CIK: 0001461790 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 13, 2018
Total Value ($000): $1,041,868 (94.3% shares, 5.7% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GOOGL | ALPHABET INC | 19,100 | $23,055 | 2.2% | $51.75 | +16.1% | CAP STK CL A | 02079K305 |
| — | AETNA INC NEW | 113,549 | $23,033 | 2.2% | $176.26 | — | COM | 00817Y108 |
| XLK | SELECT SECTOR SPDR TR | 300,000 | $22,599 | 2.2% | — | — | Put | 81369Y803 |
| TLT | ISHARES TR | 178,700 | $20,956 | 2.0% | — | — | Call | 464287432 |
| SMH | VANECK VECTORS ETF TR | 195,000 | $20,758 | 2.0% | $106.47 | — | Put | 92189F676 |
| NXPI | NXP SEMICONDUCTORS N V | 233,200 | $19,939 | 1.9% | $95.53 | -10.8% | Call | N6596X109 |
| — | ROCKWELL COLLINS INC | 136,053 | $19,111 | 1.8% | $134.77 | — | COM | 774341101 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,828,830 | $18,636 | 1.8% | $10.10 | — | COM | 42588L105 |
| GOOGL | ALPHABET INC | 14,900 | $17,985 | 1.7% | $51.75 | +16.1% | Call | 02079K305 |
| — | EASTERLY ACQUISITION CORP | 1,571,018 | $16,339 | 1.6% | $10.23 | — | COM | 27616L102 |
| GOOGL | ALPHABET INC | 11,400 | $13,761 | 1.3% | $51.75 | +16.1% | Put | 02079K305 |
| — | ETF MANAGERS TR | 290,200 | $11,624 | 1.1% | — | — | Put | 26924G508 |
| — | AEROJET ROCKETDYNE HLDGS INC | 7,500 | $10,679 | 1.0% | $1282.65 | — | NOTE 2.25012/1 | 007800AB1 |
| — | INTEGRATED DEVICE TECHNOLOGY | 7,015 | $10,549 | 1.0% | $1503.78 | — | NOTE 0.87511/1 | 458118AC0 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,031,500 | $10,470 | 1.0% | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| — | PURE ACQUISITION CORP | 1,003,746 | $10,414 | 1.0% | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | DOWDUPONT INC | 160,000 | $10,289 | 1.0% | $64.84 | — | Call | 26078J100 |
| — | BROOKFIELD PROPERTY REIT INC | 488,906 | $10,233 | 1.0% | $20.93 | — | CL A | 11282X103 |
| — | DELL TECHNOLOGIES INC | 95,219 | $9,248 | 0.9% | $69.37 | — | COM CL V | 24703L103 |
| — | FAR PT ACQUISITION CORP | 895,215 | $9,203 | 0.9% | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| — | EXPRESS SCRIPTS HLDG CO | 95,000 | $9,026 | 0.9% | $77.04 | — | COM | 30219G108 |
| SPY | SPDR S&P 500 ETF TR | 30,000 | $8,722 | 0.8% | — | — | Put | 78462F103 |
| — | VANTAGE ENERGY ACQUISITION | 870,755 | $8,664 | 0.8% | $9.75 | — | COM CL A | 92211L105 |
| — | ZILLOW GROUP INC | 8,000 | $8,650 | 0.8% | $1090.00 | — | NOTE 2.00012/0 | 98954MAB7 |
| — | ENERGEN CORP | 100,000 | $8,618 | 0.8% | $86.17 | — | Call | 29265N108 |
| — | CA INC | 188,500 | $8,322 | 0.8% | $44.15 | — | COM | 12673P105 |
| MCHP | MICROCHIP TECHNOLOGY INC | 105,000 | $8,286 | 0.8% | — | — | Put | 595017104 |
| — | MITEL NETWORKS CORP | 733,124 | $8,079 | 0.8% | $11.00 | — | COM | 60671Q104 |
| AMZN | AMAZON COM INC | 4,000 | $8,012 | 0.8% | $83.41 | +12.7% | COM | 023135106 |
| — | SILICON LABORATORIES INC | 7,000 | $7,985 | 0.8% | $1178.80 | — | NOTE 1.375 3/0 | 826919AB8 |
| MERC | MERCER INTL INC | 475,000 | $7,980 | 0.8% | $9.94 | +35.8% | COM | 588056101 |
| — | DFB HEALTHCARE ACQUISTION CO | 764,253 | $7,795 | 0.7% | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | CYPRESS SEMICONDUCTOR CORP | 530,000 | $7,680 | 0.7% | $14.51 | — | COM | 232806109 |
| WTTR | SELECT ENERGY SVCS INC | 638,180 | $7,556 | 0.7% | $14.84 | — | CL A COM | 81617J301 |
| AVA | AVISTA CORP | 148,652 | $7,516 | 0.7% | $37.20 | -0.3% | COM | 05379B107 |
| VALE | VALE S A | 506,200 | $7,512 | 0.7% | — | — | Put | 91912E105 |
| — | TWENTY FIRST CENTY FOX INC | 161,107 | $7,382 | 0.7% | $41.05 | — | CL B | 90130A200 |
| — | ATHENAHEALTH INC | 55,200 | $7,375 | 0.7% | $159.15 | — | Put | 04685W103 |
| — | ATHENAHEALTH INC | 55,200 | $7,375 | 0.7% | $159.15 | — | COM | 04685W103 |
