Location: Louisville, KY
CIK: 0001595521 · Show all filings
Period: Q2 2022 (← Previous) (Next →)
Filing Date: Aug 15, 2022
Total Value: $146M (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALASKA AIR GROUP INC | 164,600 | $6.592M | 4.5% | — | — | Call | 011659909 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 216,852 | $6.23M | 4.3% | $11.05 | — | COM | 184692200 |
| HIFS | HINGHAM INSTN SVGS MASS | 20,138 | $5.715M | 3.9% | $175.19 | +71.1% | COM | 433323102 |
| GOOGL | ALPHABET INC | 2,358 | $5.139M | 3.5% | $66.07 | +76.9% | CAP STK CL A | 02079K305 |
| — | TORTOISE ENERGY INFRA CORP | 148,904 | $4.405M | 3.0% | $15.50 | — | COM | 89147L886 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 179,937 | $4.248M | 2.9% | $8.77 | — | COM | 18469P209 |
| — | TORTOISE MIDSTRM ENERGY FD I | 129,348 | $4.161M | 2.8% | $18.82 | — | COM | 89148B200 |
| — | TESLA INC | 6,000 | $4.041M | 2.8% | — | — | Put | 88160R951 |
| NL | NL INDS INC | 403,025 | $3.978M | 2.7% | $2.66 | +122.1% | COM NEW | 629156407 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 33,656 | $2.817M | 1.9% | $76.81 | — | SPONSORED ADR | 82706C108 |
| HD | HOME DEPOT INC | 9,721 | $2.666M | 1.8% | $263.41 | +2.1% | COM | 437076102 |
| — | CENTER COAST BRKFLD MLP ENRG | 165,531 | $2.65M | 1.8% | $9.00 | — | SHS BEN INT | 151461209 |
| ALK | ALASKA AIR GROUP INC | 64,800 | $2.595M | 1.8% | $55.05 | -11.3% | COM | 011659109 |
| — | LILLY ELI & CO | 7,900 | $2.561M | 1.8% | — | — | Call | 532457908 |
| IBB | ISHARES TR | 20,815 | $2.448M | 1.7% | $143.92 | — | ISHARES BIOTECH | 464287556 |
| XTTPX | TORTOISE PIPELINE & ENERGY F | 87,033 | $2.163M | 1.5% | $17.01 | — | COM | 89148H207 |
| XNDPX | TORTOISE ENERGY INDEPENDENC | 77,229 | $2.096M | 1.4% | $11.97 | — | COM | 89148K200 |
| MSFT | MICROSOFT CORP | 7,502 | $1.927M | 1.3% | $173.06 | +52.2% | COM | 594918104 |
| — | SPDR S&P 500 ETF TR | 5,000 | $1.886M | 1.3% | — | — | Put | 78462F953 |
| — | HIGHLAND INCOME FD | 164,616 | $1.854M | 1.3% | $8.53 | — | HIGHLAND INCOME | 43010E404 |
| — | CAMBRIDGE BANCORP | 19,981 | $1.652M | 1.1% | $69.19 | — | COM | 132152109 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 208,537 | $1.566M | 1.1% | $3.70 | — | COM | 48661E108 |
| — | SILICON MOTION TECHNOLOGY CO | 18,400 | $1.54M | 1.1% | — | — | Call | 82706C908 |
| — | FEUTUNE LIGHT ACQUISITION CO | 150,000 | $1.494M | 1.0% | $9.96 | — | UNIT 06/01/2029 | 31561T201 |
