RiverFront Investment Group, LLC Diversified Active

CIK: 0001469751 · Show all filings

Period: Q4 2009 (← Previous) (Next →)

Filing Date: Sep 5, 2013

Total Value ($000): $1,301,411 (100.0% shares, 0.0% debt)

Holdings (137)

VEA VANGUARD TAX-MANAGED FD EUROPE 8.4%
Value ($000) $109,122 Shares 3,190,705 Est. Cost $29.02 Unrealized —
VWO VANGUARD INTL EQUITY INDEX FEM 7.7%
Value ($000) $99,678 Shares 2,431,181 Est. Cost $29.84 Unrealized —
— POWERSHARES DB CMDTY IDX TRAUN 3.8%
Value ($000) $48,984 Shares 1,989,619 Est. Cost $22.88 Unrealized —
— SPDR SERIES TRUST LEHMAN YLD E 2.8%
Value ($000) $36,987 Shares 953,023 Est. Cost $34.72 Unrealized —
— POWERSHS DB MULTI SECT COMM DB 2.5%
Value ($000) $32,117 Shares 852,580 Est. Cost $35.71 Unrealized —
VSS VANGUARD INTL EQUITY INDEX FFT 2.4%
Value ($000) $31,831 Shares 389,514 Est. Cost $71.09 Unrealized —
VIG VANGUARD SPECIALIZED PORTFOLDI 2.4%
Value ($000) $31,487 Shares 671,943 Est. Cost $46.86 Unrealized —
— POWERSHS DB MULTI SECT COMM DB 1.8%
Value ($000) $23,662 Shares 1,051,638 Est. Cost $17.15 Unrealized —
EWC ISHARES INC MSCI CDA INDEX 1.8%
Value ($000) $22,896 Shares 869,560 Est. Cost $22.87 Unrealized —
— POWERSHARES QQQ TRUST UNIT SER 1.7%
Value ($000) $21,637 Shares 472,929 Est. Cost $39.51 Unrealized —
EPP ISHARES INC MSCI PAC J IDX 1.6%
Value ($000) $21,231 Shares 513,197 Est. Cost $33.93 Unrealized —
— POWERSHARES GLOBAL ETF TRUSTSO 1.6%
Value ($000) $20,535 Shares 804,363 Est. Cost $23.26 Unrealized —
IJH ISHARES TR S&P MIDCAP 400 1.4%
Value ($000) $18,356 Shares 253,500 Est. Cost $59.75 Unrealized —
VGK VANGUARD INTL EQUITY INDEX FEU 1.4%
Value ($000) $17,572 Shares 362,456 Est. Cost $49.59 Unrealized —
— POWERSHS DB MULTI SECT COMM DB 1.3%
Value ($000) $16,827 Shares 636,429 Est. Cost $26.44 Unrealized —
IBM I B M 1.3%
Value ($000) $16,657 Shares 127,252 Est. Cost $105.81 Unrealized —
CWB SPDR SERIES TRUST BARCLY CNV E 1.2%
Value ($000) $15,917 Shares 421,192 Est. Cost $36.63 Unrealized —
VCSH VANGUARD SCOTTSDALE FDS SHRT-T 1.2%
Value ($000) $15,420 Shares 204,693 Est. Cost $75.33 Unrealized —
AAXJ ISHARES TR MSCI ACJPN IDX 1.2%
Value ($000) $15,242 Shares 273,598 Est. Cost $47.46 Unrealized —
— POWERSHARES ETF TRUST INTL DIV 1.1%
Value ($000) $14,773 Shares 1,057,506 Est. Cost $12.26 Unrealized —
— UNITED TECHNOLOGIES CORP 1.1%
Value ($000) $14,417 Shares 207,702 Est. Cost $54.81 Unrealized —
— ISHARES INC MSCI SINGAPORE 1.1%
Value ($000) $14,329 Shares 1,247,111 Est. Cost $11.49 Unrealized —
XOM EXXON MOBIL CORP 1.1%
Value ($000) $14,151 Shares 207,526 Est. Cost $72.35 Unrealized —
ILF ISHARES TR S&P LTN AM 40 1.1%
Value ($000) $14,061 Shares 294,218 Est. Cost $30.98 Unrealized —
KO COCA COLA CO 1.0%
