CIK: 0001568235 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 12, 2013
Total Value ($000): $153,627,825 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MDY | SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT | 54,653 | $12,369,815 | 8.1% | $210383.83 | — | Common | 78467Y107 |
| SPY | SPDR S&P 500 ETF TRUST UNIT SER 1 S&P | 59,057 | $9,922,333 | 6.5% | $160918.20 | — | Common | 78462F103 |
| — | POWERSHARES QQQ TR UNIT SER 1 | 87,862 | $6,930,600 | 4.5% | $71270.20 | — | Common | 73935A104 |
| CVX | CHEVRON CORP NEW | 49,509 | $6,015,418 | 3.9% | $71.30 | +2.5% | Common | 166764100 |
| V | VISA INC COM CL A | 27,938 | $5,339,123 | 3.5% | $40.04 | +5.7% | Common | 92826C839 |
| IJJ | ISHARES S&P MIDCAP 400 VALUE ETF | 44,993 | $4,860,200 | 3.2% | $101362.81 | — | Common | 464287705 |
| DEO | DIAGEO ADR EACH REPR 4 ORD GBX28.935185 | 37,635 | $4,782,659 | 3.1% | $114951.55 | — | Common | 25243Q205 |
| IBM | INTL BUSINESS MACH | 23,312 | $4,316,949 | 2.8% | $118.86 | -6.1% | Common | 459200101 |
| — | KAYNE ANDERSON MLP INVT CO | 114,676 | $4,111,144 | 2.7% | $38829.39 | — | Common | 486606106 |
| TJX | TJX COMPANIES INC | 68,776 | $3,878,325 | 2.5% | $20.82 | +8.2% | Common | 872540109 |
| IJR | ISHARES CORE S&P SMALL-CAP ETF | 38,234 | $3,815,840 | 2.5% | $90692.50 | — | Common | 464287804 |
| MCD | MCDONALDS CORP | 36,467 | $3,508,529 | 2.3% | $71.77 | -1.7% | Common | 580135101 |
| UNP | UNION PACIFIC CORP | 22,553 | $3,503,461 | 2.3% | $57.11 | +5.3% | Common | 907818108 |
| PEP | PEPSICO INC | 43,939 | $3,493,207 | 2.3% | $56.00 | +1.4% | Common | 713448108 |
| XOM | EXXON MOBIL CORP | 37,749 | $3,247,923 | 2.1% | $53.69 | +0.9% | Common | 30231G102 |
| MO | ALTRIA GROUP INC | 92,970 | $3,193,524 | 2.1% | $16.28 | -0.7% | Common | 02209S103 |
| AMZN | AMAZON.COM INC | 8,977 | $2,806,569 | 1.8% | $14.90 | 0.0% | Common | 023135106 |
| GIS | GENERAL MILLS INC | 56,549 | $2,709,873 | 1.8% | $31.98 | +2.9% | Common | 370334104 |
| — | ALLERGAN INC | 27,799 | $2,514,432 | 1.6% | $90450.45 | — | Common | 018490102 |
| ABBV | ABBVIE INC COM USD0.01 | 47,272 | $2,114,504 | 1.4% | $26.55 | +2.3% | Common | 00287Y109 |
| T | AT&T INC COM | 61,968 | $2,095,757 | 1.4% | $11.40 | -3.9% | Common | 00206R102 |
| ED | CONSOLIDATED EDISON HLDG CO INC | 36,965 | $2,038,282 | 1.3% | $37.50 | -3.0% | Common | 209115104 |
| VZ | VERIZON COMMUNICATIONS | 42,079 | $1,964,037 | 1.3% | $27.04 | -3.4% | Common | 92343V104 |
| BA | BOEING CO | 15,514 | $1,822,901 | 1.2% | $91.56 | 0.0% | Common | 097023105 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY ETF | 8,152 | $1,708,659 | 1.1% | $209599.97 | — | Common | 464287556 |
| ABT | ABBOTT LABORATORIES | 49,243 | $1,634,384 | 1.1% | $27.71 | 0.0% | Common | 002824100 |
| IJK | ISHARES S&P MID CAP 400 GROWTH ETF | 11,335 | $1,576,866 | 1.0% | $128953.64 | — | Common | 464287606 |
