K2 PRINCIPAL FUND, L.P. Hedge Fund

CIK: 0001461790 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 11, 2016

Total Value ($000): $758,454 (98.2% shares, 1.8% debt)

Holdings (250)

POWERSHARES QQQ TRUST 7.2%
Value ($000) $54,307 Shares 505,000 Est. Cost Unrealized
BLACKROCK INC 5.5%
Value ($000) $42,056 Shares 927,000 Est. Cost $338.33 Unrealized
GOOGL ALPHABET INC 3.6%
Value ($000) $27,156 Shares 38,600 Est. Cost $36.56 Unrealized -0.4%
POWERSHARES QQQ TRUST 3.5%
Value ($000) $26,885 Shares 250,000 Est. Cost Unrealized
STARWOOD HOTELS&RESORTS WRLD 2.4%
Value ($000) $18,040 Shares 243,944 Est. Cost $74.88 Unrealized
VALSPAR CORP 2.1%
Value ($000) $16,179 Shares 149,761 Est. Cost $108.01 Unrealized
XLF SELECT SECTOR SPDR TR 2.1%
Value ($000) $15,999 Shares 700,000 Est. Cost $22.86 Unrealized
COLUMBIA PIPELINE GROUP INC 1.9%
Value ($000) $14,134 Shares 554,478 Est. Cost $25.21 Unrealized
LINKEDIN CORP 1.9%
Value ($000) $14,099 Shares 74,500 Est. Cost $189.25 Unrealized
GOOGL ALPHABET INC 1.9%
Value ($000) $14,071 Shares 20,000 Est. Cost $36.56 Unrealized -0.4%
SMH VANECK VECTORS ETF TR 1.8%
Value ($000) $13,825 Shares 242,500 Est. Cost Unrealized
STT STATE STR CORP 1.7%
Value ($000) $13,060 Shares 500,000 Est. Cost Unrealized
AMERICAN CAP LTD 1.7%
Value ($000) $12,916 Shares 815,905 Est. Cost $15.51 Unrealized
ST JUDE MED INC 1.6%
Value ($000) $12,429 Shares 159,340 Est. Cost $78.00 Unrealized
FIRST NIAGARA FINL GP INC 1.6%
Value ($000) $12,419 Shares 1,275,055 Est. Cost $9.84 Unrealized
INGRAM MICRO INC 1.6%
Value ($000) $12,010 Shares 345,317 Est. Cost $35.71 Unrealized
NEW YORK REIT INC 1.4%
Value ($000) $10,956 Shares 1,184,477 Est. Cost $10.28 Unrealized
SHORETEL INC 1.4%
Value ($000) $10,612 Shares 1,586,178 Est. Cost $6.90 Unrealized
WCN WASTE CONNECTIONS INC 1.2%
Value ($000) $9,198 Shares 127,668 Est. Cost $42.53 Unrealized 0.0%
HARMONY MERGER CORP 1.2%
Value ($000) $9,027 Shares 900,000 Est. Cost $9.85 Unrealized
BLACKROCK INC 1.1%
Value ($000) $8,652 Shares 103,900 Est. Cost $338.33 Unrealized
YAHOO INC 1.1%
Value ($000) $8,506 Shares 226,466 Est. Cost $35.38 Unrealized
CYPRESS SEMICONDUCTOR CORP 1.1%
Value ($000) $8,148 Shares 772,300 Est. Cost $10.05 Unrealized
CELATOR PHARMACEUTICALS INC 1.1%
Value ($000) $8,135 Shares 269,547 Est. Cost $30.18 Unrealized
KLAC KLA-TENCOR CORP 1.1%
Value ($000) $8,026 Shares 109,571 Est. Cost $60.28 Unrealized +0.8%
NXPI NXP SEMICONDUCTORS N V 1.0%
Value ($000) $7,442 Shares 95,000 Est. Cost $78.64 Unrealized -3.1%
POLYCOM INC 1.0%
Value ($000) $7,217 Shares 641,532 Est. Cost $11.26 Unrealized
DEMANDWARE INC 0.9%
Value ($000) $7,201 Shares 96,145 Est. Cost $74.90 Unrealized
MYLAN N V 0.9%
Value ($000) $7,187 Shares 166,200 Est. Cost $49.20 Unrealized
