Location: Louisville, KY
CIK: 0001595521 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 15, 2022
Total Value: $133M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CLEARBRIDGE MLP AND MIDSTRM | 216,852 | $6.462M | 4.9% | $11.05 | — | COM | 184692200 |
| HIFS | HINGHAM INSTN SVGS MASS | 20,138 | $5.057M | 3.8% | $175.19 | +59.6% | COM | 433323102 |
| — | TESLA INC | 18,000 | $4.775M | 3.6% | — | — | Put | 88160R951 |
| GOOGL | ALPHABET INC | 47,160 | $4.511M | 3.4% | $107.86 | +2.0% | CAP STK CL A | 02079K305 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 179,937 | $4.5M | 3.4% | $8.77 | — | COM | 18469P209 |
| — | TORTOISE ENERGY INFRA CORP | 148,904 | $4.46M | 3.4% | $15.50 | — | COM | 89147L886 |
| — | TORTOISE MIDSTRM ENERGY FD I | 129,348 | $4.178M | 3.1% | $18.82 | — | COM | 89148B200 |
| NL | NL INDS INC | 381,148 | $2.946M | 2.2% | $2.66 | +150.7% | COM NEW | 629156407 |
| IEF | ISHARES TR | 30,000 | $2.88M | 2.2% | $96.00 | — | 7-10 YR TRSY BD | 464287440 |
| — | CENTER COAST BRKFLD MLP ENRG | 165,531 | $2.741M | 2.1% | $9.00 | — | SHS BEN INT | 151461209 |
| — | LILLY ELI & CO | 7,900 | $2.554M | 1.9% | — | — | Call | 532457908 |
| ALK | ALASKA AIR GROUP INC | 64,800 | $2.537M | 1.9% | $55.05 | -20.2% | COM | 011659109 |
| — | ALASKA AIR GROUP INC | 60,000 | $2.349M | 1.8% | — | — | Call | 011659909 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 33,656 | $2.194M | 1.7% | $76.81 | — | SPONSORED ADR | 82706C108 |
| XNDPX | TORTOISE ENERGY INDEPENDENC | 77,229 | $2.187M | 1.6% | $11.97 | — | COM | 89148K200 |
| XTTPX | TORTOISE PIPELINE & ENERGY F | 84,439 | $2.113M | 1.6% | $17.01 | — | COM | 89148H207 |
| — | AMC ENTMT HLDGS INC | 285,500 | $1.99M | 1.5% | — | — | Put | 00165C954 |
| RELL | RICHARDSON ELECTRS LTD | 130,000 | $1.963M | 1.5% | $13.25 | +11.0% | COM | 763165107 |
| AGX | ARGAN INC | 60,526 | $1.947M | 1.5% | $34.87 | -5.1% | COM | 04010E109 |
| HD | HOME DEPOT INC | 6,521 | $1.799M | 1.4% | $263.41 | +2.8% | COM | 437076102 |
| — | SPDR S&P 500 ETF TR | 5,000 | $1.786M | 1.3% | — | — | Put | 78462F953 |
| MSFT | MICROSOFT CORP | 7,502 | $1.747M | 1.3% | $173.06 | +48.4% | COM | 594918104 |
| — | HIGHLAND INCOME FD | 164,616 | $1.6M | 1.2% | $8.53 | — | HIGHLAND INCOME | 43010E404 |
| — | CAMBRIDGE BANCORP | 19,981 | $1.593M | 1.2% | $69.19 | — | COM | 132152109 |
| AIEV | FEUTUNE LIGHT ACQUISITION CO | 150,000 | $1.497M | 1.1% | $9.96 | 0.0% | CL A COM | 31561T102 |