| — | ALSET CAPITAL ACQUISITION CO | 147,498 | $1.457M | 1.0% | $9.88 | — | CLASS A COM | 02115M109 |
| LEN/B | LENNAR CORP | 23,582 | $1.384M | 0.9% | $40.22 | +41.6% | CL B | 526057302 |
| GEF/B | GREIF INC | 22,199 | $1.383M | 0.9% | $50.02 | +0.6% | CL B | 397624206 |
| CRI | CARTERS INC | 19,601 | $1.381M | 0.9% | $74.16 | -7.8% | COM | 146229109 |
| V | VISA INC | 7,000 | $1.378M | 0.9% | $180.69 | +11.3% | COM CL A | 92826C839 |
| — | VERU INC | 121,500 | $1.373M | 0.9% | — | — | Call | 92536C903 |
| BWXT | BWX TECHNOLOGIES INC | 24,737 | $1.363M | 0.9% | $55.44 | -9.9% | COM | 05605H100 |
| — | PONO CAPITAL CORP | 130,000 | $1.316M | 0.9% | $9.97 | — | CLASS A COM | 732450101 |
| BSET | BASSETT FURNITURE INDS INC | 72,171 | $1.308M | 0.9% | $13.26 | +4.5% | COM | 070203104 |
| — | PFSWEB INC | 111,000 | $1.305M | 0.9% | $11.58 | — | COM NEW | 717098206 |
| STRT | STRATTEC SEC CORP | 38,458 | $1.275M | 0.9% | $36.56 | -6.8% | COM | 863111100 |
| HCKT | HACKETT GROUP INC | 66,578 | $1.263M | 0.9% | $15.82 | +36.1% | COM | 404609109 |
| MOD | MODINE MFG CO | 118,865 | $1.252M | 0.9% | $12.23 | -22.7% | COM | 607828100 |
| EVTC | EVERTEC INC | 33,573 | $1.238M | 0.8% | $37.52 | 0.0% | COM | 30040P103 |
| SPH | SUBURBAN PROPANE PARTNERS L | 78,000 | $1.19M | 0.8% | $14.82 | — | UNIT LTD PARTN | 864482104 |
| RELL | RICHARDSON ELECTRS LTD | 80,000 | $1.173M | 0.8% | $12.33 | 0.0% | COM | 763165107 |
| RCKY | ROCKY BRANDS INC | 32,706 | $1.118M | 0.8% | $32.58 | +14.7% | COM | 774515100 |
| ATEN | A10 NETWORKS INC | 73,318 | $1.054M | 0.7% | $11.90 | +14.9% | COM | 002121101 |
| BBW | BUILD-A-BEAR WORKSHOP INC | 62,637 | $1.028M | 0.7% | $5.12 | +220.4% | COM | 120076104 |
| SPTM | SPDR SER TR | 21,875 | $1.017M | 0.7% | $58.47 | — | PORTFOLI S&P1500 | 78464A805 |
| — | GLADSTONE ACQUISITION CORP | 100,000 | $1.009M | 0.7% | $9.94 | — | CLASS A COM | 37653T108 |
| — | INDUSTRIAL HUMAN CAPITAL INC | 100,000 | $1.003M | 0.7% | $9.92 | — | COM | 45617P104 |
| TETEF | TECHNOLOGY & TELECOM ACQ COR | 100,000 | $1M | 0.7% | $9.93 | +0.6% | CLASS A ORD SHS | G87119106 |
| — | CHAVANT CAPITAL ACQUISITN CO | 100,000 | $998K | 0.7% | $9.98 | — | ORDINARY SHARES | G2058L103 |
| — | WESTERN ACQSTN VENTURES CORP | 100,000 | $994K | 0.7% | $9.94 | — | COM | 95758L107 |
| IWM | ISHARES TR | 5,850 | $991K | 0.7% | $169.40 | — | RUSSELL 2000 ETF | 464287655 |
| KBR | KBR INC | 20,000 | $968K | 0.7% | $30.25 | +56.9% | COM | 48242W106 |
