K2 PRINCIPAL FUND, L.P. Hedge Fund

CIK: 0001461790 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 15, 2016

Total Value ($000): $891,660 (98.1% shares, 1.9% debt)

Holdings (277)

POWERSHARES QQQ TRUST 8.5%
Value ($000) $75,981 Shares 640,000 Est. Cost Unrealized
TLT ISHARES TR 2.9%
Value ($000) $26,127 Shares 190,000 Est. Cost $138.92 Unrealized
SMH VANECK VECTORS ETF TR 2.9%
Value ($000) $25,530 Shares 367,500 Est. Cost Unrealized
AMERICAN CAP LTD 2.4%
Value ($000) $21,711 Shares 1,283,893 Est. Cost $16.02 Unrealized
YAHOO INC 2.4%
Value ($000) $21,441 Shares 497,466 Est. Cost $39.59 Unrealized
QCOM QUALCOMM INC 1.8%
Value ($000) $16,098 Shares 235,000 Est. Cost Unrealized
GOOG ALPHABET INC 1.8%
Value ($000) $15,959 Shares 20,531 Est. Cost $37.69 Unrealized 0.0%
KLAC KLA-TENCOR CORP 1.7%
Value ($000) $15,336 Shares 220,000 Est. Cost $60.87 Unrealized +1.0%
XLF SELECT SECTOR SPDR TR 1.7%
Value ($000) $14,958 Shares 775,000 Est. Cost $22.52 Unrealized
VALSPAR CORP 1.7%
Value ($000) $14,736 Shares 138,927 Est. Cost $108.01 Unrealized
NEW YORK REIT INC 1.5%
Value ($000) $13,636 Shares 1,490,224 Est. Cost $10.05 Unrealized
SHORETEL INC 1.5%
Value ($000) $13,383 Shares 1,672,909 Est. Cost $6.96 Unrealized
INGRAM MICRO INC 1.5%
Value ($000) $13,373 Shares 375,000 Est. Cost $35.71 Unrealized
LINKEDIN CORP 1.4%
Value ($000) $12,372 Shares 64,732 Est. Cost $189.25 Unrealized
WCN WASTE CONNECTIONS INC 1.4%
Value ($000) $12,298 Shares 164,635 Est. Cost $43.58 Unrealized +8.4%
CYNAPSUS THERAPEUTICS INC 1.3%
Value ($000) $11,507 Shares 286,023 Est. Cost $40.23 Unrealized
WHITEWAVE FOODS CO 1.2%
Value ($000) $10,693 Shares 196,452 Est. Cost $54.43 Unrealized
CYPRESS SEMICONDUCTOR CORP 1.2%
Value ($000) $10,640 Shares 875,000 Est. Cost $10.30 Unrealized
ST JUDE MED INC 1.2%
Value ($000) $10,333 Shares 129,550 Est. Cost $78.00 Unrealized
DIREXION SHS ETF TR 1.2%
Value ($000) $10,283 Shares 543,200 Est. Cost Unrealized
SPY SPDR S&P 500 ETF TR 1.1%
Value ($000) $9,950 Shares 46,000 Est. Cost Unrealized
XLF SELECT SECTOR SPDR TR 1.1%
Value ($000) $9,459 Shares 490,100 Est. Cost $22.52 Unrealized
PYPL PAYPAL HLDGS INC 1.1%
Value ($000) $9,423 Shares 230,000 Est. Cost $38.14 Unrealized +0.5%
HARMONY MERGER CORP 1.0%
Value ($000) $9,045 Shares 900,000 Est. Cost $9.85 Unrealized
POTASH CORP SASK INC 1.0%
Value ($000) $8,870 Shares 543,500 Est. Cost $16.26 Unrealized
SL GREEN RLTY CORP 1.0%
Value ($000) $8,648 Shares 80,000 Est. Cost $108.14 Unrealized
BMY BRISTOL MYERS SQUIBB CO 1.0%
Value ($000) $8,530 Shares 158,200 Est. Cost $46.14 Unrealized 0.0%
XLU SELECT SECTOR SPDR TR 0.9%
Value ($000) $8,328 Shares 170,000 Est. Cost Unrealized
BABA ALIBABA GROUP HLDG LTD 0.9%
Value ($000) $7,934 Shares 75,000 Est. Cost Unrealized
LPX LOUISIANA PAC CORP 0.9%
Value ($000) $7,590 Shares 403,057 Est. Cost $19.37 Unrealized 0.0%
BMY BRISTOL MYERS SQUIBB CO 0.8%
Value ($000) $7,268 Shares 134,800 Est. Cost $46.14 Unrealized 0.0%
GIS GENERAL MLS INC 0.8%
Value ($000) $7,202 Shares 131,900 Est. Cost Unrealized