| — | GORES HLDGS II INC | 678,517 | $7,206 | 0.7% | $10.14 | — | COM CL A | 382867109 |
| NXPI | NXP SEMICONDUCTORS N V | 84,000 | $7,182 | 0.7% | $95.53 | -10.8% | COM | N6596X109 |
| — | GRAMERCY PPTY TR | 261,389 | $7,173 | 0.7% | $27.38 | — | COM NEW | 385002308 |
| — | HAYMAKER ACQUISITION CORP | 677,310 | $7,030 | 0.7% | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| MS | MORGAN STANLEY | 150,000 | $6,986 | 0.7% | $43.68 | -10.9% | COM NEW | 617446448 |
| — | ARCONIC INC | 310,000 | $6,824 | 0.7% | — | — | Call | 03965L100 |
| FEZ | SPDR INDEX SHS FDS | 175,000 | $6,697 | 0.6% | — | — | Call | 78463X202 |
| — | SABAN CAP ACQUISITION CORP | 648,952 | $6,574 | 0.6% | $10.04 | — | COM CL A | 78516C106 |
| C | CITIGROUP INC | 90,000 | $6,457 | 0.6% | $56.20 | -2.5% | COM NEW | 172967424 |
| — | CONSTELLATION ALPHA CAP CORP | 637,903 | $6,456 | 0.6% | $9.71 | — | SH | G2379F108 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 616,020 | $6,240 | 0.6% | $9.99 | — | CL A | G0726L125 |
| — | CM SEVEN STAR ACQUISITION CO | 578,700 | $6,221 | 0.6% | $10.02 | — | UNIT 08/21/2022 | G2345N128 |
| — | EXPRESS SCRIPTS HLDG CO | 65,000 | $6,176 | 0.6% | $77.04 | — | Put | 30219G108 |
| — | KAYNE ANDERSON ACQUISITION | 604,603 | $6,143 | 0.6% | $9.72 | — | COM CL A | 48661U102 |
| — | CONVERGYS CORP | 249,923 | $5,933 | 0.6% | $23.74 | — | COM | 212485106 |
| — | OCEAN RIG UDW INC | 165,000 | $5,712 | 0.5% | $34.62 | — | COM CL A | G66964118 |
| — | PENSARE ACQUISITION CORP | 573,054 | $5,708 | 0.5% | $9.70 | — | COM | 70957E105 |
| — | BUNGE LIMITED | 83,000 | $5,703 | 0.5% | $71.30 | — | COM | G16962105 |
| — | MAGNOLIA OIL & GAS CORP | 1,217,655 | $5,699 | 0.5% | $4.68 | — | W EXP 07/31/202 | 559663117 |
| — | DYCOM INDS INC | 5,130 | $5,662 | 0.5% | $1267.18 | — | NOTE 0.750 9/1 | 267475AB7 |
| — | ENERGEN CORP | 65,509 | $5,645 | 0.5% | $86.17 | — | COM | 29265N108 |
| — | AV HOMES INC | 279,887 | $5,598 | 0.5% | $20.73 | — | COM | 00234P102 |
| — | DISCOVERY INC | 183,515 | $5,428 | 0.5% | $20.29 | — | COM SER C | 25470F302 |
| AAPL | APPLE INC | 22,500 | $5,079 | 0.5% | $39.12 | +25.9% | Put | 037833100 |
| KRE | SPDR SERIES TRUST | 85,000 | $5,051 | 0.5% | $60.54 | — | S&P REGL BKG | 78464A698 |
| — | MEGALITH FINL ACQUISITION CO | 494,050 | $4,990 | 0.5% | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | MYLAN N V | 135,863 | $4,973 | 0.5% | $41.17 | — | SHS EURO | N59465109 |
| — | LEGACY ACQUISITION CORP | 490,820 | $4,972 | 0.5% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| HEI/A | HEICO CORP NEW | 64,925 | $4,902 | 0.5% | $50.06 | +36.0% | CL A | 422806208 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 493,766 | $4,888 | 0.5% | $10.57 | +3.9% | COM | 55933J203 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 490,403 | $4,860 | 0.5% | $10.05 | — | CL A | G8250R103 |
| — | GORES HOLDINGS III INC | 455,541 | $4,651 | 0.4% | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| — | TKK SYMPHONY ACQUISITION COR | 457,390 | $4,620 | 0.4% | $10.10 | — | UNIT 08/15/2023 | G88950111 |
| — | PRETIUM RES INC | 606,500 | $4,616 | 0.4% | — | — | Put | 74139C102 |
| — | CITRIX SYS INC | 3,000 | $4,611 | 0.4% | $1317.67 | — | NOTE 0.500 4/1 | 177376AD2 |
| — | PURE ACQUISITION CORP | 473,661 | $4,597 | 0.4% | $9.64 | — | CL A | 74621Q106 |
| — | MYLAN N V | 125,000 | $4,575 | 0.4% | $41.17 | — | Call | N59465109 |
| — | TIBERIUS ACQUISITION CORP | 446,820 | $4,558 | 0.4% | $10.02 | — | UNIT 02/28/2021 | 88633A206 |
| AAPL | APPLE INC | 19,900 | $4,492 | 0.4% | $39.12 | +25.9% | COM | 037833100 |
| CSCO | CISCO SYS INC | 90,000 | $4,379 | 0.4% | $34.74 | +3.7% | Call | 17275R102 |
| ITA | ISHARES TR | 20,000 | $4,329 | 0.4% | — | — | Put | 464288760 |
