CIK: 0001461790 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 13, 2019
Total Value ($000): $659,339 (93.2% shares, 6.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VANTAGE ENERGY ACQUISITION | 1,135,018 | $11,407 | 1.7% | $9.82 | — | COM CL A | 92211L105 |
| — | FEDERAL STR ACQUISITION CORP | 1,095,285 | $11,051 | 1.7% | $10.07 | — | CL A | 31421V107 |
| — | INTEGRATED DEVICE TECHNOLOGY | 7,015 | $10,819 | 1.6% | $1503.78 | — | NOTE 0.87511/1 | 458118AC0 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,033,900 | $10,339 | 1.6% | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| SPG | SIMON PPTY GROUP INC NEW | 60,000 | $10,079 | 1.5% | $120.90 | 0.0% | Put | 828806109 |
| GOOG | ALPHABET INC | 9,701 | $10,046 | 1.5% | $53.13 | 0.0% | CAP STK CL C | 02079K107 |
| — | AEROJET ROCKETDYNE HLDGS INC | 6,500 | $9,549 | 1.4% | $1282.65 | — | NOTE 2.25012/1 | 007800AB1 |
| — | PURE ACQUISITION CORP | 903,746 | $9,309 | 1.4% | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | FAR PT ACQUISITION CORP | 916,597 | $9,248 | 1.4% | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| — | CM SEVEN STAR ACQUISITION CO | 820,287 | $8,285 | 1.3% | $10.09 | — | SH | G2345N102 |
| — | CF FIN ACQUISITION CORP | 800,000 | $8,000 | 1.2% | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| GOOGL | ALPHABET INC | 7,500 | $7,837 | 1.2% | $51.75 | +3.6% | Call | 02079K305 |
| — | BROOKFIELD PROPERTY REIT INC | 483,892 | $7,791 | 1.2% | $20.93 | — | CL A | 11282X103 |
| — | DFB HEALTHCARE ACQUISTION CO | 755,853 | $7,634 | 1.2% | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | FINTECH ACQUISITION CORP III | 750,000 | $7,500 | 1.1% | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| XLK | SELECT SECTOR SPDR TR | 112,500 | $6,973 | 1.1% | $61.97 | — | Put | 81369Y803 |
| RSG | REPUBLIC SVCS INC | 93,000 | $6,704 | 1.0% | — | — | Put | 760759100 |
| IWM | ISHARES TR | 50,000 | $6,695 | 1.0% | — | — | Call | 464287655 |
| — | SABAN CAP ACQUISITION CORP | 650,952 | $6,568 | 1.0% | $10.04 | — | COM CL A | 78516C106 |
| — | CONSTELLATION ALPHA CAP CORP | 638,903 | $6,523 | 1.0% | $9.71 | — | SH | G2379F108 |
| — | DUN & BRADSTREET CORP DEL NE | 44,862 | $6,404 | 1.0% | $142.60 | — | COM | 26483E100 |
| — | HAYMAKER ACQUISITION CORP | 602,310 | $6,354 | 1.0% | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| — | VECTREN CORP | 88,140 | $6,344 | 1.0% | $71.96 | — | COM | 92240G101 |
| — | ATHENAHEALTH INC | 44,345 | $5,850 | 0.9% | $159.15 | — | COM | 04685W103 |
| — | SPDR SERIES TRUST | 220,000 | $5,837 | 0.9% | — | — | Put | 78464A730 |
| — | COLLIER CREEK HOLDINGS | 578,074 | $5,781 | 0.9% | $10.00 | — | UNIT 99/99/9999 | G22707122 |
| — | PENSARE ACQUISITION CORP | 566,754 | $5,741 | 0.9% | $9.70 | — | COM | 70957E105 |
| — | STATE BK FINL CORP | 264,127 | $5,703 | 0.9% | $22.31 | — | COM | 856190103 |
| — | ZILLOW GROUP INC | 5,500 | $5,390 | 0.8% | $1090.00 | — | NOTE 2.00012/0 | 98954MAB7 |
| — | PANDORA MEDIA INC | 662,600 | $5,360 | 0.8% | $8.09 | — | COM | 698354107 |
| — | CHASERG TECHNLGY ACQUISITN C | 525,000 | $5,245 | 0.8% | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| GOOGL | ALPHABET INC | 5,000 | $5,225 | 0.8% | $51.75 | +3.6% | Put | 02079K305 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 326,226 | $5,184 | 0.8% | $14.22 | — | COM SER A | 531465102 |
