CIK: 0001568235 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 13, 2014
Total Value ($000): $175,185,062 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MDY | SPDR S&P MIDCAP 400 ETF TR UNI | 57,011 | $13,922,189 | 7.9% | $211782.56 | — | Common | 78467Y107 |
| SPY | SPDR S&P 500 ETF TRUST UNIT SE | 67,476 | $12,462,288 | 7.1% | $163884.48 | — | Common | 78462F103 |
| — | POWERSHARES QQQ TR UNIT SER 1 | 90,673 | $7,975,618 | 4.6% | $71787.61 | — | Common | 73935A104 |
| V | VISA INC COM CL A | 27,907 | $6,214,340 | 3.5% | $40.04 | +15.6% | Common | 92826C839 |
| CVX | CHEVRON CORP NEW | 49,573 | $6,192,215 | 3.5% | $71.30 | +1.7% | Common | 166764100 |
| IJJ | ISHARES S&P MIDCAP 400 VALUE E | 46,522 | $5,407,284 | 3.1% | $101851.46 | — | Common | 464287705 |
| DEO | DIAGEO ADR EACH REPR 4 ORD GBX | 37,523 | $4,968,831 | 2.8% | $114951.55 | — | Common | 25243Q205 |
| — | KAYNE ANDERSON MLP INVT CO | 119,328 | $4,755,232 | 2.7% | $38869.18 | — | Common | 486606106 |
| IBM | INTL BUSINESS MACH | 24,004 | $4,502,482 | 2.6% | $118.50 | -10.2% | Common | 459200101 |
| TJX | TJX COMPANIES INC | 68,481 | $4,364,317 | 2.5% | $20.82 | +23.5% | Common | 872540109 |
| IJR | ISHARES CORE S&P SMALL-CAP ETF | 39,949 | $4,359,639 | 2.5% | $91484.02 | — | Common | 464287804 |
| UNP | UNION PACIFIC CORP | 22,641 | $3,803,817 | 2.2% | $57.11 | +6.0% | Common | 907818108 |
| PEP | PEPSICO INC | 44,651 | $3,703,413 | 2.1% | $56.02 | +3.1% | Common | 713448108 |
| MO | ALTRIA GROUP INC | 94,407 | $3,624,303 | 2.1% | $16.29 | +5.3% | Common | 02209S103 |
| MCD | MCDONALDS CORP | 36,447 | $3,536,497 | 2.0% | $71.77 | -2.5% | Common | 580135101 |
| XOM | EXXON MOBIL CORP | 33,409 | $3,380,990 | 1.9% | $53.69 | +4.2% | Common | 30231G102 |
| — | ALLERGAN INC | 29,902 | $3,321,550 | 1.9% | $91901.41 | — | Common | 018490102 |
| GIS | GENERAL MILLS INC | 55,977 | $2,793,817 | 1.6% | $31.98 | +2.8% | Common | 370334104 |
| ABBV | ABBVIE INC COM USD0.01 | 52,366 | $2,765,490 | 1.6% | $26.92 | +12.9% | Common | 00287Y109 |
| VWO | VANGUARD INTL EQUITY INDEX FDS | 58,422 | $2,403,505 | 1.4% | $41140.41 | — | Common | 922042858 |
| BFH | ALLIANCE DATA SYS CORP | 8,915 | $2,344,020 | 1.3% | $164.88 | 0.0% | Common | 018581108 |
| T | AT&T INC COM | 63,210 | $2,222,463 | 1.3% | $11.39 | -1.9% | Common | 00206R102 |
| BA | BOEING CO | 15,958 | $2,178,150 | 1.2% | $92.10 | +20.5% | Common | 097023105 |
| ED | CONSOLIDATED EDISON HLDG CO IN | 37,725 | $2,085,445 | 1.2% | $37.47 | -4.2% | Common | 209115104 |
| VZ | VERIZON COMMUNICATIONS | 42,276 | $2,077,442 | 1.2% | $27.04 | -1.6% | Common | 92343V104 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY E | 8,717 | $1,979,282 | 1.1% | $210731.66 | — | Common | 464287556 |