| — | KLX INC | 68,385 | $4,293 | 0.4% | $62.78 | — | COM | 482539103 |
| INTC | INTEL CORP | 90,000 | $4,256 | 0.4% | $41.52 | 0.0% | COM | 458140100 |
| — | DIREXION SHS ETF TR | 323,900 | $4,195 | 0.4% | — | — | Put | 25460E844 |
| — | OPES ACQUISITION CORP | 418,700 | $4,124 | 0.4% | $9.71 | — | COM | 68373P100 |
| — | DUN & BRADSTREET CORP DEL NE | 28,600 | $4,076 | 0.4% | $142.52 | — | COM | 26483E100 |
| — | CHURCHILL CAP CORP | 400,000 | $4,052 | 0.4% | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| — | TRINITY MERGER CORP | 395,799 | $4,049 | 0.4% | $10.07 | — | UNIT 05/11/2025 | 89653L205 |
| — | FORUM MERGER II CORP | 400,000 | $4,040 | 0.4% | $10.10 | — | UNIT 09/30/2025 | 34986F202 |
| — | CM SEVEN STAR ACQUISITION CO | 400,000 | $4,032 | 0.4% | $10.08 | — | SH | G2345N102 |
| — | LANDCADIA HLDGS INC | 359,670 | $3,899 | 0.4% | $8.60 | — | CL A | 51476W107 |
| — | SIERRA WIRELESS INC | 188,900 | $3,797 | 0.4% | — | — | Put | 826516106 |
| — | UNION ACQUISITION CORP | 362,400 | $3,787 | 0.4% | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | TENZING ACQUISITION CORP | 375,000 | $3,773 | 0.4% | $10.06 | — | UNIT 08/24/2024 | G8708A124 |
| — | CERIDIAN HCM HLDG INC | 87,559 | $3,680 | 0.4% | $35.19 | +4.1% | COM | 15677J108 |
| — | CYPRESS SEMICONDUCTOR CORP | 251,400 | $3,643 | 0.3% | $14.51 | — | Call | 232806109 |
| — | BARRICK GOLD CORP | 328,241 | $3,637 | 0.3% | $11.08 | — | COM | 067901108 |
| QCOM | QUALCOMM INC | 50,000 | $3,602 | 0.3% | $48.91 | +11.7% | Call | 747525103 |
| — | WILDHORSE RESOURCE DEV CORP | 151,667 | $3,585 | 0.3% | $25.36 | — | COM | 96812T102 |
| — | LEO HOLDINGS CORP | 348,704 | $3,574 | 0.3% | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | SHIRE PLC | 19,381 | $3,513 | 0.3% | $173.01 | — | SPONSORED ADR | 82481R106 |
| — | LIBERTY MEDIA CORP DELAWARE | 98,298 | $3,497 | 0.3% | $34.85 | — | COM SER A FRMLA | 531229870 |
| — | K2M GROUP HLDGS INC | 123,468 | $3,379 | 0.3% | $27.37 | — | COM | 48273J107 |
| — | XEROX CORP | 125,000 | $3,373 | 0.3% | $24.00 | — | Call | 984121608 |
| — | BGC PARTNERS INC | 285,067 | $3,369 | 0.3% | $13.08 | — | CL A | 05541T101 |
| — | MODERN MEDIA ACQUISITION | 332,415 | $3,357 | 0.3% | $9.77 | — | COM | 60765P103 |
| — | COBIZ FINANCIAL INC | 151,124 | $3,346 | 0.3% | $22.14 | — | COM | 190897108 |
| — | LF CAP ACQUISITION CORP | 331,300 | $3,346 | 0.3% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | LIBERTY MEDIA CORP DELAWARE | 75,458 | $3,278 | 0.3% | $43.35 | — | COM A SIRIUSXM | 531229409 |
| BBCN 3.75 11/13/20 REGS | BLACKBERRY LTD | 2,500 | $3,225 | 0.3% | $1380.00 | — | DEBT 3.75011/1 | C10268AC1 |
| — | SENSEONICS HLDGS INC | 2,000 | $3,198 | 0.3% | $1082.67 | — | NOTE 5.250 2/0 | 81727UAA3 |
| — | XCERRA CORP | 217,870 | $3,109 | 0.3% | $14.27 | — | COM | 98400J108 |
| — | NEW FRONTIER CORP | 300,000 | $3,060 | 0.3% | $10.05 | — | UNIT 99/99/9999 | G6485P116 |
| — | LEISURE ACQUISITION CORP | 294,007 | $2,999 | 0.3% | $9.90 | — | UNIT 99/99/9999 | 52539T206 |
| — | FEDERAL STR ACQUISITION CORP | 296,285 | $2,995 | 0.3% | $10.01 | — | CL A | 31421V107 |
| — | PATTERN ENERGY GROUP INC | 3,015 | $2,994 | 0.3% | $993.03 | — | NOTE 4.000 7/1 | 70338PAB6 |
| — | ONE MADISON CORP | 281,866 | $2,917 | 0.3% | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| — | HAYMAKER ACQUISITION CORP | 295,000 | $2,879 | 0.3% | $9.58 | — | COM CLASS A | 420870107 |
| — | DRAPER OAKWOOD TECHNOLOGY | 283,093 | $2,871 | 0.3% | $9.77 | — | COM CL A | 26146L103 |
| — | THUNDER BRIDGE ACQUISITION L | 281,700 | $2,851 | 0.3% | $10.03 | — | UNIT 01/01/2025 | G8857R118 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 190,662 | $2,831 | 0.3% | $13.03 | — | COM SER A | 531465102 |