| GOOG | ALPHABET INC | 5,000 | $5,178 | 0.8% | $53.13 | 0.0% | Call | 02079K107 |
| VALE | VALE S A | 390,000 | $5,144 | 0.8% | — | — | Put | 91912E105 |
| — | MEGALITH FINL ACQUISITION CO | 494,050 | $4,980 | 0.8% | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | AMCI ACQUISITION CORP | 500,000 | $4,975 | 0.8% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | LEGACY ACQUISITION CORP | 488,020 | $4,968 | 0.8% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | RED HAT INC | 27,500 | $4,830 | 0.7% | $175.64 | — | COM | 756577102 |
| — | TRINITY MERGER CORP | 449,899 | $4,643 | 0.7% | $10.10 | — | UNIT 05/11/2025 | 89653L205 |
| — | TKK SYMPHONY ACQUISITION COR | 455,759 | $4,599 | 0.7% | $10.10 | — | UNIT 08/15/2023 | G88950111 |
| — | GORES HOLDINGS III INC | 455,546 | $4,578 | 0.7% | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| — | SIRIUS XM HLDGS INC | 796,500 | $4,548 | 0.7% | $6.32 | — | Put | 82968B103 |
| — | TIBERIUS ACQUISITION CORP | 445,820 | $4,538 | 0.7% | $10.02 | — | UNIT 02/28/2021 | 88633A206 |
| SMH | VANECK VECTORS ETF TR | 50,000 | $4,364 | 0.7% | $106.47 | — | Put | 92189F676 |
| — | TRIBUNE MEDIA CO | 94,200 | $4,275 | 0.6% | $45.38 | — | CL A | 896047503 |
| — | CITRIX SYS INC | 3,000 | $4,266 | 0.6% | $1317.67 | — | NOTE 0.500 4/1 | 177376AD2 |
| AAPL | APPLE INC | 27,000 | $4,259 | 0.6% | $40.94 | +12.4% | COM | 037833100 |
| — | DISCOVERY INC | 183,515 | $4,236 | 0.6% | $20.29 | — | COM SER C | 25470F302 |
| — | SILICON LABORATORIES INC | 4,000 | $4,227 | 0.6% | $1178.80 | — | NOTE 1.375 3/0 | 826919AB8 |
| — | OPES ACQUISITION CORP | 419,877 | $4,169 | 0.6% | $9.71 | — | COM | 68373P100 |
| FANG | DIAMONDBACK ENERGY INC | 44,844 | $4,157 | 0.6% | $86.64 | 0.0% | COM | 25278X109 |
| AAPL | APPLE INC | 26,000 | $4,101 | 0.6% | $40.94 | +12.4% | Put | 037833100 |
| HEI/A | HEICO CORP NEW | 64,925 | $4,090 | 0.6% | $50.06 | +32.3% | CL A | 422806208 |
| — | ARYA SCIENCES ACQUISITION CO | 391,875 | $4,052 | 0.6% | $10.34 | — | UNIT 10/04/2023 | G3165V117 |
| — | FORUM MERGER II CORP | 399,600 | $4,044 | 0.6% | $10.10 | — | UNIT 09/30/2025 | 34986F202 |
| — | CHURCHILL CAP CORP | 400,000 | $4,044 | 0.6% | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| — | ALBERTON ACQUISITION CORP | 400,000 | $4,012 | 0.6% | $10.03 | — | UNIT 04/22/2020 | G35006116 |
| — | ASPEN INSURANCE HOLDINGS LTD | 94,326 | $3,961 | 0.6% | $41.99 | — | SH | G05384105 |
| EA | ELECTRONIC ARTS INC | 50,000 | $3,946 | 0.6% | $118.11 | -24.5% | Call | 285512109 |
| — | TENZING ACQUISITION CORP | 375,000 | $3,776 | 0.6% | $10.06 | — | UNIT 08/24/2024 | G8708A124 |
| MCHP | MICROCHIP TECHNOLOGY INC | 52,500 | $3,776 | 0.6% | $30.89 | 0.0% | Put | 595017104 |
| PACK | ONE MADISON CORP | 376,321 | $3,774 | 0.6% | $9.99 | — | COM CL A | G6772P100 |
| — | PATTERN ENERGY GROUP INC | 3,775 | $3,736 | 0.6% | $992.36 | — | NOTE 4.000 7/1 | 70338PAB6 |
| — | ACTIVISION BLIZZARD INC | 80,000 | $3,726 | 0.6% | $46.59 | — | Call | 00507V109 |
| — | IMPERVA INC | 65,206 | $3,631 | 0.6% | $55.69 | — | COM | 45321L100 |