IWM ISHARES TR 0.8%
Value ($000) $7,142 Shares 57,500 Est. Cost Unrealized
BFH ALLIANCE DATA SYSTEMS CORP 0.7%
Value ($000) $6,436 Shares 30,000 Est. Cost $143.66 Unrealized +2.3%
MAXIM INTEGRATED PRODS INC 0.7%
Value ($000) $6,389 Shares 160,000 Est. Cost $36.48 Unrealized
NXPI NXP SEMICONDUCTORS N V 0.7%
Value ($000) $6,284 Shares 61,600 Est. Cost $78.64 Unrealized -4.2%
HARMONY MERGER CORP 0.7%
Value ($000) $6,102 Shares 600,000 Est. Cost $10.00 Unrealized
ALLERGAN PLC 0.6%
Value ($000) $5,758 Shares 25,000 Est. Cost $242.45 Unrealized
GOOGL ALPHABET INC 0.6%
Value ($000) $5,628 Shares 7,000 Est. Cost $36.56 Unrealized +6.2%
DOMINION DIAMOND CORP 0.6%
Value ($000) $5,583 Shares 573,152 Est. Cost $9.74 Unrealized
B2GOLD CORP 0.6%
Value ($000) $5,555 Shares 5,500 Est. Cost $0.98 Unrealized
SPY SPDR S&P 500 ETF TR 0.6%
Value ($000) $5,408 Shares 25,000 Est. Cost Unrealized
POWERSHARES QQQ TRUST 0.6%
Value ($000) $5,342 Shares 45,000 Est. Cost Unrealized
TQQQ PROSHARES TR 0.6%
Value ($000) $5,234 Shares 40,700 Est. Cost Unrealized
APIGEE CORP 0.6%
Value ($000) $5,207 Shares 299,229 Est. Cost $17.40 Unrealized
PRGO PERRIGO CO PLC 0.6%
Value ($000) $5,078 Shares 55,000 Est. Cost Unrealized
KLR ENERGY ACQUISITION CORP 0.6%
Value ($000) $5,072 Shares 501,202 Est. Cost $9.95 Unrealized
TNA DIREXION SHS ETF TR 0.6%
Value ($000) $4,998 Shares 62,600 Est. Cost Unrealized
DIEBOLD INC 0.6%
Value ($000) $4,906 Shares 197,900 Est. Cost $24.79 Unrealized
SILVER RUN ACQUISITION CORP 0.5%
Value ($000) $4,902 Shares 311,267 Est. Cost $13.46 Unrealized
KLAC KLA-TENCOR CORP 0.5%
Value ($000) $4,873 Shares 69,900 Est. Cost $60.87 Unrealized +1.0%
C CITIGROUP INC 0.5%
Value ($000) $4,723 Shares 100,000 Est. Cost $34.15 Unrealized 0.0%
LEXMARK INTL INC 0.5%
Value ($000) $4,635 Shares 115,982 Est. Cost $39.96 Unrealized
RRGB RED ROBIN GOURMET BURGERS IN 0.5%
Value ($000) $4,582 Shares 101,959 Est. Cost $57.76 Unrealized -15.6%
COST COSTCO WHSL CORP NEW 0.5%
Value ($000) $4,575 Shares 30,000 Est. Cost Unrealized
MYLAN N V 0.5%
Value ($000) $4,571 Shares 119,900 Est. Cost $49.20 Unrealized
SABAN CAP ACQUISITION CORP 0.5%
Value ($000) $4,536 Shares 450,000 Est. Cost $10.08 Unrealized
WFC WELLS FARGO & CO NEW 0.5%
Value ($000) $4,428 Shares 100,000 Est. Cost $36.83 Unrealized 0.0%
VITAE PHARMACEUTICALS INC 0.5%
Value ($000) $4,364 Shares 208,608 Est. Cost $20.92 Unrealized
TLT ISHARES TR 0.5%
Value ($000) $4,332 Shares 31,500 Est. Cost $138.92 Unrealized
PYPL PAYPAL HLDGS INC 0.5%
Value ($000) $4,302 Shares 105,000 Est. Cost $38.14 Unrealized +0.5%
ALLERGAN PLC 0.5%
Value ($000) $4,217 Shares 18,311 Est. Cost $242.45 Unrealized
IWM ISHARES TR 0.5%
Value ($000) $4,099 Shares 33,000 Est. Cost Unrealized
NXPI NXP SEMICONDUCTORS N V 0.5%
Value ($000) $4,080 Shares 40,000 Est. Cost $78.64 Unrealized -4.2%
AGRIUM INC 0.5%
Value ($000) $4,054 Shares 44,702 Est. Cost $90.69 Unrealized
M I ACQUISITIONS INC 0.4%
Value ($000) $4,008 Shares 400,000 Est. Cost $10.02 Unrealized