E M C CORP MASS 0.9%
Value ($000) $6,765 Shares 249,000 Est. Cost $27.17 Unrealized
WCN WASTE CONNECTIONS INC 0.9%
Value ($000) $6,628 Shares 92,000 Est. Cost $42.53 Unrealized 0.0%
NXPI NXP SEMICONDUCTORS N V 0.9%
Value ($000) $6,541 Shares 83,500 Est. Cost $78.64 Unrealized -3.1%
STT STATE STR CORP 0.9%
Value ($000) $6,523 Shares 78,000 Est. Cost Unrealized
HARMONY MERGER CORP 0.8%
Value ($000) $6,120 Shares 600,000 Est. Cost $10.00 Unrealized
PYPL PAYPAL HLDGS INC 0.8%
Value ($000) $6,024 Shares 165,000 Est. Cost $38.14 Unrealized 0.0%
SILVER RUN ACQUISITION CORP 0.8%
Value ($000) $5,788 Shares 580,000 Est. Cost $10.35 Unrealized
PYPL PAYPAL HLDGS INC 0.7%
Value ($000) $5,660 Shares 155,000 Est. Cost $38.14 Unrealized 0.0%
YAHOO INC 0.7%
Value ($000) $5,537 Shares 147,400 Est. Cost $35.38 Unrealized
MAXIM INTEGRATED PRODS INC 0.7%
Value ($000) $5,532 Shares 155,000 Est. Cost $36.37 Unrealized
B2GOLD CORP 0.7%
Value ($000) $5,390 Shares 5,500,000 Est. Cost $0.98 Unrealized
PYPL PAYPAL HLDGS INC 0.7%
Value ($000) $5,203 Shares 142,500 Est. Cost $38.14 Unrealized 0.0%
CSRA INC 0.7%
Value ($000) $5,155 Shares 220,000 Est. Cost $25.48 Unrealized
KLR ENERGY ACQUISITION CORP 0.7%
Value ($000) $5,000 Shares 500,000 Est. Cost $9.95 Unrealized
RRGB RED ROBIN GOURMET BURGERS IN 0.6%
Value ($000) $4,791 Shares 101,012 Est. Cost $57.76 Unrealized 0.0%
BGC PARTNERS INC 0.6%
Value ($000) $4,760 Shares 546,442 Est. Cost $8.96 Unrealized
CYPRESS SEMICONDUCTOR CORP 0.6%
Value ($000) $4,722 Shares 447,600 Est. Cost $10.05 Unrealized
FAIRCHILD SEMICONDUCTOR INTL 0.6%
Value ($000) $4,567 Shares 230,059 Est. Cost $20.19 Unrealized
MSFT MICROSOFT CORP 0.6%
Value ($000) $4,521 Shares 88,343 Est. Cost $39.00 Unrealized +17.9%
CVENT INC 0.6%
Value ($000) $4,388 Shares 122,836 Est. Cost $35.72 Unrealized
QLIK TECHNOLOGIES INC 0.6%
Value ($000) $4,371 Shares 147,783 Est. Cost $29.58 Unrealized
SEARS HLDGS CORP 0.6%
Value ($000) $4,281 Shares 314,600 Est. Cost $15.31 Unrealized
CF CORP 0.6%
Value ($000) $4,176 Shares 421,000 Est. Cost $9.92 Unrealized
CDE COEUR MNG INC 0.5%
Value ($000) $3,984 Shares 373,700 Est. Cost Unrealized
TSLA TESLA MTRS INC 0.5%
Value ($000) $3,928 Shares 18,500 Est. Cost Unrealized
SCIQUEST INC NEW 0.5%
Value ($000) $3,834 Shares 217,073 Est. Cost $17.66 Unrealized
MDLZ MONDELEZ INTL INC 0.5%
Value ($000) $3,641 Shares 80,000 Est. Cost Unrealized
BLACKROCK INC 0.5%
Value ($000) $3,586 Shares 10,470 Est. Cost $338.33 Unrealized
AARONS INC 0.5%
Value ($000) $3,542 Shares 161,793 Est. Cost $21.89 Unrealized
ELECTRUM SPL ACQUISITION COR 0.4%
Value ($000) $3,334 Shares 342,697 Est. Cost $9.65 Unrealized
EXPRESS SCRIPTS HLDG CO 0.4%