| AGX | ARGAN INC | 25,893 | $966K | 0.7% | $37.24 | -4.1% | COM | 04010E109 |
| CNNE | CANNAE HLDGS INC | 49,600 | $959K | 0.7% | $19.96 | 0.0% | COM | 13765N107 |
| — | ARC DOCUMENT SOLUTIONS INC | 362,450 | $953K | 0.7% | $1.06 | — | COM | 00191G103 |
| XTEAX | ECOFIN SUSTAINABLE AND SOCIA | 68,807 | $952K | 0.7% | $13.93 | — | COM SH BEN INT | 27901F109 |
| SPYM | SPDR SER TR | 21,168 | $939K | 0.6% | $55.84 | — | PORTFOLIO S&P500 | 78464A854 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,394 | $927K | 0.6% | $217.17 | +44.5% | CL B NEW | 084670702 |
| ESAB | ESAB CORPORATION | 20,000 | $875K | 0.6% | $47.67 | 0.0% | COM | 29605J106 |
| — | BBQ HLDGS INC | 81,265 | $847K | 0.6% | $13.20 | — | COM | 05551A109 |
| CCJ | CAMECO CORP | 38,000 | $799K | 0.5% | $15.18 | +64.6% | COM | 13321L108 |
| FSBW | FS BANCORP INC | 27,283 | $783K | 0.5% | $29.91 | -12.0% | COM | 30263Y104 |
| FOX | FOX CORP | 25,500 | $757K | 0.5% | $32.23 | -4.2% | CL B COM | 35137L204 |
| JXN | JACKSON FINANCIAL INC | 28,000 | $749K | 0.5% | $26.48 | +14.8% | COM CL A | 46817M107 |
| NVR | NVR INC | 185 | $741K | 0.5% | $4351.53 | -2.1% | COM | 62944T105 |
| ARQ | ADVANCED EMISSIONS SOLUTIONS | 154,242 | $723K | 0.5% | $6.69 | -18.6% | COM | 00770C101 |
| JOUT | JOHNSON OUTDOORS INC | 11,809 | $722K | 0.5% | $103.42 | -33.1% | CL A | 479167108 |
| GS | GOLDMAN SACHS GROUP INC | 2,400 | $713K | 0.5% | $197.01 | +43.9% | COM | 38141G104 |
| BKNG | BOOKING HOLDINGS INC | 400 | $700K | 0.5% | $2276.54 | -7.8% | COM | 09857L108 |
| INBK | FIRST INTERNET BANCORP | 18,509 | $682K | 0.5% | $42.62 | -9.8% | COM | 320557101 |
| BELFB | BEL FUSE INC | 42,290 | $658K | 0.5% | $14.43 | +10.4% | CL B | 077347300 |
| MGPI | MGP INGREDIENTS INC NEW | 6,174 | $618K | 0.4% | $75.39 | +24.8% | COM | 55303J106 |
| MVIS | MICROVISION INC DEL | 150,063 | $576K | 0.4% | $7.73 | -53.8% | COM NEW | 594960304 |
| BSM | BLACK STONE MINERALS L P | 41,735 | $571K | 0.4% | $10.50 | — | COM UNIT | 09225M101 |
| SSNC | SS&C TECHNOLOGIES HLDGS INC | 9,468 | $550K | 0.4% | $64.30 | 0.0% | COM | 78467J100 |
| META | META PLATFORMS INC | 3,400 | $548K | 0.4% | $210.12 | -8.8% | CL A | 30303M102 |
| GOOG | ALPHABET INC | 250 | $547K | 0.4% | $64.05 | +83.1% | CAP STK CL C | 02079K107 |
| RICK | RCI HOSPITALITY HLDGS INC | 11,232 | $543K | 0.4% | $69.59 | -17.5% | COM | 74934Q108 |
| — | TORTOISE PWR & ENERGY INFRAS | 42,288 | $529K | 0.4% | $8.37 | — | COM | 89147X104 |