PANW PALO ALTO NETWORKS INC 0.4%
Value ($000) $3,983 Shares 25,000 Est. Cost $22.91 Unrealized -0.5%
CF CORP 0.4%
Value ($000) $3,916 Shares 400,000 Est. Cost $9.79 Unrealized
LINKEDIN CORP 0.4%
Value ($000) $3,863 Shares 3,900 Est. Cost $990.51 Unrealized
LPX LOUISIANA PAC CORP 0.4%
Value ($000) $3,858 Shares 204,900 Est. Cost $19.37 Unrealized 0.0%
BGC PARTNERS INC 0.4%
Value ($000) $3,808 Shares 435,168 Est. Cost $8.96 Unrealized
SEARS HLDGS CORP 0.4%
Value ($000) $3,491 Shares 304,600 Est. Cost Unrealized
DIEBOLD INC 0.4%
Value ($000) $3,471 Shares 140,000 Est. Cost $24.79 Unrealized
ELECTRUM SPL ACQUISITION COR 0.4%
Value ($000) $3,371 Shares 342,697 Est. Cost $9.65 Unrealized
AEGERION PHARMACEUTICALS INC 0.4%
Value ($000) $3,325 Shares 5,000 Est. Cost $0.56 Unrealized
MSFT MICROSOFT CORP 0.4%
Value ($000) $3,259 Shares 56,581 Est. Cost $39.00 Unrealized +29.0%
BFH ALLIANCE DATA SYSTEMS CORP 0.4%
Value ($000) $3,218 Shares 15,000 Est. Cost $143.66 Unrealized +2.3%
DELL TECHNOLOGIES INC 0.4%
Value ($000) $3,183 Shares 66,585 Est. Cost $47.80 Unrealized
CSRA INC 0.3%
Value ($000) $3,094 Shares 115,000 Est. Cost $25.48 Unrealized
CYPRESS SEMICONDUCTOR CORP 0.3%
Value ($000) $3,072 Shares 252,600 Est. Cost $10.30 Unrealized
NETSUITE INC 0.3%
Value ($000) $3,044 Shares 27,500 Est. Cost $110.69 Unrealized
BWA BORGWARNER INC 0.3%
Value ($000) $3,025 Shares 86,000 Est. Cost $25.51 Unrealized 0.0%
DOUBLE EAGLE ACQUISITION COR 0.3%
Value ($000) $3,024 Shares 305,451 Est. Cost $9.66 Unrealized
EXPRESS SCRIPTS HLDG CO 0.3%
Value ($000) $2,976 Shares 42,200 Est. Cost $75.80 Unrealized
PRESS GANEY HLDGS INC 0.3%
Value ($000) $2,964 Shares 73,359 Est. Cost $40.40 Unrealized
OI S A 0.3%
Value ($000) $2,931 Shares 516,089 Est. Cost $3.26 Unrealized
QUAD QUAD / GRAPHICS INC 0.3%
Value ($000) $2,923 Shares 109,400 Est. Cost Unrealized
VERIFONE SYS INC 0.3%
Value ($000) $2,906 Shares 184,600 Est. Cost $16.24 Unrealized
QLT INC 0.3%
Value ($000) $2,889 Shares 1,402,302 Est. Cost $1.42 Unrealized
GP INVTS ACQUISITION COR 0.3%
Value ($000) $2,876 Shares 298,700 Est. Cost $9.71 Unrealized
C CITIGROUP INC 0.3%
Value ($000) $2,834 Shares 60,000 Est. Cost $34.15 Unrealized 0.0%
QCOM QUALCOMM INC 0.3%
Value ($000) $2,740 Shares 40,000 Est. Cost Unrealized
BABA ALIBABA GROUP HLDG LTD 0.3%
Value ($000) $2,645 Shares 25,000 Est. Cost Unrealized
C CITIGROUP INC 0.3%
Value ($000) $2,598 Shares 55,000 Est. Cost $34.15 Unrealized 0.0%
MSI MOTOROLA SOLUTIONS INC 0.3%
Value ($000) $2,594 Shares 34,000 Est. Cost $63.32 Unrealized 0.0%
LANDCADIA HLDGS INC 0.3%
Value ($000) $2,563 Shares 250,000 Est. Cost $10.03 Unrealized
KAPSTONE PAPER & PACKAGING C 0.3%
Value ($000) $2,554 Shares 135,000 Est. Cost $18.92 Unrealized
ATLANTIC ALLIANCE PARTNER CO 0.3%
Value ($000) $2,552 Shares 243,039 Est. Cost $10.35 Unrealized
WCN WASTE CONNECTIONS INC 0.3%
Value ($000) $2,540 Shares 34,000 Est. Cost $43.58 Unrealized +8.4%
BLACKROCK INC 0.3%
Value ($000) $2,526 Shares 6,970 Est. Cost $338.33 Unrealized
KHC KRAFT HEINZ CO 0.3%