| — | UNION ACQUISITION CORP | 336,381 | $3,582 | 0.5% | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | LEO HOLDINGS CORP | 348,704 | $3,553 | 0.5% | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | CHARDAN HEALTHCARE ACQUISITI | 350,000 | $3,525 | 0.5% | $10.07 | — | UNIT 12/13/2023 | 15957A207 |
| — | HAYMAKER ACQUISITION CORP | 345,000 | $3,453 | 0.5% | $9.64 | — | COM CLASS A | 420870107 |
| — | MODERN MEDIA ACQUISITION | 332,415 | $3,391 | 0.5% | $9.77 | — | COM | 60765P103 |
| — | TWENTY FIRST CENTY FOX INC | 69,704 | $3,354 | 0.5% | $48.12 | — | CL A | 90130A101 |
| — | GUARANTY BANCORP DEL | 158,980 | $3,299 | 0.5% | $21.16 | — | COM NEW | 40075T607 |
| CLW | CLEARWATER PAPER CORP | 135,000 | $3,290 | 0.5% | — | — | Put | 18538R103 |
| — | LF CAP ACQUISITION CORP | 316,905 | $3,204 | 0.5% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| MERC | MERCER INTL INC | 300,873 | $3,141 | 0.5% | $9.94 | +9.2% | COM | 588056101 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 306,503 | $3,065 | 0.5% | $10.05 | — | CL A | G8250R103 |
| — | NEW FRONTIER CORP | 300,000 | $3,030 | 0.5% | $10.05 | — | UNIT 99/99/9999 | G6485P116 |
| — | CERIDIAN HCM HLDG INC | 87,559 | $3,020 | 0.5% | $35.19 | +6.0% | COM | 15677J108 |
| — | TRAVELPORT WORLDWIDE LTD | 193,371 | $3,020 | 0.5% | $15.62 | — | SH | G9019D104 |
| — | DD3 ACQUISITION CORP | 300,000 | $3,006 | 0.5% | $10.02 | — | UNIT 10/12/2023 | G2692M129 |
| — | LEISURE ACQUISITION CORP | 294,007 | $2,978 | 0.5% | $9.90 | — | UNIT 99/99/9999 | 52539T206 |
| — | MAGNOLIA OIL & GAS CORP | 948,057 | $2,873 | 0.4% | $4.68 | — | W EXP 07/31/202 | 559663117 |
| — | THUNDER BRIDGE ACQUISITION L | 281,500 | $2,863 | 0.4% | $10.03 | — | UNIT 01/01/2025 | G8857R118 |
| DELL | DELL TECHNOLOGIES INC | 58,306 | $2,849 | 0.4% | $25.10 | 0.0% | CL C | 24703L202 |
| — | INVESTMENT TECHNOLOGY GRP NE | 93,655 | $2,832 | 0.4% | $30.24 | — | COM | 46145F105 |
| — | HORTONWORKS INC | 194,892 | $2,810 | 0.4% | $14.42 | — | COM | 440894103 |
| — | PLATINUM EAGLE ACQUISITIN CO | 262,335 | $2,749 | 0.4% | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| — | MB FINANCIAL INC NEW | 67,655 | $2,681 | 0.4% | $39.63 | — | COM | 55264U108 |
| — | SENTINEL ENERGY SVCS INC | 260,311 | $2,681 | 0.4% | $10.30 | — | UNIT 11/02/2022 | 81728P204 |
| WPM | WHEATON PRECIOUS METALS CORP | 135,000 | $2,637 | 0.4% | $15.64 | 0.0% | Call | 962879102 |
| — | GRAF INDL CORP | 264,354 | $2,630 | 0.4% | $9.95 | — | UNIT 12/31/2025 | 384278206 |
| BBCN 3.75 11/13/20 REGS | BLACKBERRY LTD | 2,500 | $2,550 | 0.4% | $1380.00 | — | DEBT 3.75011/1 | C10268AC1 |
| — | KBL MERGER CORP IV | 249,788 | $2,548 | 0.4% | $9.86 | — | COM | 48242A104 |
| — | BIG ROCK PARTNERS ACQUISI CO | 240,000 | $2,508 | 0.4% | $10.24 | — | UNIT 11/20/2022 | 089482202 |
| — | TPG PACE HLDGS CORP | 247,700 | $2,477 | 0.4% | $9.83 | — | CL A | G89827128 |
| — | LIONS GATE ENTMNT CORP | 165,209 | $2,458 | 0.4% | $17.20 | — | CL B NON VTG | 535919500 |
| — | GS ACQUISITION HLDGS CORP | 248,036 | $2,431 | 0.4% | $9.75 | — | COM CL A | 36255F102 |
| TLT | ISHARES TR | 20,000 | $2,430 | 0.4% | — | — | Call | 464287432 |
| — | BOJANGLES INC | 150,733 | $2,424 | 0.4% | $16.08 | — | COM | 097488100 |
| — | LIBERTY EXPEDIA HOLDINGS | 61,600 | $2,409 | 0.4% | $43.67 | — | SER A COM | 53046P109 |
| — | UNITED TECHNOLOGIES CORP | 22,553 | $2,401 | 0.4% | $106.46 | — | COM | 913017109 |