| BZH | BEAZER HOMES USA INC | 42,000 | $507K | 0.3% | $17.75 | -17.7% | COM NEW | 07556Q881 |
| MGA | MAGNA INTL INC | 9,133 | $501K | 0.3% | $50.23 | +6.5% | COM | 559222401 |
| — | SPORTSMAP TECH ACQUISITIN CO | 50,000 | $497K | 0.3% | $9.82 | — | COM | 84921J108 |
| — | CUSHING NEXTGEN INFRA INCM F | 12,665 | $470K | 0.3% | $36.40 | — | COM | 231647207 |
| MOV | MOVADO GROUP INC | 14,918 | $461K | 0.3% | $31.46 | +11.5% | COM | 624580106 |
| PAYX | PAYCHEX INC | 4,000 | $455K | 0.3% | $65.42 | +72.5% | COM | 704326107 |
| — | HIGHLAND GLOBAL ALLOCATION F | 46,167 | $446K | 0.3% | $4.35 | — | COM | 43010T104 |
| FLL | FULL HSE RESORTS INC | 71,942 | $437K | 0.3% | $10.83 | -28.8% | COM | 359678109 |
| — | ENLINK MIDSTREAM LLC | 50,743 | $431K | 0.3% | $4.60 | — | COM UNIT REP LTD | 29336T100 |
| TLYS | TILLYS INC | 59,803 | $420K | 0.3% | $7.17 | +16.5% | CL A | 886885102 |
| — | GENESIS UNICORN CAPITAL CORP | 42,000 | $417K | 0.3% | $9.93 | — | CLASS A COM | 37187C100 |
| IGF | ISHARES TR | 8,890 | $416K | 0.3% | $45.51 | — | GLB INFRASTR ETF | 464288372 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 24,940 | $411K | 0.3% | $16.15 | — | COM NEW | 65340G205 |
| LSAK | LESAKA TECHNOLOGIES INC | 79,236 | $407K | 0.3% | $3.86 | +28.9% | COM NEW | 64107N206 |
| CATO | CATO CORP NEW | 34,504 | $401K | 0.3% | $11.12 | -6.2% | CL A | 149205106 |
| MA | MASTERCARD INCORPORATED | 1,250 | $394K | 0.3% | $287.82 | +17.2% | CL A | 57636Q104 |
| F | FORD MTR CO DEL | 35,000 | $390K | 0.3% | $14.00 | -24.7% | COM | 345370860 |
| — | TWITTER INC | 10,000 | $374K | 0.3% | $37.40 | — | COM | 90184L102 |
| — | LIMELIGHT NETWORKS INC | 154,091 | $356K | 0.2% | $4.50 | — | COM | 53261M104 |
| ARLO | ARLO TECHNOLOGIES INC | 55,720 | $349K | 0.2% | $8.11 | -9.8% | COM | 04206A101 |
| BRBS | BLUE RIDGE BANKSHARES INC VA | 22,647 | $347K | 0.2% | $15.06 | -10.7% | COM | 095825105 |
| — | LIBERTY MEDIA CORP DEL | 5,858 | $340K | 0.2% | $41.10 | — | COM SER A FRMLA | 531229870 |
| — | CO-DIAGNOSTICS INC | 60,000 | $337K | 0.2% | $8.93 | — | COM | 189763105 |
| AWRE | AWARE INC MASS | 135,729 | $323K | 0.2% | $4.23 | -37.2% | COM | 05453N100 |
| — | TRINITY BIOTECH PLC | 240,679 | $295K | 0.2% | $1.23 | — | SPON ADR NEW | 896438306 |
| CSBR | CHAMPIONS ONCOLOGY INC | 36,750 | $294K | 0.2% | $10.31 | -26.0% | COM NEW | 15870P307 |
| RVMD | REVOLUTION MEDICINES INC | 14,581 | $284K | 0.2% | $21.77 | -10.6% | COM | 76155X100 |
