Location: Austin, TX
CIK: 0001568132 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 5, 2015
Total Value: $213M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SCHX | SCHW US LCAP ETF | 1,093,345 | $54.2M | 25.4% | $49.57 * | $7.99 | +3.4% | UIE | 808524201 |
| IWP | ISHARES RUSSELL GROWTH | 427,180 | $41.83M | 19.6% | $97.93 * | $47.72 | +2.6% | UIE | 464287481 |
| HYS | PIMCO ETF | 134,035 | $13.61M | 6.4% | $101.51 | $103.13 | -1.6% | UIE | 72201R783 |
| VT | VANGUARD TOTAL WORLD | 205,886 | $12.68M | 5.9% | $61.59 | $57.99 | +6.2% | UIE | 922042742 |
| SCHB | SCHW US BRD MKT ETF | 242,835 | $12.26M | 5.7% | $50.48 * | $7.88 | +6.8% | UIE | 808524102 |
| IWB | ISHARES TR RUSSELL 1000 | 78,492 | $9.093M | 4.3% | $115.85 | $91.23 | +27.0% | UIE | 464287622 |
| — | FORUM ENERGY TECH INC | 283,001 | $5.547M | 2.6% | $19.60 | $29.80 | — | COM | 34984V100 |
| MAIN | MAIN STREET CAPITAL CORP | 152,333 | $4.707M | 2.2% | $30.90 | $30.81 | +0.3% | COM | 56035L104 |
| — | FS INVESTMENT CORP | 441,065 | $4.472M | 2.1% | $10.14 | $9.94 | — | COM | 302635107 |
| HEFA | ISHARES ETF | 154,168 | $4.298M | 2.0% | $27.88 | $25.04 | +11.3% | UIE | 46434V803 |
| — | FIRST TR NYSE ARCA | 33,198 | $3.925M | 1.8% | $118.23 | $118.23 | — | UIE | 33733E207 |
| XTN | SPDR S&P TRANSPORTATION | 34,249 | $3.641M | 1.7% | $106.31 * | $45.59 | +16.6% | UIE | 78464A532 |
| SCHH | SCH US REIT ETF | 88,790 | $3.6M | 1.7% | $40.55 * | $17.82 | +13.8% | UIE | 808524847 |
| — | POWERSHS EXCH TRAD FD TR | 128,013 | $3.456M | 1.6% | $27.00 | $27.00 | — | UIE | 73935X781 |
| — | POWERSHS EXCH TRAD FD TR | 105,431 | $3.42M | 1.6% | $32.44 | $31.68 | — | UIE | 73935X849 |
| — | GUGGENHEIM ETF | 20,171 | $3.131M | 1.5% | $155.22 | $142.59 | — | UIE | 78355W841 |
| XOM | EXXON MOBIL CORPORATION | 36,237 | $3.08M | 1.4% | $85.00 * | $54.52 | -2.0% | COM | 30231G102 |
| FXG | FIRST TR EXCH TRADED FD | 65,820 | $2.938M | 1.4% | $44.64 | $41.05 | +8.7% | UIE | 33734X119 |
| XLU | SECTOR SPDR UTIL SELECT | 59,579 | $2.647M | 1.2% | $44.43 * | $23.10 | -3.8% | UIE | 81369Y886 |
| VO | VANGUARD MID CAP | 18,629 | $2.472M | 1.2% | $132.70 * | $24.01 | +38.2% | UIE | 922908629 |
| VEU | VANGUARD INTL EQTY INDEX | 45,297 | $2.207M | 1.0% | $48.72 | $47.55 | +2.5% | UIE | 922042775 |
| IVW | ISHARES S&P 500 GROWTH | 19,361 | $2.206M | 1.0% | $113.94 * | $28.38 | +0.4% | UIE | 464287309 |
| PEP | PEPSICO INCORPORATED | 16,995 | $1.625M | 0.8% | $95.62 * | $56.45 | +22.6% | COM | 713448108 |
| — | TCP CAPITAL CORP | 66,098 | $1.059M | 0.5% | $16.02 | $16.70 | — | COM | 87238Q103 |
| SHW | SHERWIN WILLIAMS CO | 2,539 | $722K | 0.3% | $284.36 * | $54.58 | +57.1% | COM | 824348106 |
| AAL | AMERICAN AIRLS GROUP INC | 11,020 | $582K | 0.3% | $52.81 * | $31.76 | +57.8% | COM | 02376R102 |
| YUM | YUM BRANDS INC | 6,348 | $500K | 0.2% | $78.76 * | $39.11 | +18.1% | COM | 988498101 |
| — | 1/100 BERKSHIRE HTWY CLA | 200 | $435K | 0.2% | $2175.00 | $1685.00 | — | COM | 084990175 |
| AAPL | APPLE INC | 2,643 | $329K | 0.2% | $124.48 * | $19.24 | +43.9% | COM | 037833100 |
| KMI | KINDER MORGAN INC | 6,828 | $287K | 0.1% | $42.03 * | $22.45 | +8.3% | COM | 49456B101 |
| CVX | CHEVRON CORPORATION | 2,515 | $264K | 0.1% | $104.97 * | $71.30 | -7.3% | COM | 166764100 |
| PM | PHILIP MORRIS INTL INC | 3,200 | $241K | 0.1% | $75.31 * | $49.85 | -11.3% | COM | 718172109 |
| SHV | ISHARES TR BOND | 2,095 | $231K | 0.1% | $110.26 | $110.26 | +0.0% | UIE | 464288679 |
| SWVXX | SCHWAB VALUE ADVANTAGE | 219,403 | $219K | 0.1% | $1.00 | $1.00 | — | MMN | 808515605 |
| JPM | JPMORGAN CHASE & CO | 3,615 | $219K | 0.1% | $60.58 * | $36.24 | +25.0% | COM | 46625H100 |
| PCG | P G & E CORP | 4,009 | $213K | 0.1% | $53.13 * | $38.88 | +24.4% | COM | 69331C108 |
| — | GENERAL ELECTRIC COMPANY | 8,208 | $204K | 0.1% | $24.85 | $23.32 | — | COM | 369604103 |