| ABT | ABBOTT LABORATORIES | 51,201 | $1,962,537 | 1.1% | $27.76 | +5.3% | Common | 002824100 |
| BAC | BANK OF AMERICA CORP | 117,037 | $1,822,276 | 1.0% | $11.24 | +3.9% | Common | 060505104 |
| IJK | ISHARES S&P MID CAP 400 GROWTH | 12,031 | $1,807,014 | 1.0% | $130182.55 | — | Common | 464287606 |
| LQD | ISHARES IBOXX INVESTMENT GRADE | 14,976 | $1,710,136 | 1.0% | $113725.24 | — | Common | 464287242 |
| PM | PHILIP MORRIS INTL INC COM | 17,800 | $1,550,933 | 0.9% | $49.85 | -4.0% | Common | 718172109 |
| — | LEUCADIA NATL CORP | 51,754 | $1,466,716 | 0.8% | $26220.03 | — | Common | 527288104 |
| — | GENERAL ELECTRIC CO | 51,121 | $1,432,929 | 0.8% | $24163.29 | — | Common | 369604103 |
| BND | VANGUARD BD INDEX FD INC TOTAL | 16,931 | $1,355,334 | 0.8% | $80711.30 | — | Common | 921937835 |
| AMZN | AMAZON.COM INC | 3,311 | $1,320,393 | 0.8% | $14.90 | +20.6% | Common | 023135106 |
| UPS | UNITED PARCEL SVC INC CL B | 12,558 | $1,319,594 | 0.8% | $55.38 | +16.4% | Common | 911312106 |
| PG | PROCTER & GAMBLE CO | 15,503 | $1,262,169 | 0.7% | $55.27 | +5.0% | Common | 742718109 |
| BP | BP PLC ADR (CNV INTO 6 ORD USD | 24,261 | $1,179,327 | 0.7% | $42029.96 | — | Common | 055622104 |
| D | DOMINION RESOURCES INC VA NEW | 17,913 | $1,158,791 | 0.7% | $34.53 | +12.1% | Common | 25746U109 |
| — | SEADRILL LTD USD2 | 27,608 | $1,134,136 | 0.6% | $40786.81 | — | Common | G7945E105 |
| EFA | ISHARES MSCI EAFE ETF | 16,603 | $1,114,012 | 0.6% | $66314.09 | — | Common | 464287465 |
| — | THE FRESH MARKET INC COM USD0. | 27,133 | $1,098,886 | 0.6% | $49666.64 | — | Common | 35804H106 |
| BMY | BRISTOL MYERS SQUIBB | 20,564 | $1,092,976 | 0.6% | $28.74 | +18.9% | Common | 110122108 |
| — | SPDR SER TR BARCLAYS HIGH YIEL | 25,381 | $1,029,473 | 0.6% | $39723.97 | — | Common | 78464A417 |
| WEN | WENDYS COMPANY (THE) COM USD0. | 117,702 | $1,026,365 | 0.6% | $6.96 | +23.4% | Common | 95058W100 |
| DUK | DUKE ENERGY CORP COM USD0.001 | 14,859 | $1,025,419 | 0.6% | $41.83 | +1.2% | Common | 26441C204 |
| TIP | ISHARES TIPS BOND ETF | 9,175 | $1,008,332 | 0.6% | $112010.00 | — | Common | 464287176 |
| LMT | LOCKHEED MARTIN CORP | 6,559 | $975,060 | 0.6% | $86.03 | +13.0% | Common | 539830109 |
| JNJ | JOHNSON & JOHNSON | 10,444 | $956,602 | 0.5% | $60.60 | +8.5% | Common | 478160104 |
| INTC | INTEL CORP | 36,798 | $955,092 | 0.5% | $17.20 | +4.2% | Common | 458140100 |
| TU | TELUS CORP COM ISIN #CA87971M1 | 27,570 | $949,510 | 0.5% | $17.32 | -0.4% | Common | 87971M103 |
| — | GREAT PLAINS ENERGY INC | 37,500 | $909,000 | 0.5% | $22540.00 | — | Common | 391164100 |