| — | NORTHERN LIGHTS ACQUISITN CO | 26,659 | $283K | 0.2% | $10.08 | — | CLASS A COM | 66538L105 |
| PYPL | PAYPAL HLDGS INC | 4,000 | $279K | 0.2% | $86.55 | 0.0% | COM | 70450Y103 |
| EWZ | ISHARES INC | 10,000 | $274K | 0.2% | $28.10 | — | MSCI BRAZIL ETF | 464286400 |
| ARGX | ARGENX SE | 722 | $274K | 0.2% | $315.79 | — | SPONSORED ADR | 04016X101 |
| DHX | DHI GROUP INC | 55,153 | $274K | 0.2% | $5.29 | +12.2% | COM | 23331S100 |
| IONS | IONIS PHARMACEUTICALS INC | 6,891 | $255K | 0.2% | $32.73 | +15.2% | COM | 462222100 |
| KBE | SPDR SER TR | 5,758 | $253K | 0.2% | $52.95 | — | S&P BK ETF | 78464A797 |
| FLR | FLUOR CORP NEW | 9,649 | $235K | 0.2% | $21.28 | +26.2% | COM | 343412102 |
| GIFI | GULF IS FABRICATION INC | 68,022 | $228K | 0.2% | $4.49 | -21.7% | COM | 402307102 |
| KALV | KALVISTA PHARMACEUTICALS INC | 23,000 | $226K | 0.2% | $26.16 | -57.8% | COM | 483497103 |
| — | CUTERA INC | 6,000 | $225K | 0.2% | $49.00 | — | COM | 232109108 |
| VRTX | VERTEX PHARMACEUTICALS INC | 793 | $223K | 0.2% | $237.33 | +12.8% | COM | 92532F100 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 2,206 | $215K | 0.1% | $84.75 | +8.9% | COM | 64125C109 |
| GPRK | GEOPARK LTD | 16,478 | $213K | 0.1% | $15.63 | 0.0% | USD SHS | G38327105 |
| LW | LAMB WESTON HLDGS INC | 2,872 | $205K | 0.1% | $62.04 | 0.0% | COM | 513272104 |
| CVLG | COVENANT LOGISTICS GROUP INC | 8,102 | $203K | 0.1% | $10.33 | 0.0% | CL A | 22284P105 |
| BAH | BOOZ ALLEN HAMILTON HLDG COR | 2,219 | $201K | 0.1% | $76.25 | +4.1% | CL A | 099502106 |
| FICO | FAIR ISAAC CORP | 499 | $200K | 0.1% | $394.39 | 0.0% | COM | 303250104 |
| ELMD | ELECTROMED INC | 20,400 | $197K | 0.1% | $10.82 | +9.3% | COM | 285409108 |
| WFCF | WHERE FOOD COMES FROM INC | 17,732 | $192K | 0.1% | $10.67 | 0.0% | COM NEW | 96327X200 |
| CUK | CARNIVAL PLC | 23,600 | $186K | 0.1% | $23.28 | — | ADR | 14365C103 |
| — | BEYOND MEAT INC | 500,000 | $183K | 0.1% | $0.37 | — | NOTE 3/1 | 08862EAB5 |
| — | INTEVAC INC | 37,655 | $182K | 0.1% | $5.18 | — | COM | 461148108 |
| TACT | TRANSACT TECHNOLOGIES INC | 41,611 | $166K | 0.1% | $7.34 | -24.7% | COM | 892918103 |
| FLEX | FLEX LTD | 11,254 | $163K | 0.1% | $12.39 | 0.0% | ORD | Y2573F102 |
| QRHC | QUEST RESOURCE HLDG CORP | 37,681 | $154K | 0.1% | $4.68 | +7.0% | COM NEW | 74836W203 |
| — | CHARLES & COLVARD LTD | 125,145 | $153K | 0.1% | $1.38 | — | COM | 159765106 |
| — | NEUBERGER BERMAN MLP & ENERG | 20,456 | $123K | 0.1% | $3.37 | — | COM | 64129H104 |
