0.0% | $1.00 | $1.04 | — | CDS | 381426MR3 |
| TEVA | TEVA PHARM INDS LTD F | 846 | $49,000 | 0.0% | $57.92 * | $61.69 | -4.2% | ADR | 881624209 |
| BAC | BANK OF AMERICA CORP | 2,854 | $48,000 | 0.0% | $16.82 * | $10.66 | +27.4% | COM | 060505104 |
| — | ALLIANCE HOLDINGS GP LP | 1,200 | $46,000 | 0.0% | $38.33 | $58.33 | — | MLP | 01861G100 |
| ORCL | ORACLE CORPORATION | 1,140 | $45,000 | 0.0% | $39.47 * | $28.77 | +19.5% | COM | 68389X105 |
| — | TELEFONICA EMI 5.877%19F | 40,000 | $44,000 | 0.0% | $1.10 | $1.07 | — | UDD | 87938WAH6 |
| UNH | UNITEDHEALTH GRP INC | 356 | $43,000 | 0.0% | $120.79 * | $50.75 | +103.1% | COM | 91324P102 |
| — | ROYAL BANK SCOT 3.95%15F | 40,000 | $40,000 | 0.0% | $1.00 | $1.05 | — | UDD | 78010XAG6 |
| — | JEFFERIES GROUP L 5.5%16 | 40,000 | $40,000 | 0.0% | $1.00 | $1.07 | — | BCO | 472319AB8 |
| — | INGERSOLL RAND CL A NEWF | 600 | $40,000 | 0.0% | $66.67 | $55.00 | — | FGO | G47791101 |
| HBCP | HOME BANCORP INC | 1,549 | $39,000 | 0.0% | $25.18 * | $14.14 | +40.7% | COM | 43689E107 |
| — | MARATHON OIL CORP | 1,500 | $39,000 | 0.0% | $26.00 | $28.00 | — | COM | 565849106 |
| EPD | ENTERPRISE PRODUCTS LP | 1,304 | $38,000 | 0.0% | $29.14 | $55.86 | — | MLP | 293792107 |
| — | ALLSTATE CORPORATION | 600 | $38,000 | 0.0% | $63.33 | $63.33 | — | COM | 20002101 |
| — | WHOLE FOODS MARKET | 974 | $38,000 | 0.0% | $39.01 | $51.33 | — | COM | 966837106 |
| — | SIRIUS XM HLDGS INC | 9,750 | $36,000 | 0.0% | $3.69 | $3.49 | — | COM | 82968B103 |
| SBUX | STARBUCKS CORP | 671 | $35,000 | 0.0% | $52.16 * | $32.50 | +33.2% | COM | 855244109 |
| CSX | CSX CORP | 1,080 | $35,000 | 0.0% | $32.41 * | $6.66 | +38.9% | COM | 126408103 |
| — | COMMUNICATIONS SALES | 1,400 | $34,000 | 0.0% | $24.29 | $24.29 | — | COM | 20341J104 |
| FXI | ISHARES CHINA LARGE CAP | 750 | $34,000 | 0.0% | $45.33 | $36.00 | +28.1% | UIE | 464287184 |
| GILD | GILEAD SCIENCES INC | 289 | $33,000 | 0.0% | $114.19 * | $53.96 | +51.3% | COM | 375558103 |
| — | KEYBANK NA 0.35%15 | 32,000 | $32,000 | 0.0% | $1.00 | $0.97 | — | CDS | 49306STD8 |
| VTHR | VANGUARD RUSSELL 3000 | 329 | $31,000 | 0.0% | $94.22 | $92.56 | +3.4% | UIE | 92206C599 |
| EWH | ISHARES MSCI HONG KONG | 1,400 | $31,000 | 0.0% | $22.14 | $20.47 | +10.2% | UIE | 464286871 |
| — | ISHARES GOLD ETF | 2,680 | $30,000 | 0.0% | $11.19 | $11.91 | — | UIE | 464285105 |
| SCHE | SCHWAB EMERGING MARKETS | 1,207 | $29,000 | 0.0% | $24.03 * | $24.65 | -0.3% | UIE | 808524706 |
| — | NORTHSTAR REALTY | 1,730 | $27,000 | 0.0% | $15.61 | $17.34 | — | RET | 66704R704 |
| TIP | ISHARES TIPS BOND ETF | 242 | $27,000 | 0.0% | $111.57 | $115.50 | -3.0% | UIE | 464287176 |