Value ($000) $3,315 Shares 43,734 Est. Cost $75.80 Unrealized
C1 FINL INC 0.4%
Value ($000) $3,246 Shares 139,127 Est. Cost $23.79 Unrealized
QCOM QUALCOMM INC 0.4%
Value ($000) $3,214 Shares 60,000 Est. Cost Unrealized
XENOPORT INC 0.4%
Value ($000) $3,076 Shares 436,927 Est. Cost $7.04 Unrealized
LPX LOUISIANA PAC CORP 0.4%
Value ($000) $2,950 Shares 170,000 Est. Cost Unrealized
DOUBLE EAGLE ACQUISITION COR 0.4%
Value ($000) $2,948 Shares 305,451 Est. Cost $9.66 Unrealized
BFH ALLIANCE DATA SYSTEMS CORP 0.4%
Value ($000) $2,939 Shares 15,000 Est. Cost $143.66 Unrealized 0.0%
CVS CVS HEALTH CORP 0.4%
Value ($000) $2,872 Shares 30,000 Est. Cost Unrealized
GOOGL ALPHABET INC 0.4%
Value ($000) $2,814 Shares 4,000 Est. Cost $36.56 Unrealized -0.4%
PRGO PERRIGO CO PLC 0.4%
Value ($000) $2,720 Shares 30,000 Est. Cost Unrealized
GP INVTS ACQUISITION COR 0.3%
Value ($000) $2,619 Shares 270,000 Est. Cost $9.72 Unrealized
LANDCADIA HLDGS INC 0.3%
Value ($000) $2,508 Shares 250,000 Est. Cost $10.03 Unrealized
MDLZ MONDELEZ INTL INC 0.3%
Value ($000) $2,503 Shares 55,000 Est. Cost Unrealized
INCONTACT INC 0.3%
Value ($000) $2,390 Shares 2,000,000 Est. Cost $1.20 Unrealized
MYLAN N V 0.3%
Value ($000) $2,378 Shares 55,000 Est. Cost $49.20 Unrealized
GILD GILEAD SCIENCES INC 0.3%
Value ($000) $2,362 Shares 28,317 Est. Cost $63.47 Unrealized -1.1%
IHS INC 0.3%
Value ($000) $2,319 Shares 20,061 Est. Cost $124.15 Unrealized
QLT INC 0.3%
Value ($000) $2,306 Shares 1,623,866 Est. Cost $1.42 Unrealized
UPBD RENT A CTR INC NEW 0.3%
Value ($000) $2,296 Shares 187,000 Est. Cost $13.46 Unrealized 0.0%
TERRAPIN 3 ACQUISITION CORP 0.3%
Value ($000) $2,223 Shares 223,176 Est. Cost $9.63 Unrealized
QCOM QUALCOMM INC 0.3%
Value ($000) $2,143 Shares 40,000 Est. Cost Unrealized
HEARTWARE INTL INC 0.3%
Value ($000) $2,068 Shares 35,801 Est. Cost $57.76 Unrealized
QUINPARIO ACQUISITION CORP 2 0.3%
Value ($000) $2,037 Shares 205,955 Est. Cost $9.86 Unrealized
INTERXION HOLDING N.V 0.3%
Value ($000) $2,028 Shares 55,000 Est. Cost Unrealized
NG NOVAGOLD RES INC 0.3%
Value ($000) $2,005 Shares 327,900 Est. Cost Unrealized
HEARTWARE INTL INC 0.3%
Value ($000) $1,980 Shares 2,000,000 Est. Cost $0.99 Unrealized
CORE LABORATORIES N V 0.3%
Value ($000) $1,973 Shares 15,926 Est. Cost $111.55 Unrealized
POTASH CORP SASK INC 0.3%
Value ($000) $1,949 Shares 120,000 Est. Cost $16.26 Unrealized
TQQQ PROSHARES TR 0.3%
Value ($000) $1,926 Shares 20,000 Est. Cost Unrealized
MEMORIAL RESOURCE DEV CORP 0.3%
Value ($000) $1,915 Shares 120,602 Est. Cost $15.88 Unrealized
TJX TJX COS INC NEW 0.2%
Value ($000) $1,836 Shares 23,777 Est. Cost $32.12 Unrealized +3.8%
CAVIUM INC 0.2%
Value ($000) $1,834 Shares 47,500 Est. Cost $38.60 Unrealized