| EVTC | EVERTEC INC | 47,540 | $1.49M | 1.1% | $36.64 | -5.8% | COM | 30040P103 |
| LEN/B | LENNAR CORP | 23,582 | $1.403M | 1.1% | $40.22 | +42.7% | CL B | 526057302 |
| GEF/B | GREIF INC | 22,199 | $1.35M | 1.0% | $50.02 | +12.2% | CL B | 397624206 |
| TSLA | TESLA INC | 5,000 | $1.326M | 1.0% | $279.27 | 0.0% | COM | 88160R101 |
| — | PONO CAPITAL CORP | 130,000 | $1.325M | 1.0% | $9.97 | — | CLASS A COM | 732450101 |
| CRI | CARTERS INC | 19,601 | $1.284M | 1.0% | $74.16 | -11.5% | COM | 146229109 |
| V | VISA INC | 7,000 | $1.244M | 0.9% | $180.69 | +9.8% | COM CL A | 92826C839 |
| HCKT | HACKETT GROUP INC | 66,578 | $1.18M | 0.9% | $15.82 | +28.2% | COM | 404609109 |
| MGPI | MGP INGREDIENTS INC NEW | 11,087 | $1.177M | 0.9% | $89.59 | +19.9% | COM | 55303J106 |
| SPH | SUBURBAN PROPANE PARTNERS L | 78,000 | $1.174M | 0.9% | $14.82 | — | UNIT LTD PARTN | 864482104 |
| ATEN | A10 NETWORKS INC | 88,318 | $1.172M | 0.9% | $12.16 | +10.7% | COM | 002121101 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 165,478 | $1.17M | 0.9% | $3.70 | — | COM | 48661E108 |
| — | VERU INC | 100,700 | $1.16M | 0.9% | — | — | Put | 92536C953 |
| RUSHA | RUSH ENTERPRISES INC | 24,242 | $1.063M | 0.8% | $32.18 | 0.0% | CL A | 781846209 |
| BWXT | BWX TECHNOLOGIES INC | 21,000 | $1.058M | 0.8% | $55.44 | -6.1% | COM | 05605H100 |
| CNNE | CANNAE HLDGS INC | 49,600 | $1.025M | 0.8% | $19.96 | +2.8% | COM | 13765N107 |
| — | PFSWEB INC | 109,791 | $1.023M | 0.8% | $11.58 | — | COM NEW | 717098206 |
| — | INDUSTRIAL HUMAN CAPITAL INC | 100,000 | $1.015M | 0.8% | $9.92 | — | COM | 45617P104 |
| TETEF | TECHNOLOGY & TELECOM ACQ COR | 100,000 | $1.01M | 0.8% | $9.93 | +1.3% | CLASS A ORD SHS | G87119106 |
| CCJ | CAMECO CORP | 38,000 | $1.007M | 0.8% | $15.18 | +67.0% | COM | 13321L108 |
| MOD | MODINE MFG CO | 77,826 | $1.007M | 0.8% | $12.23 | +14.8% | COM | 607828100 |
| — | WESTERN ACQSTN VENTURES CORP | 100,000 | $996K | 0.8% | $9.94 | — | COM | 95758L107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,394 | $906K | 0.7% | $217.17 | +31.0% | CL B NEW | 084670702 |
| KBR | KBR INC | 20,000 | $864K | 0.7% | $30.25 | +56.8% | COM | 48242W106 |
| SSNC | SS&C TECHNOLOGIES HLDGS INC | 17,500 | $836K | 0.6% | $61.22 | -5.9% | COM | 78467J100 |
| — | ARC DOCUMENT SOLUTIONS INC | 362,450 | $819K | 0.6% | $1.06 | — | COM | 00191G103 |
| STRT | STRATTEC SEC CORP | 38,458 | $800K | 0.6% | $36.56 | -23.7% | COM | 863111100 |