| JPM | JPMORGAN CHASE & CO | 25,000 | $2,821 | 0.3% | $79.65 | +16.3% | COM | 46625H100 |
| — | SENTINEL ENERGY SVCS INC | 270,870 | $2,785 | 0.3% | $9.92 | — | UNIT 11/02/2022 | G8062D128 |
| — | VIPER ENERGY PARTNERS LP | 65,000 | $2,736 | 0.3% | — | — | Call | 92763M105 |
| — | PLATINUM EAGLE ACQUISITIN CO | 262,335 | $2,726 | 0.3% | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| SMH | VANECK VECTORS ETF TR | 25,000 | $2,661 | 0.3% | $106.47 | — | Call | 92189F676 |
| — | LIBERTY EXPEDIA HOLDINGS | 55,900 | $2,630 | 0.3% | $44.14 | — | SER A COM | 53046P109 |
| CECO | CECO ENVIRONMENTAL CORP | 331,035 | $2,609 | 0.3% | $5.23 | +45.8% | COM | 125141101 |
| — | TPG PACE HLDGS CORP | 259,000 | $2,608 | 0.3% | $9.83 | — | CL A | G89827128 |
| — | BIG ROCK PARTNERS ACQUISI CO | 250,000 | $2,600 | 0.2% | $10.24 | — | UNIT 11/20/2022 | 089482202 |
| — | GS ACQUISITION HLDGS CORP | 261,314 | $2,548 | 0.2% | $9.75 | — | COM CL A | 36255F102 |
| — | KBL MERGER CORP IV | 249,788 | $2,523 | 0.2% | $9.86 | — | COM | 48242A104 |
| NXPI | NXP SEMICONDUCTORS N V | 29,500 | $2,522 | 0.2% | $95.53 | -10.8% | Put | N6596X109 |
| — | WEB COM GROUP INC | 88,195 | $2,461 | 0.2% | $27.90 | — | COM | 94733A104 |
| — | ELLIS PERRY INTL INC | 89,943 | $2,458 | 0.2% | $27.33 | — | COM | 288853104 |
| INTC | INTEL CORP | 50,000 | $2,365 | 0.2% | $41.52 | 0.0% | Call | 458140100 |
| CENTA | CENTRAL GARDEN & PET CO | 69,668 | $2,309 | 0.2% | $30.28 | +0.1% | CL A NON-VTG | 153527205 |
| CARS | CARS COM INC | 82,000 | $2,264 | 0.2% | $27.54 | +1.5% | COM | 14575E105 |
| VMC | VULCAN MATLS CO | 20,000 | $2,224 | 0.2% | — | — | Put | 929160109 |
| — | FOREST CITY RLTY TR INC | 88,533 | $2,221 | 0.2% | $25.09 | — | COM CL A | 345605109 |
| — | MOSAIC ACQUISITION CORP | 217,300 | $2,212 | 0.2% | $10.10 | — | UNIT 99/99/9999 | G62848117 |
| — | FAR PT ACQUISITION CORP | 226,269 | $2,180 | 0.2% | $9.63 | — | COM CL A | 30734W109 |
| — | ORBOTECH LTD | 36,039 | $2,142 | 0.2% | $61.98 | — | ORD | M75253100 |
| — | I AM CAP ACQUISITION CO | 210,769 | $2,139 | 0.2% | $10.12 | — | COM | 45074Q108 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 207,842 | $2,137 | 0.2% | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | ROCKWELL COLLINS INC | 15,000 | $2,107 | 0.2% | $134.77 | — | Put | 774341101 |
| TSLA | TESLA INC | 7,952 | $2,105 | 0.2% | $20.83 | 0.0% | COM | 88160R101 |
| — | BROOKFIELD PPTY PARTNERS L P | 100,000 | $2,089 | 0.2% | — | — | Put | G16249107 |
| — | GREENLAND ACQUISITIN CORPORA | 200,000 | $2,064 | 0.2% | $10.32 | — | UNIT 03/03/2025 | G40981121 |
| — | LONGEVITY ACQUISITION CORP | 200,000 | $2,048 | 0.2% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| TRIP | TRIPADVISOR INC | 40,000 | $2,043 | 0.2% | — | — | Call | 896945201 |
| — | RTI INTL METALS INC | 2,000 | $2,042 | 0.2% | $1049.40 | — | NOTE 1.62510/1 | 74973WAB3 |
| — | LEISURE ACQUISITION CORP | 210,000 | $2,035 | 0.2% | $9.57 | — | COM | 52539T107 |
| — | MAZOR ROBOTICS LTD | 34,515 | $2,013 | 0.2% | $58.32 | — | SPONSORED ADS | 57886P103 |
| AMZN | AMAZON COM INC | 1,000 | $2,003 | 0.2% | $83.41 | +12.7% | Put | 023135106 |
| — | GIGCAPITAL INC | 181,539 | $1,950 | 0.2% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| SAIC | SCIENCE APPLICATNS INTL CP N | 24,089 | $1,942 | 0.2% | $85.00 | 0.0% | COM | 808625107 |
| — | AMTRUST FINL SVCS INC | 133,400 | $1,937 | 0.2% | $14.56 | — | COM | 032359309 |
| — | SUMMIT MATLS INC | 105,000 | $1,909 | 0.2% | $18.17 | — | Call | 86614U100 |
| CUK | CARNIVAL PLC | 30,000 | $1,892 | 0.2% | $59.46 | — | ADR | 14365C103 |
| — | MATLIN & PARTNERS ACQUISITIO | 185,630 | $1,858 | 0.2% | $9.66 | — | CL A | 57682V106 |
| — | JENSYN ACQUISITION CORP | 165,790 | $1,774 | 0.2% | $10.45 | — | COM | 47632B102 |
