Location: Chicago, IL
CIK: 0001143261 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 24, 2016
Total Value: $2.064B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 4,355,500 | $942M | 45.6% | $209.50 | — | Call | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 3,033,300 | $656M | 31.8% | $209.50 | — | Put | 78462F103 |
| — | BROADCOM LTD | 533,300 | $92M | 4.5% | $154.71 | — | Put | Y09827109 |
| — | LINKEDIN CORP | 352,200 | $67.31M | 3.3% | $190.34 | — | Call | 53578A108 |
| — | BROADCOM LTD | 322,900 | $55.71M | 2.7% | $154.71 | — | Call | Y09827109 |
| — | LINKEDIN CORP | 191,300 | $36.56M | 1.8% | $190.34 | — | Put | 53578A108 |
| — | LINKEDIN CORP | 111,327 | $21.28M | 1.0% | $190.34 | — | COM CL A | 53578A108 |
| AMZN | AMAZON COM INC | 19,000 | $15.91M | 0.8% | $28.38 | +34.9% | Put | 023135106 |
| WMB | WILLIAMS COS INC DEL | 418,600 | $12.86M | 0.6% | $19.94 | -18.6% | Put | 969457100 |
| WDC | WESTERN DIGITAL CORP | 170,700 | $9.981M | 0.5% | $29.15 | +13.7% | Put | 958102105 |
| — | MEDIVATION INC | 117,500 | $9.565M | 0.5% | — | — | Put | 58501N101 |
| — | MONSANTO CO NEW | 87,200 | $8.912M | 0.4% | $102.21 | — | Put | 61166W101 |
| — | RITE AID CORP | 1,043,400 | $8.024M | 0.4% | $7.49 | — | Call | 767754104 |
| — | DELL TECHNOLOGIES INC | 162,200 | $7.753M | 0.4% | $47.81 | — | Put | 24703L103 |
| — | RITE AID CORP | 928,300 | $7.139M | 0.3% | $7.49 | — | Put | 767754104 |
| WMB | WILLIAMS COS INC DEL | 224,600 | $6.902M | 0.3% | $19.94 | -18.6% | Call | 969457100 |
| — | INTERACTIVE INTELLIGENCE GRO | 95,000 | $5.713M | 0.3% | $60.15 | — | Put | 45841V109 |
| — | DELL TECHNOLOGIES INC | 111,600 | $5.334M | 0.3% | $47.81 | — | Call | 24703L103 |
| — | AVG TECHNOLOGIES N V | 196,100 | $4.904M | 0.2% | — | — | Put | N07831105 |
| RILY | B RILEY FINL INC | 356,901 | $4.768M | 0.2% | $10.08 | +0.6% | COM | 05580M108 |
| — | MEDIVATION INC | 56,500 | $4.599M | 0.2% | — | — | Call | 58501N101 |
| — | MONSANTO CO NEW | 39,800 | $4.068M | 0.2% | $102.21 | — | COM | 61166W101 |
| — | CARMIKE CINEMAS INC | 116,700 | $3.815M | 0.2% | $32.69 | — | Put | 143436400 |
| — | INTERACTIVE INTELLIGENCE GRO | 56,613 | $3.405M | 0.2% | $60.15 | — | COM | 45841V109 |
| T | AT&T INC | 79,700 | $3.237M | 0.2% | $12.30 | +32.5% | Put | 00206R102 |
| — | INTREXON CORP | 112,700 | $3.158M | 0.2% | $33.02 | — | Call | 46122T102 |
| — | INTEROIL CORP | 59,700 | $3.04M | 0.1% | $50.85 | — | Put | 460951106 |
| — | FIFTH STREET FINANCE CORP | 489,017 | $2.841M | 0.1% | $6.23 | — | COM | 31678A103 |
| ABBV | ABBVIE INC | 40,700 | $2.567M | 0.1% | — | — | Call | 00287Y109 |
| — | INTERACTIVE INTELLIGENCE GRO | 39,200 | $2.357M | 0.1% | $60.15 | — | Call | 45841V109 |
| CHTR | CHARTER COMMUNICATIONS INC N | 8,300 | $2.241M | 0.1% | — | — | Call | 16119P108 |
| — | MONSANTO CO NEW | 21,100 | $2.156M | 0.1% | $102.21 | — | Call | 61166W101 |