| BAC | BANK OF AMERICA CORP | 114,012 | $1,573,369 | 1.0% | $11.23 | 0.0% | Common | 060505104 |
| PM | PHILIP MORRIS INTL INC COM | 17,681 | $1,531,060 | 1.0% | $49.85 | -5.0% | Common | 718172109 |
| — | LEUCADIA NATL CORP | 54,921 | $1,496,053 | 1.0% | $26220.03 | — | Common | 527288104 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF | 12,895 | $1,463,897 | 1.0% | $113649.95 | — | Common | 464287242 |
| UPS | UNITED PARCEL SVC INC CL B | 15,558 | $1,421,534 | 0.9% | $55.38 | +3.1% | Common | 911312106 |
| — | SEADRILL LTD USD2 | 31,174 | $1,405,347 | 0.9% | $40786.81 | — | Common | G7945E105 |
| — | THE FRESH MARKET INC COM USD0.01 | 28,058 | $1,327,423 | 0.9% | $49666.64 | — | Common | 35804H106 |
| TIP | ISHARES TIPS BOND ETF | 9,968 | $1,122,197 | 0.7% | $112010.00 | — | Common | 464287176 |
| D | DOMINION RESOURCES INC VA NEW | 17,913 | $1,119,204 | 0.7% | $34.53 | +2.3% | Common | 25746U109 |
| BND | VANGUARD BD INDEX FD INC TOTAL BD MARKET ETF | 13,489 | $1,091,030 | 0.7% | $80879.95 | — | Common | 921937835 |
| PG | PROCTER & GAMBLE CO | 14,113 | $1,066,848 | 0.7% | $55.00 | +2.2% | Common | 742718109 |
| BP | BP PLC ADR (CNV INTO 6 ORD USD0.25 SHS) | 24,261 | $1,019,689 | 0.7% | $42029.96 | — | Common | 055622104 |
| DUK | DUKE ENERGY CORP COM USD0.001 ISIN #US26441C2044 SEDOL #B7JZSK0 | 15,125 | $1,010,047 | 0.7% | $41.83 | -2.4% | Common | 26441C204 |
| — | GENERAL ELECTRIC CO | 40,845 | $975,790 | 0.6% | $23190.45 | — | Common | 369604103 |
| GLD | SPDR GOLD TR GOLD SHS | 7,349 | $941,994 | 0.6% | $119109.96 | — | Common | 78463V107 |
| BMY | BRISTOL MYERS SQUIBB | 20,279 | $938,512 | 0.6% | $28.67 | +1.9% | Common | 110122108 |
| TU | TELUS CORP COM ISIN #CA87971M1032 SEDOL #2381093 | 27,570 | $913,118 | 0.6% | $17.32 | -10.0% | Common | 87971M103 |
| LMT | LOCKHEED MARTIN CORP | 6,662 | $849,738 | 0.6% | $86.03 | 0.0% | Common | 539830109 |
| — | LINKEDIN CORP COM USD0.0001 | 3,452 | $849,399 | 0.6% | $246059.97 | — | Common | 53578A108 |
| NEE | NEXTERA ENERGY INC COM | 10,461 | $838,553 | 0.5% | $14.15 | +4.9% | Common | 65339F101 |
| — | GREAT PLAINS ENERGY INC | 37,500 | $832,500 | 0.5% | $22540.00 | — | Common | 391164100 |
| INTC | INTEL CORP | 35,710 | $818,508 | 0.5% | $17.18 | -1.6% | Common | 458140100 |
| JNJ | JOHNSON & JOHNSON | 9,120 | $790,616 | 0.5% | $59.85 | +6.2% | Common | 478160104 |
| — | SPDR SER TR BARCLAYS HIGH YIELD BD ETF | 19,835 | $790,345 | 0.5% | $39490.00 | — | Common | 78464A417 |
| SO | SOUTHERN CO | 18,100 | $745,358 | 0.5% | $26.74 | -5.3% | Common | 842587107 |
| SHY | ISHARES 1-3 YEAR TREASURY BOND ETF | 8,182 | $691,133 | 0.4% | $84279.97 | — | Common | 464287457 |
| AWR | AMERICAN STATES WATER CO | 24,200 | $666,952 | 0.4% | $22.15 | 0.0% | Common | 029899101 |