| — | EATON VANCE TAX-MANA | 2,828 | $27,000 | 0.0% | $9.55 | $9.19 | — | CEM | 27829F108 |
| EA | ELECTRONIC ARTS INC | 400 | $26,000 | 0.0% | $65.00 | $19.79 | +226.7% | COM | 285512109 |
| — | HSBC HLDGS P 8.125% PFD | 1,000 | $26,000 | 0.0% | $26.00 | $25.00 | — | PRE | 404280703 |
| — | HUBBELL INC | 240 | $25,000 | 0.0% | $104.17 | $100.00 | — | COM | 443510201 |
| — | POWERSHARES DWA MOMENTUM | 592 | $25,000 | 0.0% | $42.23 | $43.92 | — | UIE | 73935X153 |
| KO | COCA COLA COMPANY | 638 | $25,000 | 0.0% | $39.18 * | $28.60 | -1.5% | COM | 191216100 |
| — | POWERSHARES S&P 500 LOW | 632 | $23,000 | 0.0% | $36.39 | $37.97 | — | UIE | 73937B779 |
| — | HALCON RESOURCES | 20,000 | $23,000 | 0.0% | $1.15 | $1.50 | — | COM | 40537Q209 |
| CIEN | CIENA CORP | 1,000 | $23,000 | 0.0% | $23.00 * | $22.53 | +5.1% | COM | 171779309 |
| — | ARMOUR RESIDENTIAL | 7,868 | $22,000 | 0.0% | $2.80 | $4.49 | — | RET | 042315101 |
| NFLX | NETFLIX INC | 35 | $22,000 | 0.0% | $628.57 * | $2.97 | +215.6% | COM | 64110L106 |
| MSI | MOTOROLA SOLUTIONS | 391 | $22,000 | 0.0% | $56.27 * | $47.42 | +2.3% | COM | 620076307 |
| — | ALLY BANK 1.5%15 | 22,000 | $22,000 | 0.0% | $1.00 | $1.00 | — | CDS | 02005QSQ7 |
| — | WEINGARTEN RLT | 675 | $22,000 | 0.0% | $32.59 | $31.11 | — | RET | 948741103 |
| KMB | KIMBERLY-CLARK CORP | 200 | $21,000 | 0.0% | $105.00 * | $62.07 | +19.6% | COM | 494368103 |
| — | BAKER HUGHES INC | 330 | $20,000 | 0.0% | $60.61 | $62.53 | — | COM | 057224107 |
| — | COPPELL TX ISD 0%17 | 21,000 | $20,000 | 0.0% | $0.95 | $0.90 | — | BMU | 217489N82 |
| — | GOLDMAN SACHS BK 1.65%15 | 20,000 | $20,000 | 0.0% | $1.00 | $1.00 | — | CDS | 3814267P4 |
| UNP | UNION PACIFIC CORP | 200 | $19,000 | 0.0% | $95.00 * | $67.45 | +11.6% | COM | 907818108 |
| — | TEX PAC LAND SUB CTF | 120 | $18,000 | 0.0% | $150.00 | $129.56 | — | COM | 882610108 |
| QCOM | QUALCOMM INC | 300 | $18,000 | 0.0% | $60.00 * | $45.06 | +3.0% | COM | 747525103 |
| — | HEWLETT-PACKARD CO | 632 | $18,000 | 0.0% | $28.48 | $24.51 | — | COM | 428236103 |
| SBR | SABINE ROYALTY TRUST UNT | 500 | $18,000 | 0.0% | $36.00 | $52.00 | — | UIE | 785688102 |
| — | ALAMO TEX CMNTY CLG 4%16 | 17,000 | $17,000 | 0.0% | $1.00 | $1.06 | — | BMU | 011415HU3 |
| WPC | W.P. CAREY INC. | 294 | $17,000 | 0.0% | $57.82 | $61.22 | — | RET | 92936U109 |
| USB | U S BANCORP | 404 | $17,000 | 0.0% | $42.08 * | $22.41 | +33.2% | COM | 902973304 |
| — | IRVING TX ISD 4.125%20 | 16,000 | $16,000 | 0.0% | $1.00 | $1.06 | — | BMU | 463813LP8 |
| BABA | ALIBABA GROUP HLDG F | 200 | $16,000 | 0.0% | $80.00 * | $96.22 | -14.5% | ADR | 01609W102 |
| — | HARRIS CNTY TX 0%17 | 17,000 | $16,000 | 0.0% | $0.94 | $0.94 | — | BMU | 414004MK4 |