Value ($000) $2,506 Shares 28,000 Est. Cost Unrealized
TJX TJX COS INC NEW 0.3%
Value ($000) $2,473 Shares 33,077 Est. Cost $32.73 Unrealized +4.8%
PYPL PAYPAL HLDGS INC 0.3%
Value ($000) $2,458 Shares 60,000 Est. Cost $38.14 Unrealized +0.5%
INCONTACT INC 0.3%
Value ($000) $2,403 Shares 2,000 Est. Cost $1.20 Unrealized
MAXIM INTEGRATED PRODS INC 0.3%
Value ($000) $2,396 Shares 60,000 Est. Cost $36.48 Unrealized
LAM RESEARCH CORP 0.3%
Value ($000) $2,368 Shares 25,000 Est. Cost Unrealized
DLTR DOLLAR TREE INC 0.3%
Value ($000) $2,368 Shares 30,000 Est. Cost $88.63 Unrealized +1.5%
CDE COEUR MNG INC 0.3%
Value ($000) $2,354 Shares 199,000 Est. Cost Unrealized
IBB ISHARES TR 0.3%
Value ($000) $2,316 Shares 8,000 Est. Cost Unrealized
IHS MARKIT LTD 0.3%
Value ($000) $2,260 Shares 60,176 Est. Cost $37.56 Unrealized
SPECTRA ENERGY CORP 0.3%
Value ($000) $2,259 Shares 52,851 Est. Cost $42.74 Unrealized
TERRAPIN 3 ACQUISITION CORP 0.3%
Value ($000) $2,232 Shares 224,676 Est. Cost $9.63 Unrealized
WERN WERNER ENTERPRISES INC 0.2%
Value ($000) $2,184 Shares 93,850 Est. Cost $24.69 Unrealized -3.8%
DONNELLEY R R & SONS CO 0.2%
Value ($000) $2,182 Shares 85,600 Est. Cost Unrealized
NXPI NXP SEMICONDUCTORS N V 0.2%
Value ($000) $2,163 Shares 21,200 Est. Cost $78.64 Unrealized -4.2%
PHM PULTE GROUP INC 0.2%
Value ($000) $2,087 Shares 104,162 Est. Cost $17.09 Unrealized +8.5%
QUINPARIO ACQUISITION CORP 2 0.2%
Value ($000) $2,051 Shares 206,957 Est. Cost $9.86 Unrealized
UPBD RENT A CTR INC NEW 0.2%
Value ($000) $2,003 Shares 158,492 Est. Cost $13.46 Unrealized -7.1%
CARMIKE CINEMAS INC 0.2%
Value ($000) $1,962 Shares 60,010 Est. Cost $32.69 Unrealized
CHKP CHECK POINT SOFTWARE TECH LT 0.2%
Value ($000) $1,940 Shares 25,000 Est. Cost $77.56 Unrealized 0.0%
FXI ISHARES TR 0.2%
Value ($000) $1,931 Shares 50,800 Est. Cost $37.99 Unrealized
HORIZON PHARMA INVT LTD 0.2%
Value ($000) $1,886 Shares 2,000 Est. Cost $0.92 Unrealized
AARONS INC 0.2%
Value ($000) $1,862 Shares 73,234 Est. Cost $21.89 Unrealized
M III ACQUISITION CORP 0.2%
Value ($000) $1,759 Shares 179,500 Est. Cost $9.80 Unrealized
SPWH SPORTSMANS WHSE HLDGS INC 0.2%
Value ($000) $1,720 Shares 163,524 Est. Cost $9.97 Unrealized +1.1%
ITB ISHARES TR 0.2%
Value ($000) $1,714 Shares 62,200 Est. Cost Unrealized
CSX CSX CORP 0.2%
Value ($000) $1,678 Shares 55,000 Est. Cost Unrealized
RACKSPACE HOSTING INC 0.2%
Value ($000) $1,648 Shares 52,000 Est. Cost $31.69 Unrealized
SEARS HLDGS CORP 0.2%
Value ($000) $1,620 Shares 141,400 Est. Cost Unrealized
CONYERS PK ACQUISITION 0.2%
Value ($000) $1,612 Shares 150,000 Est. Cost $10.75 Unrealized
GLD SPDR GOLD TRUST 0.2%
Value ($000) $1,596 Shares 12,700 Est. Cost $126.13 Unrealized
INFOBLOX INC 0.2%
Value ($000) $1,582 Shares 60,000 Est. Cost $26.37 Unrealized
GROUPE CGI INC 0.2%
Value ($000) $1,567 Shares 32,900 Est. Cost Unrealized
KHC KRAFT HEINZ CO 0.2%
Value ($000) $1,557 Shares 17,400 Est. Cost Unrealized
MONSANTO CO NEW 0.2%
Value ($000) $1,482 Shares 14,500 Est. Cost $102.21 Unrealized