Value ($000) $13,641 Shares 478,635 Est. Cost $24.37 Unrealized —
IGV ISHARES TR S&P NA SOFTWR 1.0%
Value ($000) $13,463 Shares 287,238 Est. Cost $41.55 Unrealized —
— COOPER INDUSTRIES PLC SHS 1.0%
Value ($000) $12,709 Shares 298,049 Est. Cost $39.23 Unrealized —
EFA ISHARES TR MSCI EAFE IDX 0.9%
Value ($000) $12,040 Shares 217,808 Est. Cost $43.65 Unrealized —
ABT ABBOTT LABS 0.9%
Value ($000) $11,961 Shares 221,545 Est. Cost $51.84 Unrealized —
OKE ONEOK INC NEW 0.9%
Value ($000) $11,474 Shares 514,867 Est. Cost $16.07 Unrealized —
— JPMORGAN CHASE & CO ALERIAN ML 0.9%
Value ($000) $11,214 Shares 392,367 Est. Cost $24.32 Unrealized —
VGT VANGUARD WORLD FDS INF TECH ET 0.8%
Value ($000) $11,027 Shares 200,957 Est. Cost $40.95 Unrealized —
EEM ISHARES TR MSCI EMERG MKT 0.8%
Value ($000) $11,021 Shares 265,563 Est. Cost $26.87 Unrealized —
HYG ISHARES TR HIGH YLD CORP 0.8%
Value ($000) $10,882 Shares 123,889 Est. Cost $87.84 Unrealized —
PM PHILIP MORRIS INTL INC 0.8%
Value ($000) $10,881 Shares 225,794 Est. Cost $43.60 Unrealized —
BMY BRISTOL MYERS SQUIBB CO 0.8%
Value ($000) $10,164 Shares 402,528 Est. Cost $22.72 Unrealized —
HIW HIGHWOODS PROPERTIES INC COM 0.8%
Value ($000) $10,117 Shares 303,363 Est. Cost $26.09 Unrealized —
— HARRIS CORP DEL 0.8%
Value ($000) $10,072 Shares 211,821 Est. Cost $41.72 Unrealized —
ITW ILLINOIS TOOL WKS INC 0.8%
Value ($000) $9,906 Shares 206,412 Est. Cost $42.27 Unrealized —
MRK MERCK & COMPANY 0.8%
Value ($000) $9,791 Shares 267,946 Est. Cost $36.54 Unrealized —
DRI DARDEN RESTAURANTS INC COM 0.7%
Value ($000) $9,735 Shares 277,600 Est. Cost $34.35 Unrealized —
MSFT MICROSOFT 0.7%
Value ($000) $9,571 Shares 314,000 Est. Cost $25.73 Unrealized —
IJR ISHARES TR S&P SMLCAP 600 0.7%
Value ($000) $9,070 Shares 165,746 Est. Cost $47.05 Unrealized —
INTC INTEL CORP COM 0.7%
Value ($000) $8,952 Shares 438,840 Est. Cost $20.40 Unrealized —
CDP CORPORATE OFFICE PPTYS TR SH B 0.7%
Value ($000) $8,627 Shares 235,527 Est. Cost $30.60 Unrealized —
MMM 3M CO 0.7%
Value ($000) $8,622 Shares 104,298 Est. Cost $65.75 Unrealized —
EMB ISHARES TR JPMORGAN USD 0.7%
Value ($000) $8,611 Shares 84,604 Est. Cost $96.41 Unrealized —
JNJ JOHNSON & JOHNSON 0.6%
Value ($000) $8,359 Shares 129,771 Est. Cost $58.14 Unrealized —
— MEDTRONIC INC COM 0.6%
Value ($000) $8,128 Shares 184,817 Est. Cost $43.98 Unrealized —
CSCO CISCO SYS INC 0.6%
Value ($000) $8,082 Shares 337,606 Est. Cost $19.23 Unrealized —
IYR ISHARES TR DJ US REAL EST 0.6%
Value ($000) $7,619 Shares 165,908 Est. Cost $44.56 Unrealized —
JPM JP MORGAN CHASE & CO COM 0.5%
Value ($000) $6,770 Shares 162,462 Est. Cost $43.82 Unrealized —
AAPL APPLE COMPUTER INC 0.5%