| — | COACH INC | 460 | $15,000 | 0.0% | $32.61 | $56.52 | — | COM | 189754104 |
| — | LUMINEX CORP DEL | 910 | $15,000 | 0.0% | $16.48 | $20.88 | — | COM | 55027E102 |
| — | PIMCO HIGH INCOME FD | 1,600 | $15,000 | 0.0% | $9.38 | $10.39 | — | CEM | 722014107 |
| TXT | TEXTRON INCORPORATED | 352 | $15,000 | 0.0% | $42.61 * | $26.50 | +65.9% | COM | 883203101 |
| — | STONEMOR PARTNERS LP | 500 | $15,000 | 0.0% | $30.00 | $28.00 | — | MLP | 86183Q100 |
| — | DALLAS TX CONV HOTE 0%18 | 16,000 | $15,000 | 0.0% | $0.94 | $0.88 | — | BMU | 235417AR3 |
| OXY | OCCIDENTAL PETROL CO | 200 | $15,000 | 0.0% | $75.00 * | $57.83 | -1.6% | COM | 674599105 |
| SUN | SUNOCO LP LP | 315 | $14,000 | 0.0% | $44.44 | $50.79 | — | MLP | 86765K109 |
| — | ALLIANZGI CONVERTIBLE & | 2,000 | $14,000 | 0.0% | $7.00 | $7.00 | — | CEM | 18825109 |
| LNT | ALLIANT ENERGY CORP | 248 | $14,000 | 0.0% | $56.45 * | $16.89 | +22.2% | COM | 018802108 |
| — | JDS UNIPHASE CORP | 1,251 | $14,000 | 0.0% | $11.19 | $14.39 | — | COM | 46612J507 |
| AEP | AMER ELECTRIC PWR CO | 264 | $13,000 | 0.0% | $49.24 * | $29.90 | +22.0% | COM | 025537101 |
| IWO | ISHARES RUSSELL 2000 | 85 | $13,000 | 0.0% | $152.94 | $129.59 | +19.3% | UIE | 464287648 |
| MDLZ | MONDELEZ INTL | 338 | $13,000 | 0.0% | $38.46 * | $23.16 | +40.3% | COM | 609207105 |
| UHS | UNIVERSAL HLTH SVCS | 96 | $13,000 | 0.0% | $135.42 | $62.83 | +116.5% | COM | 913903100 |
| — | MAGELLAN MIDSTREAM P LP | 166 | $12,000 | 0.0% | $72.29 | $54.22 | — | MLP | 559080106 |
| — | BP PRUDHOE BAY UNT | 200 | $12,000 | 0.0% | $60.00 | $95.00 | — | UIE | 055630107 |
| NMFC | NEW MOUNTAIN FIN CO | 830 | $12,000 | 0.0% | $14.46 * | $4.55 | +5.0% | COM | 647551100 |
| CAT | CATERPILLAR INC | 150 | $12,000 | 0.0% | $80.00 * | $61.55 | +5.7% | COM | 149123101 |
| ALLE | ALLEGION PUBLIC LTD CO F | 200 | $12,000 | 0.0% | $60.00 * | $38.52 | +39.0% | FGO | G0176J109 |
| — | WESTERN ASSET INCOME | 925 | $12,000 | 0.0% | $12.97 | $12.97 | — | CEM | 95766T100 |
| — | EATON VANCE TAX MANAGED | 1,000 | $11,000 | 0.0% | $11.00 | $10.00 | — | CEM | 27828N102 |
| SWKS | SKYWORKS SOLUTIONS | 106 | $11,000 | 0.0% | $103.77 * | $49.85 | +68.5% | COM | 83088M102 |
| — | CHESAPEAKE ENERGY CO | 1,000 | $11,000 | 0.0% | $11.00 | $11.00 | — | COM | 165167107 |
| BR | BROADRIDGE FINL SOLU | 200 | $10,000 | 0.0% | $50.00 * | $35.90 | +16.0% | COM | 11133T103 |
| — | AEGON NV F | 1,378 | $10,000 | 0.0% | $7.26 | $6.67 | — | ADR | 007924103 |
| DEM | WISDOMTREE EMERGING | 242 | $10,000 | 0.0% | $41.32 * | $53.55 | -18.9% | UIE | 97717W315 |
| WLKP | WESTLAKE CHEMICAL PR LP | 500 | $10,000 | 0.0% | $20.00 | $28.00 | — | MLP | 960417103 |