| DUK | DUKE ENERGY CORP NEW | 2,391 | $184K | 0.1% | $76.96 * | $41.83 | +17.7% | COM | 26441C204 |
| SO | THE SOUTHERN COMPANY | 4,000 | $177K | 0.1% | $44.25 * | $26.74 | +4.9% | COM | 842587107 |
| COP | CONOCOPHILLIPS | 2,817 | $175K | 0.1% | $62.12 * | $42.38 | +4.0% | COM | 20825C104 |
| MO | ALTRIA GROUP INC | 3,390 | $170K | 0.1% | $50.15 * | $16.38 | +51.9% | COM | 02209S103 |
| PFE | PFIZER INCORPORATED | 4,524 | $157K | 0.1% | $34.70 * | $16.50 | +26.9% | COM | 717081103 |
| BRK/B | BERKSHIRE HATHAWAY B NEW | 1,050 | $152K | 0.1% | $144.76 | $110.02 | +31.2% | COM | 084670702 |
| PSX | PHILLIPS 66 | 1,562 | $123K | 0.1% | $78.75 * | $42.92 | +23.2% | COM | 718546104 |
| KRG | KITE REALTY GRP TR NEW | 4,267 | $120K | 0.1% | $28.12 | $24.14 | — | RET | 49803T300 |
| — | CALCASU-CAMERON LA 4%18 | 100,000 | $108K | 0.1% | $1.08 | $1.09 | — | BMU | 128271AV5 |
| — | GRIFFIN CAP ESSENTIAL | 10,503 | $108K | 0.1% | $10.28 | $10.23 | — | RET | 398994202 |
| — | GOLDMAN SACHS BK 0.5%16 | 107,000 | $107K | 0.1% | $1.00 | $1.00 | — | CDS | 38147JUN0 |
| META | FACEBOOK INC CLASS A | 1,300 | $107K | 0.1% | $82.31 | $49.48 | +65.0% | COM | 30303M102 |
| KIM | KIMCO REALTY CORP | 4,000 | $107K | 0.1% | $26.75 * | $12.61 | +26.0% | RET | 49446R109 |
| INTC | INTEL CORP | 3,335 | $104K | 0.0% | $31.18 * | $17.18 | +40.7% | COM | 458140100 |
| MCD | MC DONALDS CORP | 1,067 | $104K | 0.0% | $97.47 * | $71.80 | +3.7% | COM | 580135101 |
| TSLA | TESLA MOTORS INC | 536 | $101K | 0.0% | $188.43 * | $5.35 | +135.4% | COM | 88160R101 |
| CSCO | CISCO SYSTEMS INC | 3,593 | $99,000 | 0.0% | $27.55 * | $15.24 | +30.0% | COM | 17275R102 |
| T | A T & T INC NEW | 3,031 | $99,000 | 0.0% | $32.66 * | $11.37 | +0.7% | COM | 00206R102 |
| — | FS INVESTMENT CORP II | 8,133 | $86,000 | 0.0% | $10.57 | $10.57 | — | CEM | 35952V105 |
| — | EXPRESS SCRIPTS HLDG CO | 972 | $84,000 | 0.0% | $86.42 | $61.73 | — | COM | 30219G108 |
| — | SOUTHCROSS ENERGY LP | 6,000 | $84,000 | 0.0% | $14.00 | $16.89 | — | MLP | 84130C100 |
| IBM | INTL BUSINESS MACHINES | 520 | $84,000 | 0.0% | $161.54 * | $118.94 | -17.7% | COM | 459200101 |
| — | UNITED ST NAT GAS FD NEW | 6,280 | $83,000 | 0.0% | $13.22 | $18.95 | — | UIE | 912318201 |
| CL | COLGATE-PALMOLIVE CO | 1,200 | $83,000 | 0.0% | $69.17 * | $44.38 | +21.5% | COM | 194162103 |
| LUV | SOUTHWEST AIRLINES CO | 1,829 | $81,000 | 0.0% | $44.29 * | $12.34 | +217.5% | COM | 844741108 |
| SPG | SIMON PPTY GROUP NEW | 416 | $81,000 | 0.0% | $194.71 * | $88.80 | +29.1% | RET | 828806109 |
| FFIN | 1ST FINANCIAL BANKSHARES | 2,784 | $77,000 | 0.0% | $27.66 * | $11.27 | +0.9% | COM | 32020R109 |
| — | SAFRA NATL BK NE 0.45%16 | 70,000 | $70,000 | 0.0% | $1.00 | $1.00 | — | CDS | 78658QGN7 |
| — | BANCO POPULAR DE 0.75%16 | 70,000 | $70,000 | 0.0% | $1.00 | $1.00 | — | CDS | 05967EY45 |
| — | COMMUNITY & SOUT 0.35%15 | 68,000 | $68,000 | 0.0% | $1.00 | $0.99 | — | CDS | 20344CAB2 |
| WMT | WAL-MART STORES INC | 825 | $68,000 | 0.0% | $82.42 * | $19.98 | +11.9% | COM | 931142103 |
| — | MARKWEST ENERGY PTNR LP | 1,000 | $66,000 | 0.0% | $66.00 | $67.00 | — | MLP | 570759100 |
| — | FIRST KENTUCKY B 0.35%16 | 65,000 | $65,000 | 0.0% | $1.00 | $1.00 | — | CDS | 32065TAJ0 |
| — | DISCOVER BK 0.75%15 | 65,000 | $65,000 | 0.0% | $1.00 | $1.00 | — | CDS | 254671TV2 |
| MSFT | MICROSOFT CORP | 1,583 | $64,000 | 0.0% | $40.43 * | $26.70 | +30.7% | COM | 594918104 |
| — | CARTER VALIDUS MSN REIT | 6,403 | $64,000 | 0.0% | $10.00 | $9.90 | — | RET | 146996012 |
| SCHA | SCHW US SCAP ETF | 1,108 | $64,000 | 0.0% | $57.76 * | $10.84 | +32.7% | UIE | 808524607 |
| — | ALLIANCE HOLDINGS GP LP | 1,200 | $62,000 | 0.0% | $51.67 | $58.33 | — | MLP | 01861G100 |
| — | FLUSHING SVGS BK 0.75%15 | 61,000 | $61,000 | 0.0% | $1.00 | $1.00 | — | CDS | 344030ER8 |