NFLX NETFLIX INC 0.2%
Value ($000) $1,478 Shares 15,000 Est. Cost Unrealized
PFE PFIZER INC 0.2%
Value ($000) $1,453 Shares 42,900 Est. Cost Unrealized
DE DEERE & CO 0.2%
Value ($000) $1,451 Shares 17,000 Est. Cost Unrealized
IBB ISHARES TR 0.2%
Value ($000) $1,447 Shares 5,000 Est. Cost Unrealized
ITC HLDGS CORP 0.2%
Value ($000) $1,394 Shares 30,000 Est. Cost $45.76 Unrealized
BALL BALL CORP 0.2%
Value ($000) $1,377 Shares 16,800 Est. Cost $32.69 Unrealized +5.8%
DIREXION SHS ETF TR 0.2%
Value ($000) $1,360 Shares 40,400 Est. Cost Unrealized
XILINX INC 0.2%
Value ($000) $1,359 Shares 25,000 Est. Cost $46.12 Unrealized
SOLARCITY CORP 0.2%
Value ($000) $1,341 Shares 68,533 Est. Cost $19.57 Unrealized
SKULLCANDY INC 0.1%
Value ($000) $1,314 Shares 207,296 Est. Cost $6.34 Unrealized
LPX LOUISIANA PAC CORP 0.1%
Value ($000) $1,224 Shares 65,000 Est. Cost $19.37 Unrealized 0.0%
PANL PANGAEA LOGISTICS SOLUTION L 0.1%
Value ($000) $1,151 Shares 460,264 Est. Cost $3.53 Unrealized -48.4%
TRIP TRIPADVISOR INC 0.1%
Value ($000) $1,137 Shares 18,000 Est. Cost $57.17 Unrealized 0.0%
FLEETMATICS GROUP PLC 0.1%
Value ($000) $1,132 Shares 18,876 Est. Cost $59.97 Unrealized
RPX CORP 0.1%
Value ($000) $1,110 Shares 103,800 Est. Cost $9.19 Unrealized
HENNESSY CAP ACQUISITION COR 0.1%
Value ($000) $1,109 Shares 113,172 Est. Cost $9.80 Unrealized
SILVER WHEATON CORP 0.1%
Value ($000) $1,081 Shares 40,000 Est. Cost $16.58 Unrealized
BAC BANK AMER CORP 0.1%
Value ($000) $1,080 Shares 69,000 Est. Cost Unrealized
DLTR DOLLAR TREE INC 0.1%
Value ($000) $1,054 Shares 13,348 Est. Cost $88.63 Unrealized +1.5%
TXN TEXAS INSTRS INC 0.1%
Value ($000) $1,053 Shares 15,000 Est. Cost Unrealized
PACIFIC SPL ACQUISITION CORP 0.1%
Value ($000) $1,049 Shares 102,380 Est. Cost $10.15 Unrealized
GAS NAT INC 0.1%
Value ($000) $1,040 Shares 135,542 Est. Cost $10.28 Unrealized
MSI MOTOROLA SOLUTIONS INC 0.1%
Value ($000) $976 Shares 12,800 Est. Cost $63.32 Unrealized 0.0%
PACE HLDGS CORP 0.1%
Value ($000) $974 Shares 99,000 Est. Cost $9.42 Unrealized
MYLAN N V 0.1%
Value ($000) $953 Shares 25,000 Est. Cost $49.20 Unrealized
MX MAGNACHIP SEMICONDUCTOR CORP 0.1%
Value ($000) $933 Shares 111,842 Est. Cost $7.27 Unrealized 0.0%
WM WASTE MGMT INC DEL 0.1%
Value ($000) $893 Shares 14,000 Est. Cost Unrealized
WM WASTE MGMT INC DEL 0.1%
Value ($000) $893 Shares 14,000 Est. Cost Unrealized
TLT ISHARES TR 0.1%
Value ($000) $889 Shares 6,463 Est. Cost $138.92 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $887 Shares 6,138 Est. Cost $136.75 Unrealized +6.9%
FORESTAR GROUP INC 0.1%
Value ($000) $868 Shares 74,148 Est. Cost $11.78 Unrealized
VERIFONE SYS INC 0.1%
Value ($000) $851 Shares 54,096 Est. Cost $16.24 Unrealized
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $847 Shares 10,700 Est. Cost $63.47 Unrealized -9.0%
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $810 Shares 12,167 Est. Cost $47.36 Unrealized +7.4%
OFFICE DEPOT INC 0.1%
Value ($000) $809 Shares 226,525 Est. Cost $3.55 Unrealized