| PG | PROCTER & GAMBLE | 131 | $10,000 | 0.0% | $76.34 * | $55.15 | +5.9% | COM | 742718109 |
| — | NUVEEN SELECT TAX-FREE I | 700 | $9,000 | 0.0% | $12.86 | $12.86 | — | CEM | 67063C106 |
| — | PIMCO STRATEGIC INCOME | 1,100 | $9,000 | 0.0% | $8.18 | $9.27 | — | CEM | 72200X104 |
| — | CHUYS HOLDINGS INC | 350 | $9,000 | 0.0% | $25.71 | $24.44 | — | COM | 171604101 |
| BMY | BRISTOL-MYERS SQUIBB | 150 | $9,000 | 0.0% | $60.00 * | $28.67 | +62.0% | COM | 110122108 |
| BP | BP PLC F | 237 | $9,000 | 0.0% | $37.97 * | $41.83 | -4.5% | ADR | 055622104 |
| — | AMTRUST FINL SVCS | 150 | $9,000 | 0.0% | $60.00 | $56.67 | — | COM | 032359309 |
| AMZN | AMAZON COM INC | 23 | $9,000 | 0.0% | $391.30 * | $14.02 | +54.9% | COM | 023135106 |
| — | KRAFT FOODS GROUP | 112 | $9,000 | 0.0% | $80.36 | $53.57 | — | COM | 50076Q106 |
| HTGC | HERCULES TECH GROWTH | 784 | $9,000 | 0.0% | $11.48 | $15.09 | -23.5% | COM | 427096508 |
| — | RITE AID CORPORATION | 1,000 | $8,000 | 0.0% | $8.00 | $3.00 | — | COM | 767754104 |
| — | SINA CORPORATION F | 157 | $8,000 | 0.0% | $50.96 | $31.85 | — | FGO | G81477104 |
| MRK | MERCK & CO INC | 139 | $7,000 | 0.0% | $50.36 * | $30.02 | +30.6% | COM | 58933Y105 |
| NEM | NEWMONT MINING CORP | 300 | $7,000 | 0.0% | $23.33 * | $24.43 | -25.2% | COM | 651639106 |
| — | WINDSTREAM HLDGS INC | 1,166 | $7,000 | 0.0% | $6.00 | $6.00 | — | COM | 97382A200 |
| — | ENERGY TRANSFER PART LP | 142 | $7,000 | 0.0% | $49.30 | $63.38 | — | MLP | 29273R109 |
| TKR | TIMKEN COMPANY | 200 | $7,000 | 0.0% | $35.00 * | $42.84 | -14.6% | COM | 887389104 |
| — | EMC CORP MASS | 300 | $7,000 | 0.0% | $23.33 | $26.67 | — | COM | 268648102 |
| FDX | FEDEX CORPORATION | 38 | $6,000 | 0.0% | $157.89 * | $91.26 | +59.4% | COM | 31428X106 |
| — | VIRTUS TOTAL RETURN | 1,402 | $6,000 | 0.0% | $4.28 | $3.57 | — | CEM | 92829A103 |
| RF | REGIONS FINANCIAL CO | 661 | $6,000 | 0.0% | $9.08 * | $7.03 | +1.8% | COM | 7591EP100 |
| F | FORD MOTOR COMPANY | 400 | $6,000 | 0.0% | $15.00 * | $7.61 | +11.7% | COM | 345370860 |
| UAA | UNDER ARMOUR INC | 80 | $6,000 | 0.0% | $75.00 * | $20.41 | +104.4% | COM | 904311107 |
| JAMN | JAMMIN JAVA CORP | 29,411 | $6,000 | 0.0% | $0.20 | $0.33 | -30.3% | COM | 470751108 |
| BK | BANK OF NY MELLON CO | 157 | $6,000 | 0.0% | $38.22 * | $29.75 | +8.3% | COM | 064058100 |
| — | ALPINE TOTAL DYNAMIC DIV | 750 | $6,000 | 0.0% | $8.00 | $8.00 | — | CEM | 021060207 |
| GIS | GENERAL MILLS INC | 112 | $6,000 | 0.0% | $53.57 * | $31.98 | +20.7% | COM | 370334104 |
| EPP | ISHARES MSCI PACIFIC EX | 150 | $6,000 | 0.0% | $40.00 * | $48.18 | -9.9% | UIE | 464286665 |