| — | UNITED TECHNOLOGIES CORP | 22,500 | $2,396 | 0.4% | $106.46 | — | Put | 913017109 |
| — | HARRIS CORP DEL | 17,742 | $2,389 | 0.4% | $134.65 | — | COM | 413875105 |
| — | UNION ACQUISITION CORP | 232,607 | $2,342 | 0.4% | $10.07 | — | SH | G9366W101 |
| — | VANECK VECTORS ETF TR | 165,500 | $2,322 | 0.4% | $14.03 | — | OIL SVCS ETF | 92189F718 |
| — | CM SEVEN STAR ACQUISITION CO | 217,700 | $2,297 | 0.3% | $10.02 | — | UNIT 08/21/2022 | G2345N128 |
| — | SENDGRID INC | 52,567 | $2,269 | 0.3% | $43.16 | — | COM | 816883102 |
| — | MOSAIC ACQUISITION CORP | 217,300 | $2,199 | 0.3% | $10.12 | — | UNIT 99/99/9999 | 61946M209 |
| DELL | DELL TECHNOLOGIES INC | 45,000 | $2,199 | 0.3% | $25.10 | 0.0% | Call | 24703L202 |
| DELL | DELL TECHNOLOGIES INC | 45,000 | $2,199 | 0.3% | $25.10 | 0.0% | Put | 24703L202 |
| CENTA | CENTRAL GARDEN & PET CO | 70,100 | $2,191 | 0.3% | $30.28 | -20.9% | CL A NON-VTG | 153527205 |
| — | SENSEONICS HLDGS INC | 2,000 | $2,180 | 0.3% | $1082.67 | — | NOTE 5.250 2/0 | 81727UAA3 |
| — | FAR PT ACQUISITION CORP | 225,369 | $2,175 | 0.3% | $9.63 | — | COM CL A | 30734W109 |
| — | TESARO INC | 1,000 | $2,174 | 0.3% | $2174.00 | — | NOTE 3.00010/0 | 881569AA5 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 207,742 | $2,115 | 0.3% | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| CARS | CARS COM INC | 97,912 | $2,105 | 0.3% | $27.13 | -7.8% | COM | 14575E105 |
| — | LEISURE ACQUISITION CORP | 210,000 | $2,062 | 0.3% | $9.57 | — | COM | 52539T107 |
| — | GREENLAND ACQUISITIN CORPORA | 199,600 | $2,049 | 0.3% | $10.32 | — | UNIT 03/03/2025 | G40981121 |
| — | CYPRESS SEMICONDUCTOR CORP | 160,000 | $2,035 | 0.3% | $14.51 | — | COM | 232806109 |
| — | LONGEVITY ACQUISITION CORP | 200,000 | $2,030 | 0.3% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | SHIRE PLC | 11,503 | $2,002 | 0.3% | $173.01 | — | SPONSORED ADR | 82481R106 |
| — | BIG ROCK PARTNERS ACQUISI CO | 193,091 | $1,970 | 0.3% | $9.87 | — | COM | 089482103 |
| — | ELECTRO SCIENTIFIC INDS | 65,736 | $1,969 | 0.3% | $29.95 | — | COM | 285229100 |
| CUK | CARNIVAL PLC | 40,400 | $1,969 | 0.3% | $56.70 | — | ADR | 14365C103 |
| — | JENSYN ACQUISITION CORP | 178,395 | $1,962 | 0.3% | $10.49 | — | COM | 47632B102 |
| WM | WASTE MGMT INC DEL | 21,600 | $1,922 | 0.3% | — | — | Put | 94106L109 |
| — | GIGCAPITAL INC | 181,539 | $1,919 | 0.3% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| CECO | CECO ENVIRONMENTAL CORP | 283,306 | $1,912 | 0.3% | $5.23 | +46.5% | COM | 125141101 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 188,591 | $1,901 | 0.3% | $10.03 | — | SHS CL A | G7126L100 |
| — | ONE MADISON CORP | 181,866 | $1,891 | 0.3% | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| AVA | AVISTA CORP | 44,227 | $1,879 | 0.3% | $37.20 | -2.7% | COM | 05379B107 |
| — | ENCANA CORP | 325,000 | $1,879 | 0.3% | $5.78 | — | Call | 292505104 |
| — | NAVIGATORS GROUP INC | 26,767 | $1,860 | 0.3% | $69.15 | — | COM | 638904102 |
| PVH | PVH CORP | 20,000 | $1,859 | 0.3% | — | — | Call | 693656100 |
| XLK | SELECT SECTOR SPDR TR | 30,000 | $1,859 | 0.3% | $61.97 | — | TECHNOLOGY | 81369Y803 |
| — | APPTIO INC | 48,659 | $1,847 | 0.3% | $37.96 | — | CL A | 03835C108 |