| — | TWITTER INC | 18,000 | $789K | 0.6% | $40.26 | — | COM | 90184L102 |
| JXN | JACKSON FINANCIAL INC | 28,000 | $777K | 0.6% | $26.48 | -5.4% | COM CL A | 46817M107 |
| FSBW | FS BANCORP INC | 27,283 | $744K | 0.6% | $29.91 | -12.5% | COM | 30263Y104 |
| NVR | NVR INC | 185 | $738K | 0.6% | $4351.53 | -2.1% | COM | 62944T105 |
| FOX | FOX CORP | 25,500 | $727K | 0.5% | $32.23 | -7.3% | CL B COM | 35137L204 |
| BELFB | BEL FUSE INC | 28,512 | $720K | 0.5% | $14.43 | +60.0% | CL B | 077347300 |
| GS | GOLDMAN SACHS GROUP INC | 2,400 | $703K | 0.5% | $197.01 | +50.8% | COM | 38141G104 |
| ESAB | ESAB CORPORATION | 20,000 | $667K | 0.5% | $47.67 | -15.1% | COM | 29605J106 |
| BKNG | BOOKING HOLDINGS INC | 400 | $657K | 0.5% | $2276.54 | -18.8% | COM | 09857L108 |
| RCKY | ROCKY BRANDS INC | 32,706 | $656K | 0.5% | $32.58 | -12.1% | COM | 774515100 |
| BSM | BLACK STONE MINERALS L P | 41,735 | $653K | 0.5% | $10.50 | — | COM UNIT | 09225M101 |
| INBK | FIRST INTERNET BANCORP | 18,509 | $627K | 0.5% | $42.62 | -14.5% | COM | 320557101 |
| JOUT | JOHNSON OUTDOORS INC | 11,809 | $606K | 0.5% | $103.42 | -39.5% | CL A | 479167108 |
| — | LIGHTWAVE LOGIC INC | 75,000 | $551K | 0.4% | — | — | Put | 532275954 |
| — | SILICON MOTION TECHNOLOGY CO | 8,400 | $548K | 0.4% | — | — | Call | 82706C908 |
| SGA | SAGA COMMUNICATIONS INC | 19,873 | $520K | 0.4% | $25.41 | 0.0% | CL A NEW | 786598300 |
| — | MOBIV ACQUISITION CORP | 50,000 | $501K | 0.4% | $10.02 | — | CLASS A COM | 60742N106 |
| — | SPORTSMAP TECH ACQUISITIN CO | 50,000 | $501K | 0.4% | $9.82 | — | COM | 84921J108 |
| GOOG | ALPHABET INC | 5,000 | $481K | 0.4% | $108.49 | +2.2% | CAP STK CL C | 02079K107 |
| ARQ | ADVANCED EMISSIONS SOLUTIONS | 173,732 | $474K | 0.4% | $6.41 | -34.1% | COM | 00770C101 |
| BSET | BASSETT FURNITURE INDS INC | 29,919 | $469K | 0.4% | $13.26 | +27.8% | COM | 070203104 |
| META | META PLATFORMS INC | 3,400 | $461K | 0.3% | $210.12 | -23.4% | CL A | 30303M102 |
| — | TORTOISE PWR & ENERGY INFRAS | 36,776 | $459K | 0.3% | $8.37 | — | COM | 89147X104 |
| — | ENLINK MIDSTREAM LLC | 50,743 | $451K | 0.3% | $4.60 | — | COM UNIT REP LTD | 29336T100 |
| PAYX | PAYCHEX INC | 4,000 | $449K | 0.3% | $65.42 | +71.4% | COM | 704326107 |
| MGA | MAGNA INTL INC | 9,133 | $433K | 0.3% | $50.23 | +2.5% | COM | 559222401 |
| MOV | MOVADO GROUP INC | 14,918 | $420K | 0.3% | $31.46 | +4.2% | COM | 624580106 |
| — | GENESIS UNICORN CAPITAL CORP | 42,000 | $419K | 0.3% | $9.93 | — | CLASS A COM | 37187C100 |