GOOGL ALPHABET INC 0.1%
Value ($000) $804 Shares 1,000 Est. Cost $36.56 Unrealized +6.2%
PANW PALO ALTO NETWORKS INC 0.1%
Value ($000) $797 Shares 5,000 Est. Cost $22.91 Unrealized -0.5%
SL GREEN RLTY CORP 0.1%
Value ($000) $757 Shares 7,000 Est. Cost $108.14 Unrealized
TJX TJX COS INC NEW 0.1%
Value ($000) $748 Shares 10,000 Est. Cost $32.73 Unrealized +4.8%
UAL UNITED CONTL HLDGS INC 0.1%
Value ($000) $740 Shares 14,100 Est. Cost Unrealized
SUNEDISON SEMICONDUCTOR LTD 0.1%
Value ($000) $740 Shares 65,000 Est. Cost $11.38 Unrealized
AAL AMERICAN AIRLS GROUP INC 0.1%
Value ($000) $729 Shares 19,900 Est. Cost Unrealized
NETSUITE INC 0.1%
Value ($000) $719 Shares 6,500 Est. Cost $110.69 Unrealized
XLRE SELECT SECTOR SPDR TR 0.1%
Value ($000) $682 Shares 20,800 Est. Cost $32.79 Unrealized
WCN WASTE CONNECTIONS INC 0.1%
Value ($000) $672 Shares 9,000 Est. Cost $43.58 Unrealized +8.4%
QSR RESTAURANT BRANDS INTL INC 0.1%
Value ($000) $669 Shares 15,000 Est. Cost Unrealized
RIO RIO TINTO PLC 0.1%
Value ($000) $668 Shares 20,000 Est. Cost Unrealized
RIO RIO TINTO PLC 0.1%
Value ($000) $668 Shares 20,000 Est. Cost Unrealized
RSG REPUBLIC SVCS INC 0.1%
Value ($000) $661 Shares 13,100 Est. Cost Unrealized
CHKP CHECK POINT SOFTWARE TECH LT 0.1%
Value ($000) $660 Shares 8,500 Est. Cost $77.56 Unrealized 0.0%
NG NOVAGOLD RES INC 0.1%
Value ($000) $659 Shares 117,600 Est. Cost Unrealized
SANDSTORM GOLD LTD 0.1%
Value ($000) $648 Shares 128,800 Est. Cost Unrealized
DELPHI AUTOMOTIVE PLC 0.1%
Value ($000) $642 Shares 9,000 Est. Cost Unrealized
FELCOR LODGING TR INC 0.1%
Value ($000) $617 Shares 95,917 Est. Cost $7.05 Unrealized
FXI ISHARES TR 0.1%
Value ($000) $608 Shares 16,000 Est. Cost $37.99 Unrealized
TRIP TRIPADVISOR INC 0.1%
Value ($000) $600 Shares 9,500 Est. Cost $57.17 Unrealized 0.0%
TQQQ PROSHARES TR 0.1%
Value ($000) $579 Shares 4,500 Est. Cost Unrealized
PSX PHILLIPS 66 0.1%
Value ($000) $564 Shares 7,000 Est. Cost $56.71 Unrealized -4.0%
STAPLES INC 0.1%
Value ($000) $564 Shares 66,000 Est. Cost Unrealized
ST JUDE MED INC 0.1%
Value ($000) $558 Shares 7,000 Est. Cost $78.00 Unrealized
MGA MAGNA INTL INC 0.1%
Value ($000) $558 Shares 13,000 Est. Cost $30.27 Unrealized -1.6%
WESTERN ASSET EMRG MKT DEBT 0.1%
Value ($000) $555 Shares 34,150 Est. Cost $15.78 Unrealized
AMERICAN FARMLAND CO 0.1%
Value ($000) $552 Shares 70,000 Est. Cost $7.89 Unrealized
PATRIOT NATL INC 0.1%
Value ($000) $546 Shares 60,652 Est. Cost $9.00 Unrealized
UHAL AMERCO 0.1%
Value ($000) $524 Shares 1,616 Est. Cost $30.49 Unrealized +17.1%
PHM PULTE GROUP INC 0.1%
Value ($000) $501 Shares 25,000 Est. Cost $17.09 Unrealized +8.5%
BALL BALL CORP 0.1%
Value ($000) $492 Shares 6,000 Est. Cost $32.69 Unrealized +5.8%
TNA DIREXION SHS ETF TR 0.1%
Value ($000) $479 Shares 6,000 Est. Cost Unrealized
WGO WINNEBAGO INDS INC 0.1%
Value ($000) $471 Shares 20,000 Est. Cost $23.29 Unrealized 0.0%
ORCL ORACLE CORP 0.1%
Value ($000) $471 Shares 12,000 Est. Cost Unrealized
ZD J2 GLOBAL INC 0.1%