| — | UNIVAR INC | 103,417 | $1,835 | 0.3% | $21.76 | — | COM | 91336L107 |
| — | INTERNATIONAL SPEEDWAY CORP | 40,386 | $1,771 | 0.3% | $43.85 | — | CL A | 460335201 |
| — | SENTINEL ENERGY SVCS INC | 167,643 | $1,680 | 0.3% | $10.02 | — | CL A | 81728P105 |
| SNX | SYNNEX CORP | 20,682 | $1,672 | 0.3% | $36.40 | 0.0% | COM | 87162W100 |
| — | ENCANA CORP | 286,854 | $1,658 | 0.3% | $5.78 | — | COM | 292505104 |
| MSFT | MICROSOFT CORP | 16,000 | $1,625 | 0.2% | $62.63 | +59.7% | COM | 594918104 |
| SNX | SYNNEX CORP | 20,000 | $1,617 | 0.2% | $36.40 | 0.0% | Put | 87162W100 |
| — | PURE ACQUISITION CORP | 1,371,863 | $1,564 | 0.2% | $1.30 | — | W EXP 04/17/202 | 74621Q114 |
| — | WILDHORSE RESOURCE DEV CORP | 110,676 | $1,562 | 0.2% | $25.36 | — | COM | 96812T102 |
| GOOG | ALPHABET INC | 1,500 | $1,553 | 0.2% | $53.13 | 0.0% | Put | 02079K107 |
| MCHP | MICROCHIP TECHNOLOGY INC | 21,012 | $1,511 | 0.2% | $30.89 | 0.0% | COM | 595017104 |
| BF/A | BROWN FORMAN CORP | 30,685 | $1,455 | 0.2% | $35.08 | +20.2% | CL A | 115637100 |
| — | PRETIUM RES INC | 169,800 | $1,435 | 0.2% | — | — | Put | 74139C102 |
| — | TWELVE SEAS INVESTMENT COMPA | 138,700 | $1,422 | 0.2% | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | AMERICAN EQTY INVT LIFE HLD | 50,000 | $1,397 | 0.2% | — | — | Call | 025676206 |
| — | VMWARE INC | 10,000 | $1,371 | 0.2% | — | — | Put | 928563402 |
| — | VMWARE INC | 10,000 | $1,371 | 0.2% | — | — | Call | 928563402 |
| — | BISON CAP ACQUISITION CORP | 131,426 | $1,367 | 0.2% | $9.92 | — | ORD SH | G1142P104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 12,000 | $1,364 | 0.2% | — | — | Put | 459200101 |
| — | DENBURY RES INC | 796,068 | $1,361 | 0.2% | $1.71 | — | COM NEW | 247916208 |
| — | PENN VA CORP NEW | 25,000 | $1,352 | 0.2% | — | — | Call | 70788V102 |
| NXPI | NXP SEMICONDUCTORS N V | 18,200 | $1,334 | 0.2% | $95.53 | -26.1% | COM | N6596X109 |
| TSLA | TESLA INC | 4,000 | $1,331 | 0.2% | $20.83 | +3.3% | Put | 88160R101 |
| — | CERIDIAN HCM HLDG INC | 38,200 | $1,318 | 0.2% | $35.19 | +6.0% | Put | 15677J108 |
| SMH | VANECK VECTORS ETF TR | 14,900 | $1,300 | 0.2% | $106.47 | — | SEMICONDUCTOR ET | 92189F676 |
| — | TWITTER INC | 45,000 | $1,293 | 0.2% | — | — | Put | 90184L102 |
| — | LIBERTY MEDIA CORP DELAWARE | 34,714 | $1,277 | 0.2% | $43.35 | — | COM A SIRIUSXM | 531229409 |
| — | SUMMIT MATLS INC | 100,000 | $1,240 | 0.2% | $18.17 | — | Call | 86614U100 |
| — | TKK SYMPHONY ACQUISITION COR | 125,000 | $1,206 | 0.2% | $9.65 | — | ORD SH | G88950103 |
| — | TWENTY FIRST CENTY FOX INC | 24,707 | $1,181 | 0.2% | $41.05 | — | CL B | 90130A200 |
| IP | INTL PAPER CO | 27,500 | $1,110 | 0.2% | — | — | Put | 460146103 |
| LPX | LOUISIANA PAC CORP | 49,670 | $1,104 | 0.2% | $25.71 | -11.8% | COM | 546347105 |
| ASHR | DBX ETF TR | 50,000 | $1,097 | 0.2% | — | — | Put | 233051879 |
| WCN | WASTE CONNECTIONS INC | 14,553 | $1,081 | 0.2% | $70.99 | +2.0% | COM | 94106B101 |
| — | U S G CORP | 25,000 | $1,067 | 0.2% | $40.42 | — | Put | 903293405 |
| NESRW | NATIONAL ENERGY SERVICES REU | 873,496 | $1,048 | 0.2% | $0.56 | — | W EXP 05/05/202 | G6375R115 |
| — | LIBERTY MEDIA CORP DELAWARE | 41,900 | $1,043 | 0.2% | $25.89 | — | COM C BRAVES GRP | 531229888 |