| TLYS | TILLYS INC | 59,803 | $414K | 0.3% | $7.17 | +5.9% | CL A | 886885102 |
| RICK | RCI HOSPITALITY HLDGS INC | 6,232 | $407K | 0.3% | $69.59 | -10.4% | COM | 74934Q108 |
| BZH | BEAZER HOMES USA INC | 42,000 | $406K | 0.3% | $17.75 | -22.8% | COM NEW | 07556Q881 |
| DHX | DHI GROUP INC | 75,153 | $404K | 0.3% | $5.28 | -0.8% | COM | 23331S100 |
| — | HIGHLAND GLOBAL ALLOCATION F | 46,167 | $403K | 0.3% | $4.35 | — | COM | 43010T104 |
| — | PARAMOUNT GLOBAL | 21,000 | $400K | 0.3% | $19.05 | — | CLASS B COM | 92556H206 |
| FLL | FULL HSE RESORTS INC | 70,792 | $398K | 0.3% | $10.83 | -40.5% | COM | 359678109 |
| F | FORD MTR CO DEL | 35,000 | $392K | 0.3% | $14.00 | -22.4% | COM | 345370860 |
| IGF | ISHARES TR | 8,890 | $372K | 0.3% | $45.51 | — | GLB INFRASTR ETF | 464288372 |
| MA | MASTERCARD INCORPORATED | 1,250 | $355K | 0.3% | $287.82 | +13.0% | CL A | 57636Q104 |
| LMB | LIMBACH HLDGS INC | 46,356 | $352K | 0.3% | $6.58 | 0.0% | COM | 53263P105 |
| PYPL | PAYPAL HLDGS INC | 4,000 | $344K | 0.3% | $86.55 | +2.2% | COM | 70450Y103 |
| BBW | BUILD-A-BEAR WORKSHOP INC | 25,000 | $333K | 0.3% | $5.12 | +174.6% | COM | 120076104 |
| — | EDGIO INC | 119,091 | $331K | 0.2% | $4.50 | — | COM | 53261M104 |
| CATO | CATO CORP NEW | 34,504 | $329K | 0.2% | $11.12 | -18.2% | CL A | 149205106 |
| QRHC | QUEST RESOURCE HLDG CORP | 37,681 | $318K | 0.2% | $4.68 | +25.2% | COM NEW | 74836W203 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 24,940 | $313K | 0.2% | $16.15 | — | COM NEW | 65340G205 |
| — | LIBERTY MEDIA CORP DEL | 5,858 | $308K | 0.2% | $41.10 | — | COM SER A FRMLA | 531229870 |
| EWZ | ISHARES INC | 10,000 | $296K | 0.2% | $28.10 | — | MSCI BRAZIL ETF | 464286400 |
| BRBS | BLUE RIDGE BANKSHARES INC VA | 22,647 | $288K | 0.2% | $15.06 | -12.0% | COM | 095825105 |
| DXLG | DESTINATION XL GROUP INC | 53,137 | $288K | 0.2% | $4.76 | 0.0% | COM | 25065K104 |
| GIFI | GULF IS FABRICATION INC | 68,022 | $284K | 0.2% | $4.49 | -17.2% | COM | 402307102 |
| LSAK | LESAKA TECHNOLOGIES INC | 79,236 | $279K | 0.2% | $3.86 | +30.7% | COM NEW | 64107N206 |
| CSBR | CHAMPIONS ONCOLOGY INC | 36,750 | $276K | 0.2% | $10.31 | -19.0% | COM NEW | 15870P307 |
| — | CUTERA INC | 6,000 | $274K | 0.2% | $49.00 | — | COM | 232109108 |
| WFCF | WHERE FOOD COMES FROM INC | 27,881 | $268K | 0.2% | $10.60 | -1.2% | COM NEW | 96327X200 |
| XTEAX | ECOFIN SUSTAINABLE AND SOCIA | 20,922 | $267K | 0.2% | $13.93 | — | COM SH BEN INT | 27901F109 |