| KO | COCA COLA CO | 17,548 | $664,718 | 0.4% | $27.85 | -3.9% | Common | 191216100 |
| WEN | WENDYS COMPANY (THE) COM USD0.10 | 74,913 | $635,266 | 0.4% | $6.03 | +24.4% | Common | 95058W100 |
| MRK | MERCK & CO INC NEW COM | 13,177 | $627,343 | 0.4% | $30.02 | +3.2% | Common | 58933Y105 |
| — | FIRST NIAGARA FINL GROUP INC NEW | 59,033 | $612,172 | 0.4% | $10070.00 | — | Common | 33582V108 |
| PFE | PFIZER INC | 20,732 | $595,526 | 0.4% | $16.46 | -0.6% | Common | 717081103 |
| POR | PORTLAND GEN ELEC CO COM NEW | 20,400 | $575,892 | 0.4% | $19.65 | -3.1% | Common | 736508847 |
| CYD | CHINA YUCHAI INTERNATIONAL COM STK USD0.10 | 23,150 | $550,275 | 0.4% | $7.66 | +28.5% | Common | G21082105 |
| — | UNILEVER NV EUR0.16(NEW YORK SHARES) | 14,500 | $546,940 | 0.4% | $39309.98 | — | Common | 904784709 |
| MSFT | MICROSOFT CORP | 16,310 | $542,823 | 0.4% | $26.70 | +1.1% | Common | 594918104 |
| AEP | AMERICAN ELEC PWR CO | 12,383 | $536,803 | 0.3% | $28.51 | 0.0% | Common | 025537101 |
| UNPSF | UNI-PRESIDENT CHINA HOLDINGS LTD HKD0.01 ISIN #KYG9222R1065 SEDOL #B29MKF5 | 508,450 | $506,801 | 0.3% | $1015.94 | — | Common | G9222R106 |
| — | DU PONT E I DE NEMOURS & CO | 8,152 | $477,381 | 0.3% | $52500.00 | — | Common | 263534109 |
| CHT | CHUNGHWA TELECOM ADR EA REPR 10 ORD TWD10 | 15,030 | $474,647 | 0.3% | $32109.98 | — | Common | 17133Q502 |
| BCAUF | BRILLIANCE CHINA AUTOMOTIVE HLDGS COM STK USD0.01 ISIN #BMG1368B1028 SEDOL #6181482 | 309,500 | $464,540 | 0.3% | $0.13 | +14.8% | Common | G1368B102 |
| UTL | UNITIL CORP | 15,055 | $440,659 | 0.3% | $29.13 | +1.2% | Common | 913259107 |
| IFF | INTL FLAVORS & FRAGRANCES INC | 5,300 | $436,190 | 0.3% | $58.18 | +4.4% | Common | 459506101 |
| — | EL PASO ELECTRIC COMP NEW | 12,600 | $420,840 | 0.3% | $35310.00 | — | Common | 283677854 |
| — | DOW CHEMICAL CO | 10,955 | $420,672 | 0.3% | $32169.97 | — | Common | 260543103 |
| XEL | XCEL ENERGY INC COM | 14,208 | $392,282 | 0.3% | $19.78 | -3.4% | Common | 98389B100 |
| KOF | COCA-COLA FEMSA S.A.B. DE C.V. ADS-EACH REPR 10 SER L COM STK NPV | 2,904 | $365,845 | 0.2% | $140289.69 | — | Common | 191241108 |
| VTI | VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF | 4,135 | $362,432 | 0.2% | $82669.82 | — | Common | 922908769 |
| MS | MORGAN STANLEY | 13,086 | $352,667 | 0.2% | $17.33 | +13.4% | Common | 617446448 |
| VLO | VALERO ENERGY CORP | 10,260 | $350,379 | 0.2% | $24.01 | -6.7% | Common | 91913Y100 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 3,802 | $348,187 | 0.2% | $90916.62 | — | Common | 464288513 |
| ETR | ENTERGY CORP NEW | 5,300 | $334,907 | 0.2% | $20.57 | -2.3% | Common | 29364G103 |
| — | JARDINE STRATEGIC HLDGS UNSPON ADR EA REP 0.50 USD0.05 | 18,940 | $320,559 | 0.2% | $18150.00 | — | Common | 471122200 |
| MGEE | MGE ENERGY INC | 5,796 | $316,171 | 0.2% | $27.48 | +2.8% | Common | 55277P104 |
