Location: London, United Kingdom
CIK: 0001597694 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 4, 2015
Total Value: $379M (73.2% shares, 26.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Apple Inc | 317,600 | $35.06M | 9.2% | $110.38 | $45029.70 | — | COM | 37833100 |
| — | General Motors Co | 1,000,000 | $34.91M | 9.2% | $34.91 | — | — | Call | 37045V900 |
| — | MYLAN INC | 7,098,000 | $30.04M | 7.9% | $4.23 | $3502.97 | — | Note MYL 3 3/4 09/15/15 | 628530AJ6 |
| — | ACTAVIS INC | 100,000 | $25.74M | 6.8% | $257.41 | — | — | Call | G0083B908 |
| — | Gilead Sciences Inc | 200,000 | $18.85M | 5.0% | $94.26 | — | — | Call | 375558903 |
| — | AngloGold Ashanti Ltd | 1,751,800 | $15.24M | 4.0% | $8.70 | — | — | Call | 35128906 |
| — | Keurig Green Mountain Inc | 90,000 | $11.92M | 3.1% | $132.40 | — | — | Put | 49271M950 |
| — | GILEAD SCIENCES INC | 2,697,000 | $11.17M | 2.9% | $4.14 | $4.68 | — | Note GILD 1 5/8 05/01/16 | 375558AP8 |
| — | TESLA MOTORS INC | 6,000,000 | $11.12M | 2.9% | $1.85 | $1265.49 | — | Note TSLA 1 1/2 06/01/18 | 88160RAA9 |
| — | MICROCHIP TECHNOLOGY INC | 5,000,000 | $8.928M | 2.4% | $1.79 | $1912.20 | — | Note MCHP 2 1/8 12/15/37 | 595017AB0 |
| — | Apple Inc | 80,000 | $8.831M | 2.3% | $110.39 | — | — | Put | 37833950 |
| — | Micron Technology Inc | 230,000 | $8.052M | 2.1% | $35.01 | — | — | Call | 595112903 |
| — | Facebook Inc | 100,000 | $7.802M | 2.1% | $78.02 | — | — | Put | 30303M952 |
| — | Caterpillar Inc | 80,000 | $7.323M | 1.9% | $91.54 | — | — | Put | 149123951 |
| — | Twitter Inc | 190,000 | $6.815M | 1.8% | $35.87 | — | — | Call | 90184L902 |
| — | Barrick Gold Corp | 600,000 | $6.45M | 1.7% | $10.75 | — | — | Call | 67901908 |
| — | STILLWATER MINING COMPAN | 5,149,000 | $6.389M | 1.7% | $1.24 | $1.24 | — | Note SWC 1 3/4 10/15/32 | 86074QAL6 |
| V | Visa Inc | 23,222 | $6.089M | 1.6% | $262.21 * | $48.34 | +15.2% | Equity swap | 92826C839 |
| PSEC | Prospect Capital Corp | 723,706 | $5.978M | 1.6% | $8.26 * | $2.41 | -2.7% | COM | 74348T102 |
| — | Bed Bath & Beyond Inc | 77,400 | $5.896M | 1.6% | $76.18 | $72.42 | — | COM | 75896100 |
| SPY | SPDR S&P 500 ETF Trust | 25,000 | $5.139M | 1.4% | $205.56 | $205.56 | — | COM | 78462F103 |
| — | Powershares QQQ Trust Series 1 | 48,000 | $4.956M | 1.3% | $103.25 | — | — | Put | 73935A954 |
| HAL | Halliburton Co | 125,000 | $4.916M | 1.3% | $39.33 | $39.28 | 0.0% | COM | 406216101 |
| — | Tesla Motors Inc | 22,000 | $4.893M | 1.3% | $222.41 | — | — | Put | 88160R951 |
| — | TELEFLEX INC | 2,500,000 | $4.691M | 1.2% | $1.88 | $1.79 | — | Note TFX 3 7/8 08/01/17 | 879369AA4 |
| — | Bed Bath & Beyond Inc | 60,000 | $4.57M | 1.2% | $76.17 | — | — | Call | 75896900 |
| — | Twitter Inc | 115,140 | $4.131M | 1.1% | $35.88 | $10374.81 | — | COM | 90184L102 |
| — | UNITED STATES STEEL CORP | 3,000,000 | $3.731M | 1.0% | $1.24 | $624.16 | — | Note X 2 3/4 04/01/19 | 912909AH1 |
| — | SUNPOWER CORP | 3,000,000 | $3.678M | 1.0% | $1.23 | $1.50 | — | Note SPWR 0 3/4 06/01/18 | 867652AG4 |
| XLE | Energy Select Sector SPDR Fund | 45,000 | $3.562M | 0.9% | $79.16 | $79.16 | — | COM | 81369Y506 |
| — | TESLA MOTORS INC | 3,873,000 | $3.503M | 0.9% | $0.90 | $415.38 | — | Note TSLA 1 1/4 03/01/21 | 88160RAC5 |