Value ($000) $466 Shares 7,000 Est. Cost Unrealized
PROSHARES TR 0.0%
Value ($000) $428 Shares 32,000 Est. Cost Unrealized
ANDINA ACQUISITION CORP II 0.0%
Value ($000) $414 Shares 41,901 Est. Cost $9.73 Unrealized
BALL BALL CORP 0.0%
Value ($000) $410 Shares 5,000 Est. Cost $32.69 Unrealized +5.8%
TSLA TESLA MTRS INC 0.0%
Value ($000) $408 Shares 2,000 Est. Cost Unrealized
HSY HERSHEY CO 0.0%
Value ($000) $406 Shares 4,252 Est. Cost $84.63 Unrealized 0.0%
JPM JPMORGAN CHASE & CO 0.0%
Value ($000) $400 Shares 6,000 Est. Cost $47.36 Unrealized +7.4%
GILD GILEAD SCIENCES INC 0.0%
Value ($000) $396 Shares 5,000 Est. Cost $63.47 Unrealized -9.0%
VIACOM INC NEW 0.0%
Value ($000) $381 Shares 10,000 Est. Cost Unrealized
ABUS ARBUTUS BIOPHARMA CORP 0.0%
Value ($000) $370 Shares 107,620 Est. Cost $3.92 Unrealized -0.2%
AEGERION PHARMACEUTICALS INC 0.0%
Value ($000) $370 Shares 124,454 Est. Cost $1.49 Unrealized
CBOE CBOE HLDGS INC 0.0%
Value ($000) $368 Shares 5,680 Est. Cost $60.45 Unrealized 0.0%
ORIGO ACQUISITION CORP 0.0%
Value ($000) $366 Shares 35,494 Est. Cost $10.21 Unrealized
DIREXION SHS ETF TR 0.0%
Value ($000) $357 Shares 13,300 Est. Cost Unrealized
GILD GILEAD SCIENCES INC 0.0%
Value ($000) $356 Shares 4,500 Est. Cost $63.47 Unrealized -9.0%
TALEN ENERGY CORP 0.0%
Value ($000) $341 Shares 24,623 Est. Cost $13.56 Unrealized
ILF ISHARES TR 0.0%
Value ($000) $338 Shares 12,065 Est. Cost $25.16 Unrealized
STELLAR ACQUISITION III INC 0.0%
Value ($000) $319 Shares 32,000 Est. Cost $9.97 Unrealized
CAKE CHEESECAKE FACTORY INC 0.0%
Value ($000) $300 Shares 6,000 Est. Cost $41.12 Unrealized +1.7%
BWA BORGWARNER INC 0.0%
Value ($000) $299 Shares 8,504 Est. Cost $25.51 Unrealized 0.0%
HYDRA INDS ACQUISITION CORP 0.0%
Value ($000) $291 Shares 29,209 Est. Cost $9.96 Unrealized
GANNETT CO INC 0.0%
Value ($000) $291 Shares 25,000 Est. Cost $11.64 Unrealized
AXTA AXALTA COATING SYS LTD 0.0%
Value ($000) $283 Shares 10,000 Est. Cost $28.00 Unrealized 0.0%
AROWANA INC 0.0%
Value ($000) $274 Shares 26,885 Est. Cost $10.19 Unrealized
SLV ISHARES SILVER TRUST 0.0%
Value ($000) $255 Shares 14,000 Est. Cost $18.21 Unrealized
SHORETEL INC 0.0%
Value ($000) $247 Shares 30,900 Est. Cost $6.96 Unrealized
RPX CORP 0.0%
Value ($000) $246 Shares 23,000 Est. Cost $9.19 Unrealized
HARMONY MERGER CORP 0.0%
Value ($000) $246 Shares 900,000 Est. Cost $0.28 Unrealized
MOS MOSAIC CO NEW 0.0%
Value ($000) $245 Shares 10,000 Est. Cost $23.02 Unrealized 0.0%
CDE COEUR MNG INC 0.0%
Value ($000) $241 Shares 20,400 Est. Cost Unrealized
FEDERAL MOGUL HOLDINGS CORP 0.0%
Value ($000) $240 Shares 25,000 Est. Cost $9.60 Unrealized
GROUPE CGI INC 0.0%
Value ($000) $238 Shares 5,000 Est. Cost Unrealized
RNG RINGCENTRAL INC 0.0%
Value ($000) $237 Shares 10,000 Est. Cost Unrealized
AVG TECHNOLOGIES N V 0.0%
Value ($000) $235 Shares 9,403 Est. Cost $24.99 Unrealized
BROADSOFT INC 0.0%
Value ($000) $233 Shares 5,000 Est. Cost Unrealized
KEYCORP NEW 0.0%
Value ($000) $225 Shares 1,646 Est. Cost $130.71 Unrealized