HORIZON PHARMA INVT LTD 0.2%
Value ($000) $1,833 Shares 2,000,000 Est. Cost $0.92 Unrealized
DVN DEVON ENERGY CORP NEW 0.2%
Value ($000) $1,813 Shares 50,000 Est. Cost $19.03 Unrealized +25.3%
SL GREEN RLTY CORP 0.2%
Value ($000) $1,757 Shares 16,500 Est. Cost Unrealized
ABT ABBOTT LABS 0.2%
Value ($000) $1,730 Shares 44,000 Est. Cost Unrealized
WERN WERNER ENTERPRISES INC 0.2%
Value ($000) $1,695 Shares 73,800 Est. Cost $24.94 Unrealized 0.0%
KHC KRAFT HEINZ CO 0.2%
Value ($000) $1,681 Shares 19,000 Est. Cost Unrealized
AEGERION PHARMACEUTICALS INC 0.2%
Value ($000) $1,680 Shares 3,000,000 Est. Cost $0.56 Unrealized
DIREXION SHS ETF TR 0.2%
Value ($000) $1,674 Shares 213,780 Est. Cost Unrealized
NXPI NXP SEMICONDUCTORS N V 0.2%
Value ($000) $1,567 Shares 20,000 Est. Cost $78.64 Unrealized -3.1%
PFE PFIZER INC 0.2%
Value ($000) $1,510 Shares 42,900 Est. Cost Unrealized
INFINERA CORPORATION 0.2%
Value ($000) $1,477 Shares 130,950 Est. Cost $11.28 Unrealized
PHM PULTE GROUP INC 0.2%
Value ($000) $1,462 Shares 75,000 Est. Cost $16.52 Unrealized 0.0%
OI S A 0.2%
Value ($000) $1,449 Shares 475,000 Est. Cost $3.05 Unrealized
XPO XPO LOGISTICS INC 0.2%
Value ($000) $1,444 Shares 55,000 Est. Cost $9.93 Unrealized 0.0%
SPWH SPORTSMANS WHSE HLDGS INC 0.2%
Value ($000) $1,442 Shares 178,944 Est. Cost $9.97 Unrealized 0.0%
TECH DATA CORP 0.2%
Value ($000) $1,437 Shares 20,000 Est. Cost Unrealized
ITC HLDGS CORP 0.2%
Value ($000) $1,405 Shares 30,000 Est. Cost $45.76 Unrealized
TNA DIREXION SHS ETF TR 0.2%
Value ($000) $1,386 Shares 22,000 Est. Cost Unrealized
XILINX INC 0.2%
Value ($000) $1,379 Shares 29,900 Est. Cost $46.12 Unrealized
MINES MGMT INC 0.2%
Value ($000) $1,338 Shares 1,262,357 Est. Cost $1.06 Unrealized
DONNELLEY R R & SONS CO 0.2%
Value ($000) $1,327 Shares 78,400 Est. Cost Unrealized
ATLANTIC ALLIANCE PARTNER CO 0.2%
Value ($000) $1,320 Shares 127,019 Est. Cost $10.20 Unrealized
JPM JPMORGAN CHASE & CO 0.2%
Value ($000) $1,316 Shares 21,171 Est. Cost $47.36 Unrealized +2.0%
MYLAN N V 0.2%
Value ($000) $1,297 Shares 30,000 Est. Cost $49.20 Unrealized
INTERXION HOLDING N.V 0.2%
Value ($000) $1,291 Shares 35,000 Est. Cost Unrealized
RRGB RED ROBIN GOURMET BURGERS IN 0.2%
Value ($000) $1,281 Shares 27,000 Est. Cost $57.76 Unrealized 0.0%
GAS NAT INC 0.2%
Value ($000) $1,275 Shares 182,405 Est. Cost $10.28 Unrealized
MEDIVATION INC 0.2%
Value ($000) $1,258 Shares 20,870 Est. Cost $60.28 Unrealized
SOUTHWESTERN ENERGY CO 0.2%
Value ($000) $1,258 Shares 100,000 Est. Cost $12.58 Unrealized
KEYCORP NEW 0.2%
Value ($000) $1,212 Shares 9,075 Est. Cost $130.71 Unrealized
BLACKSTONE GROUP L P 0.2%
Value ($000) $1,212 Shares 49,400 Est. Cost $24.51 Unrealized
SILVER RUN ACQUISITION CORP 0.2%