| SAVA | CASSAVA SCIENCES INC | 6,196 | $259K | 0.2% | $27.01 | 0.0% | COM | 14817C107 |
| KBE | SPDR SER TR | 5,758 | $255K | 0.2% | $52.95 | — | S&P BK ETF | 78464A797 |
| — | TRINITY BIOTECH PLC | 231,509 | $248K | 0.2% | $1.23 | — | SPON ADR NEW | 896438306 |
| AWRE | AWARE INC MASS | 135,729 | $242K | 0.2% | $4.23 | -49.4% | COM | 05453N100 |
| FLR | FLUOR CORP NEW | 9,649 | $240K | 0.2% | $21.28 | +19.8% | COM | 343412102 |
| GPRK | GEOPARK LTD | 20,375 | $239K | 0.2% | $14.99 | -18.0% | USD SHS | G38327105 |
| LYTS | LSI INDS INC OHIO | 30,000 | $231K | 0.2% | $6.96 | 0.0% | COM | 50216C108 |
| LGO | LARGO INC | 42,364 | $223K | 0.2% | $6.66 | 0.0% | COM | 517097101 |
| — | RUTHS HOSPITALITY GROUP INC | 12,858 | $217K | 0.2% | $16.88 | — | COM | 783332109 |
| ELMD | ELECTROMED INC | 20,400 | $209K | 0.2% | $10.82 | -9.1% | COM | 285409108 |
| EME | EMCOR GROUP INC | 1,753 | $202K | 0.2% | $113.11 | 0.0% | COM | 29084Q100 |
| DDI | DOUBLEDOWN INTERACTIVE CO LT | 20,961 | $193K | 0.1% | $9.21 | — | ADS | 25862B109 |
| FLEX | FLEX LTD | 10,629 | $177K | 0.1% | $12.39 | +3.2% | ORD | Y2573F102 |
| — | SCIPLAY CORPORATION | 14,950 | $176K | 0.1% | $11.77 | — | CL A | 809087109 |
| — | INTEVAC INC | 37,655 | $175K | 0.1% | $5.18 | — | COM | 461148108 |
| KALV | KALVISTA PHARMACEUTICALS INC | 12,000 | $174K | 0.1% | $26.16 | -46.6% | COM | 483497103 |
| LAUR | LAUREATE EDUCATION INC | 15,000 | $158K | 0.1% | $11.34 | 0.0% | COMMON STOCK | 518613203 |
| TACT | TRANSACT TECHNOLOGIES INC | 41,611 | $152K | 0.1% | $7.34 | -40.8% | COM | 892918103 |
| CUK | CARNIVAL PLC | 23,600 | $146K | 0.1% | $23.28 | — | ADR | 14365C103 |
| NOMD | NOMAD FOODS LTD | 10,300 | $146K | 0.1% | $18.00 | 0.0% | USD ORD SHS | G6564A105 |
| — | NEUBERGER BERMAN MLP & ENERG | 20,456 | $125K | 0.1% | $3.37 | — | COM | 64129H104 |
| — | GRAFTECH INTL LTD | 28,909 | $125K | 0.1% | $4.32 | — | COM | 384313508 |
| — | CHARLES & COLVARD LTD | 125,145 | $121K | 0.1% | $1.38 | — | COM | 159765106 |
| ALOT | ASTRONOVA INC | 10,265 | $120K | 0.1% | $12.90 | -6.0% | COM | 04638F108 |
| — | VERU INC | 10,000 | $115K | 0.1% | — | — | Call | 92536C903 |
| NGS | NATURAL GAS SVCS GROUP INC | 10,895 | $109K | 0.1% | $5.74 | +77.0% | COM | 63886Q109 |
| IGTA | INCEPTION GROWTH ACQUSTN LTD | 10,000 | $99,000 | 0.1% | $9.81 | +1.1% | COMMON STOCK | 45333D104 |
| JVA | COFFEE HLDG CO INC | 37,807 | $95,000 | 0.1% | $2.86 | -10.1% | COM | 192176105 |