| — | ACORDA THERAPEUTICS INC | 3,000,000 | $3.457M | 0.9% | $1.15 | $1.15 | — | Note ACOR 1 3/4 06/15/21 | 00484MAA4 |
| — | 3D Systems Corp | 88,400 | $2.906M | 0.8% | $32.87 | — | — | Call | 88554D905 |
| — | MEDICINES COMPANY | 2,487,000 | $2.896M | 0.8% | $1.16 | $1.16 | — | Note MDCO 1 3/8 06/01/17 | 584688AC9 |
| META | Facebook Inc | 34,000 | $2.653M | 0.7% | $78.03 * | $66.22 | +14.6% | COM | 30303M102 |
| — | Amazon.com Inc | 8,000 | $2.483M | 0.7% | $310.38 | — | — | Put | 23135956 |
| — | REDWOOD TRUST INC | 2,441,000 | $2.411M | 0.6% | $0.99 | $378.31 | — | Note RWT 4 5/8 04/15/18 | 758075AB1 |
| — | Facebook Inc | 30,000 | $2.341M | 0.6% | $78.03 | — | — | Call | 30303M902 |
| — | MEDIDATA SOLUTIONS INC | 2,000,000 | $2.216M | 0.6% | $1.11 | $1.09 | — | Note MDSO 1 08/01/18 | 58471AAB1 |
| — | Apple Inc | 20,000 | $2.208M | 0.6% | $110.40 | — | — | Call | 37833900 |
| IDCC | InterDigital Inc/PA | 41,600 | $2.201M | 0.6% | $52.91 * | $34.90 | +38.0% | COM | 45867G101 |
| MGM | MGM Resorts International | 101,000 | $2.159M | 0.6% | $21.38 * | $20.52 | 0.0% | COM | 552953101 |
| — | AMERICAN REALTY CAP PROP | 2,000,000 | $1.853M | 0.5% | $0.93 | $717.78 | — | Note ARCP 3 08/01/18 | 02917TAA2 |
| — | salesforce.com inc | 30,000 | $1.779M | 0.5% | $59.30 | — | — | Call | 79466L902 |
| HST | Host Hotels & Resorts Inc | 74,300 | $1.766M | 0.5% | $23.77 * | $14.47 | 0.0% | COM | 44107P104 |
| — | ELECTRONIC ARTS INC | 1,035,000 | $1.558M | 0.4% | $1.51 | $909.54 | — | Note EA 0 3/4 07/15/16 | 285512AA7 |
| TSLA | Tesla Motors Inc | 6,950 | $1.546M | 0.4% | $222.45 * | $13.39 | +16.7% | Equity swap | 88160R101 |
| — | NXP SEMICONDUCTOR NV | 1,500,000 | $1.538M | 0.4% | $1.03 | $1.03 | — | Note NXPI 1 12/01/19 | N6596XAA7 |
| — | Splunk Inc | 25,000 | $1.474M | 0.4% | $58.96 | $55.36 | — | COM | 848637104 |
| — | CTRIP.COM INTER LTD. | 1,500,000 | $1.462M | 0.4% | $0.97 | $0.97 | — | Note CTRP 1 1/4 10/15/18 | 22943FAD2 |
| — | Tableau Software Inc | 16,500 | $1.399M | 0.4% | $84.79 | $72.66 | — | COM | 87336U105 |
| — | Bank of America Corp | 78,000 | $1.395M | 0.4% | $17.88 | $14385.89 | — | COM | 60505104 |
| — | Bank of America Corp | 70,000 | $1.253M | 0.3% | $17.90 | — | — | Put | 60505954 |
| MET | MetLife Inc | 20,900 | $1.13M | 0.3% | $54.07 * | $31.10 | +5.4% | COM | 59156R108 |
| — | Citigroup Inc | 20,000 | $1.082M | 0.3% | $54.10 | — | — | Call | 172967904 |
| — | InterDigital Inc/PA | 20,000 | $1.058M | 0.3% | $52.90 | — | — | Call | 45867G901 |
| — | Toll Brothers Inc | 30,000 | $1.028M | 0.3% | $34.27 | — | — | Call | 889478903 |
| — | Cree Inc | 30,500 | $983K | 0.3% | $32.23 | $32.23 | — | COM | 225447101 |
| — | Liberty Media Corp | 20,800 | $734K | 0.2% | $35.29 | $23263.95 | — | COM | 531229102 |
| — | AMAG PHARMACEUTICALS INC | 350,000 | $585K | 0.2% | $1.67 | $1.67 | — | Note AMAG 2 1/2 02/15/19 | 00163UAA4 |
| — | Citigroup Inc | 10,000 | $541K | 0.1% | $54.10 | — | — | Put | 172967954 |
| — | KINDER MORGAN INC | 125,000 | $533K | 0.1% | $4.26 | $4.26 | — | COM | 49456B119 |
| — | Keurig Green Mountain Inc | 4,000 | $530K | 0.1% | $132.50 | $132.50 | — | COM | 49271M100 |