| NEE | NEXTERA ENERGY INC COM | 10,461 | $895,670 | 0.5% | $14.15 | +8.1% | Common | 65339F101 |
| — | LINKEDIN CORP COM USD0.0001 | 3,905 | $846,721 | 0.5% | $242669.14 | — | Common | 53578A108 |
| GLD | SPDR GOLD TR GOLD SHS | 7,238 | $840,476 | 0.5% | $119109.96 | — | Common | 78463V107 |
| SHY | ISHARES 1-3 YEAR TREASURY BOND | 8,952 | $755,369 | 0.4% | $84288.56 | — | Common | 464287457 |
| SO | SOUTHERN CO | 18,100 | $744,091 | 0.4% | $26.74 | -8.1% | Common | 842587107 |
| KO | COCA COLA CO | 17,548 | $724,907 | 0.4% | $27.85 | -3.3% | Common | 191216100 |
| MRK | MERCK & CO INC NEW COM | 14,340 | $717,716 | 0.4% | $30.12 | +3.9% | Common | 58933Y105 |
| — | FIRST NIAGARA FINL GROUP INC N | 66,414 | $705,316 | 0.4% | $10131.12 | — | Common | 33582V108 |
| AWR | AMERICAN STATES WATER CO | 24,200 | $695,266 | 0.4% | $22.15 | -0.6% | Common | 029899101 |
| PFE | PFIZER INC | 21,192 | $649,110 | 0.4% | $16.48 | +6.9% | Common | 717081103 |
| VTI | VANGUARD INDEX FDS VANGUARD TO | 6,635 | $636,429 | 0.4% | $87662.34 | — | Common | 922908769 |
| POR | PORTLAND GEN ELEC CO COM NEW | 20,400 | $616,080 | 0.4% | $19.65 | -3.7% | Common | 736508847 |
| MSFT | MICROSOFT CORP | 16,232 | $607,245 | 0.3% | $26.70 | +12.4% | Common | 594918104 |
| — | UNILEVER NV EUR0.16(NEW YORK S | 14,500 | $583,335 | 0.3% | $39309.98 | — | Common | 904784709 |
| AEP | AMERICAN ELEC PWR CO | 12,420 | $580,510 | 0.3% | $28.51 | +4.9% | Common | 025537101 |
| — | DU PONT E I DE NEMOURS & CO | 8,152 | $529,635 | 0.3% | $52500.00 | — | Common | 263534109 |
| SDY | SPDR SER TR S&P DIVID ETF | 7,236 | $525,530 | 0.3% | $72627.14 | — | Common | 78464A763 |
| VOE | VANGUARD INDEX FDS MID-CAP VAL | 6,541 | $521,840 | 0.3% | $76275.12 | — | Common | 922908512 |
| UNPSF | UNI-PRESIDENT CHINA HOLDINGS L | 508,450 | $518,040 | 0.3% | $1015.94 | — | Common | G9222R106 |
| BCAUF | BRILLIANCE CHINA AUTOMOTIVE HL | 307,100 | $500,627 | 0.3% | $0.13 | +52.1% | Common | G1368B102 |
| META | FACEBOOK INC COM USD0.000006 C | 8,901 | $486,430 | 0.3% | $49.86 | 0.0% | Common | 30303M102 |
| — | DOW CHEMICAL CO | 10,955 | $486,402 | 0.3% | $32169.97 | — | Common | 260543103 |
| CYD | CHINA YUCHAI INTERNATIONAL COM | 23,150 | $483,140 | 0.3% | $7.66 | +52.5% | Common | G21082105 |
| UTL | UNITIL CORP | 15,551 | $474,149 | 0.3% | $29.17 | +3.3% | Common | 913259107 |
| IFF | INTL FLAVORS & FRAGRANCES INC | 5,300 | $455,694 | 0.3% | $58.18 | +9.9% | Common | 459506101 |
| CHT | CHUNGHWA TELECOM ADR EA REPR 1 | 14,640 | $453,254 | 0.3% | $32109.98 | — | Common | 17133Q502 |
| — | EL PASO ELECTRIC COMP NEW | 12,600 | $442,386 | 0.3% | $35310.00 | — | Common | 283677854 |