MORN MORNINGSTAR INC 0.0%
Value ($000) $224 Shares 2,824 Est. Cost $83.58 Unrealized -1.7%
BOB EVANS FARMS INC 0.0%
Value ($000) $222 Shares 5,800 Est. Cost $37.92 Unrealized
F FORD MTR CO DEL 0.0%
Value ($000) $217 Shares 18,000 Est. Cost Unrealized
MGA MAGNA INTL INC 0.0%
Value ($000) $215 Shares 5,000 Est. Cost $30.27 Unrealized -1.6%
CF CORP 0.0%
Value ($000) $214 Shares 21,000 Est. Cost $9.92 Unrealized
KLR ENERGY ACQUISITION CORP 0.0%
Value ($000) $210 Shares 500,000 Est. Cost $0.19 Unrealized
FXI ISHARES TR 0.0%
Value ($000) $209 Shares 5,501 Est. Cost $37.99 Unrealized
V VISA INC 0.0%
Value ($000) $207 Shares 2,500 Est. Cost $74.99 Unrealized 0.0%
GORES HLDGS INC 0.0%
Value ($000) $192 Shares 160,000 Est. Cost $1.20 Unrealized
TERRAPIN 3 ACQUISITION CORP 0.0%
Value ($000) $191 Shares 19,000 Est. Cost $10.11 Unrealized
MEDIA GEN INC NEW 0.0%
Value ($000) $184 Shares 10,000 Est. Cost $16.15 Unrealized
CF CORP 0.0%
Value ($000) $180 Shares 200,000 Est. Cost $0.90 Unrealized
NEW YORK REIT INC 0.0%
Value ($000) $174 Shares 19,000 Est. Cost $10.05 Unrealized
RITE AID CORP 0.0%
Value ($000) $159 Shares 20,697 Est. Cost $7.47 Unrealized
NEXEO SOLUTIONS INC 0.0%
Value ($000) $136 Shares 218,817 Est. Cost $0.69 Unrealized
DOMINION DIAMOND CORP 0.0%
Value ($000) $124 Shares 12,700 Est. Cost $9.74 Unrealized
XENE XENON PHARMACEUTICALS INC 0.0%
Value ($000) $122 Shares 15,000 Est. Cost $7.72 Unrealized 0.0%
EMERGENT CAP INC 0.0%
Value ($000) $121 Shares 41,282 Est. Cost $1.11 Unrealized
DOUBLE EAGLE ACQUISITION COR 0.0%
Value ($000) $118 Shares 294,917 Est. Cost $0.21 Unrealized
DRH DIAMONDROCK HOSPITALITY CO 0.0%
Value ($000) $109 Shares 12,000 Est. Cost $9.08 Unrealized
GORES HLDGS INC 0.0%
Value ($000) $108 Shares 10,000 Est. Cost $10.80 Unrealized
HUTCHINSON TECHNOLOGY INC 0.0%
Value ($000) $106 Shares 26,629 Est. Cost $3.98 Unrealized
ASANKO GOLD INC 0.0%
Value ($000) $95 Shares 22,500 Est. Cost Unrealized
RAPTOR PHARMACEUTICAL CORP 0.0%
Value ($000) $90 Shares 10,000 Est. Cost $9.00 Unrealized
GP INVTS ACQUISITION COR 0.0%
Value ($000) $90 Shares 146,850 Est. Cost $0.31 Unrealized
ARALEZ PHARMACEUTICALS INC 0.0%
Value ($000) $90 Shares 18,533 Est. Cost $4.86 Unrealized
IAG IAMGOLD CORP 0.0%
Value ($000) $89 Shares 22,000 Est. Cost Unrealized
IAG IAMGOLD CORP 0.0%
Value ($000) $77 Shares 19,000 Est. Cost Unrealized
BASIC ENERGY SVCS INC NEW 0.0%
Value ($000) $75 Shares 90,900 Est. Cost Unrealized
ELECTRUM SPL ACQUISITION COR 0.0%
Value ($000) $72 Shares 315,000 Est. Cost $0.20 Unrealized
ASANKO GOLD INC 0.0%
Value ($000) $54 Shares 12,800 Est. Cost Unrealized
TERRAPIN 3 ACQUISITION CORP 0.0%
Value ($000) $42 Shares 229,600 Est. Cost $0.32 Unrealized
PACE HLDGS CORP 0.0%
Value ($000) $42 Shares 99,000 Est. Cost $0.30 Unrealized
QUINPARIO ACQUISITION CORP 2 0.0%
Value ($000) $35 Shares 200,000 Est. Cost $0.60 Unrealized
GLOBALSTAR INC 0.0%
Value ($000) $20 Shares 16,859 Est. Cost $1.19 Unrealized
BASIC ENERGY SVCS INC NEW 0.0%
Value ($000) $8 Shares 10,000 Est. Cost Unrealized