Value ($000) $6,724 Shares 31,909 Est. Cost $118.51 Unrealized —
MCD MCDONALDS CORP 0.5%
Value ($000) $6,662 Shares 106,688 Est. Cost $58.58 Unrealized —
— HUDSON CITY BANCORP COM 0.5%
Value ($000) $6,644 Shares 483,917 Est. Cost $12.72 Unrealized —
CVS CVS CORP 0.5%
Value ($000) $6,437 Shares 199,834 Est. Cost $33.23 Unrealized —
D DOMINION RES INC VA NEW 0.5%
Value ($000) $6,409 Shares 164,669 Est. Cost $34.88 Unrealized —
— HEINZ H J CO 0.5%
Value ($000) $6,332 Shares 148,081 Est. Cost $38.49 Unrealized —
USIG ISHARES TR LEHMAN CR BD 0.5%
Value ($000) $6,054 Shares 60,217 Est. Cost $94.30 Unrealized —
— EXPRESS SCRIPTS INC 0.5%
Value ($000) $6,024 Shares 139,420 Est. Cost $31.93 Unrealized —
MAA MID-AMER APT CMNTYS INC COM 0.5%
Value ($000) $5,948 Shares 123,200 Est. Cost $45.91 Unrealized —
— MARKET VECTORS ETF TR AGRIBUS 0.5%
Value ($000) $5,873 Shares 134,112 Est. Cost $43.79 Unrealized —
— TYCO ELECTRONICS LTD SWITZERSH 0.5%
Value ($000) $5,868 Shares 239,006 Est. Cost $22.83 Unrealized —
RWX SPDR INDEX SHS FDS DJWS INTL R 0.4%
Value ($000) $5,748 Shares 164,740 Est. Cost $35.24 Unrealized —
BALL BALL CORP 0.4%
Value ($000) $5,739 Shares 222,010 Est. Cost $22.56 Unrealized —
IHI ISHARES TR DJ MED DEVICES 0.4%
Value ($000) $5,600 Shares 105,704 Est. Cost $43.49 Unrealized —
MCHP MICROCHIP TECHNOLOGY INC COM 0.4%
Value ($000) $5,538 Shares 190,650 Est. Cost $29.05 Unrealized —
MBB ISHARES TR MBS FIXED BDFD 0.4%
Value ($000) $5,528 Shares 52,158 Est. Cost $105.79 Unrealized —
— HCC INS HLDGS INC 0.4%
Value ($000) $5,450 Shares 194,862 Est. Cost $26.26 Unrealized —
— ESTERLINE TECHNOLOGIES CORP CO 0.4%
Value ($000) $5,291 Shares 129,786 Est. Cost $39.42 Unrealized —
TRV TRAVELERS COMPANIES INC 0.4%
Value ($000) $5,240 Shares 105,095 Est. Cost $44.57 Unrealized —
XRT SPDR SERIES TRUST S&P RETAIL E 0.4%
Value ($000) $5,121 Shares 143,845 Est. Cost $34.62 Unrealized —
PGR PROGRESSIVE CORP OHIO 0.4%
Value ($000) $5,022 Shares 279,148 Est. Cost $15.52 Unrealized —
MAT MATTEL INC COM 0.4%
Value ($000) $4,933 Shares 246,912 Est. Cost $16.21 Unrealized —
HAS HASBRO INC COM 0.4%
Value ($000) $4,853 Shares 151,382 Est. Cost $25.88 Unrealized —
BBY BEST BUY INC 0.4%
Value ($000) $4,782 Shares 121,192 Est. Cost $33.70 Unrealized —
— DIRECTV CLASS A 0.4%
Value ($000) $4,765 Shares 142,893 Est. Cost $33.35 Unrealized —
— POWERSHARES ETF TRUST DIV ACHV 0.4%
Value ($000) $4,683 Shares 375,506 Est. Cost $11.02 Unrealized —
FISV FISERV INC 0.4%
Value ($000) $4,630 Shares 95,498 Est. Cost $41.73 Unrealized —
DOV DOVER CORP 0.4%
Value ($000) $4,623 Shares 111,104 Est. Cost $33.98 Unrealized —
DVA DAVITA INC 0.4%
Value ($000) $4,621 Shares 78,671 Est. Cost $51.07 Unrealized —
DOX AMDOCS LTD ORD 0.3%