| EXR | EXTRA SPACE STORAGE INC | 20,000 | $1,733 | 0.2% | — | — | Call | 30225T102 |
| — | FGL HLDGS | 862,123 | $1,698 | 0.2% | $1.87 | — | W EXP 11/30/202 | G3402M110 |
| — | PINNACLE FOODS INC DEL | 25,889 | $1,678 | 0.2% | $65.06 | — | COM | 72348P104 |
| — | NAVIGATORS GROUP INC | 24,264 | $1,677 | 0.2% | $69.11 | — | COM | 638904102 |
| VAC | MARRIOTT VACATIONS WRLDWDE C | 15,000 | $1,677 | 0.2% | — | — | Put | 57164Y107 |
| NESRW | NATIONAL ENERGY SERVICES REU | 879,086 | $1,670 | 0.2% | $0.56 | — | W EXP 05/05/202 | G6375R115 |
| — | SYNOVUS FINL CORP | 35,222 | $1,613 | 0.2% | $45.80 | — | COM NEW | 87161C501 |
| TXN | TEXAS INSTRS INC | 15,000 | $1,609 | 0.2% | — | — | Put | 882508104 |
| SMH | VANECK VECTORS ETF TR | 15,000 | $1,597 | 0.2% | $106.47 | — | SEMICONDUCTOR ET | 92189F676 |
| FITB | FIFTH THIRD BANCORP | 56,285 | $1,571 | 0.2% | $22.00 | 0.0% | COM | 316773100 |
| LYB | LYONDELLBASELL INDUSTRIES N | 15,000 | $1,538 | 0.1% | $68.70 | 0.0% | Put | N53745100 |
| BAK | BRASKEM S A | 52,774 | $1,524 | 0.1% | $26.01 | — | SP ADR PFD A | 105532105 |
| — | EDGEWATER TECHNOLOGY INC | 353,200 | $1,508 | 0.1% | $6.12 | — | COM | 280358102 |
| — | CA INC | 33,300 | $1,470 | 0.1% | $44.15 | — | Put | 12673P105 |
| LEN | LENNAR CORP | 31,277 | $1,460 | 0.1% | $46.69 | -1.0% | CL A | 526057104 |
| PHUN | STELLAR ACQUISITION III INC | 138,028 | $1,452 | 0.1% | $10.17 | — | COM | Y8172W107 |
| — | LIFEPOINT HEALTH INC | 22,473 | $1,447 | 0.1% | $64.39 | — | COM | 53219L109 |
| — | SENOMYX INC | 970,968 | $1,437 | 0.1% | $1.48 | — | COM | 81724Q107 |
| MSFT | MICROSOFT CORP | 12,500 | $1,430 | 0.1% | $52.16 | +93.3% | COM | 594918104 |
| — | PURE ACQUISITION CORP | 1,057,600 | $1,428 | 0.1% | $1.35 | — | W EXP 04/17/202 | 74621Q114 |
| — | TWELVE SEAS INVESTMENT COMPA | 138,700 | $1,424 | 0.1% | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | SIERRA WIRELESS INC | 70,000 | $1,407 | 0.1% | — | — | Call | 826516106 |
| HUNTF | HUNTER MARITIME ACQUISITION | 137,213 | $1,367 | 0.1% | $9.88 | 0.0% | CL A | Y37828111 |
| — | BISON CAP ACQUISITION CORP | 131,426 | $1,342 | 0.1% | $9.92 | — | ORD SHS | G1142P104 |
| — | BIG ROCK PARTNERS ACQUISI CO | 134,191 | $1,342 | 0.1% | $9.72 | — | COM | 089482103 |
| CLW | CLEARWATER PAPER CORP | 44,300 | $1,316 | 0.1% | — | — | Put | 18538R103 |
| SNX | SYNNEX CORP | 15,000 | $1,271 | 0.1% | — | — | Put | 87162W100 |
| ASHR | DBX ETF TR | 50,000 | $1,268 | 0.1% | — | — | Call | 233051879 |
| — | PRAXAIR INC | 7,700 | $1,238 | 0.1% | $158.14 | — | COM | 74005P104 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 153,000 | $1,224 | 0.1% | $8.00 | — | COM | 518415104 |
| — | LANDCADIA HLDGS INC | 1,024,149 | $1,219 | 0.1% | $1.01 | — | W EXP 06/01/202 | 51476W115 |
| MS | MORGAN STANLEY | 25,000 | $1,164 | 0.1% | $43.68 | -10.9% | Put | 617446448 |
| WCN | WASTE CONNECTIONS INC | 14,553 | $1,161 | 0.1% | $70.99 | +5.1% | COM | 94106B101 |
| — | SPARTON CORP | 78,546 | $1,133 | 0.1% | $19.99 | — | COM | 847235108 |
| — | VANTAGE ENERGY ACQUISITION | 833,333 | $1,125 | 0.1% | $1.25 | — | W EXP 04/12/202 | 92211L113 |
| — | PRIORITY TECHNOLOGY HLDGS IN | 797,219 | $1,116 | 0.1% | $1.40 | — | W EXP 09/12/202 | 74275G115 |
| — | GORES HLDGS II INC | 518,284 | $1,099 | 0.1% | $1.81 | — | W EXP 01/13/202 | 382867117 |
| — | UNITED STATES OIL FUND LP | 70,000 | $1,086 | 0.1% | — | — | Put | 91232N108 |
| — | KAPSTONE PAPER & PACKAGING C | 31,900 | $1,082 | 0.1% | $21.44 | — | Put | 48562P103 |
| — | SPDR SERIES TRUST | 25,000 | $1,082 | 0.1% | — | — | Put | 78464A730 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 50,000 | $1,077 | 0.1% | — | — | Call | 881624209 |