| — | PURE ACQUISITION CORP | 102,543 | $1,009 | 0.2% | $9.64 | — | CL A | 74621Q106 |
| — | TRINITY MERGER CORP | 100,000 | $999 | 0.2% | $9.83 | — | COM CL A | 89653L106 |
| — | PRIORITY TECHNOLOGY HLDGS IN | 797,219 | $997 | 0.2% | $1.40 | — | W EXP 11/15/202 | 74275G115 |
| — | UNITED STATES OIL FUND LP | 100,000 | $966 | 0.1% | — | — | Put | 91232N108 |
| — | CAESARS ENTMT CORP | 137,500 | $934 | 0.1% | — | — | Call | 127686103 |
| — | PERSHING GOLD CORP | 843,102 | $894 | 0.1% | $1.06 | — | COM NEW | 715302204 |
| MSFT | MICROSOFT CORP | 8,500 | $863 | 0.1% | $62.63 | +59.7% | Put | 594918104 |
| WTTR | SELECT ENERGY SVCS INC | 136,241 | $861 | 0.1% | $14.84 | — | CL A COM | 81617J301 |
| — | UNIVAR INC | 48,000 | $852 | 0.1% | $21.76 | — | Call | 91336L107 |
| — | ENSCO PLC | 237,199 | $844 | 0.1% | $3.56 | — | SHS CLASS A | G3157S106 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 121,425 | $840 | 0.1% | $8.00 | — | COM | 518415104 |
| UPBD | RENT A CTR INC NEW | 51,100 | $827 | 0.1% | $14.64 | -0.8% | Put | 76009N100 |
| UPBD | RENT A CTR INC NEW | 50,380 | $816 | 0.1% | $14.64 | -0.8% | COM | 76009N100 |
| ALYAF | ALITHYA GROUP INC | 345,677 | $812 | 0.1% | $3.67 | 0.0% | CL A SUB VTG | 01643B106 |
| EA | ELECTRONIC ARTS INC | 10,000 | $789 | 0.1% | $118.11 | -24.5% | COM | 285512109 |
| ASHR | DBX ETF TR | 35,000 | $768 | 0.1% | — | — | Call | 233051879 |
| — | EDTECHX HLDGS ACQUISITION CO | 75,000 | $749 | 0.1% | $9.99 | — | UNIT 12/31/2025 | 28138X202 |
| — | BLUE HILLS BANCORP INC | 35,000 | $747 | 0.1% | $21.34 | — | COM | 095573101 |
| CCL | CARNIVAL CORP | 15,000 | $740 | 0.1% | — | — | Put | 143658300 |
| — | SPDR SERIES TRUST | 27,700 | $735 | 0.1% | — | — | Call | 78464A730 |
| — | LF CAP ACQUISITION CORP | 75,000 | $734 | 0.1% | $9.56 | — | CL A | 50200K108 |
| — | DUN & BRADSTREET CORP DEL NE | 5,000 | $714 | 0.1% | $142.60 | — | Put | 26483E100 |
| VAC | MARRIOTT VACATIONS WRLDWDE C | 10,000 | $705 | 0.1% | $83.32 | 0.0% | COM | 57164Y107 |
| VAC | MARRIOTT VACATIONS WRLDWDE C | 10,000 | $705 | 0.1% | $83.32 | 0.0% | Put | 57164Y107 |
| — | CIVITAS SOLUTIONS INC | 40,051 | $701 | 0.1% | $17.50 | — | COM | 17887R102 |
| CI | CIGNA CORP NEW | 3,650 | $693 | 0.1% | $190.77 | 0.0% | COM | 125523100 |
| — | SPARTON CORP | 37,904 | $689 | 0.1% | $19.99 | — | COM | 847235108 |
| ZG | ZILLOW GROUP INC | 21,280 | $669 | 0.1% | $47.24 | -25.2% | CL A | 98954M101 |
| GOOS | CANADA GOOSE HOLDINGS INC | 15,000 | $656 | 0.1% | $55.70 | 0.0% | Put | 135086106 |
| — | CAPITOL INVT CORP IV | 64,513 | $645 | 0.1% | $9.90 | — | CL A ORD | G18920101 |
| — | BUNGE LIMITED | 12,077 | $645 | 0.1% | $71.30 | — | COM | G16962105 |
| SAIC | SCIENCE APPLICATNS INTL CP N | 10,006 | $637 | 0.1% | $85.00 | -18.1% | COM | 808625107 |
| — | GRAF INDL CORP | 64,999 | $624 | 0.1% | $9.60 | — | COM | 384278107 |
| — | GOLDEN STAR RES LTD CDA | 194,562 | $613 | 0.1% | $3.15 | — | COM | 38119T807 |
| — | VIPER ENERGY PARTNERS LP | 23,002 | $599 | 0.1% | $26.04 | — | COM UNT RP INT | 92763M105 |
| — | FCB FINL HLDGS INC | 16,856 | $566 | 0.1% | $33.58 | — | CL A | 30255G103 |
| ACN | ACCENTURE PLC IRELAND | 4,000 | $564 | 0.1% | $142.86 | 0.0% | SHS CLASS A | G1151C101 |