Value ($000) $4,514 Shares 158,209 Est. Cost $21.67 Unrealized —
VBK VANGUARD INDEX FDS SML CP GRW 0.3%
Value ($000) $4,483 Shares 74,885 Est. Cost $47.36 Unrealized —
— DREAMWORKS ANIMATION SKG INCCL 0.3%
Value ($000) $4,310 Shares 107,874 Est. Cost $39.95 Unrealized —
VLY VALLEY NATL BANCORP COM 0.3%
Value ($000) $4,299 Shares 352,213 Est. Cost $10.83 Unrealized —
— L-3 COMMUNICATIONS HLDGS INC 0.3%
Value ($000) $4,255 Shares 48,940 Est. Cost $74.60 Unrealized —
— PSS WORLD MED INC COM 0.3%
Value ($000) $4,078 Shares 180,429 Est. Cost $22.60 Unrealized —
HSIC SCHEIN HENRY INC 0.3%
Value ($000) $4,061 Shares 77,202 Est. Cost $44.42 Unrealized —
INDB INDEPENDENT BK CORP MASS COM 0.3%
Value ($000) $4,044 Shares 193,880 Est. Cost $21.83 Unrealized —
— MARATHON OIL CORP COM 0.3%
Value ($000) $4,036 Shares 129,282 Est. Cost $26.79 Unrealized —
VIS VANGUARD WORLD FDS INDUSTRIAL 0.3%
Value ($000) $3,917 Shares 75,947 Est. Cost $46.44 Unrealized —
DLTR DOLLAR TREE INC 0.3%
Value ($000) $3,862 Shares 239,887 Est. Cost $14.43 Unrealized —
GME GAMESTOP CORP NEW CL A 0.3%
Value ($000) $3,705 Shares 168,880 Est. Cost $25.87 Unrealized —
— CIMAREX ENERGY CO 0.3%
Value ($000) $3,685 Shares 69,562 Est. Cost $31.76 Unrealized —
ZBRA ZEBRA TECHNOLOGIES CORP CL A 0.3%
Value ($000) $3,681 Shares 129,845 Est. Cost $26.26 Unrealized —
— LABORATORY CORP AMER HLDGS NEW 0.3%
Value ($000) $3,679 Shares 49,152 Est. Cost $64.31 Unrealized —
PENN PENN NATL GAMING INC 0.3%
Value ($000) $3,676 Shares 135,182 Est. Cost $25.07 Unrealized —
— XTO ENERGY INC COM 0.3%
Value ($000) $3,668 Shares 78,836 Est. Cost $39.80 Unrealized —
CLX CLOROX CO COM 0.3%
Value ($000) $3,655 Shares 59,921 Est. Cost $61.00 Unrealized —
CVX CHEVRON CORP NEW 0.3%
Value ($000) $3,644 Shares 47,328 Est. Cost $72.37 Unrealized —
IHE ISHARES TR DJ PHARMA INDX 0.3%
Value ($000) $3,635 Shares 63,041 Est. Cost $51.64 Unrealized —
— SUPERIOR ENERGY SVCS INC 0.3%
Value ($000) $3,613 Shares 148,753 Est. Cost $16.70 Unrealized —
PFE PFIZER INC 0.3%
Value ($000) $3,588 Shares 197,264 Est. Cost $18.19 Unrealized —
XLK SELECT SECTOR SPDR TR SBI INT- 0.3%
Value ($000) $3,467 Shares 151,216 Est. Cost $17.35 Unrealized —
— HEWLETT PACKARD CO 0.3%
Value ($000) $3,429 Shares 66,571 Est. Cost $39.22 Unrealized —
GS GOLDMAN SACHS GROUP INC COM 0.3%
Value ($000) $3,380 Shares 20,017 Est. Cost $168.86 Unrealized —
— FOREST OIL CORP COM PAR $0.01 0.3%
Value ($000) $3,268 Shares 146,893 Est. Cost $16.23 Unrealized —
NDAQ NASDAQ OMX GROUP INC 0.3%
Value ($000) $3,266 Shares 164,798 Est. Cost $22.03 Unrealized —
IMCG ISHARES TR MID GRWTH INDX 0.3%
Value ($000) $3,259 Shares 43,109 Est. Cost $58.16 Unrealized —
CFR CULLEN FROST BANKERS INC 0.2%