| BF/A | BROWN FORMAN CORP | 21,164 | $1,075 | 0.1% | $31.89 | +44.6% | CL A | 115637100 |
| — | ROSEHILL RES INC | 195,714 | $1,074 | 0.1% | $7.99 | — | CL A | 777385105 |
| — | INTERNATIONAL MNY EXPRESS IN | 456,784 | $1,073 | 0.1% | $2.35 | — | W EXP 01/19/202 | 46005L119 |
| AAL | AMERICAN AIRLS GROUP INC | 25,900 | $1,070 | 0.1% | — | — | Call | 02376R102 |
| — | BARINGTON HILCO ACQUISITION | 97,892 | $1,060 | 0.1% | $10.20 | — | COM | 06759V101 |
| — | LIONS GATE ENTMNT CORP | 45,500 | $1,060 | 0.1% | $23.30 | — | CL B NON VTG | 535919500 |
| — | MTECH ACQUISITION CORP | 102,870 | $1,049 | 0.1% | $9.76 | — | COM CLASS A | 55378W107 |
| NWL | NEWELL BRANDS INC | 50,000 | $1,015 | 0.1% | — | — | Call | 651229106 |
| — | INVUITY INC | 135,734 | $1,004 | 0.1% | $7.40 | — | COM NEW | 46187J205 |
| — | NEVSUN RES LTD | 225,544 | $999 | 0.1% | $3.55 | — | COM | 64156L101 |
| — | UNIVAR INC | 32,165 | $986 | 0.1% | $30.65 | — | COM | 91336L107 |
| — | TRINITY MERGER CORP | 100,000 | $983 | 0.1% | $9.83 | — | COM CL A | 89653L106 |
| MPC | MARATHON PETE CORP | 12,201 | $976 | 0.1% | $62.52 | 0.0% | COM | 56585A102 |
| CSCO | CISCO SYS INC | 20,000 | $973 | 0.1% | $34.74 | +3.7% | COM | 17275R102 |
| MSFT | MICROSOFT CORP | 8,500 | $972 | 0.1% | $52.16 | +93.3% | Put | 594918104 |
| — | DOWDUPONT INC | 15,000 | $965 | 0.1% | $64.84 | — | COM | 26078J100 |
| EA | ELECTRONIC ARTS INC | 8,000 | $964 | 0.1% | $125.34 | 0.0% | COM | 285512109 |
| — | EASTERLY ACQUISITION CORP | 868,203 | $955 | 0.1% | $1.00 | — | W EXP 07/29/202 | 27616L110 |
| HYG | ISHARES TR | 11,000 | $951 | 0.1% | — | — | Put | 464288513 |
| AMD | ADVANCED MICRO DEVICES INC | 30,000 | $927 | 0.1% | — | — | Put | 007903107 |
| MU | MICRON TECHNOLOGY INC | 20,100 | $909 | 0.1% | $42.03 | +17.1% | Call | 595112103 |
| MU | MICRON TECHNOLOGY INC | 20,000 | $905 | 0.1% | $42.03 | +17.1% | Put | 595112103 |
| — | ROSEHILL RES INC | 864,548 | $895 | 0.1% | $1.10 | — | W EXP 09/16/202 | 777385113 |
| — | HENNESSY CAP ACQUSTON CORP I | 593,199 | $890 | 0.1% | $0.74 | — | W EXP 06/15/202 | 42588L113 |
| — | CAPITOL INVT CORP IV | 89,513 | $886 | 0.1% | $9.90 | — | CL A ORD | G18920101 |
| MGA | MAGNA INTL INC | 16,875 | $886 | 0.1% | $44.46 | 0.0% | COM | 559222401 |
| — | SODASTREAM INTERNATIONAL LTD | 6,100 | $873 | 0.1% | $143.11 | — | USD SHS | M9068E105 |
| FMC | F M C CORP | 10,000 | $872 | 0.1% | — | — | Put | 302491303 |
| CUBE | CUBESMART | 30,000 | $856 | 0.1% | $28.53 | — | COM | 229663109 |
| — | TWITTER INC | 30,000 | $854 | 0.1% | — | — | Put | 90184L102 |
| — | SYNTEL INC | 20,211 | $828 | 0.1% | $40.97 | — | COM | 87162H103 |
| — | U S G CORP | 18,748 | $812 | 0.1% | $40.42 | — | COM NEW | 903293405 |
| BAK | BRASKEM S A | 28,000 | $808 | 0.1% | $26.01 | — | Put | 105532105 |
| — | KAYNE ANDERSON ACQUISITION | 608,766 | $761 | 0.1% | $0.78 | — | W EXP 06/30/202 | 48661U110 |
| UPBD | RENT A CTR INC NEW | 50,000 | $719 | 0.1% | $14.70 | 0.0% | Put | 76009N100 |
| — | LF CAP ACQUISITION CORP | 75,000 | $717 | 0.1% | $9.56 | — | CL A | 50200K108 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 664,590 | $711 | 0.1% | $1.34 | — | W EXP 09/14/202 | G8250R129 |
| — | SIRIUS XM HLDGS INC | 108,000 | $683 | 0.1% | $6.32 | — | COM | 82968B103 |
| — | STATE BK FINL CORP | 22,152 | $669 | 0.1% | $30.20 | — | COM | 856190103 |
| LPX | LOUISIANA PAC CORP | 25,000 | $662 | 0.1% | $28.70 | -0.7% | Call | 546347105 |
| LPX | LOUISIANA PAC CORP | 25,000 | $662 | 0.1% | $28.70 | -0.7% | COM | 546347105 |
| ZG | ZILLOW GROUP INC | 14,930 | $660 | 0.1% | $52.31 | 0.0% | CL A | 98954M101 |
| NWSA | NEWS CORP NEW | 49,900 | $658 | 0.1% | $12.92 | 0.0% | CL A | 65249B109 |
| — | AKORN INC | 50,000 | $649 | 0.1% | — | — | Call | 009728106 |