| VO | VANGUARD INDEX FDS VANGUARD MI | 3,853 | $423,907 | 0.2% | $110019.98 | — | Common | 922908629 |
| MS | MORGAN STANLEY | 13,124 | $411,568 | 0.2% | $17.33 | +25.8% | Common | 617446448 |
| XEL | XCEL ENERGY INC COM | 14,208 | $396,971 | 0.2% | $19.78 | -3.6% | Common | 98389B100 |
| GXYEF | GALAXY ENTERTAINMENT GROUP LIM | 40,500 | $363,279 | 0.2% | $4.95 | +36.3% | Common | Y2679D118 |
| HYG | ISHARES IBOXX HIGH YIELD CORPO | 3,802 | $353,129 | 0.2% | $90916.62 | — | Common | 464288513 |
| — | UNITED TECHNOLOGIES CORP | 3,088 | $351,414 | 0.2% | $110191.98 | — | Common | 913017109 |
| DXJ | WISDOMTREE TRUST JAPAN HEDGE E | 6,880 | $349,824 | 0.2% | $50846.51 | — | Common | 97717W851 |
| — | GOOGLE INC CL A | 311 | $348,540 | 0.2% | $913599.44 | — | Common | 38259P508 |
| MA | MASTERCARD INC CL A | 412 | $344,209 | 0.2% | $69.03 | 0.0% | Common | 57636Q104 |
| ETR | ENTERGY CORP NEW | 5,300 | $335,331 | 0.2% | $20.57 | -5.0% | Common | 29364G103 |
| MGEE | MGE ENERGY INC | 5,796 | $334,510 | 0.2% | $27.48 | +2.8% | Common | 55277P104 |
| — | M1 LIMITED NPV ISIN #SG1U89935 | 119,100 | $308,456 | 0.2% | $2373.25 | — | Common | Y6132C104 |
| PAYX | PAYCHEX INC | 6,680 | $304,140 | 0.2% | $25.24 | +16.5% | Common | 704326107 |
| — | JARDINE STRATEGIC HLDGS UNSPON | 18,940 | $303,040 | 0.2% | $18150.00 | — | Common | 471122200 |
| — | HUDSON CITY BANCORP INC | 31,416 | $296,252 | 0.2% | $9174.99 | — | Common | 443683107 |
| — | QIAGEN NV COM EUR0.01 | 12,407 | $295,410 | 0.2% | $19909.97 | — | Common | N72482107 |
| AAPL | APPLE INC | 518 | $291,075 | 0.2% | $16.37 | 0.0% | Common | 037833100 |
| KUNUF | KUNLUN ENERGY COMPANY LIMITED | 162,900 | $286,985 | 0.2% | $1.91 | -13.6% | Common | G5320C108 |
| EWH | ISHARES MSCI HONG KONG ETF | 13,850 | $285,310 | 0.2% | $18324.98 | — | Common | 464286871 |
| PPL | PPL CORP | 9,397 | $282,755 | 0.2% | $16.36 | +0.0% | Common | 69351T106 |
| — | CIGNA CORP | 3,213 | $281,073 | 0.2% | $76859.95 | — | Common | 125509109 |
| BSV | VANGUARD BD INDEX FD INC SHORT | 3,425 | $273,818 | 0.2% | $79946.86 | — | Common | 921937827 |
| JPM | JPMORGAN CHASE & CO | 4,550 | $266,084 | 0.2% | $36.46 | +8.7% | Common | 46625H100 |
| WYNMF | WYNN MACAU LTD HKD0.001 ISIN # | 57,100 | $258,850 | 0.1% | $2.69 | 0.0% | Common | G98149100 |
| CAT | CATERPILLAR INC | 2,770 | $251,543 | 0.1% | $62.67 | 0.0% | Common | 149123101 |
| JMHLY | JARDINE MATHESON HLDGS UNSPON | 4,760 | $248,995 | 0.1% | $60500.00 | — | Common | 471115402 |
| — | GUGGENHEIM BUILD AMER BDS MANA | 12,538 | $248,503 | 0.1% | $21769.72 | — | Common | 401664107 |
| EEM | ISHARES MSCI EMERGING MARKETS | 5,912 | $247,092 | 0.1% | $38555.67 | — | Common | 464287234 |