CIK: 0001597694 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 15, 2015
Total Value ($000): $385,247 (83.2% shares, 16.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Visa Inc | 1,200,000 | $78,492 | 20.4% | — | — | Put | 92826C959 |
| — | Actavis, Inc. Common Stock | 104,000 | $30,954 | 8.0% | — | — | Call | G0083B908 |
| — | Mylan Inc | 6,100,000 | $27,155 | 7.0% | $3502.97 | — | Note MYL 3 3/4 09/15/15 | 628530AJ6 |
| — | Apple Inc | 137,300 | $17,084 | 4.4% | — | — | Call | 37833900 |
| — | Twitter Inc | 310,000 | $15,525 | 4.0% | — | — | Put | 90184L952 |
| — | Merck & Co Inc | 256,000 | $14,715 | 3.8% | — | — | Call | 58933Y905 |
| — | AbbVie Inc | 250,000 | $14,635 | 3.8% | — | — | Call | 00287Y909 |
| — | General Electric Co | 500,000 | $12,405 | 3.2% | — | — | Call | 369604903 |
| — | Amazon.com Inc | 30,000 | $11,163 | 2.9% | — | — | Put | 23135956 |
| — | Google Inc | 20,000 | $10,960 | 2.8% | — | — | Call | 38259P906 |
| — | Teleflex Inc | 4,603,000 | $9,046 | 2.3% | $1.87 | — | Note TFX 3 7/8 08/01/17 | 879369AA4 |
| PSEC | Prospect Capital Corp | 1,048,806 | $8,862 | 2.3% | $2.36 | -4.6% | COM | 74348T102 |
| — | American Airlines Group Inc | 150,000 | $7,917 | 2.1% | — | — | Call | 02376R902 |
| — | Apple Inc | 53,146 | $6,613 | 1.7% | $45029.70 | — | COM | 37833100 |
| — | FireEye Inc | 167,134 | $6,560 | 1.7% | $39.25 | — | COM | 31816Q101 |
| — | Tesla Motors Inc | 7,000,000 | $5,913 | 1.5% | $230.20 | — | Note TSLA 1 1/4 03/01/21 | 88160RAC5 |
| — | Micron Technology Inc | 200,000 | $5,426 | 1.4% | — | — | Call | 595112903 |
| — | Sandisk Corp | 5,015,000 | $5,038 | 1.3% | $1.00 | — | Note SNDK 0 1/2 10/15/20 | 80004CAF8 |
| — | Caterpillar Inc | 60,000 | $4,802 | 1.2% | — | — | Put | 149123951 |
| — | Keurig Green Mountain Inc | 42,000 | $4,694 | 1.2% | — | — | Put | 49271M950 |
| — | Acorda Therapeutics Inc | 4,567,000 | $4,661 | 1.2% | $1.11 | — | Note ACOR 1 3/4 06/15/21 | 00484MAA4 |
| — | Halliburton Co | 100,000 | $4,388 | 1.1% | — | — | Call | 406216901 |
| — | Sunpower Corp | 3,040,000 | $4,262 | 1.1% | $1.50 | — | Note SPWR 0 3/4 06/01/18 | 867652AG4 |
| — | Apple Inc | 32,000 | $3,981 | 1.0% | — | — | Put | 37833950 |
| — | Keurig Green Mountain Inc | 33,800 | $3,777 | 1.0% | — | — | Call | 49271M900 |
| — | Twitter Inc | 64,895 | $3,250 | 0.8% | $10374.81 | — | COM | 90184L102 |
| — | Facebook Inc | 38,000 | $3,124 | 0.8% | — | — | Call | 30303M902 |
| — | Amazon.com Inc | 8,000 | $2,977 | 0.8% | — | — | Call | 23135906 |
| — | Mobileye NV | 68,939 | $2,898 | 0.8% | $42.04 | — | COM | N51488117 |