| — | CARMIKE CINEMAS INC | 64,400 | $2.105M | 0.1% | $32.69 | — | COM | 143436400 |
| — | FOUNDATION MEDICINE INC | 88,000 | $2.055M | 0.1% | $23.35 | — | Call | 350465100 |
| SPY | SPDR S&P 500 ETF TR | 8,788 | $1.901M | 0.1% | $209.50 | — | TR UNIT | 78462F103 |
| — | TELENAV INC | 330,961 | $1.896M | 0.1% | $7.59 | — | COM | 879455103 |
| ET | ENERGY TRANSFER EQUITY L P | 111,000 | $1.864M | 0.1% | — | — | Call | 29273V100 |
| — | CVENT INC | 53,500 | $1.696M | 0.1% | $34.67 | — | Put | 23247G109 |
| APPS | DIGITAL TURBINE INC | 1,589,006 | $1.668M | 0.1% | $2.32 | -50.0% | COM NEW | 25400W102 |
| — | INTREXON CORP | 47,700 | $1.337M | 0.1% | $33.02 | — | Put | 46122T102 |
| — | MICROSEMI CORP | 27,500 | $1.154M | 0.1% | — | — | Call | 595137100 |
| — | BROADCOM LTD | 6,672 | $1.151M | 0.1% | $154.71 | — | SHS | Y09827109 |
| — | VITAE PHARMACEUTICALS INC | 51,000 | $1.067M | 0.1% | $20.91 | — | Put | 92847N103 |
| — | CVENT INC | 32,400 | $1.027M | 0.0% | $34.67 | — | COM | 23247G109 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 128,864 | $1.012M | 0.0% | $7.97 | -9.1% | COM | 33766Y100 |
| — | LEXMARK INTL INC | 25,100 | $1.003M | 0.0% | $39.06 | — | Put | 529771107 |
| — | VITAE PHARMACEUTICALS INC | 46,000 | $962K | 0.0% | $20.91 | — | COM | 92847N103 |
| — | LEXMARK INTL INC | 24,000 | $959K | 0.0% | $39.06 | — | CL A | 529771107 |
| — | INTREXON CORP | 32,273 | $904K | 0.0% | $33.02 | — | COM | 46122T102 |
| — | TRINA SOLAR LIMITED | 85,900 | $880K | 0.0% | $10.24 | — | Put | 89628E104 |
| — | TRINA SOLAR LIMITED | 85,000 | $870K | 0.0% | $10.24 | — | SPON ADR | 89628E104 |
| — | FAIRCHILD SEMICONDUCTOR INTL | 43,400 | $862K | 0.0% | $20.38 | — | Put | 303726103 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 77,500 | $784K | 0.0% | $11.71 | -0.8% | Put | G65773106 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 77,000 | $778K | 0.0% | $11.71 | -0.8% | Call | G65773106 |
| — | MICROSEMI CORP | 18,000 | $756K | 0.0% | — | — | Put | 595137100 |
| — | DELL TECHNOLOGIES INC | 15,521 | $742K | 0.0% | $47.81 | — | COM CL V | 24703L103 |
| — | GSV CAP CORP | 153,909 | $726K | 0.0% | $8.80 | — | COM | 36191J101 |
| — | SOLARCITY CORP | 33,013 | $646K | 0.0% | $19.67 | — | COM | 83416T100 |
| — | ALLERGAN PLC | 2,800 | $645K | 0.0% | $230.52 | — | Put | G0177J108 |
| — | APOLLO ED GROUP INC | 78,700 | $626K | 0.0% | $8.74 | — | Put | 037604105 |
| WDC | WESTERN DIGITAL CORP | 10,600 | $620K | 0.0% | $29.15 | +13.7% | Call | 958102105 |
| — | RITE AID CORP | 80,000 | $615K | 0.0% | $7.49 | — | COM | 767754104 |
| WDC | WESTERN DIGITAL CORP | 10,464 | $612K | 0.0% | $29.15 | +13.7% | COM | 958102105 |
| — | FOUNDATION MEDICINE INC | 24,923 | $582K | 0.0% | $23.35 | — | COM | 350465100 |
| KLAC | KLA-TENCOR CORP | 8,100 | $565K | 0.0% | $61.47 | 0.0% | Put | 482480100 |