Value ($000) $1,176 Shares 120,000 Est. Cost $9.80 Unrealized
EMERGENT CAP INC 0.2%
Value ($000) $1,142 Shares 1,031,736 Est. Cost $1.11 Unrealized
DE DEERE & CO 0.1%
Value ($000) $1,135 Shares 14,000 Est. Cost Unrealized
INFINERA CORPORATION 0.1%
Value ($000) $1,128 Shares 100,000 Est. Cost $11.28 Unrealized
COTT CORP QUE 0.1%
Value ($000) $1,117 Shares 80,000 Est. Cost $13.96 Unrealized
HENNESSY CAP ACQUISITION COR 0.1%
Value ($000) $1,109 Shares 113,172 Est. Cost $9.80 Unrealized
ALLERGAN PLC 0.1%
Value ($000) $1,021 Shares 4,419 Est. Cost $280.64 Unrealized
NANOSPHERE INC 0.1%
Value ($000) $1,020 Shares 603,617 Est. Cost $1.69 Unrealized
PANW PALO ALTO NETWORKS INC 0.1%
Value ($000) $981 Shares 8,000 Est. Cost $23.16 Unrealized 0.0%
AXIALL CORP 0.1%
Value ($000) $978 Shares 30,000 Est. Cost $32.60 Unrealized
PACE HLDGS CORP 0.1%
Value ($000) $975 Shares 99,000 Est. Cost $9.42 Unrealized
CAVIUM INC 0.1%
Value ($000) $965 Shares 25,000 Est. Cost $38.60 Unrealized
GLD SPDR GOLD TRUST 0.1%
Value ($000) $961 Shares 7,600 Est. Cost $126.45 Unrealized
BRSL INTERNATIONAL GAME TECHNOLOG 0.1%
Value ($000) $956 Shares 51,000 Est. Cost Unrealized
PANL PANGAEA LOGISTICS SOLUTION L 0.1%
Value ($000) $949 Shares 468,902 Est. Cost $3.53 Unrealized -46.5%
RPX CORP 0.1%
Value ($000) $942 Shares 102,704 Est. Cost $9.17 Unrealized
DEPOMED INC 0.1%
Value ($000) $930 Shares 47,389 Est. Cost $19.62 Unrealized
ALLERGAN PLC 0.1%
Value ($000) $924 Shares 4,000 Est. Cost $280.64 Unrealized
TLT ISHARES TR 0.1%
Value ($000) $903 Shares 6,500 Est. Cost $138.92 Unrealized
MARKETO INC 0.1%
Value ($000) $801 Shares 23,000 Est. Cost $34.83 Unrealized
AEGERION PHARMACEUTICALS INC 0.1%
Value ($000) $775 Shares 520,165 Est. Cost $1.49 Unrealized
FIESTA RESTAURANT GROUP INC 0.1%
Value ($000) $763 Shares 35,000 Est. Cost $21.80 Unrealized
MORN MORNINGSTAR INC 0.1%
Value ($000) $754 Shares 9,224 Est. Cost $83.58 Unrealized 0.0%
DAL DELTA AIR LINES INC DEL 0.1%
Value ($000) $728 Shares 20,000 Est. Cost Unrealized
FELCOR LODGING TR INC 0.1%
Value ($000) $724 Shares 116,254 Est. Cost $7.05 Unrealized
SEARS HLDGS CORP 0.1%
Value ($000) $721 Shares 53,000 Est. Cost $15.31 Unrealized
MAXIM INTEGRATED PRODS INC 0.1%
Value ($000) $714 Shares 20,000 Est. Cost $36.37 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $700 Shares 4,838 Est. Cost $134.20 Unrealized +6.5%
REGN REGENERON PHARMACEUTICALS 0.1%
Value ($000) $646 Shares 1,850 Est. Cost $383.00 Unrealized 0.0%
EGRX EAGLE PHARMACEUTICALS INC 0.1%
Value ($000) $640 Shares 16,496 Est. Cost $63.45 Unrealized -34.4%
BEN FRANKLIN RES INC 0.1%
Value ($000) $632 Shares 18,948 Est. Cost $22.53 Unrealized 0.0%
AAL AMERICAN AIRLS GROUP INC 0.1%
Value ($000) $623 Shares 22,000 Est. Cost Unrealized