| EEM | ISHARES MSCI EMERGING | 146 | $5,000 | 0.0% | $34.25 * | $40.77 | -2.8% | UIE | 464287234 |
| — | GOOGLE INC | 10 | $5,000 | 0.0% | $500.00 | $900.00 | — | COM | 38259P508 |
| WEC | W E C ENERGY GROUP I | 112 | $5,000 | 0.0% | $44.64 * | $33.96 | -5.5% | COM | 92939U106 |
| HAL | HALLIBURTON CO HLDG | 132 | $5,000 | 0.0% | $37.88 * | $44.18 | -20.4% | COM | 406216101 |
| — | HILLENBRAND INC | 183 | $5,000 | 0.0% | $27.32 | $27.32 | — | COM | 431571108 |
| — | GOOGLE INC | 10 | $5,000 | 0.0% | $500.00 | $500.00 | — | COM | 38259P706 |
| PPL | PPL CORPORATION | 200 | $5,000 | 0.0% | $25.00 * | $16.36 | +12.8% | COM | 69351T106 |
| — | PEABODY ENERGY CORP | 2,700 | $5,000 | 0.0% | $1.85 | $14.81 | — | COM | 704549104 |
| VZ | VERIZON COMMUNICATN | 109 | $5,000 | 0.0% | $45.87 * | $27.66 | -2.4% | COM | 92343V104 |
| IYR | ISHARES US REAL ESTATE | 83 | $5,000 | 0.0% | $60.24 * | $70.67 | +0.9% | UIE | 464287739 |
| DIA | SPDR DOW JONES | 30 | $5,000 | 0.0% | $166.67 * | $149.37 | +17.7% | UIE | 78467X109 |
| MA | MASTERCARD INC | 55 | $5,000 | 0.0% | $90.91 * | $76.31 | +15.0% | COM | 57636Q104 |
| — | AXIALL CORP | 116 | $4,000 | 0.0% | $34.48 | $43.10 | — | COM | 05463D100 |
| JNJ | JOHNSON & JOHNSON | 50 | $4,000 | 0.0% | $80.00 * | $63.54 | +14.6% | COM | 478160104 |
| WEN | WENDYS COMPANY | 425 | $4,000 | 0.0% | $9.41 * | $5.79 | +94.7% | COM | 95058W100 |
| HD | HOME DEPOT INC | 43 | $4,000 | 0.0% | $93.02 * | $57.64 | +50.5% | COM | 437076102 |
| WFC | WELLS FARGO & CO | 76 | $4,000 | 0.0% | $52.63 * | $38.77 | +7.9% | COM | 949746101 |
| — | WILLIAMS PARTNERS LP LP | 86 | $4,000 | 0.0% | $46.51 | $46.51 | — | MLP | 96949L105 |
| IJH | ISHARES CORE S&P MID CAP | 30 | $4,000 | 0.0% | $133.33 * | $23.21 | +29.2% | UIE | 464287507 |
| — | CRESTWOOD EQUITY LP LP | 1,000 | $4,000 | 0.0% | $4.00 | $14.00 | — | MLP | 226344109 |
| ETR | ENTERGY CORP | 59 | $4,000 | 0.0% | $67.80 * | $20.57 | +13.0% | COM | 29364G103 |
| — | PIMCO MUNICIPAL INCOME F | 400 | $4,000 | 0.0% | $10.00 | $12.50 | — | CEM | 72200W106 |
| — | CRESTWOOD MID LP LP | 432 | $4,000 | 0.0% | $9.26 | $25.46 | — | MLP | 226378107 |
| QSR | RESTAURANT BRANDS INTL F | 108 | $4,000 | 0.0% | $37.04 * | $38.08 | +0.3% | FGC | 76131D103 |
| — | PAREXEL INTL CORP | 56 | $3,000 | 0.0% | $53.57 | $54.05 | — | COM | 699462107 |
| PZZA | PAPA JOHNS INTL INC | 50 | $3,000 | 0.0% | $60.00 | $39.19 | +55.2% | COM | 698813102 |
| — | ONEOK PARTNERS LP LP | 112 | $3,000 | 0.0% | $26.79 | $41.96 | — | MLP | 68268N103 |
| — | TD AMERITRADE HLDGS | 85 | $3,000 | 0.0% | $35.29 | $33.90 | — | COM | 87236Y108 |
| — | PINNACLE ENTERTAINMT | 100 | $3,000 | 0.0% | $30.00 | $20.00 | — | COM | 723456109 |