| GOOS | CANADA GOOSE HOLDINGS INC | 10,000 | $645 | 0.1% | — | — | Put | 135086106 |
| — | REIS INC | 27,866 | $641 | 0.1% | $23.00 | — | COM | 75936P105 |
| — | SUMMIT MATLS INC | 35,000 | $636 | 0.1% | $18.17 | — | CL A | 86614U100 |
| LILAK | LIBERTY LATIN AMERICA LTD | 30,755 | $634 | 0.1% | $18.55 | 0.0% | COM CL C | G9001E128 |
| — | ZOES KITCHEN INC | 47,000 | $598 | 0.1% | $12.72 | — | COM | 98979J109 |
| — | MTECH ACQUISITION CORP | 385,295 | $570 | 0.1% | $0.95 | — | W EXP 08/01/202 | 55378W115 |
| SMTC | SEMTECH CORP | 10,000 | $556 | 0.1% | $52.29 | 0.0% | COM | 816850101 |
| — | TPG PACE HLDGS CORP | 300,000 | $525 | 0.1% | $1.45 | — | W EXP 06/27/202 | G89827110 |
| LYB | LYONDELLBASELL INDUSTRIES N | 5,000 | $513 | 0.0% | $68.70 | 0.0% | SHS - A - | N53745100 |
| — | MUDRICK CAP ACQUISITION CORP | 52,294 | $506 | 0.0% | $9.55 | — | COM CLASS A | 624745105 |
| PACK | ONE MADISON CORP | 51,000 | $496 | 0.0% | $9.73 | — | COM CL A | G6772P100 |
| — | LIBERTY MEDIA CORP DELAWARE | 17,678 | $482 | 0.0% | $27.27 | — | COM C BRAVES GRP | 531229888 |
| UPBD | RENT A CTR INC NEW | 33,211 | $478 | 0.0% | $14.70 | 0.0% | COM | 76009N100 |
| — | GTY TECHNOLOGY HOLDINGS INC | 374,129 | $468 | 0.0% | $1.21 | — | W EXP 10/25/202 | G4182A128 |
| — | CABOT MICROELECTRONICS CORP | 4,316 | $445 | 0.0% | $103.10 | — | COM | 12709P103 |
| — | BARRICK GOLD CORP | 40,000 | $444 | 0.0% | $11.08 | — | Call | 067901108 |
| — | BABCOCK & WILCOX ENTERPRIS I | 417,861 | $430 | 0.0% | $2.24 | — | COM | 05614L100 |
| — | FAR PT ACQUISITION CORP | 259,634 | $428 | 0.0% | $1.65 | — | W EXP 06/01/202 | 30734W117 |
| — | SABAN CAP ACQUISITION CORP | 380,595 | $419 | 0.0% | $1.18 | — | W EXP 09/21/202 | 78516C114 |
| MCD | MCDONALDS CORP | 2,500 | $418 | 0.0% | $134.80 | 0.0% | COM | 580135101 |
| LBRDK | LIBERTY BROADBAND CORP | 4,900 | $413 | 0.0% | $77.68 | -3.9% | COM SER C | 530307305 |
| — | SIMPLY GOOD FOODS CO | 50,200 | $397 | 0.0% | $2.38 | — | W EXP 07/07/202 | 82900L110 |
| — | PLATINUM EAGLE ACQUISITIN CO | 289,066 | $390 | 0.0% | $1.40 | — | W EXP 01/17/202 | G7126L118 |
| — | NAVISTAR INTL CORP NEW | 10,000 | $385 | 0.0% | — | — | Call | 63934E108 |
| — | FEDERAL STR ACQUISITION CORP | 268,542 | $376 | 0.0% | $1.23 | — | W EXP 07/24/202 | 31421V115 |
| PAAS | PAN AMERICAN SILVER CORP | 25,000 | $369 | 0.0% | $15.96 | 0.0% | Put | 697900108 |
| SNBR | SLEEP NUMBER CORP | 10,000 | $368 | 0.0% | — | — | Put | 83125X103 |
| — | PENSARE ACQUISITION CORP | 673,401 | $350 | 0.0% | $0.50 | — | W EXP 07/27/202 | 70957E113 |
| SBUX | STARBUCKS CORP | 6,000 | $341 | 0.0% | $48.70 | -7.5% | Put | 855244109 |
| — | DFB HEALTHCARE ACQUISTION CO | 35,000 | $340 | 0.0% | $9.66 | — | COM | 23291E109 |
| — | CONCHO RES INC | 2,200 | $336 | 0.0% | $152.73 | — | COM | 20605P101 |
| — | GORDON POINTE ACQUISITION CO | 32,746 | $323 | 0.0% | $9.71 | — | COM CLASS A | 382788107 |
| — | MATLIN & PARTNERS ACQUISITIO | 424,064 | $318 | 0.0% | $0.62 | — | W EXP 05/28/202 | 57682V114 |
| — | I AM CAP ACQUISITION CO | 819,954 | $287 | 0.0% | $0.35 | — | W EXP 05/22/202 | 45074Q116 |
| — | GOLDEN STAR RES LTD CDA | 395,042 | $286 | 0.0% | $0.72 | — | COM | 38119T104 |
| — | CBS CORP NEW | 4,818 | $277 | 0.0% | $57.49 | — | CL B | 124857202 |
| — | ELLIS PERRY INTL INC | 10,000 | $273 | 0.0% | $27.33 | — | Put | 288853104 |
| — | TWELVE SEAS INVESTMENT COMPA | 28,200 | $270 | 0.0% | $9.57 | — | SH | G9145A107 |
| PRTH | PRIORITY TECHNOLOGY HLDGS IN | 27,800 | $270 | 0.0% | $10.72 | 0.0% | COM | 74275G107 |
| — | MAGICJACK VOCALTEC LTD | 31,670 | $264 | 0.0% | $8.34 | — | SH | M6787E101 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 26,855 | $264 | 0.0% | $9.72 | — | SHS CL A | G7126L100 |