CAKE CHEESECAKE FACTORY INC 0.1%
Value ($000) $619 Shares 12,852 Est. Cost $41.12 Unrealized 0.0%
DONNELLEY R R & SONS CO 0.1%
Value ($000) $619 Shares 36,600 Est. Cost Unrealized
UAL UNITED CONTL HLDGS INC 0.1%
Value ($000) $619 Shares 15,100 Est. Cost Unrealized
UHAL AMERCO 0.1%
Value ($000) $605 Shares 1,616 Est. Cost $30.49 Unrealized +18.5%
WDAY WORKDAY INC 0.1%
Value ($000) $597 Shares 8,000 Est. Cost $76.22 Unrealized 0.0%
SMART TECHNOLOGIES INC 0.1%
Value ($000) $583 Shares 131,307 Est. Cost $4.44 Unrealized
DKS DICKS SPORTING GOODS INC 0.1%
Value ($000) $573 Shares 12,711 Est. Cost $31.11 Unrealized +7.0%
STAPLES INC 0.1%
Value ($000) $569 Shares 66,000 Est. Cost Unrealized
STAMPS COM INC 0.1%
Value ($000) $567 Shares 6,489 Est. Cost $75.16 Unrealized
PSX PHILLIPS 66 0.1%
Value ($000) $555 Shares 7,000 Est. Cost $56.71 Unrealized 0.0%
IAG IAMGOLD CORP 0.1%
Value ($000) $542 Shares 131,000 Est. Cost Unrealized
GM GENERAL MTRS CO 0.1%
Value ($000) $538 Shares 19,000 Est. Cost Unrealized
TUMI HLDGS INC 0.1%
Value ($000) $535 Shares 20,000 Est. Cost $26.75 Unrealized
FEI CO 0.1%
Value ($000) $534 Shares 5,000 Est. Cost $106.80 Unrealized
FIRST MARBLEHEAD CORP 0.1%
Value ($000) $524 Shares 107,746 Est. Cost $4.86 Unrealized
AAPL APPLE INC 0.1%
Value ($000) $510 Shares 5,331 Est. Cost $25.60 Unrealized -11.7%
ILF ISHARES TR 0.1%
Value ($000) $507 Shares 19,267 Est. Cost $25.16 Unrealized
QSR RESTAURANT BRANDS INTL INC 0.1%
Value ($000) $499 Shares 12,000 Est. Cost Unrealized
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $493 Shares 14,000 Est. Cost Unrealized
BYD BOYD GAMING CORP 0.1%
Value ($000) $489 Shares 26,600 Est. Cost $18.18 Unrealized 0.0%
BAKER HUGHES INC 0.1%
Value ($000) $487 Shares 10,800 Est. Cost $49.71 Unrealized
PACIFIC SPL ACQUISITION CORP 0.1%
Value ($000) $482 Shares 47,160 Est. Cost $10.03 Unrealized
RIO RIO TINTO PLC 0.1%
Value ($000) $463 Shares 14,800 Est. Cost Unrealized
BOB EVANS FARMS INC 0.1%
Value ($000) $455 Shares 12,000 Est. Cost $37.92 Unrealized
CDE COEUR MNG INC 0.1%
Value ($000) $449 Shares 42,200 Est. Cost Unrealized
DIREXION SHS ETF TR 0.1%
Value ($000) $441 Shares 3,500 Est. Cost Unrealized
XEROX CORP 0.1%
Value ($000) $427 Shares 45,000 Est. Cost $9.49 Unrealized
BEN FRANKLIN RES INC 0.1%
Value ($000) $407 Shares 12,200 Est. Cost $22.53 Unrealized 0.0%
DT ASIA INVTS LTD 0.1%
Value ($000) $404 Shares 43,204 Est. Cost $10.09 Unrealized
IAG IAMGOLD CORP 0.1%
Value ($000) $393 Shares 95,000 Est. Cost Unrealized
MARVELL TECHNOLOGY GROUP LTD 0.1%
Value ($000) $381 Shares 40,000 Est. Cost $10.31 Unrealized
ANDINA ACQUISITION CORP II 0.0%
Value ($000) $378 Shares 38,802 Est. Cost $9.72 Unrealized
BALL BALL CORP 0.0%