| — | VALSPAR CORP | 5,000 | $530K | 0.0% | $107.84 | — | Call | 920355104 |
| — | MANNKIND CORP | 770,200 | $478K | 0.0% | — | — | Call | 56400P201 |
| KLAC | KLA-TENCOR CORP | 6,500 | $453K | 0.0% | $61.47 | 0.0% | COM | 482480100 |
| — | RACKSPACE HOSTING INC | 14,000 | $444K | 0.0% | $31.69 | — | Put | 750086100 |
| — | REYNOLDS AMERICAN INC | 9,400 | $443K | 0.0% | $54.04 | — | Put | 761713106 |
| — | FOUNDATION MEDICINE INC | 18,600 | $434K | 0.0% | $23.35 | — | Put | 350465100 |
| — | VALSPAR CORP | 4,000 | $424K | 0.0% | $107.84 | — | Put | 920355104 |
| — | APOLLO ED GROUP INC | 53,300 | $424K | 0.0% | $8.74 | — | CL A | 037604105 |
| — | ZIOPHARM ONCOLOGY INC | 74,600 | $420K | 0.0% | $5.59 | — | Call | 98973P101 |
| — | ALLERGAN PLC | 1,800 | $415K | 0.0% | $230.52 | — | SHS | G0177J108 |
| — | RACKSPACE HOSTING INC | 13,000 | $412K | 0.0% | $31.69 | — | COM | 750086100 |
| TEX | TEREX CORP NEW | 15,400 | $391K | 0.0% | $22.87 | +1.9% | Put | 880779103 |
| — | WESTAR ENERGY INC | 6,000 | $341K | 0.0% | $56.22 | — | Put | 95709T100 |
| — | ADEPTUS HEALTH INC | 7,100 | $306K | 0.0% | $42.95 | — | Call | 006855100 |
| — | WESTAR ENERGY INC | 5,150 | $292K | 0.0% | $56.22 | — | COM | 95709T100 |
| — | MONSTER WORLDWIDE INC | 80,236 | $290K | 0.0% | $5.73 | — | COM | 611742107 |
| — | KAPSTONE PAPER & PACKAGING C | 14,400 | $272K | 0.0% | $22.14 | — | Call | 48562P103 |
| — | ITERIS INC | 74,563 | $271K | 0.0% | $1.71 | — | COM | 46564T107 |
| — | RACKSPACE HOSTING INC | 8,500 | $269K | 0.0% | $31.69 | — | Call | 750086100 |
| — | KAPSTONE PAPER & PACKAGING C | 13,700 | $259K | 0.0% | $22.14 | — | Put | 48562P103 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 24,295 | $246K | 0.0% | $11.71 | -0.8% | COM | G65773106 |
| TSLA | TESLA MTRS INC | 1,200 | $245K | 0.0% | $15.15 | -4.7% | Put | 88160R101 |
| — | INTEROIL CORP | 4,700 | $239K | 0.0% | $50.85 | — | COM | 460951106 |
| — | ALERE INC | 5,100 | $221K | 0.0% | $48.34 | — | Put | 01449J105 |
| NLST | NETLIST INC | 174,000 | $216K | 0.0% | $1.50 | 0.0% | COM | 64118P109 |
| — | KAPSTONE PAPER & PACKAGING C | 10,723 | $203K | 0.0% | $22.14 | — | COM | 48562P103 |
| TEX | TEREX CORP NEW | 7,700 | $196K | 0.0% | $22.87 | +1.9% | COM | 880779103 |
| — | CEPHEID | 3,700 | $195K | 0.0% | — | — | Call | 15670R107 |
| — | ZIOPHARM ONCOLOGY INC | 34,500 | $194K | 0.0% | $5.59 | — | Put | 98973P101 |
| — | INTERSIL CORP | 8,800 | $193K | 0.0% | $22.05 | — | Call | 46069S109 |
| COTY | COTY INC | 8,200 | $193K | 0.0% | $23.11 | 0.0% | Call | 222070203 |
| — | VALSPAR CORP | 1,800 | $191K | 0.0% | $107.84 | — | COM | 920355104 |
| — | ADEPTUS HEALTH INC | 4,284 | $184K | 0.0% | $42.95 | — | CL A | 006855100 |
| — | FORM HLDGS CORP | 68,300 | $184K | 0.0% | — | — | Call | 34634E102 |
| — | HC2 HLDGS INC | 33,000 | $180K | 0.0% | $3.90 | — | COM | 404139107 |
| — | AMC ENTMT HLDGS INC | 5,000 | $155K | 0.0% | — | — | Call | 00165C104 |