Value ($000) $3,229 Shares 64,577 Est. Cost $49.30 Unrealized —
MAN MANPOWER INC 0.2%
Value ($000) $3,225 Shares 59,079 Est. Cost $41.58 Unrealized —
XLY SELECT SECTOR SPDR TR SBI CONS 0.2%
Value ($000) $3,161 Shares 106,188 Est. Cost $24.38 Unrealized —
VDE VANGUARD WORLD FDS ENERGY ETF 0.2%
Value ($000) $3,150 Shares 37,786 Est. Cost $64.07 Unrealized —
SXT SENSIENT TECHNOLOGIES CORP COM 0.2%
Value ($000) $3,121 Shares 118,686 Est. Cost $23.67 Unrealized —
WCC WESCO INTL INC 0.2%
Value ($000) $2,936 Shares 108,697 Est. Cost $25.39 Unrealized —
MO ALTRIA GROUP INC COM 0.2%
Value ($000) $2,890 Shares 147,200 Est. Cost $17.12 Unrealized —
— PRAXAIR INC 0.2%
Value ($000) $2,814 Shares 35,038 Est. Cost $72.38 Unrealized —
JACK JACK IN THE BOX INC 0.2%
Value ($000) $2,769 Shares 140,755 Est. Cost $21.77 Unrealized —
RIG TRANSOCEAN LTD ZUG NAMEN AKT 0.2%
Value ($000) $2,738 Shares 33,069 Est. Cost $85.53 Unrealized —
VDC VANGUARD WORLD FDS CONSUM STP 0.2%
Value ($000) $2,724 Shares 41,461 Est. Cost $58.41 Unrealized —
— HORNBECK OFFSHORE SVCS INC 0.2%
Value ($000) $2,717 Shares 116,708 Est. Cost $19.86 Unrealized —
— WEINGARTEN RLTY INVS SH BEN IN 0.2%
Value ($000) $2,555 Shares 129,127 Est. Cost $19.90 Unrealized —
— POLYCOM INC 0.2%
Value ($000) $2,403 Shares 192,490 Est. Cost $9.39 Unrealized —
IGSB ISHARES TR LEHMAN 1-3 YR 0.2%
Value ($000) $2,395 Shares 23,036 Est. Cost $104.23 Unrealized —
— SPRINT CORP COM 0.2%
Value ($000) $2,318 Shares 633,386 Est. Cost $3.66 Unrealized —
FDS FACTSET RESEARCH SYS INC 0.2%
Value ($000) $2,309 Shares 35,055 Est. Cost $48.80 Unrealized —
AMG AFFILIATED MANAGERS GROUP INC 0.2%
Value ($000) $2,306 Shares 34,238 Est. Cost $67.35 Unrealized —
IGIB ISHARES TR LEHMAN INTER C 0.1%
Value ($000) $1,904 Shares 18,542 Est. Cost $102.85 Unrealized —
XLF SELECT SECTOR SPDR TR SBI INT- 0.1%
Value ($000) $1,810 Shares 125,688 Est. Cost $14.60 Unrealized —
— SPDR SERIES TRUST OILGAS EQUIP 0.1%
Value ($000) $1,804 Shares 63,329 Est. Cost $21.31 Unrealized —
IAI ISHARES TR DJ BROKER-DEAL 0.1%
Value ($000) $1,772 Shares 62,979 Est. Cost $28.14 Unrealized —
— POWERSHARES ETF TRUST NASD INT 0.1%
Value ($000) $1,370 Shares 52,983 Est. Cost $24.01 Unrealized —
IYM ISHARES TR DJ US BAS MATL 0.1%
Value ($000) $1,340 Shares 22,374 Est. Cost $43.08 Unrealized —
— POWERSHARES GLOBAL ETF TRUSTGB 0.1%
Value ($000) $1,324 Shares 72,902 Est. Cost $16.65 Unrealized —
— POWERSHARES ETF TRUST DYN MEDI 0.1%
Value ($000) $1,298 Shares 111,491 Est. Cost $11.64 Unrealized —
— POWERSHARES ETF TRUST DYN PHRM 0.1%
Value ($000) $811 Shares 43,473 Est. Cost $16.20 Unrealized —
VTI VANGUARD INDEX FDS STK MRK ETF 0.0%
Value ($000) $521 Shares 9,242 Est. Cost $56.37 Unrealized —