Value ($000) $361 Shares 5,000 Est. Cost $32.69 Unrealized 0.0%
FORESTAR GROUP INC 0.0%
Value ($000) $354 Shares 29,748 Est. Cost $11.90 Unrealized
ORIGO ACQUISITION CORP 0.0%
Value ($000) $344 Shares 33,694 Est. Cost $10.21 Unrealized
TALMER BANCORP INC 0.0%
Value ($000) $339 Shares 17,681 Est. Cost $18.07 Unrealized
TALEN ENERGY CORP 0.0%
Value ($000) $334 Shares 24,623 Est. Cost $13.56 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.0%
Value ($000) $329 Shares 30,000 Est. Cost Unrealized
POTASH CORP SASK INC 0.0%
Value ($000) $325 Shares 20,000 Est. Cost $16.26 Unrealized
DLTR DOLLAR TREE INC 0.0%
Value ($000) $316 Shares 3,348 Est. Cost $84.59 Unrealized 0.0%
AAP ADVANCE AUTO PARTS INC 0.0%
Value ($000) $304 Shares 1,879 Est. Cost $135.22 Unrealized 0.0%
BRSL INTERNATIONAL GAME TECHNOLOG 0.0%
Value ($000) $300 Shares 16,000 Est. Cost Unrealized
GLPI GAMING & LEISURE PPTYS INC 0.0%
Value ($000) $299 Shares 8,683 Est. Cost $34.44 Unrealized
WDAY WORKDAY INC 0.0%
Value ($000) $299 Shares 4,000 Est. Cost $76.22 Unrealized 0.0%
SILVER WHEATON CORP 0.0%
Value ($000) $294 Shares 12,500 Est. Cost $16.58 Unrealized
PATTERN ENERGY GROUP INC 0.0%
Value ($000) $292 Shares 12,692 Est. Cost $23.01 Unrealized
GP INVTS ACQUISITION COR 0.0%
Value ($000) $290 Shares 28,700 Est. Cost $10.08 Unrealized
SHORETEL INC 0.0%
Value ($000) $287 Shares 42,900 Est. Cost $6.90 Unrealized
VYX NCR CORP NEW 0.0%
Value ($000) $278 Shares 10,000 Est. Cost $18.10 Unrealized 0.0%
WESTERN ASSET EMRG MKT DEBT 0.0%
Value ($000) $277 Shares 18,040 Est. Cost $15.35 Unrealized
AGG ISHARES TR 0.0%
Value ($000) $270 Shares 2,400 Est. Cost $112.50 Unrealized
FINTECH ACQUISITION CORP 0.0%
Value ($000) $255 Shares 25,496 Est. Cost $10.00 Unrealized
SRG SERITAGE GROWTH PPTYS 0.0%
Value ($000) $249 Shares 5,000 Est. Cost Unrealized
NG NOVAGOLD RES INC 0.0%
Value ($000) $247 Shares 40,300 Est. Cost Unrealized
HATTERAS FINL CORP 0.0%
Value ($000) $246 Shares 15,000 Est. Cost $16.40 Unrealized
GLPI GAMING & LEISURE PPTYS INC 0.0%
Value ($000) $241 Shares 7,000 Est. Cost $34.44 Unrealized
IHS INC 0.0%
Value ($000) $231 Shares 2,000 Est. Cost $124.15 Unrealized
BLACKSTONE GROUP L P 0.0%
Value ($000) $230 Shares 9,384 Est. Cost $24.51 Unrealized
MULTI FINELINE ELECTRONIX IN 0.0%
Value ($000) $230 Shares 9,899 Est. Cost $23.23 Unrealized
SJNK SPDR SER TR 0.0%
Value ($000) $229 Shares 8,500 Est. Cost $25.76 Unrealized
1347 CAP CORP 0.0%
Value ($000) $227 Shares 24,539 Est. Cost $9.25 Unrealized
ABUS ARBUTUS BIOPHARMA CORP 0.0%
Value ($000) $221 Shares 63,550 Est. Cost $3.92 Unrealized +7.9%
SL GREEN RLTY CORP 0.0%
Value ($000) $213 Shares 2,000 Est. Cost Unrealized
MGA MAGNA INTL INC 0.0%