| — | DEL FRISCOS RESTAURANT GROUP | 75,100 | $537 | 0.1% | — | — | Call | 245077102 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 739,590 | $533 | 0.1% | $1.28 | — | W EXP 09/14/202 | G8250R129 |
| — | MUDRICK CAP ACQUISITION CORP | 52,294 | $516 | 0.1% | $9.55 | — | COM CLASS A | 624745105 |
| — | MELLANOX TECHNOLOGIES LTD | 5,500 | $508 | 0.1% | $92.36 | — | SH | M51363113 |
| IYT | ISHARES TR | 3,000 | $495 | 0.1% | — | — | Call | 464287192 |
| — | LIBERTY GLOBAL PLC | 23,505 | $485 | 0.1% | $20.63 | — | SHS CL C | G5480U120 |
| — | INTERSECTIONS INC | 128,010 | $472 | 0.1% | $3.69 | — | COM | 460981301 |
| LILA | LIBERTY LATIN AMERICA LTD | 31,683 | $459 | 0.1% | $17.00 | 0.0% | COM CL A | G9001E102 |
| SPG | SIMON PPTY GROUP INC NEW | 2,600 | $437 | 0.1% | $120.90 | 0.0% | COM | 828806109 |
| — | LIBERTY MEDIA CORP DELAWARE | 14,077 | $418 | 0.1% | $34.85 | — | COM SER A FRMLA | 531229870 |
| LEN | LENNAR CORP | 10,549 | $413 | 0.1% | $46.69 | -19.8% | CL A | 526057104 |
| — | INFRAREIT INC | 18,853 | $396 | 0.1% | $21.00 | — | COM | 45685L100 |
| — | ACTIVISION BLIZZARD INC | 8,500 | $396 | 0.1% | $46.59 | — | COM | 00507V109 |
| — | ROSEHILL RES INC | 195,714 | $393 | 0.1% | $7.99 | — | CL A | 777385105 |
| — | RANDGOLD RES LTD | 4,480 | $371 | 0.1% | $82.81 | — | ADR | 752344309 |
| — | CIMAREX ENERGY CO | 5,915 | $365 | 0.1% | $61.71 | — | COM | 171798101 |
| — | ORGANOGENESIS HLDGS INC | 1,713,127 | $360 | 0.1% | $0.21 | — | W EXP 10/07/202 | 68621F110 |
| — | DFB HEALTHCARE ACQUISTION CO | 35,000 | $343 | 0.1% | $9.66 | — | COM | 23291E109 |
| — | GORDON POINTE ACQUISITION CO | 32,746 | $327 | 0.0% | $9.71 | — | COM CLASS A | 382788107 |
| — | PLATINUM EAGLE ACQUISITIN CO | 250,530 | $326 | 0.0% | $1.40 | — | W EXP 01/17/202 | G7126L118 |
| — | FAR PT ACQUISITION CORP | 259,634 | $312 | 0.0% | $1.65 | — | W EXP 06/01/202 | 30734W117 |
| — | NEXEO SOLUTIONS INC | 749,911 | $300 | 0.0% | $0.40 | — | W EXP 06/09/202 | 65342H110 |
| GOOS | CANADA GOOSE HOLDINGS INC | 6,800 | $297 | 0.0% | $55.70 | 0.0% | SHS SUB VTG | 135086106 |
| WPM | WHEATON PRECIOUS METALS CORP | 15,000 | $293 | 0.0% | $15.64 | 0.0% | COM | 962879102 |
| — | TPG PACE HLDGS CORP | 290,800 | $291 | 0.0% | $1.45 | — | W EXP 06/27/202 | G89827110 |
| — | ROSEHILL RES INC | 864,548 | $280 | 0.0% | $1.10 | — | W EXP 09/16/202 | 777385113 |
| — | TWELVE SEAS INVESTMENT COMPA | 28,200 | $277 | 0.0% | $9.57 | — | SH | G9145A107 |
| — | GTY TECHNOLOGY HOLDINGS INC | 329,729 | $257 | 0.0% | $1.21 | — | W EXP 10/25/202 | G4182A128 |
| — | DENBURY RES INC | 150,000 | $257 | 0.0% | $1.71 | — | Call | 247916208 |
| — | CONCRETE PUMPING HLDGS INC | 298,950 | $233 | 0.0% | $0.78 | — | W EXP 08/01/202 | 206704116 |
| — | SABAN CAP ACQUISITION CORP | 385,295 | $231 | 0.0% | $1.18 | — | W EXP 09/21/202 | 78516C114 |
| — | INDEPENDENT BK GROUP INC | 5,000 | $229 | 0.0% | — | — | Call | 45384B106 |
| — | CONVERGEONE HLDGS INC | 18,429 | $228 | 0.0% | $12.37 | — | COM CL A | 212481105 |
| — | NRC GROUP HLDGS CORP | 265,330 | $215 | 0.0% | $0.81 | — | W EXP 10/17/202 | 629375114 |
| — | CM SEVEN STAR ACQUISITION CO | 574,454 | $213 | 0.0% | $0.39 | — | RIGHT 08/21/2022 | G2345N136 |
| FNF | FIDELITY NATIONAL FINANCIAL | 6,531 | $205 | 0.0% | $23.67 | 0.0% | FNF GROUP COM | 31620R303 |
| — | SMAAASH ENTERTAINMENT INC | 33,821 | $203 | 0.0% | $6.00 | — | COM | 831550108 |