| — | M1 LIMITED NPV ISIN #SG1U89935555 SEDOL #B04KJ97 | 119,100 | $311,335 | 0.2% | $2373.25 | — | Common | Y6132C104 |
| PPL | PPL CORP | 9,597 | $291,556 | 0.2% | $16.36 | +0.5% | Common | 69351T106 |
| — | HUDSON CITY BANCORP INC | 32,124 | $290,433 | 0.2% | $9174.99 | — | Common | 443683107 |
| GXYEF | GALAXY ENTERTAINMENT GROUP LIMITED ORD HKD0.10 ISIN #HK0027032686 SEDOL #6465874 | 40,500 | $284,095 | 0.2% | $4.95 | 0.0% | Common | Y2679D118 |
| EWH | ISHARES MSCI HONG KONG ETF | 13,850 | $277,415 | 0.2% | $18324.98 | — | Common | 464286871 |
| — | QIAGEN NV COM EUR0.01 | 12,407 | $265,509 | 0.2% | $19909.97 | — | Common | N72482107 |
| JMHLY | JARDINE MATHESON HLDGS UNSPON ADR EA REP 1 COM USD0.25 | 4,760 | $261,324 | 0.2% | $60500.00 | — | Common | 471115402 |
| PAYX | PAYCHEX INC | 6,336 | $257,495 | 0.2% | $25.02 | +8.0% | Common | 704326107 |
| VOE | VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS | 3,500 | $256,305 | 0.2% | $73230.00 | — | Common | 922908512 |
| EFA | ISHARES MSCI EAFE ETF | 3,958 | $252,571 | 0.2% | $63812.79 | — | Common | 464287465 |
| — | CIGNA CORP | 3,213 | $246,951 | 0.2% | $76859.95 | — | Common | 125509109 |
| — | NUVEEN NEW YORK AMT-FREE MUN INCOME FD | 19,961 | $244,322 | 0.2% | $13280.00 | — | Common | 670656107 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 5,812 | $236,868 | 0.2% | $38499.93 | — | Common | 464287234 |
| — | MAKO SURGICAL CORP COM | 8,000 | $236,080 | 0.2% | $29510.00 | — | Common | 560879108 |
| — | GUGGENHEIM BUILD AMER BDS MANAGED DURATION TR COM | 11,753 | $235,882 | 0.2% | $21899.94 | — | Common | 401664107 |
| SCRPF | SEMBCORP INDUSTRIES NPV (POST REORG) ISIN #SG1R50925390 SEDOL #B08X163 | 55,700 | $234,830 | 0.2% | $0.92 | +0.8% | Common | Y79711159 |
| — | GOOGLE INC CL A | 268 | $234,743 | 0.2% | $880369.40 | — | Common | 38259P508 |
| JPM | JPMORGAN CHASE & CO | 4,454 | $230,227 | 0.1% | $36.39 | +5.8% | Common | 46625H100 |
| GXC | SPDR INDEX SHS FDS S&P CHINA ETF | 3,100 | $229,493 | 0.1% | $74030.00 | — | Common | 78463X400 |
| KUNUF | KUNLUN ENERGY COMPANY LIMITED ORD HKD0.01 ISIN #BMG5320C1082 SEDOL #6340078 | 162,900 | $227,698 | 0.1% | $1.91 | -19.8% | Common | G5320C108 |
| DFIHY | DAIRY FARM INTERNATIONAL HLDGS UNSPON ADR EA REP 5 COM USD0.055555 | 4,345 | $219,639 | 0.1% | $60049.94 | — | Common | 233859404 |
| — | FMC TECHNOLOGIES INC | 3,951 | $218,964 | 0.1% | $55679.83 | — | Common | 30249U101 |
| INGR | INGREDION INC COM USD0.01 | 3,295 | $218,030 | 0.1% | $70.28 | -7.1% | Common | 457187102 |
| — | NOBLE CORPORATION (SWITZERLAND) COM CHF3.15 | 5,700 | $215,289 | 0.1% | $37580.00 | — | Common | H5833N103 |
| — | CURRENCYSHARES SWISS FRANC TR SWISS FRANC SHS | 1,950 | $211,458 | 0.1% | $103920.00 | — | Common | 23129V109 |
| — | UNITED TECHNOLOGIES CORP | 1,863 | $200,868 | 0.1% | $107819.65 | — | Common | 913017109 |