| TELFY | TELEFONICA SA F | 257 | $3,000 | 0.0% | $11.67 * | $15.04 | -5.6% | ADR | 879382208 |
| VIG | VANGUARD DIVIDEND | 45 | $3,000 | 0.0% | $66.67 * | $69.19 | +13.6% | UIE | 921908844 |
| — | PROSHARES ULTRA BLOOM | 84 | $3,000 | 0.0% | $35.71 | $35.71 | — | UIE | 74347W320 |
| VPU | VANGUARD UTILITIES ETF | 38 | $3,000 | 0.0% | $78.95 * | $85.08 | +5.7% | UIE | 92204A876 |
| — | PROSHARES ULTRASHORT QQQ | 100 | $3,000 | 0.0% | $30.00 | $35.00 | — | UIE | 74348A426 |
| EFA | ISHARES MSCI EAFE ETF | 50 | $3,000 | 0.0% | $60.00 * | $60.47 | +5.0% | UIE | 464287465 |
| DGS | WSDMTREE EMRG MKTS | 51 | $2,000 | 0.0% | $39.22 * | $44.52 | -2.5% | UIE | 97717W281 |
| V | VISA INC CL A | 40 | $2,000 | 0.0% | $50.00 * | $62.92 | -0.8% | COM | 92826C839 |
| XEL | XCEL ENERGY INC | 88 | $2,000 | 0.0% | $22.73 * | $21.34 | +8.7% | COM | 98389B100 |
| DIS | WALT DISNEY CO | 22 | $2,000 | 0.0% | $90.91 * | $56.11 | +85.2% | COM | 254687106 |
| — | W P GLIMCHER INCORPO | 208 | $2,000 | 0.0% | $9.62 | $14.42 | — | RET | 92939N102 |
| BBY | BEST BUY INC | 65 | $2,000 | 0.0% | $30.77 * | $16.75 | +33.5% | COM | 086516101 |
| SIMO | SILICON MOTION TECH F | 60 | $2,000 | 0.0% | $33.33 * | $27.30 | +26.8% | ADR | 82706C108 |
| — | JUNIPER NETWORKS INC | 100 | $2,000 | 0.0% | $20.00 | $20.00 | — | COM | 48203R104 |
| — | CITRIX SYSTEMS INC | 32 | $2,000 | 0.0% | $62.50 | $62.50 | — | COM | 177376100 |
| MTUS | TIMKENSTEEL CORP | 100 | $2,000 | 0.0% | $20.00 * | $45.14 | -40.7% | COM | 887399103 |
| — | EAGLE ROCK ENGY PART LP | 1,000 | $2,000 | 0.0% | $2.00 | $8.00 | — | MLP | 26985R104 |
| — | FLAHERTY & CRUMRINE TOTA | 150 | $2,000 | 0.0% | $13.33 | $13.33 | — | CEM | 338479108 |
| — | TIME WARNER INC | 23 | $2,000 | 0.0% | $86.96 | $43.48 | — | COM | 887317303 |
| — | POWERSHARES GLOBAL CLEAN | 200 | $2,000 | 0.0% | $10.00 | $10.00 | — | UIE | 73936T615 |
| — | SPECTRA ENERGY CORP | 88 | $2,000 | 0.0% | $22.73 | $34.09 | — | COM | 847560109 |
| — | POWERSHARES WILDER CLEAN | 456 | $2,000 | 0.0% | $4.39 | $6.35 | — | UIE | 73935X500 |
| CTSH | COGNIZANT TECH SOLU | 17 | $1,000 | 0.0% | $58.82 * | $55.65 | -2.7% | COM | 192446102 |
| PRAA | PRA GROUP INC | 18 | $1,000 | 0.0% | $55.56 * | $57.61 | +8.2% | COM | 69354N106 |
| PRLB | PROTO LABS INC | 27 | $1,000 | 0.0% | $37.04 * | $70.59 | -4.4% | COM | 743713109 |
| — | TWITTER INC | 40 | $1,000 | 0.0% | $25.00 | $54.17 | — | COM | 90184L102 |
| MMM | 3M COMPANY | 12 | $1,000 | 0.0% | $83.33 * | $61.26 | +49.4% | COM | 88579Y101 |
| — | GREAT PLAINS ENERGY | 73 | $1,000 | 0.0% | $13.70 | $27.40 | — | COM | 391164100 |
| ZTS | ZOETIS INC | 21 | $1,000 | 0.0% | $47.62 * | $29.32 | +51.5% | COM | 98978V103 |