| — | BMW BANK NO AMER 2.05%15 | 60,000 | $60,000 | 0.0% | $1.00 | $1.00 | — | CDS | 05568PYM3 |
| — | CORPORATE PPTY ASSOC 17 | 6,025 | $57,000 | 0.0% | $9.46 | $9.92 | — | RET | 22003D102 |
| GLD | SPDR GOLD TRUST | 489 | $56,000 | 0.0% | $114.52 | $136.97 | -17.0% | UIE | 78463V107 |
| MDYV | SPDR S&P 400 MID CAP | 633 | $55,000 | 0.0% | $86.89 * | $42.72 | +2.0% | UIE | 78464A839 |
| NVS | NOVARTIS A G SPON ADR F | 550 | $54,000 | 0.0% | $98.18 | $76.42 | +29.0% | ADR | 66987V109 |
| ORCL | ORACLE CORPORATION | 1,240 | $54,000 | 0.0% | $43.55 * | $28.77 | +27.5% | COM | 68389X105 |
| EWW | ISHARES MSCI MEXICO ETF | 918 | $53,000 | 0.0% | $57.73 | $69.47 | -16.6% | UIE | 464286822 |
| — | WINDSTREAM HLDGS INC | 7,000 | $52,000 | 0.0% | $7.43 | $8.03 | — | COM | 97382A101 |
| — | WHOLE FOODS MARKET INC | 974 | $51,000 | 0.0% | $52.36 | $51.33 | — | COM | 966837106 |
| — | GOLDMAN SACHS BK US 5%15 | 50,000 | $51,000 | 0.0% | $1.02 | $1.04 | — | CDS | 381426MR3 |
| ECFAX | EATON VANCE FLOATING | 4,413 | $48,000 | 0.0% | $10.88 | $10.88 | — | MPB | 277923645 |
| — | ISHARES GOLD TRUST | 4,145 | $47,000 | 0.0% | $11.34 | $11.91 | — | UIE | 464285105 |
| HTH | HILLTOP HOLDINGS INC | 2,430 | $47,000 | 0.0% | $19.34 | $14.87 | +30.7% | COM | 432748101 |
| — | TELEFONICA EMI 5.877%19F | 40,000 | $46,000 | 0.0% | $1.15 | $1.07 | — | UDD | 87938WAH6 |
| BAC | BANK OF AMERICA CORP | 2,854 | $44,000 | 0.0% | $15.42 * | $10.66 | +14.9% | COM | 060505104 |
| ALL | ALLSTATE CORPORATION | 600 | $43,000 | 0.0% | $71.67 * | $37.12 | +51.6% | COM | 020002101 |
| VTI | VANGUARD TOTAL STOCK MKT | 404 | $43,000 | 0.0% | $106.44 | $95.77 | +12.0% | UIE | 922908769 |
| EPD | ENTERPRISE PRD PRTNRS LP | 1,304 | $43,000 | 0.0% | $32.98 | $55.86 | — | MLP | 293792107 |
| UNH | UNITEDHEALTH GROUP INC | 356 | $42,000 | 0.0% | $117.98 * | $50.75 | +96.1% | COM | 91324P102 |
| — | ROYAL BANK SCOT 3.95%15F | 40,000 | $41,000 | 0.0% | $1.02 | $1.05 | — | UDD | 78010XAG6 |
| — | JEFFERIES GROUP L 5.5%16 | 40,000 | $41,000 | 0.0% | $1.02 | $1.07 | — | BCO | 472319AB8 |
| — | INGERSOLL RAND CL A NEWF | 600 | $41,000 | 0.0% | $68.33 | $55.00 | — | FGO | G47791101 |
| — | MARATHON OIL CORP | 1,500 | $39,000 | 0.0% | $26.00 | $28.00 | — | COM | 565849106 |
| — | SIRIUS XM HLDGS INC | 9,750 | $37,000 | 0.0% | $3.79 | $3.49 | — | COM | 82968B103 |
| CSX | C S X CORP | 1,080 | $36,000 | 0.0% | $33.33 * | $6.66 | +40.2% | COM | 126408103 |
| SBUX | STARBUCKS CORP | 371 | $35,000 | 0.0% | $94.34 * | $25.69 | +48.4% | COM | 855244109 |
| FXI | ISHARES CHINA LARGE-CAP | 750 | $33,000 | 0.0% | $44.00 | $36.00 | +23.3% | UIE | 464287184 |
| HBCP | HOME BANCORP INC | 1,549 | $33,000 | 0.0% | $21.30 * | $14.14 | +18.2% | COM | 43689E107 |
| GILD | GILEAD SCIENCES INC | 328 | $32,000 | 0.0% | $97.56 * | $53.96 | +26.3% | COM | 375558103 |
| VTHR | VANGRD RUSSELL 3000 ETF | 329 | $32,000 | 0.0% | $97.26 | $92.56 | +4.0% | UIE | 92206C599 |
| — | KEYBANK NA 0.35%15 | 32,000 | $32,000 | 0.0% | $1.00 | $0.97 | — | CDS | 49306STD8 |
| EWH | ISHARES MSCI HK ETF | 1,400 | $31,000 | 0.0% | $22.14 | $20.47 | +7.1% | UIE | 464286871 |
| — | NORTHSTAR RLTY FIN NEW | 1,730 | $31,000 | 0.0% | $17.92 | $17.34 | — | RET | 66704R704 |
| SCHE | SCHW EMG MKT EQ ETF | 1,207 | $29,000 | 0.0% | $24.03 | $24.65 | -1.2% | UIE | 808524706 |
| TIP | ISHARES TR TIPS | 242 | $27,000 | 0.0% | $111.57 | $115.50 | -1.7% | UIE | 464287176 |
| — | EV TAX MAN GLB DIV EQTY | 2,828 | $27,000 | 0.0% | $9.55 | $9.19 | — | CEM | 27829F108 |
| MSI | MOTOROLA SOLUTIONS INC | 391 | $26,000 | 0.0% | $66.50 * | $47.42 | +18.3% | COM | 620076307 |
| KO | COCA COLA COMPANY | 636 | $26,000 | 0.0% | $40.88 * | $28.60 | +1.0% | COM | 191216100 |
| — | POWERSHS EXCH TRAD FD TR | 592 | $26,000 | 0.0% | $43.92 | $43.92 | — | UIE | 73935X153 |