| — | eBay Inc | 8,000 | $449K | 0.1% | $56.13 | — | — | Call | 278642903 |
| — | VirnetX Holding Corp | 80,000 | $439K | 0.1% | $5.49 | — | — | Put | 92823T958 |
| COST | Costco Wholesale Corp | 3,000 | $425K | 0.1% | $141.67 * | $92.59 | +18.2% | COM | 22160K105 |
| — | COLONY FINANCIAL INC | 400,000 | $408K | 0.1% | $1.02 | $1.02 | — | Note CLNY 3 7/8 01/15/21 | 19624RAB2 |
| — | Ryland Group Inc/The | 9,000 | $347K | 0.1% | $38.56 | $4098.07 | — | COM | 783764103 |
| — | THL Credit Inc | 28,985 | $341K | 0.1% | $11.76 | $14000.00 | — | COM | 872438106 |
| — | BlackRock Kelso Capital Corp | 40,000 | $328K | 0.1% | $8.20 | $9110.00 | — | COM | 92533108 |
| — | KCAP Financial Inc | 47,000 | $321K | 0.1% | $6.83 | $8660.00 | — | COM | 48668E101 |
| ARCC | Ares Capital Corp | 18,459 | $288K | 0.1% | $15.60 * | $5.65 | -2.8% | COM | 04010L103 |
| — | Fifth Street Finance Corp | 33,143 | $265K | 0.1% | $8.00 | $9460.00 | — | COM | 31678A103 |
| — | General Electric Co | 10,000 | $253K | 0.1% | $25.30 | — | — | Put | 369604953 |
| MU | Micron Technology Inc | 7,000 | $245K | 0.1% | $35.00 * | $28.29 | +14.2% | COM | 595112103 |
| RMBS | Rambus Inc | 19,982 | $222K | 0.1% | $11.11 | $9.01 | +25.8% | COM | 750917106 |
| — | Medley Capital Corp | 21,752 | $201K | 0.1% | $9.24 | $13285.87 | — | COM | 58503F106 |
| CHMI | Cherry Hill Mortgage Investmen | 7,167 | $133K | 0.0% | $18.56 | $20049.98 | — | COM | 164651101 |
| CRM | salesforce.com inc | 2,000 | $119K | 0.0% | $59.50 * | $58.25 | 0.0% | COM | 79466L302 |
| EBAY | eBay Inc | 2,000 | $112K | 0.0% | $56.00 * | $20.20 | 0.0% | COM | 278642103 |
| — | MetLife Inc | 2,000 | $108K | 0.0% | $54.00 | — | — | Put | 59156R958 |
| — | NUANCE COMMUNICATIONS | 100,000 | $100K | 0.0% | $1.00 | $0.99 | — | Note NUAN 2 3/4 11/01/31 | 67020YAF7 |
| — | AngloGold Ashanti Ltd | 10,700 | $93,000 | 0.0% | $8.69 | $8.69 | — | COM | 35128206 |
| — | VirnetX Holding Corp | 16,824 | $92,000 | 0.0% | $5.47 | $1928.66 | — | COM | 92823T108 |
| SCM | Stellus Capital Investment Cor | 7,015 | $83,000 | 0.0% | $11.83 * | $13.93 | -4.1% | COM | 858568108 |
| PFLT | PennantPark Floating Rate Capi | 5,559 | $76,000 | 0.0% | $13.67 * | $4.30 | +4.2% | COM | 70806A106 |
| — | 3D Systems Corp | 2,000 | $66,000 | 0.0% | $33.00 | — | — | Put | 88554D955 |
| — | Nicholas Financial Inc | 4,202 | $63,000 | 0.0% | $14.99 | $5026.09 | — | COM | 65373J209 |
| HRZN | Horizon Technology Finance Cor | 4,387 | $61,000 | 0.0% | $13.90 * | $3.61 | +7.3% | COM | 44045A102 |
| — | VirnetX Holding Corp | 10,000 | $55,000 | 0.0% | $5.50 | — | — | Call | 92823T908 |
| ROYTL | Pacific Coast Oil Trust | 10,000 | $51,000 | 0.0% | $5.10 | $13060.00 | — | COM | 694103102 |
| PBT | Permian Basin Royalty Trust | 4,500 | $43,000 | 0.0% | $9.56 | $14250.00 | — | COM | 714236106 |
| — | AG Mortgage Investment Trust I | 895 | $17,000 | 0.0% | $18.99 | $18930.00 | — | COM | 1228105 |
| — | Strategic Global Income Fund | 1,900 | $16,000 | 0.0% | $8.42 | $8.95 | — | COM | 862719101 |
| — | Full Circle Capital Corp | 835 | $4,000 | 0.0% | $4.79 | $7809.58 | — | COM | 359671104 |
| — | Arbor Realty Trust Inc | 355 | $2,000 | 0.0% | $5.63 | $6950.00 | — | COM | 38923108 |