| — | BEBE STORES INC | 511 | $1,000 | 0.0% | $1.96 | $3.91 | — | COM | 075571109 |
| — | LA JOYA TX ISD 0%16 | 2,000 | $1,000 | 0.0% | $0.50 | $1.00 | — | BMU | 503462HD8 |
| — | ARISTA NETWORKS INC | 15 | $1,000 | 0.0% | $66.67 | $66.67 | — | COM | 040413106 |
| — | LEUCADIA NATIONAL CO | 45 | $1,000 | 0.0% | $22.22 | $22.22 | — | COM | 527288104 |
| AMAT | APPLIED MATERIALS | 96 | $1,000 | 0.0% | $10.42 * | $12.22 | +38.5% | COM | 038222105 |
| — | NOBLE CORP PLC F | 110 | $1,000 | 0.0% | $9.09 | $18.68 | — | FGO | G65431101 |
| IWS | ISHARES RUSSELL MID CAP | 21 | $1,000 | 0.0% | $47.62 * | $74.59 | -1.1% | UIE | 464287473 |
| — | LIQUEFIED NAT GAS ORD F | 329 | $0 | 0.0% | $0.00 | $3.04 | — | UFO | Q5570T107 |
| CNP | CENTERPOINT ENERGY | 34 | $0 | 0.0% | $0.00 | $15.27 | -12.9% | COM | 15189T107 |
| C | CITIGROUP INC | 2 | $0 | 0.0% | $0.00 | $35.76 | +15.2% | COM | 172967424 |
| CPWY | CLEAN ENERGY PATHWAY | 10,000 | $0 | 0.0% | $0.00 | $0.01 | -38.1% | COM | 18451W105 |
| — | CALIFORNIA RESOURCES | 80 | $0 | 0.0% | $0.00 | — | — | COM | 13057Q107 |
| — | BROCADE COMMUNS SYS | 5 | $0 | 0.0% | $0.00 | — | — | COM | 111621306 |
| — | BOULDER BRANDS INC | 15 | $0 | 0.0% | $0.00 | $9.95 | — | COM | 101405108 |
| KEYS | KEYSIGHT TECH INC | 3 | $0 | 0.0% | $0.00 | $32.07 | -2.7% | COM | 49338L103 |
| — | BEACON POWER CORP | 13 | $0 | 0.0% | $0.00 | — | — | COM | 073677205 |
| — | AZ GOLD & ONYX MININ | 1 | $0 | 0.0% | $0.00 | — | — | COM | 04051K105 |
| — | LEHMAN BROS HLDGS 2XXX | 10,000 | $0 | 0.0% | $0.00 | — | — | PRD | 525ESCW62 |
| — | CENTURYLINK INC | 6 | $0 | 0.0% | $0.00 | — | — | COM | 156700106 |
| AMKR | AMKOR TECHNOLOGY INC | 30 | $0 | 0.0% | $0.00 | $3.93 | +41.7% | COM | 031652100 |
| — | SONICBLUE INC XXX | 182 | $0 | 0.0% | $0.00 | — | — | COM | 83546Q109 |
| NOK | NOKIA CORP SPON F | 40 | $0 | 0.0% | $0.00 | $3.52 | +94.6% | ADR | 654902204 |
| — | NORTEL NETWORKS CP NEW F | 1,000 | $0 | 0.0% | $0.00 | — | — | FGC | 656568508 |
| — | CHELSEA OIL & GAS LTD F | 362 | $0 | 0.0% | $0.00 | — | — | FGC | 163384100 |
| — | WMIH CORP | 1 | $0 | 0.0% | $0.00 | — | — | COM | 92936P100 |
| A | AGILENT TECHNOLOGIES | 7 | $0 | 0.0% | $0.00 | $27.97 | +26.9% | COM | 00846U101 |
| — | ALCATEL LUCENT F | 19 | $0 | 0.0% | $0.00 | — | — | ADR | 013904305 |
| NVRI | HARSCO CORPORATION | 7 | $0 | 0.0% | $0.00 | $19.47 | -15.2% | COM | 415864107 |
| — | WA FUNDING TR III XXX | 25 | $0 | 0.0% | $0.00 | — | — | ESC | 939ESC968 |
| — | WILHELMINA INTL | 71 | $0 | 0.0% | $0.00 | — | — | COM | 968235200 |
| — | GLOBALSCAPE INC | 98 | $0 | 0.0% | $0.00 | — | — | COM | 37940G109 |
| — | GNMA PL 001790M 8%24 | 125,000 | $0 | 0.0% | $0.00 | — | — | GIN | 36202B7B5 |