| — | Stillwater Mining Compan | 2,529,000 | $2,883 | 0.7% | $1.24 | — | Note SWC 1 3/4 10/15/32 | 86074QAL6 |
| — | Applied Materials Inc | 125,000 | $2,820 | 0.7% | $22.56 | — | COM | 38222105 |
| — | Intrexon Corp | 60,000 | $2,722 | 0.7% | $45.37 | — | COM | 46122T102 |
| BABA | Alibaba Group Holding Ltd | 32,000 | $2,664 | 0.7% | $83.25 | — | ADR | 01609W102 |
| — | General Electric Co | 101,000 | $2,506 | 0.7% | $24.81 | — | COM | 369604103 |
| — | Tableau Software Inc | 25,000 | $2,313 | 0.6% | — | — | Call | 87336U905 |
| — | Applied Materials Inc | 100,000 | $2,256 | 0.6% | — | — | Call | 38222905 |
| — | Bank of America Corp | 143,000 | $2,201 | 0.6% | $7853.85 | — | COM | 60505104 |
| TSLA | Tesla Motors Inc | 10,345 | $1,953 | 0.5% | $13.43 | +0.5% | COM | 88160R101 |
| GILD | Gilead Sciences Inc | 17,900 | $1,757 | 0.5% | $70.55 | 0.0% | COM | 375558103 |
| — | Bed Bath & Beyond Inc | 22,400 | $1,720 | 0.4% | $72.42 | — | COM | 75896100 |
| — | Splunk Inc | 27,500 | $1,628 | 0.4% | $55.71 | — | COM | 848637104 |
| — | Allscripts Healthcare So | 1,500,000 | $1,474 | 0.4% | $0.98 | — | Note MDRX 1 1/4 07/01/20 | 01988PAD0 |
| MU | Micron Technology Inc | 52,000 | $1,411 | 0.4% | $29.05 | +0.4% | COM | 595112103 |
| — | Costco Wholesale Corp | 9,000 | $1,363 | 0.4% | — | — | Put | 22160K955 |
| — | Tesla Motors Inc | 7,000 | $1,321 | 0.3% | — | — | Put | 88160R951 |
| — | Tableau Software Inc | 14,100 | $1,305 | 0.3% | $72.66 | — | COM | 87336U105 |
| — | NXP Semiconductor NB | 1,000,000 | $1,191 | 0.3% | $1.03 | — | Note NXPI 1 12/01/19 | N6596XAA7 |
| — | Gilead Sciences Inc | 276,000 | $1,188 | 0.3% | $4.68 | — | Note GILD 1 5/8 05/01/16 | 375558AP8 |
| — | Bed Bath & Beyond Inc | 15,000 | $1,152 | 0.3% | — | — | Call | 75896900 |
| CRM | Salesforce.com inc | 16,500 | $1,102 | 0.3% | $60.92 | +0.6% | COM | 79466L302 |
| — | Barrick Gold Corp | 100,000 | $1,096 | 0.3% | — | — | Call | 67901908 |
| MGM | MGM Resorts International | 51,000 | $1,073 | 0.3% | $20.52 | -3.6% | COM | 552953101 |
| — | Twitter Inc | 20,000 | $1,002 | 0.3% | — | — | Call | 90184L902 |
| — | Chesapeake Energy Corp | 1,000,000 | $908 | 0.2% | $0.91 | — | Note CHK 2 1/4 12/15/38 | 165167CB1 |
| — | Facebook Inc | 10,000 | $822 | 0.2% | — | — | Put | 30303M952 |
| — | Whiting Petroleum Corp | 25,800 | $797 | 0.2% | $30.89 | — | COM | 966387102 |
| — | Bed Bath & Beyond Inc | 10,000 | $768 | 0.2% | — | — | Put | 75896950 |
| MET | MetLife Inc | 15,000 | $758 | 0.2% | $31.10 | +0.4% | COM | 59156R108 |