| — | HUBBELL INC CLASS B | 240 | $26,000 | 0.0% | $108.33 | $100.00 | — | COM | 443510201 |
| — | HSBC HOLDING 8.125% PFD | 1,000 | $26,000 | 0.0% | $26.00 | $25.00 | — | PRE | 404280703 |
| — | WEINGARTEN RLTY INVS SBI | 675 | $24,000 | 0.0% | $35.56 | $31.11 | — | RET | 948741103 |
| EA | ELECTRONIC ARTS INC | 400 | $24,000 | 0.0% | $60.00 * | $19.79 | +189.0% | COM | 285512109 |
| CAIBX | AMERICAN FD CAP | 408 | $24,000 | 0.0% | $58.82 | $58.82 | — | MPL | 140193103 |
| — | POWERSHARES S&P ETF | 632 | $24,000 | 0.0% | $37.97 | $37.97 | — | UIE | 73937B779 |
| — | ARMOUR RESIDENTIAL REIT | 7,293 | $23,000 | 0.0% | $3.15 | $4.62 | — | RET | 042315101 |
| — | HALCON RESOURCES NEW | 15,000 | $23,000 | 0.0% | $1.53 | $1.62 | — | COM | 40537Q209 |
| — | ALLY BANK 1.5%15 | 22,000 | $22,000 | 0.0% | $1.00 | $1.00 | — | CDS | 02005QSQ7 |
| UNP | UNION PACIFIC CORP | 200 | $22,000 | 0.0% | $110.00 * | $67.45 | +26.0% | COM | 907818108 |
| KMB | KIMBERLY-CLARK CORP | 200 | $21,000 | 0.0% | $105.00 * | $62.07 | +19.9% | COM | 494368103 |
| — | BAKER HUGHES INC | 330 | $21,000 | 0.0% | $63.64 | $62.53 | — | COM | 057224107 |
| QCOM | QUALCOMM INC | 300 | $21,000 | 0.0% | $70.00 * | $45.06 | +13.2% | COM | 747525103 |
| SBR | SABINE ROYALTY TRUST | 500 | $20,000 | 0.0% | $40.00 | $52.00 | — | UIE | 785688102 |
| — | HEWLETT-PACKARD COMPANY | 632 | $20,000 | 0.0% | $31.65 | $24.51 | — | COM | 428236103 |
| WPC | W P CAREY INC | 294 | $20,000 | 0.0% | $68.03 | $61.22 | — | RET | 92936U109 |
| — | GOLDMAN SACHS BK 1.65%15 | 20,000 | $20,000 | 0.0% | $1.00 | $1.00 | — | CDS | 3814267P4 |
| — | COPPELL TX ISD 0%17 | 21,000 | $20,000 | 0.0% | $0.95 | $0.90 | — | BMU | 217489N82 |
| — | COACH INC | 460 | $19,000 | 0.0% | $41.30 | $56.52 | — | COM | 189754104 |
| CIEN | CIENA CORP NEW | 1,000 | $19,000 | 0.0% | $19.00 | $22.53 | -14.3% | COM | 171779309 |
| USB | U S BANCORP DEL NEW | 404 | $18,000 | 0.0% | $44.55 * | $22.41 | +33.3% | COM | 902973304 |
| — | ALAMO TEX CMNTY CLG 4%16 | 17,000 | $18,000 | 0.0% | $1.06 | $1.06 | — | BMU | 011415HU3 |
| BABA | ALIBABA GROUP HLDG ADR F | 200 | $17,000 | 0.0% | $85.00 * | $96.22 | -13.5% | ADR | 01609W102 |
| — | HARRIS CNTY TX 0%17 | 17,000 | $17,000 | 0.0% | $1.00 | $0.94 | — | BMU | 414004MK4 |
| — | AMTRUST FINANCIAL SVCS | 300 | $17,000 | 0.0% | $56.67 | $56.67 | — | COM | 032359309 |
| — | IRVING TX ISD 4.125%20 | 16,000 | $17,000 | 0.0% | $1.06 | $1.06 | — | BMU | 463813LP8 |
| — | ALLIANZGI CONV & INCOME | 2,000 | $17,000 | 0.0% | $8.50 | $9.00 | — | CEM | 018825109 |
| — | TEX PAC LAND SUB CTF | 120 | $17,000 | 0.0% | $141.67 | $129.56 | — | COM | 882610108 |
| TXT | TEXTRON INCORPORATED | 352 | $16,000 | 0.0% | $45.45 * | $26.50 | +64.7% | COM | 883203101 |
| SUN | SUNOCO LP | 315 | $16,000 | 0.0% | $50.79 | $50.79 | — | MLP | 86765K109 |
| — | JDS UNIPHASE CORP NEW | 1,251 | $16,000 | 0.0% | $12.79 | $14.39 | — | COM | 46612J507 |
| LNT | ALLIANT ENERGY CORP | 248 | $16,000 | 0.0% | $64.52 * | $16.89 | +32.2% | COM | 018802108 |
| — | LUMINEX CORP DEL | 910 | $15,000 | 0.0% | $16.48 | $20.88 | — | COM | 55027E102 |
| AEP | AMER ELECTRIC PWR CO INC | 264 | $15,000 | 0.0% | $56.82 * | $29.90 | +28.4% | COM | 025537101 |
| NFLX | NETFLIX INC | 35 | $15,000 | 0.0% | $428.57 * | $2.97 | +100.2% | COM | 64110L106 |
| UBS | UBS GROUP AG F | 800 | $15,000 | 0.0% | $18.75 | $17.40 | +7.9% | FGO | H42097107 |
| — | CYS INVESTMENTS INC | 1,657 | $15,000 | 0.0% | $9.05 | $9.16 | — | RET | 12673A108 |
| — | DALLAS TX CONV HOTE 0%18 | 16,000 | $15,000 | 0.0% | $0.94 | $0.88 | — | BMU | 235417AR3 |
| OXY | OCCIDENTAL PETE CORP | 200 | $15,000 | 0.0% | $75.00 * | $57.83 | -8.5% | COM | 674599105 |
| — | STONEMOR PARTNERS | 500 | $14,000 | 0.0% | $28.00 | $28.00 | — | MLP | 86183Q100 |
| WLKP | WESTLAKE CHEMICAL PRTNRS | 500 | $13,000 | 0.0% | $26.00 | $28.00 | — | MLP | 960417103 |