| ALOT | ASTRONOVA INC | 10,265 | $123K | 0.1% | $12.90 | +0.4% | COM | 04638F108 |
| NGS | NATURAL GAS SVCS GROUP INC | 10,895 | $120K | 0.1% | $5.74 | +120.1% | COM | 63886Q109 |
| — | REDBOX ENTERTAINMENT INC | 209,500 | $111K | 0.1% | $0.53 | — | *W EXP 12/15/202 | 75724T111 |
| IGTA | INCEPTION GROWTH ACQUSTN LTD | 10,000 | $99,000 | 0.1% | $9.81 | +0.6% | COMMON STOCK | 45333D104 |
| JVA | COFFEE HLDG CO INC | 37,807 | $92,000 | 0.1% | $2.86 | +0.5% | COM | 192176105 |
| — | TILE SHOP HLDGS INC | 16,949 | $52,000 | 0.0% | $8.02 | — | COM | 88677Q109 |
| — | BROADSCALE ACQUISITION CORP | 186,533 | $44,000 | 0.0% | $0.60 | — | *W EXP 02/02/202 | 11134Y119 |
| — | CSI COMPRESSCO LP | 24,800 | $32,000 | 0.0% | $1.81 | — | COM UNIT | 12637A103 |
| — | LAKESHORE ACQUISITION I CORP | 101,250 | $25,000 | 0.0% | $0.77 | — | *W EXP 07/15/202 | G53521111 |
| VEVMQ | VICINITY MOTOR CORP | 10,000 | $14,000 | 0.0% | $3.50 | — | COM | 925654105 |
| — | GLADSTONE ACQUISITION CORP | 50,000 | $14,000 | 0.0% | $0.50 | — | *W EXP 04/01/202 | 37653T116 |
| WSUPW | WHEELS UP EXPERIENCE INC | 35,000 | $13,000 | 0.0% | $1.26 | — | *W EXP 07/13/202 | 96328L114 |
| — | ALSET CAPITAL ACQUISITION CO | 147,498 | $13,000 | 0.0% | $0.09 | — | RIGHT 01/31/2027 | 02115M125 |
| TETWF | TECHNOLOGY & TELECOM ACQ COR | 100,000 | $8,000 | 0.0% | $0.16 | — | *W EXP 04/15/202 | G87119114 |
| — | CHAVANT CAPITAL ACQUISITN CO | 75,000 | $6,000 | 0.0% | $0.49 | — | *W EXP 99/99/999 | G2058L111 |
| — | SPORTSMAP TECH ACQUISITIN CO | 37,500 | $6,000 | 0.0% | $0.48 | — | *W EXP 09/01/202 | 84921J116 |
| — | ALSET CAPITAL ACQUISITION CO | 73,749 | $6,000 | 0.0% | $0.08 | — | *W EXP 01/31/202 | 02115M117 |
| — | PONO CAPITAL CORP | 97,500 | $6,000 | 0.0% | $0.47 | — | *W EXP 09/30/202 | 732450119 |
| OPFI/WS | OPPFI INC | 19,850 | $6,000 | 0.0% | $1.56 | — | *W EXP 07/20/202 | 68386H111 |
| — | NORTHERN LIGHTS ACQUISITN CO | 25,000 | $6,000 | 0.0% | $0.48 | — | *W EXP 11/01/202 | 66538L113 |
| — | GENESIS UNICORN CAPITAL CORP | 42,000 | $6,000 | 0.0% | $0.14 | — | *W EXP 06/30/202 | 37187C118 |
| — | INDUSTRIAL HUMAN CAPITAL INC | 100,000 | $4,000 | 0.0% | $0.38 | — | *W EXP 11/27/202 | 45617P112 |
| — | GLORY STAR NEW MED GP HLDG L | 100,000 | $1,000 | 0.0% | $0.08 | — | *W EXP 02/13/202 | G39973113 |
| IGTAR | INCEPTION GROWTH ACQUSTN LTD | 10,000 | $1,000 | 0.0% | $0.20 | — | RIGHT 12/08/2026 | 45333D120 |