| — | QUALCOMM Inc | 10,000 | $693 | 0.2% | — | — | Call | 747525903 |
| — | Microchip Technology Inc | 336,000 | $657 | 0.2% | $1912.20 | — | Note MCHP 2 1/8 12/15/37 | 595017AB0 |
| META | Facebook Inc | 7,000 | $576 | 0.1% | $66.22 | +17.5% | COM | 30303M102 |
| QCOM | QUALCOMM Inc | 7,600 | $527 | 0.1% | $51.66 | 0.0% | COM | 747525103 |
| — | 3D Systems Corp | 18,000 | $493 | 0.1% | — | — | Call | 88554D905 |
| ROYTL | Pacific Coast Oil Trust | 119,363 | $457 | 0.1% | $1097.65 | — | COM | 694103102 |
| — | Microsoft Corp | 10,000 | $406 | 0.1% | — | — | Call | 594918904 |
| — | Medley Capital Corp | 40,583 | $371 | 0.1% | $7125.31 | — | COM | 58503F106 |
| — | THL Credit Inc | 28,985 | $356 | 0.1% | $14000.00 | — | COM | 872438106 |
| RMBS | Rambus Inc | 24,982 | $314 | 0.1% | $9.56 | +23.0% | COM | 750917106 |
| — | SanDisk Corp | 4,500 | $286 | 0.1% | $63.56 | — | COM | 80004C101 |
| — | Yahoo! Inc | 6,000 | $267 | 0.1% | $44.50 | — | COM | 984332106 |
| — | Nuance Communications | 255,000 | $253 | 0.1% | $0.99 | — | Note NUAN 2 3/4 11/01/31 | 67020YAF7 |
| — | MetLife Inc | 5,000 | $253 | 0.1% | — | — | Call | 59156R908 |
| — | Fifth Street Finance Corp | 33,143 | $242 | 0.1% | $9460.00 | — | COM | 31678A103 |
| — | Yahoo! Inc | 5,000 | $222 | 0.1% | — | — | Call | 984332906 |
| — | Oasis Petroleum Inc | 15,000 | $213 | 0.1% | $14.20 | — | COM | 674215108 |
| EBAY | eBay Inc | 3,000 | $173 | 0.0% | $20.54 | +3.3% | COM | 278642103 |
| — | Micron Technology Inc | 5,000 | $136 | 0.0% | — | — | Put | 595112953 |
| — | Teva Pharm Fin Co Llc | 90,000 | $134 | 0.0% | $1.49 | — | Note TEVA 0 1/4 02/01/26 | 88163VAE9 |
| CHMI | Cherry Hill Mortgage Investmen | 6,867 | $121 | 0.0% | $20049.98 | — | REIT | 164651101 |
| — | Medidata Solutions Inc | 2,100 | $103 | 0.0% | $49.05 | — | COM | 58471A105 |
| — | Rambus Inc | 7,600 | $96 | 0.0% | — | — | Put | 750917956 |
| SCM | Stellus Capital Investment Cor | 7,015 | $85 | 0.0% | $13.93 | -12.3% | COM | 858568108 |
| PFLT | PennantPark Floating Rate Capi | 5,559 | $78 | 0.0% | $4.30 | +5.9% | COM | 70806A106 |
| — | VirnetX Holding Corp | 11,224 | $68 | 0.0% | $1928.66 | — | COM | 92823T108 |
| HRZN | Horizon Technology Finance Cor | 4,387 | $61 | 0.0% | $3.61 | +10.5% | COM | 44045A102 |
| — | Petroleo Brasileiro SA | 10,000 | $60 | 0.0% | — | — | Call | 71654V908 |
| — | TiVo Inc | 5,000 | $53 | 0.0% | — | — | Call | 888706908 |
| PBT | Permian Basin Royalty Trust | 5,100 | $41 | 0.0% | $12574.48 | — | COM | 714236106 |
| — | KCAP Financial Inc | 3,100 | $21 | 0.0% | $8660.00 | — | COM | 48668E101 |