Value ($000) $210 Shares 6,000 Est. Cost $30.27 Unrealized 0.0%
QSR RESTAURANT BRANDS INTL INC 0.0%
Value ($000) $208 Shares 5,000 Est. Cost Unrealized
CERES INC 0.0%
Value ($000) $195 Shares 500,000 Est. Cost $0.39 Unrealized
TERRAPIN 3 ACQUISITION CORP 0.0%
Value ($000) $192 Shares 19,000 Est. Cost $10.11 Unrealized
POTASH CORP SASK INC 0.0%
Value ($000) $187 Shares 11,500 Est. Cost $16.26 Unrealized
MORGANS HOTEL GROUP CO 0.0%
Value ($000) $186 Shares 86,853 Est. Cost $2.14 Unrealized
VERIFONE SYS INC 0.0%
Value ($000) $185 Shares 10,000 Est. Cost $18.50 Unrealized
HARMONY MERGER CORP 0.0%
Value ($000) $180 Shares 900,000 Est. Cost $0.28 Unrealized
RITE AID CORP 0.0%
Value ($000) $180 Shares 24,097 Est. Cost $7.47 Unrealized
HIGHER ONE HLDGS INC 0.0%
Value ($000) $179 Shares 35,000 Est. Cost $5.11 Unrealized
MEDIA GEN INC NEW 0.0%
Value ($000) $172 Shares 10,000 Est. Cost $16.15 Unrealized
NEXEO SOLUTIONS INC 0.0%
Value ($000) $155 Shares 224,410 Est. Cost $0.69 Unrealized
AMAYA INC 0.0%
Value ($000) $153 Shares 10,000 Est. Cost Unrealized
CENTRAL FD CDA LTD 0.0%
Value ($000) $138 Shares 10,106 Est. Cost $11.97 Unrealized
TRILLIUM THERAPEUTICS INC 0.0%
Value ($000) $131 Shares 14,614 Est. Cost $8.96 Unrealized
POLYCOM INC 0.0%
Value ($000) $127 Shares 11,300 Est. Cost $11.26 Unrealized
DOMINION DIAMOND CORP 0.0%
Value ($000) $124 Shares 14,000 Est. Cost Unrealized
BASIC ENERGY SVCS INC NEW 0.0%
Value ($000) $112 Shares 66,400 Est. Cost Unrealized
MITEL NETWORKS CORP 0.0%
Value ($000) $102 Shares 16,200 Est. Cost Unrealized
GP INVTS ACQUISITION COR 0.0%
Value ($000) $90 Shares 132,500 Est. Cost $0.27 Unrealized
ASANKO GOLD INC 0.0%
Value ($000) $86 Shares 22,500 Est. Cost Unrealized
KLR ENERGY ACQUISITION CORP 0.0%
Value ($000) $85 Shares 500,000 Est. Cost $0.19 Unrealized
ELECTRUM SPL ACQUISITION COR 0.0%
Value ($000) $72 Shares 315,000 Est. Cost $0.20 Unrealized
DOUBLE EAGLE ACQUISITION COR 0.0%
Value ($000) $62 Shares 294,917 Est. Cost $0.21 Unrealized
OFFICE DEPOT INC 0.0%
Value ($000) $52 Shares 15,830 Est. Cost $3.28 Unrealized
PRIMERO MNG CORP 0.0%
Value ($000) $49 Shares 23,700 Est. Cost Unrealized
ASANKO GOLD INC 0.0%
Value ($000) $49 Shares 12,800 Est. Cost Unrealized
TERRAPIN 3 ACQUISITION CORP 0.0%
Value ($000) $48 Shares 229,600 Est. Cost $0.32 Unrealized
WESTPORT FUEL SYSTEMS INC 0.0%
Value ($000) $48 Shares 28,600 Est. Cost $1.68 Unrealized
WESTPORT FUEL SYSTEMS INC 0.0%
Value ($000) $41 Shares 24,391 Est. Cost $1.68 Unrealized
QUINPARIO ACQUISITION CORP 2 0.0%
Value ($000) $36 Shares 200,000 Est. Cost $0.60 Unrealized
SILVER RUN ACQUISITION CORP 0.0%
Value ($000) $25 Shares 22,287 Est. Cost $1.12 Unrealized
PACE HLDGS CORP 0.0%
Value ($000) $25 Shares 99,000 Est. Cost $0.30 Unrealized