| — | TILE SHOP HLDGS INC | 16,949 | $60,000 | 0.0% | $8.02 | — | COM | 88677Q109 |
| — | CO-DIAGNOSTICS INC | 15,000 | $48,000 | 0.0% | $8.93 | — | COM | 189763105 |
| — | CSI COMPRESSCO LP | 24,800 | $29,000 | 0.0% | $1.81 | — | COM UNIT | 12637A103 |
| — | LAKESHORE ACQUISITION I CORP | 101,250 | $14,000 | 0.0% | $0.77 | — | *W EXP 07/15/202 | G53521111 |
| — | ALSET CAPITAL ACQUISITION CO | 147,498 | $13,000 | 0.0% | $0.09 | — | RIGHT 01/31/2027 | 02115M125 |
| — | BROADSCALE ACQUISITION CORP | 186,533 | $11,000 | 0.0% | $0.60 | — | *W EXP 02/02/202 | 11134Y119 |
| VEVMQ | VICINITY MOTOR CORP | 10,000 | $10,000 | 0.0% | $3.50 | — | COM | 925654105 |
| — | FEUTUNE LIGHT ACQUISITION CO | 150,000 | $9,000 | 0.0% | $0.06 | — | RIGHT 06/01/2029 | 31561T128 |
| — | PONO CAPITAL CORP | 97,500 | $9,000 | 0.0% | $0.47 | — | *W EXP 09/30/202 | 732450119 |
| TETWF | TECHNOLOGY & TELECOM ACQ COR | 100,000 | $7,000 | 0.0% | $0.16 | — | *W EXP 04/15/202 | G87119114 |
| WSUPW | WHEELS UP EXPERIENCE INC | 35,000 | $6,000 | 0.0% | $1.26 | — | *W EXP 07/13/202 | 96328L114 |
| — | MOBIV ACQUISITION CORP | 50,000 | $6,000 | 0.0% | $0.12 | — | *W EXP 07/31/202 | 60742N114 |
| OPFI/WS | OPPFI INC | 19,850 | $5,000 | 0.0% | $1.56 | — | *W EXP 07/20/202 | 68386H111 |
| — | ALSET CAPITAL ACQUISITION CO | 73,749 | $5,000 | 0.0% | $0.08 | — | *W EXP 01/31/202 | 02115M117 |
| CYCUW | WESTERN ACQSTN VENTURES CORP | 100,000 | $5,000 | 0.0% | $0.05 | — | *W EXP 09/01/202 | 95758L115 |
| — | FEUTUNE LIGHT ACQUISITION CO | 150,000 | $5,000 | 0.0% | $0.03 | — | *W EXP 06/01/202 | 31561T110 |
| — | SPORTSMAP TECH ACQUISITIN CO | 37,500 | $4,000 | 0.0% | $0.48 | — | *W EXP 09/01/202 | 84921J116 |
| SHFSW | SHF HOLDINGS INC | 25,000 | $3,000 | 0.0% | $0.12 | — | *W EXP 09/28/202 | 824430110 |
| — | CHAVANT CAPITAL ACQUISITN CO | 75,000 | $3,000 | 0.0% | $0.49 | — | *W EXP 99/99/999 | G2058L111 |
| CSSLQ | CHICKEN SOUP FOR THE SOUL EN | 50,000 | $3,000 | 0.0% | $0.06 | — | *W EXP 10/22/202 | 16842Q134 |
| — | GENESIS UNICORN CAPITAL CORP | 42,000 | $3,000 | 0.0% | $0.14 | — | *W EXP 06/30/202 | 37187C118 |
| — | INDUSTRIAL HUMAN CAPITAL INC | 100,000 | $2,000 | 0.0% | $0.38 | — | *W EXP 11/27/202 | 45617P112 |
| — | GLORY STAR NEW MED GP HLDG L | 100,000 | $1,000 | 0.0% | $0.08 | — | *W EXP 02/13/202 | G39973113 |
| IGTAR | INCEPTION GROWTH ACQUSTN LTD | 10,000 | $1,000 | 0.0% | $0.20 | — | RIGHT 12/08/2026 | 45333D120 |