| — | WESTERN ASSET INCOME FD | 925 | $13,000 | 0.0% | $14.05 | $12.97 | — | CEM | 95766T100 |
| — | PEABODY ENERGY CORP | 2,700 | $13,000 | 0.0% | $4.81 | $14.81 | — | COM | 704549104 |
| IWO | ISHARES TR RUSSELL 2000 | 85 | $13,000 | 0.0% | $152.94 | $129.59 | +16.9% | UIE | 464287648 |
| IWS | ISHARES RUSSELL VALUE | 177 | $13,000 | 0.0% | $73.45 * | $74.59 | +0.9% | UIE | 464287473 |
| — | MAGELLAN MIDSTREAM PTNRS | 166 | $13,000 | 0.0% | $78.31 | $54.22 | — | MLP | 559080106 |
| ALLE | ALLEGION PUBLIC LTD CO F | 200 | $12,000 | 0.0% | $60.00 * | $38.52 | +41.2% | FGO | G0176J109 |
| — | B P PRUDHOE BAY RLTY TR | 200 | $12,000 | 0.0% | $60.00 | $95.00 | — | UIE | 055630107 |
| — | PIMCO HIGH INCOME FUND | 1,000 | $12,000 | 0.0% | $12.00 | $11.00 | — | CEM | 722014107 |
| NMFC | NEW MOUNTAIN FIN CORP | 830 | $12,000 | 0.0% | $14.46 * | $4.55 | +3.4% | COM | 647551100 |
| MDLZ | MONDELEZ INTL INC CL A | 338 | $12,000 | 0.0% | $35.50 * | $23.16 | +22.6% | COM | 609207105 |
| CAT | CATERPILLAR INC | 150 | $12,000 | 0.0% | $80.00 * | $61.55 | -1.1% | COM | 149123101 |
| — | EATON VANCE TAX MANAGED | 1,000 | $11,000 | 0.0% | $11.00 | $10.00 | — | CEM | 27828N102 |
| PGR | PROGRESSIVE CORP OHIO | 400 | $11,000 | 0.0% | $27.50 * | $17.04 | +17.6% | COM | 743315103 |
| PG | PROCTER & GAMBLE | 131 | $11,000 | 0.0% | $83.97 * | $55.15 | +10.0% | COM | 742718109 |
| BR | BROADRIDGE FINL SOLUTION | 200 | $11,000 | 0.0% | $55.00 * | $35.90 | +27.0% | COM | 11133T103 |
| UHS | UNIVERSAL HLTH SVCS CL B | 96 | $11,000 | 0.0% | $114.58 | $62.83 | +79.2% | COM | 913903100 |
| — | AEGON NV ORD REG AMER F | 1,378 | $11,000 | 0.0% | $7.98 | $6.67 | — | ADR | 007924103 |
| HTGC | HERCULES TECH GROWTH | 784 | $11,000 | 0.0% | $14.03 * | $15.09 | -10.7% | COM | 427096508 |
| DEM | WISDOMTREE EMERGING MKTS | 242 | $10,000 | 0.0% | $41.32 * | $53.55 | -20.6% | UIE | 97717W315 |
| SWKS | SKYWORKS SOLUTIONS INC | 106 | $10,000 | 0.0% | $94.34 * | $49.85 | +58.9% | COM | 83088M102 |
| — | NUVEEN SELECT TAX FREE | 700 | $10,000 | 0.0% | $14.29 | $12.86 | — | CEM | 67063C106 |
| — | KRAFT FOODS GROUP | 112 | $10,000 | 0.0% | $89.29 | $53.57 | — | COM | 50076Q106 |
| BMY | BRISTOL-MYERS SQUIBB CO | 150 | $10,000 | 0.0% | $66.67 * | $28.67 | +56.2% | COM | 110122108 |
| — | RITE AID CORPORATION | 1,000 | $9,000 | 0.0% | $9.00 | $3.00 | — | COM | 767754104 |
| — | BP PLC ADR F | 237 | $9,000 | 0.0% | $37.97 | $37.97 | — | ADR | 55622104 |
| AMZN | AMAZON COM INC | 23 | $9,000 | 0.0% | $391.30 * | $14.02 | +32.7% | COM | 023135106 |
| MA | MASTERCARD INC | 105 | $9,000 | 0.0% | $85.71 * | $76.31 | +6.1% | COM | 57636Q104 |
| — | ENERGY TRANSFER PARTNERS | 142 | $8,000 | 0.0% | $56.34 | $63.38 | — | MLP | 29273R109 |
| — | CHUYS HOLDINGS INC | 350 | $8,000 | 0.0% | $22.86 | $24.44 | — | COM | 171604101 |
| MRK | MERCK & CO INC NEW | 139 | $8,000 | 0.0% | $57.55 * | $30.02 | +30.9% | COM | 58933Y105 |
| TKR | TIMKEN COMPANY | 200 | $8,000 | 0.0% | $40.00 * | $42.84 | -1.6% | COM | 887389104 |
| MDT | MEDTRONIC PLC F | 100 | $8,000 | 0.0% | $80.00 * | $58.10 | +3.3% | FGO | G5960L103 |
| — | E M C CORP MASS | 300 | $8,000 | 0.0% | $26.67 | $26.67 | — | COM | 268648102 |
| WFC | WELLS FARGO & CO NEW | 151 | $8,000 | 0.0% | $52.98 * | $38.77 | +3.7% | COM | 949746101 |
| — | PAREXEL INTL CORP | 111 | $8,000 | 0.0% | $72.07 | $54.05 | — | COM | 699462107 |
| AMT | AMERICAN TOWER CORP | 90 | $8,000 | 0.0% | $88.89 * | $75.11 | -3.8% | RET | 03027X100 |
| — | PIMCO STRATEGIC INCOME | 900 | $8,000 | 0.0% | $8.89 | $9.51 | — | CEM | 72200X104 |
| PPL | PPL CORPORATION | 200 | $7,000 | 0.0% | $35.00 * | $16.36 | +18.6% | COM | 69351T106 |
| — | ALPINE TOTAL DYN FD NEW | 750 | $7,000 | 0.0% | $9.33 | $8.00 | — | CEM | 021060207 |
| AIG | AMERICAN INTL GROUP NEW | 133 | $7,000 | 0.0% | $52.63 * | $41.13 | +2.5% | COM | 026874784 |