| — | GNMA PL 002032M 7%25 | 56,000 | $0 | 0.0% | $0.00 | — | — | GIN | 36202CHH9 |
| — | ZEOX CORP F | 16,800 | $0 | 0.0% | $0.00 | — | — | FGC | 98944A100 |
| — | YTB INTERNATIONAL CL XXX | 214 | $0 | 0.0% | $0.00 | — | — | COM | 98425R200 |
| — | HALYARD HEALTH INC | 24 | $0 | 0.0% | $0.00 | $41.67 | — | COM | 40650V100 |
| — | GNMA PL 002247M 7%26 | 40,000 | $0 | 0.0% | $0.00 | — | — | GIN | 36202CP80 |
| — | A M R CORPORATION XXX | 20,000 | $0 | 0.0% | $0.00 | — | — | RES | 001ESC102 |
| — | TALEN ENERGY CORPORA | 24 | $0 | 0.0% | $0.00 | — | — | COM | 87422J105 |
| — | SYCAMORE NETWRKS INC | 10 | $0 | 0.0% | $0.00 | — | — | COM | 871206405 |
| NRG | NRG ENERGY INC | 3 | $0 | 0.0% | $0.00 | $20.46 | -11.5% | COM | 629377508 |
| GME | GAMESTOP CORP | 5 | $0 | 0.0% | $0.00 | $7.13 | +14.0% | COM | 36467W109 |
| TXCCQ | TRANSWITCH CORP | 7 | $0 | 0.0% | $0.00 | $0.44 | -99.6% | COM | 894065309 |
| FE | FIRSTENERGY CORP | 18 | $0 | 0.0% | $0.00 | $20.72 | +1.1% | COM | 337932107 |
| PNC | PNC FINANCIAL SRVCS | 2 | $0 | 0.0% | $0.00 | $47.34 | +44.7% | COM | 693475105 |
| — | U S SHIPPING PARTNERSXXX | 300 | $0 | 0.0% | $0.00 | — | — | MLP | 903417103 |
| — | SPRINT CORPORATION | 26 | $0 | 0.0% | $0.00 | — | — | COM | 85207U105 |
| SPPH | SPENCER PHARMA INC | 2,000 | $0 | 0.0% | $0.00 | $0.00 | 0.0% | COM | 848224101 |
| — | EAGLE BROADBAND INC NXXX | 5 | $0 | 0.0% | $0.00 | — | — | COM | 269437208 |
| — | POWERSHARES QQQ TRUST | 5 | $0 | 0.0% | $0.00 | $95.24 | — | UIE | 73935A104 |
| DTGI | DIGERATI TECH | 100 | $0 | 0.0% | $0.00 | $0.15 | +22.2% | COM | 25375L206 |
| — | FAIRPOINT COMMUN INC XXX | 6 | $0 | 0.0% | $0.00 | — | — | COM | 305560104 |
| — | VALUESTAR CORP XXX | 6,000 | $0 | 0.0% | $0.00 | — | — | COM | 919910109 |
| — | ERHC ENERGY INC | 18,000 | $0 | 0.0% | $0.00 | $0.06 | — | COM | 26884J104 |
| — | ENERGY & ENGINE TECH XXX | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 29267D108 |
| MDYV | SPDR S&P 400 MID CAP | 5 | $0 | 0.0% | $0.00 | $42.72 | +0.7% | UIE | 78464A839 |
| — | VELATEL GLOBAL COMM | 50 | $0 | 0.0% | $0.00 | — | — | COM | 92256R207 |
| — | PARTS.COM INC NEW XXX | 20 | $0 | 0.0% | $0.00 | — | — | COM | 702140203 |
| PGN1EUR | PARAGON OFFSHORE PLC F | 34 | $0 | 0.0% | $0.00 | — | — | FGO | G6S01W108 |
| — | PEREGRINE PHARMA INC | 220 | $0 | 0.0% | $0.00 | — | — | COM | 713661304 |
| — | THORNBURG MORTGAGE NEXXX | 150 | $0 | 0.0% | $0.00 | — | — | RET | 885218800 |
| — | TIME INC | 2 | $0 | 0.0% | $0.00 | — | — | COM | 887228104 |
| — | TIME WARNER CABLE | 5 | $0 | 0.0% | $0.00 | $200.00 | — | COM | 88732J207 |
| OTEX | OPEN TEXT CORP F | 8 | $0 | 0.0% | $0.00 | $21.90 | -26.6% | FGC | 683715106 |