| BABA | ALIBABA GROUP HLDG LTD | 1,400 | $148K | 0.0% | $105.71 | — | SPONSORED ADS | 01609W102 |
| — | INFOBLOX INC | 5,000 | $132K | 0.0% | — | — | Call | 45672H104 |
| — | TIVO CORP | 6,500 | $127K | 0.0% | — | — | Call | 88870P106 |
| XOM | EXXON MOBIL CORP | 1,225 | $107K | 0.0% | $58.54 | 0.0% | COM | 30231G102 |
| XNCR | XENCOR INC | 3,800 | $93,000 | 0.0% | — | — | Call | 98401F105 |
| — | ADEPTUS HEALTH INC | 2,100 | $90,000 | 0.0% | $42.95 | — | Put | 006855100 |
| HUM | HUMANA INC | 500 | $88,000 | 0.0% | $160.64 | 0.0% | COM | 444859102 |
| — | INTERSIL CORP | 3,900 | $86,000 | 0.0% | $22.05 | — | Put | 46069S109 |
| — | INTERSIL CORP | 3,900 | $86,000 | 0.0% | $22.05 | — | CL A | 46069S109 |
| — | AMERICAN CAP LTD | 5,100 | $86,000 | 0.0% | $13.08 | — | COM | 02503Y103 |
| — | ALERE INC | 1,900 | $82,000 | 0.0% | $48.34 | — | COM | 01449J105 |
| COTY | COTY INC | 3,000 | $70,000 | 0.0% | $23.11 | 0.0% | COM CL A | 222070203 |
| — | MANNKIND CORP | 111,500 | $69,000 | 0.0% | — | — | Put | 56400P201 |
| — | ST JUDE MED INC | 800 | $64,000 | 0.0% | — | — | Put | 790849103 |
| — | ZIOPHARM ONCOLOGY INC | 10,095 | $57,000 | 0.0% | $5.59 | — | COM | 98973P101 |
| AAPL | APPLE INC | 500 | $57,000 | 0.0% | $26.29 | -7.8% | COM | 037833100 |
| DIS | DISNEY WALT CO | 500 | $46,000 | 0.0% | $88.98 | -0.1% | COM DISNEY | 254687106 |
| — | POWERSHS DB MULTI SECT COMM | 2,300 | $46,000 | 0.0% | $24.86 | — | PS DB AGRICUL FD | 73936B408 |
| — | VMWARE INC | 600 | $44,000 | 0.0% | — | — | Put | 928563402 |
| XNCR | XENCOR INC | 1,600 | $39,000 | 0.0% | — | — | Put | 98401F105 |
| T | AT&T INC | 800 | $32,000 | 0.0% | $12.30 | +32.5% | COM | 00206R102 |
| — | MEDLEY CAP CORP | 3,500 | $27,000 | 0.0% | $7.52 | — | COM | 58503F106 |
| — | CARMIKE CINEMAS INC | 700 | $23,000 | 0.0% | $32.69 | — | Call | 143436400 |
| — | FORM HLDGS CORP | 6,800 | $18,000 | 0.0% | — | — | Put | 34634E102 |
| GS | GOLDMAN SACHS GROUP INC | 100 | $16,000 | 0.0% | $150.86 | -11.3% | COM | 38141G104 |
| — | NORDIC AMERN OFFSHORE LTD | 3,817 | $14,000 | 0.0% | $3.67 | — | SHS | G65772108 |
| ESPR | ESPERION THERAPEUTICS INC NE | 1,000 | $14,000 | 0.0% | $24.31 | -53.4% | Call | 29664W105 |
| — | VANECK VECTORS ETF TR | 600 | $11,000 | 0.0% | $16.67 | — | RUSSIA ETF | 92189F403 |
| — | INFOBLOX INC | 300 | $8,000 | 0.0% | — | — | Put | 45672H104 |
| ESPR | ESPERION THERAPEUTICS INC NE | 600 | $8,000 | 0.0% | $24.31 | -53.4% | COM | 29664W105 |
| — | RENESOLA LTD | 5,590 | $6,000 | 0.0% | $1.48 | — | SPONS ADS | 75971T103 |
| — | NORDIC AMERN OFFSHORE LTD | 500 | $2,000 | 0.0% | $3.67 | — | Call | G65772108 |
| — | INVESTORS BANCORP INC NEW | 1 | $0 | 0.0% | $11.76 | — | COM | 46146L101 |
| — | OUTERWALL INC | 7,500 | $0 | 0.0% | — | — | Put | 690070107 |
| — | ARM HLDGS PLC | 600 | $0 | 0.0% | — | — | Call | 042068106 |