| IYR | ISHARES TR REAL ESTATE | 83 | $7,000 | 0.0% | $84.34 * | $70.67 | +12.2% | UIE | 464287739 |
| EPP | ISHARES MSCI PAC EX JAPN | 150 | $7,000 | 0.0% | $46.67 * | $48.18 | -5.8% | UIE | 464286665 |
| NEM | NEWMONT MINING CORP | 300 | $7,000 | 0.0% | $23.33 * | $24.43 | -30.5% | COM | 651639106 |
| OTEX | OPEN TEXT CORP F | 131 | $7,000 | 0.0% | $53.44 * | $21.90 | -4.6% | FGC | 683715106 |
| — | TUPPERWARE BRANDS CORP | 100 | $7,000 | 0.0% | $70.00 | $60.00 | — | COM | 899896104 |
| GNTX | GENTEX CORP | 400 | $7,000 | 0.0% | $17.50 * | $17.13 | +6.8% | COM | 371901109 |
| — | INTEGRYS ENERGY GROUP | 100 | $7,000 | 0.0% | $70.00 | $60.00 | — | COM | 45822P105 |
| — | GOOGLE INC CLASS A VTG | 10 | $6,000 | 0.0% | $600.00 | $900.00 | — | COM | 38259P508 |
| HAL | HALLIBURTON CO HLDG CO | 132 | $6,000 | 0.0% | $45.45 * | $44.18 | -19.2% | COM | 406216101 |
| — | HILLENBRAND INC | 183 | $6,000 | 0.0% | $32.79 | $27.32 | — | COM | 431571108 |
| F | FORD MOTOR COMPANY NEW | 400 | $6,000 | 0.0% | $15.00 * | $7.61 | +19.0% | COM | 345370860 |
| PZZA | PAPA JOHNS INTL INC | 100 | $6,000 | 0.0% | $60.00 * | $39.19 | +26.6% | COM | 698813102 |
| GIS | GENERAL MILLS INC | 111 | $6,000 | 0.0% | $54.05 * | $31.98 | +21.7% | COM | 370334104 |
| FDX | FEDEX CORPORATION | 38 | $6,000 | 0.0% | $157.89 * | $91.26 | +54.6% | COM | 31428X106 |
| — | VIRTUS TOTAL RETURN FD | 1,402 | $6,000 | 0.0% | $4.28 | $3.57 | — | CEM | 92829A103 |
| BK | BANK OF NY MELLON CP NEW | 156 | $6,000 | 0.0% | $38.46 * | $29.75 | +3.4% | COM | 064058100 |
| RF | REGIONS FINANCIAL CP NEW | 661 | $6,000 | 0.0% | $9.08 * | $7.03 | -7.7% | COM | 7591EP100 |
| EEM | ISHARES MSCI EMRG MKT FD | 146 | $6,000 | 0.0% | $41.10 * | $40.77 | -1.6% | UIE | 464287234 |
| — | CRESTWOOD MID LP NEW | 432 | $6,000 | 0.0% | $13.89 | $25.46 | — | MLP | 226378107 |
| UAA | UNDER ARMOUR INC CL A | 80 | $6,000 | 0.0% | $75.00 * | $20.41 | +97.8% | COM | 904311107 |
| — | TD AMERITRADE HOLDING CP | 170 | $6,000 | 0.0% | $35.29 | $33.90 | — | COM | 87236Y108 |
| — | CRESTWOOD EQUITY LP | 1,000 | $6,000 | 0.0% | $6.00 | $14.00 | — | MLP | 226344109 |
| DIA | SPDR DOW JONES INDL AVG | 30 | $5,000 | 0.0% | $166.67 * | $149.37 | +18.9% | UIE | 78467X109 |
| — | ONEOK PARTNERS LP | 112 | $5,000 | 0.0% | $44.64 | $41.96 | — | MLP | 68268N103 |
| WEN | THE WENDYS COMPANY | 425 | $5,000 | 0.0% | $11.76 * | $5.79 | +88.1% | COM | 95058W100 |
| ETR | ENTERGY CORP NEW | 59 | $5,000 | 0.0% | $84.75 * | $20.57 | +22.8% | COM | 29364G103 |
| — | SINA CORPORATION F | 157 | $5,000 | 0.0% | $31.85 | $31.85 | — | FGO | G81477104 |
| HD | HOME DEPOT INC | 43 | $5,000 | 0.0% | $116.28 * | $57.64 | +53.0% | COM | 437076102 |
| VZ | VERIZON COMMUNICATIONS | 108 | $5,000 | 0.0% | $46.30 * | $27.66 | +0.7% | COM | 92343V104 |
| — | GOOGLE INC CL C NON VTG | 10 | $5,000 | 0.0% | $500.00 | $500.00 | — | COM | 38259P706 |
| — | AXIALL CORP | 116 | $5,000 | 0.0% | $43.10 | $43.10 | — | COM | 05463D100 |
| IJH | ISHARES CORE S&P ETF | 30 | $5,000 | 0.0% | $166.67 * | $23.21 | +31.0% | UIE | 464287507 |
| JAMN | JAMMIN JAVA CORP | 29,411 | $5,000 | 0.0% | $0.17 | $0.33 | -49.4% | COM | 470751108 |
| JNJ | JOHNSON & JOHNSON | 50 | $5,000 | 0.0% | $100.00 * | $63.54 | +17.4% | COM | 478160104 |
| — | PIMCO MUNI INCOME FD II | 400 | $5,000 | 0.0% | $12.50 | $12.50 | — | CEM | 72200W106 |
| QSR | RESTAURANT BRANDS INTL F | 108 | $4,000 | 0.0% | $37.04 * | $38.08 | +0.9% | FGC | 76131D103 |
| — | PINNACLE ENTERTAINMENT | 100 | $4,000 | 0.0% | $40.00 | $20.00 | — | COM | 723456109 |
| TELFY | TELEFONICA S A SPON ADRF | 257 | $4,000 | 0.0% | $15.56 * | $15.04 | -4.6% | ADR | 879382208 |
| — | WILLIAMS PARTNERS LP NEW | 86 | $4,000 | 0.0% | $46.51 | $46.51 | — | MLP | 96949L105 |
| VPU | VANGUARD UTILITIES | 38 | $4,000 | 0.0% | $105.26 * | $85.08 | +13.9% | UIE | 92204A876 |