| — | GIGCAPITAL INC | 25,251 | $251 | 0.0% | $9.84 | — | COM | 37518N106 |
| — | ATHENAHEALTH INC | 1,800 | $240 | 0.0% | $159.15 | — | Call | 04685W103 |
| — | CM SEVEN STAR ACQUISITION CO | 509,534 | $239 | 0.0% | $0.43 | — | W EXP 08/21/202 | G2345N110 |
| — | HOSTESS BRANDS INC | 224,000 | $237 | 0.0% | $2.48 | — | W EXP 11/04/202 | 44109J114 |
| — | CM SEVEN STAR ACQUISITION CO | 471,954 | $236 | 0.0% | $0.40 | — | RIGHT 08/21/2022 | G2345N136 |
| PAAS | PAN AMERICAN SILVER CORP | 16,000 | $236 | 0.0% | $15.96 | 0.0% | COM | 697900108 |
| — | XO GROUP INC | 6,530 | $225 | 0.0% | $34.46 | — | COM | 983772104 |
| PEB | PEBBLEBROOK HOTEL TR | 6,141 | $223 | 0.0% | $36.31 | — | COM | 70509V100 |
| — | ONE MADISON CORP | 188,959 | $219 | 0.0% | $1.16 | — | W EXP 99/99/999 | G6772P126 |
| — | GUARANTY BANCORP DEL | 7,229 | $215 | 0.0% | $29.74 | — | COM NEW | 40075T607 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,071,935 | $214 | 0.0% | $0.36 | — | W EXP 10/07/202 | G0726L117 |
| — | I AM CAP ACQUISITION CO | 421,465 | $211 | 0.0% | $0.50 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | VECTREN CORP | 2,900 | $207 | 0.0% | $71.38 | — | COM | 92240G101 |
| — | HAYMAKER ACQUISITION CORP | 151,600 | $183 | 0.0% | $0.81 | — | W EXP 10/27/202 | 420870115 |
| — | GS ACQUISITION HLDGS CORP | 101,020 | $172 | 0.0% | $1.70 | — | W EXP 06/12/202 | 36255F110 |
| — | TRINITY MERGER CORP | 299,400 | $150 | 0.0% | $0.40 | — | W EXP 05/11/202 | 89653L114 |
| — | BIG ROCK PARTNERS ACQUISI CO | 340,332 | $146 | 0.0% | $0.38 | — | RIGHT 12/01/2022 | 089482129 |
| — | CAPITOL INVT CORP IV | 92,000 | $135 | 0.0% | $1.47 | — | W EXP 01/01/202 | G18920127 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $118 | 0.0% | $0.56 | — | W EXP 02/28/202 | 88633A115 |
| ABUS | ARBUTUS BIOPHARMA CORP | 11,884 | $112 | 0.0% | $3.27 | +203.5% | COM | 03879J100 |
| — | JUST ENERGY GROUP INC | 30,000 | $93 | 0.0% | — | — | Put | 48213W101 |
| — | GIGCAPITAL INC | 159,200 | $84 | 0.0% | $0.45 | — | RIGHT 03/06/2020 | 37518N114 |
| — | ALTA MESA RES INC | 157,166 | $79 | 0.0% | $1.55 | — | W EXP 03/28/202 | 02133L117 |
| — | PENSARE ACQUISITION CORP | 173,586 | $78 | 0.0% | $0.46 | — | RIGHT 99/99/9999 | 70957E121 |
| — | ESTRE AMBIENTAL INC | 145,755 | $51 | 0.0% | $0.51 | — | W EXP 12/21/202 | G3206V118 |
| — | TWELVE SEAS INVESTMENT COMPA | 99,800 | $41 | 0.0% | $0.41 | — | RIGHT 12/22/2019 | G9145A131 |
| — | LEISURE ACQUISITION CORP | 40,400 | $38 | 0.0% | $0.69 | — | W EXP 12/05/201 | 52539T115 |
| — | JENSYN ACQUISITION CORP | 130,055 | $35 | 0.0% | $0.27 | — | RIGHT 99/99/9999 | 47632B128 |
| — | TWELVE SEAS INVESTMENT COMPA | 95,500 | $34 | 0.0% | $0.36 | — | W EXP 12/22/202 | G9145A115 |
| — | NEBULA ACQUISITION CORP | 27,849 | $33 | 0.0% | $1.18 | — | W EXP 03/12/202 | 629076118 |
| — | JENSYN ACQUISITION CORP | 347,627 | $31 | 0.0% | $0.11 | — | W EXP 03/07/202 | 47632B110 |
| — | BIG ROCK PARTNERS ACQUISI CO | 101,200 | $31 | 0.0% | $0.33 | — | W EXP 12/01/202 | 089482111 |
| — | BLACK RIDGE ACQUISITION CORP | 75,900 | $28 | 0.0% | $0.30 | — | RIGHT 07/10/2019 | 09216T123 |
| — | DRAPER OAKWOOD TECHNOLOGY | 48,400 | $25 | 0.0% | $0.59 | — | RIGHT 09/19/2018 | 26146L129 |
| — | LEGACY ACQUISITION CORP | 50,000 | $21 | 0.0% | $0.34 | — | W EXP 11/30/202 | 524643111 |
| — | UNION ACQUISITION CORP | 55,445 | $18 | 0.0% | $0.36 | — | W EXP 07/01/202 | G9366W127 |
| — | KBL MERGER CORP IV | 73,777 | $15 | 0.0% | $0.18 | — | W EXP 01/15/202 | 48242A112 |
| — | MUDRICK CAP ACQUISITION CORP | 18,400 | $12 | 0.0% | $0.65 | — | W EXP 02/12/202 | 624745113 |
| — | ASANKO GOLD INC | 15,000 | $12 | 0.0% | $1.07 | — | Call | 04341Y105 |
| — | SEARS HLDGS CORP | 10,200 | $10 | 0.0% | — | — | Put | 812350106 |