| — | VANTAGE ENERGY ACQUISITION | 402,174 | $189 | 0.0% | $1.25 | — | W EXP 04/12/202 | 92211L113 |
| — | HOSTESS BRANDS INC | 194,000 | $180 | 0.0% | $2.48 | — | W EXP 11/04/202 | 44109J114 |
| — | DENBURY RES INC | 100,000 | $171 | 0.0% | $1.71 | — | Put | 247916208 |
| — | ONE MADISON CORP | 185,059 | $144 | 0.0% | $1.16 | — | W EXP 99/99/999 | G6772P126 |
| — | SMAAASH ENTERTAINMENT INC | 795,144 | $138 | 0.0% | $0.17 | — | W EXP 05/22/202 | 831550116 |
| — | PENSARE ACQUISITION CORP | 673,401 | $135 | 0.0% | $0.50 | — | W EXP 07/27/202 | 70957E113 |
| — | CM SEVEN STAR ACQUISITION CO | 528,234 | $132 | 0.0% | $0.43 | — | W EXP 08/21/202 | G2345N110 |
| — | GS ACQUISITION HLDGS CORP | 101,020 | $127 | 0.0% | $1.70 | — | W EXP 06/12/202 | 36255F110 |
| — | BIG ROCK PARTNERS ACQUISI CO | 340,332 | $123 | 0.0% | $0.38 | — | RIGHT 12/01/2022 | 089482129 |
| — | TRINITY MERGER CORP | 299,400 | $118 | 0.0% | $0.40 | — | W EXP 05/11/202 | 89653L114 |
| — | CHESAPEAKE ENERGY CORP | 50,000 | $105 | 0.0% | — | — | Put | 165167107 |
| — | CHESAPEAKE ENERGY CORP | 50,000 | $105 | 0.0% | — | — | Call | 165167107 |
| — | CAPITOL INVT CORP IV | 92,000 | $92 | 0.0% | $1.47 | — | W EXP 01/01/202 | G18920127 |
| PRTH | PRIORITY TECHNOLOGY HLDGS IN | 10,062 | $80 | 0.0% | $10.72 | -15.5% | COM | 74275G107 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $78 | 0.0% | $0.56 | — | W EXP 02/28/202 | 88633A115 |
| — | JUST ENERGY GROUP INC | 20,000 | $66 | 0.0% | — | — | Put | 48213W101 |
| — | PENSARE ACQUISITION CORP | 173,586 | $50 | 0.0% | $0.46 | — | RIGHT 99/99/9999 | 70957E121 |
| — | U S WELL SVCS INC | 80,484 | $48 | 0.0% | $0.60 | — | W EXP 03/15/202 | 91274U119 |
| — | GIGCAPITAL INC | 164,000 | $45 | 0.0% | $0.45 | — | RIGHT 03/06/2020 | 37518N114 |
| — | BIG ROCK PARTNERS ACQUISI CO | 101,200 | $39 | 0.0% | $0.33 | — | W EXP 12/01/202 | 089482111 |
| — | TWELVE SEAS INVESTMENT COMPA | 99,800 | $35 | 0.0% | $0.41 | — | RIGHT 12/22/2019 | G9145A131 |
| — | LEISURE ACQUISITION CORP | 40,400 | $32 | 0.0% | $0.69 | — | W EXP 12/05/201 | 52539T115 |
| — | JENSYN ACQUISITION CORP | 382,627 | $29 | 0.0% | $0.11 | — | W EXP 03/07/202 | 47632B110 |
| — | NEBULA ACQUISITION CORP | 27,849 | $26 | 0.0% | $1.18 | — | W EXP 03/12/202 | 629076118 |
| — | TWELVE SEAS INVESTMENT COMPA | 95,500 | $25 | 0.0% | $0.36 | — | W EXP 12/22/202 | G9145A115 |
| — | UNION ACQUISITION CORP | 57,654 | $22 | 0.0% | $0.38 | — | RIGHT 12/02/2019 | G9366W135 |
| — | BLACK RIDGE ACQUISITION CORP | 70,500 | $21 | 0.0% | $0.30 | — | RIGHT 07/10/2019 | 09216T123 |
| — | UNION ACQUISITION CORP | 71,245 | $18 | 0.0% | $0.33 | — | W EXP 07/01/202 | G9366W127 |
| — | JENSYN ACQUISITION CORP | 130,155 | $18 | 0.0% | $0.27 | — | RIGHT 99/99/9999 | 47632B128 |
| — | LEGACY ACQUISITION CORP | 50,000 | $17 | 0.0% | $0.34 | — | W EXP 11/30/202 | 524643111 |
| — | TKK SYMPHONY ACQUISITION COR | 50,000 | $8 | 0.0% | $0.16 | — | W EXP 02/20/202 | G88950129 |
| — | ALTA MESA RES INC | 107,166 | $8 | 0.0% | $1.55 | — | W EXP 03/28/202 | 02133L117 |
| — | ESTRE AMBIENTAL INC | 82,168 | $7 | 0.0% | $0.51 | — | W EXP 12/21/202 | G3206V118 |
| — | MUDRICK CAP ACQUISITION CORP | 11,000 | $5 | 0.0% | $0.65 | — | W EXP 02/12/202 | 624745113 |