| DGS | WISDOMTREE TRUST | 101 | $4,000 | 0.0% | $39.60 * | $44.52 | -0.6% | UIE | 97717W281 |
| VIG | VANGUARD DIV APPRCIATION | 45 | $4,000 | 0.0% | $88.89 * | $69.19 | +16.3% | UIE | 921908844 |
| XEL | XCEL ENERGY INC | 88 | $3,000 | 0.0% | $34.09 * | $21.34 | +16.4% | COM | 98389B100 |
| — | WP GLIMCHER INC | 208 | $3,000 | 0.0% | $14.42 | $14.42 | — | COM | 92939N102 |
| — | POWERSHS EXCH TRAD FD TR | 200 | $3,000 | 0.0% | $15.00 | $10.00 | — | UIE | 73936T615 |
| — | POWERSHS EXCH TRAD FD TR | 456 | $3,000 | 0.0% | $6.58 | $6.35 | — | UIE | 73935X500 |
| EFA | ISHARES TR MSCI EAFE | 50 | $3,000 | 0.0% | $60.00 * | $60.47 | +6.1% | UIE | 464287465 |
| — | PROSHS ULTRA ETF NEW | 420 | $3,000 | 0.0% | $7.14 | $7.14 | — | UIE | 74347W650 |
| MTUS | TIMKENSTEEL CORP | 100 | $3,000 | 0.0% | $30.00 * | $45.14 | -42.1% | COM | 887399103 |
| — | NUVEEN MUN VALUE FD INC | 266 | $3,000 | 0.0% | $11.28 | $11.28 | — | CEM | 670928100 |
| — | SPECTRA ENERGY CORP | 88 | $3,000 | 0.0% | $34.09 | $34.09 | — | COM | 847560109 |
| — | TIME WARNER INC NEW | 23 | $2,000 | 0.0% | $86.96 | $43.48 | — | COM | 887317303 |
| — | NOBLE CORP PLC F | 108 | $2,000 | 0.0% | $18.52 | $18.86 | — | FGO | G65431101 |
| — | CITRIX SYSTEMS INC | 32 | $2,000 | 0.0% | $62.50 | $62.50 | — | COM | 177376100 |
| — | EAGLE ROCK ENGY PARTNERS | 1,000 | $2,000 | 0.0% | $2.00 | $8.00 | — | MLP | 26985R104 |
| DIS | DISNEY WALT CO | 22 | $2,000 | 0.0% | $90.91 * | $56.11 | +70.2% | COM | 254687106 |
| — | TWITTER INC | 40 | $2,000 | 0.0% | $50.00 | $54.17 | — | COM | 90184L102 |
| MMM | 3M COMPANY | 12 | $2,000 | 0.0% | $166.67 * | $61.26 | +58.7% | COM | 88579Y101 |
| — | GREAT PLAINS ENERGY INC | 73 | $2,000 | 0.0% | $27.40 | $27.40 | — | COM | 391164100 |
| — | BEBE STORES INC | 511 | $2,000 | 0.0% | $3.91 | $3.91 | — | COM | 075571109 |
| IVE | ISHARES S&P 500 VALUE | 20 | $2,000 | 0.0% | $100.00 * | $77.27 | +19.8% | UIE | 464287408 |
| — | PROSHS ULTRASHRT QQQ NEW | 50 | $2,000 | 0.0% | $40.00 | $40.00 | — | UIE | 74348A426 |
| BBY | BEST BUY INC | 65 | $2,000 | 0.0% | $30.77 * | $16.75 | +53.7% | COM | 086516101 |
| — | JUNIPER NETWORKS INC | 100 | $2,000 | 0.0% | $20.00 | $20.00 | — | COM | 48203R104 |
| — | PROSHARES ULTRA ETF NEW | 120 | $2,000 | 0.0% | $16.67 | $16.67 | — | UIE | 74347W346 |
| — | LA JOYA TX ISD 0%16 | 2,000 | $2,000 | 0.0% | $1.00 | $1.00 | — | BMU | 503462HD8 |
| SIMO | SILICON MOTION TECH ADRF | 60 | $2,000 | 0.0% | $33.33 * | $27.30 | -1.5% | ADR | 82706C108 |
| AMAT | APPLIED MATERIALS INC | 96 | $2,000 | 0.0% | $20.83 * | $12.22 | +61.7% | COM | 038222105 |
| — | PROSHARES SHORT VIX ETF | 34 | $2,000 | 0.0% | $58.82 | $58.82 | — | UIE | 74347W627 |
| — | CALIFORNIA RES CORP | 80 | $1,000 | 0.0% | $12.50 | — | — | COM | 13057Q107 |
| — | AMERICAN INTL GP 21WTS | 59 | $1,000 | 0.0% | $16.95 | $16.95 | — | WAR | 026874156 |
| — | LIQUEFIED NAT GAS ORD F | 329 | $1,000 | 0.0% | $3.04 | $3.04 | — | UFO | Q5570T107 |
| — | POWERSHS QQQ TRUST SER 1 | 5 | $1,000 | 0.0% | $200.00 | $95.24 | — | UIE | 73935A104 |
| — | TIME WARNER CABLE | 5 | $1,000 | 0.0% | $200.00 | $200.00 | — | COM | 88732J207 |
| CNP | CENTERPOINT ENERGY INC | 34 | $1,000 | 0.0% | $29.41 * | $15.27 | -7.7% | COM | 15189T107 |
| FE | FIRSTENERGY CORP | 18 | $1,000 | 0.0% | $55.56 * | $20.72 | +7.8% | COM | 337932107 |
| — | HALYARD HEALTH INC | 24 | $1,000 | 0.0% | $41.67 | $41.67 | — | COM | 40650V100 |
| ZTS | ZOETIS INC | 21 | $1,000 | 0.0% | $47.62 * | $29.32 | +45.2% | COM | 98978V103 |
| — | GNMA PL 001790M 8%24 | 125,000 | $0 | 0.0% | $0.00 | — | — | GIN | 36202B7B5 |
| — | ZEOX CORP F | 16,800 | $0 | 0.0% | $0.00 | — | — | FGC | 98944A100 |
| — | A M R CORPORATION XXX | 20,000 | $0 | 0.0% | $0.00 | — | — | RES | 001ESC102 |
| — | YTB INTERNATIONAL CL XXX | 214 | $0 | 0.0% | $0.00 | — | — | COM | 98425R200 |
| A | AGILENT TECHNOLOGIES INC | 7 | $0 | 0.0% | $0.00 | $27.97 | +36.3% | COM | 00846U101 |
| — | ALCATEL LUCENT ADR F | 19 | $0 | 0.0% | $0.00 | — | — | ADR | 013904305 |
| — | WMI HOLDINGS CORP | 1 | $0 | 0.0% | $0.00 | — | — | COM | 92936P100 |
| — | WILHELMINA INTL NEW | 71 | $0 | 0.0% | $0.00 | — | — | COM | 968235200 |
| GME | GAMESTOP CORP CL A NEW | 5 | $0 | 0.0% | $0.00 | $7.13 | -0.1% | COM | 36467W109 |
| — | GLOBALSCAPE INC | 98 | $0 | 0.0% | $0.00 | — | — | COM | 37940G109 |
| — | GNMA PL 002032M 7%25 | 56,000 | $0 | 0.0% | $0.00 | — | — | GIN | 36202CHH9 |
| — | GNMA PL 002247M 7%26 | 40,000 | $0 | 0.0% | $0.00 | — | — | GIN | 36202CP80 |
| — | WA FUNDING TR III XXX | 25 | $0 | 0.0% | $0.00 | — | — | ESC | 939ESC968 |
| — | VELATEL GLOBAL COMM NEW | 50 | $0 | 0.0% | $0.00 | — | — | COM | 92256R207 |
| NVRI | HARSCO CORPORATION | 7 | $0 | 0.0% | $0.00 | $19.47 | -11.3% | COM | 415864107 |
| — | VALUESTAR CORP XXX | 6,000 | $0 | 0.0% | $0.00 | — | — | COM | 919910109 |
| — | PARTS.COM INC NEW XXX | 20 | $0 | 0.0% | $0.00 | — | — | COM | 702140203 |
| PGN1EUR | PARAGON OFFSHORE PLC F | 34 | $0 | 0.0% | $0.00 | — | — | FGO | G6S01W108 |
| — | SONICBLUE INC XXX | 182 | $0 | 0.0% | $0.00 | — | — | COM | 83546Q109 |
| — | U S SHIPPING PARTNERSXXX | 300 | $0 | 0.0% | $0.00 | — | — | MLP | 903417103 |
| CPWY | CLEAN ENERGY PATHWAYS | 10,000 | $0 | 0.0% | $0.00 | $0.01 | -20.6% | COM | 18451W105 |
| NOK | NOKIA CORP SPON ADR F | 40 | $0 | 0.0% | $0.00 | $3.52 | +115.3% | ADR | 654902204 |
| — | NORTEL NETWORKS CP NEW F | 1,000 | $0 | 0.0% | $0.00 | — | — | FGC | 656568508 |
| NRG | NRG ENERGY INC NEW | 3 | $0 | 0.0% | $0.00 | $20.46 | -3.1% | COM | 629377508 |
| C | CITIGROUP INC NEW | 2 | $0 | 0.0% | $0.00 | $35.76 | +7.3% | COM | 172967424 |
| — | THORNBURG MORTGAGE NEXXX | 150 | $0 | 0.0% | $0.00 | — | — | RET | 885218800 |
| — | CENTURYLINK INC | 6 | $0 | 0.0% | $0.00 | — | — | COM | 156700106 |
| — | EAGLE BROADBAND INC NXXX | 5 | $0 | 0.0% | $0.00 | — | — | COM | 269437208 |
| — | ENERGY & ENGINE TECH XXX | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 29267D108 |
| — | TIME INC | 2 | $0 | 0.0% | $0.00 | — | — | COM | 887228104 |
| — | CHELSEA OIL & GAS LTD F | 362 | $0 | 0.0% | $0.00 | — | — | FGC | 163384100 |
| — | ERHC ENERGY INC | 18,000 | $0 | 0.0% | $0.00 | $0.06 | — | COM | 26884J104 |
| — | SYCAMORE NETWRKS INC NEW | 10 | $0 | 0.0% | $0.00 | — | — | COM | 871206405 |
| — | SPRINT CORPORATION | 26 | $0 | 0.0% | $0.00 | — | — | COM | 85207U105 |
| — | FAIRPOINT COMMUN INC XXX | 6 | $0 | 0.0% | $0.00 | — | — | COM | 305560104 |
| DTGI | DIGERATI TECH NEW | 100 | $0 | 0.0% | $0.00 | $0.15 | +55.4% | COM | 25375L206 |
| SPPH | SPENCER PHARMA INC | 2,000 | $0 | 0.0% | $0.00 | $0.00 | +442.6% | COM | 848224101 |
| MTNX | MELTRONIX INC | 100 | $0 | 0.0% | $0.00 | $0.00 | -5.9% | COM | 585730104 |
| TXCCQ | TRANSWITCH CORP NEW | 7 | $0 | 0.0% | $0.00 | $0.44 | -99.6% | COM | 894065309 |
| — | AZ GOLD & ONYX MINING CO | 1 | $0 | 0.0% | $0.00 | — | — | COM | 04051K105 |
| KEYS | KEYSIGHT TECHNOLOGIES | 3 | $0 | 0.0% | $0.00 | $32.07 | +15.8% | COM | 49338L103 |
| — | LEHMAN BROS HLDGS 2XXX | 10,000 | $0 | 0.0% | $0.00 | — | — | PRD | 525ESCW62 |
| — | PEREGRINE PHARMA INC NEW | 220 | $0 | 0.0% | $0.00 | — | — | COM | 713661304 |
| AMKR | AMKOR TECHNOLOGY INC | 30 | $0 | 0.0% | $0.00 | $3.93 | +109.5% | COM | 031652100 |
| PNC | PNC FINL SERVICES GP INC | 2 | $0 | 0.0% | $0.00 | $47.34 | +40.3% | COM | 693475105 |
| — | AOL INC | 4 | $0 | 0.0% | $0.00 | — | — | COM | 00184X105 |
| — | BEACON POWER CORP NEW | 13 | $0 | 0.0% | $0.00 | — | — | COM | 073677205 |
| — | BOULDER BRANDS INC | 15 | $0 | 0.0% | $0.00 | $9.95 | — | COM | 101405108 |
| — | BROCADE COMMUNS SYS NEW | 5 | $0 | 0.0% | $0.00 | — | — | COM | 111621306 |