CIK: 0001600151 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 12, 2016
Total Value ($000): $165,085 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | KEMPHARM INC | 987,111 | $19,604 | 11.9% | $19.86 | — | COM | 488445107 |
| BAC | BANK OF AMERICA CORPORATION | 911,681 | $15,344 | 9.3% | $12.03 | +12.7% | COM | 060505104 |
| — | FS INVT CORP | 1,014,830 | $9,123 | 5.5% | $10.48 | — | COM | 302635107 |
| AIG | AMERICAN INTL GROUP INC | 117,624 | $7,289 | 4.4% | $39.34 | +20.3% | COM NEW | 026874784 |
| AAPL | APPLE INC | 61,665 | $6,491 | 3.9% | $20.70 | +24.3% | COM | 037833100 |
| — | AMERICAN INTL GROUP INC | 194,660 | $4,625 | 2.8% | $20.78 | — | *W EXP 01/19/202 | 026874156 |
| GOOGL | ALPHABET INC | 5,649 | $4,395 | 2.7% | $36.73 | 0.0% | CAP STK CL A | 02079K305 |
| — | PROSHARES TR | 135,599 | $4,029 | 2.4% | $29.71 | — | ULTSHRT QQQ | 74348A426 |
| TOL | TOLL BROTHERS INC | 113,054 | $3,765 | 2.3% | $35.68 | 0.0% | COM | 889478103 |
| V | VISA INC | 47,175 | $3,658 | 2.2% | $70.87 | +1.8% | COM CL A | 92826C839 |
| F | FORD MTR CO DEL | 258,110 | $3,637 | 2.2% | $8.36 | -0.3% | COM PAR $0.01 | 345370860 |
| SPY | SPDR S&P 500 ETF TR | 17,231 | $3,513 | 2.1% | $202.37 | — | TR UNIT | 78462F103 |
| — | BARCLAYS BK PLC | 169,138 | $3,400 | 2.1% | $20.10 | — | IPATH S&P500 VIX | 06742E711 |
| EOG | EOG RES INC | 45,692 | $3,235 | 2.0% | $59.80 | 0.0% | COM | 26875P101 |
| OLN | OLIN CORP | 176,571 | $3,048 | 1.8% | $14.89 | -3.9% | COM PAR $1 | 680665205 |
| — | TAL INTL GROUP INC | 185,591 | $2,951 | 1.8% | $15.90 | — | COM | 874083108 |
| GS | GOLDMAN SACHS GROUP INC | 15,074 | $2,717 | 1.6% | $151.30 | -0.1% | COM | 38141G104 |
| — | EATON VANCE RISK MNGD DIV EQ | 229,587 | $2,333 | 1.4% | $10.18 | — | COM | 27829G106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 15,758 | $2,081 | 1.3% | $123.30 | +8.8% | CL B NEW | 084670702 |
| ILMN | ILLUMINA INC | 10,705 | $2,055 | 1.2% | $182.32 | -11.5% | COM | 452327109 |
| — | BANK OF AMERICA CORPORATION | 331,670 | $1,930 | 1.2% | $6.39 | — | *W EXP 01/16/201 | 060505146 |
| — | TORTOISE MLP FD INC | 110,538 | $1,919 | 1.2% | $21.39 | — | COM | 89148B101 |
| — | LEGG MASON BW GLB INC OPP FD | 150,175 | $1,739 | 1.1% | $14.16 | — | COM | 52469B100 |
| — | GLOBAL NET LEASE INC | 202,706 | $1,612 | 1.0% | $8.90 | — | COM | 379378102 |
| — | DREYFUS STRATEGIC MUN BD FD | 193,853 | $1,564 | 0.9% | $7.96 | — | COM | 26202F107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 10,660 | $1,467 | 0.9% | $98.57 | -11.2% | COM | 459200101 |
| VV | VANGUARD INDEX FDS | 15,608 | $1,459 | 0.9% | $85.88 | — | LARGE CAP ETF | 922908637 |
| HYS | PIMCO ETF TR | 15,582 | $1,428 | 0.9% | $101.36 | — | 0-5 HIGH YIELD | 72201R783 |
| — | NUVEEN QUALITY PFD INC FD 3 | 165,037 | $1,401 | 0.8% | $8.23 | — | COM | 67072W101 |
| — | POWERSHARES ETF TR II | 35,290 | $1,361 | 0.8% | $37.27 | — | S&P500 LOW VOL | 73937B779 |
| — | BARRICK GOLD CORP | 167,556 | $1,237 | 0.7% | $9.92 | — | COM | 067901108 |
| CASY | CASEYS GEN STORES INC | 9,927 | $1,196 | 0.7% | $66.61 | +59.1% | COM | 147528103 |
| — | BARCLAYS BANK PLC | 43,377 | $1,151 | 0.7% | $25.37 | — | ADR PFD SR 5 | 06739H362 |
| BABA | ALIBABA GROUP HLDG LTD | 13,024 | $1,058 | 0.6% | $82.71 | — | SPONSORED ADS | 01609W102 |
| IVW | ISHARES | 8,489 | $983 | 0.6% | $101.08 | — | S&P 500 GRWT ETF | 464287309 |
| — | NEW YORK REIT INC | 78,340 | $901 | 0.5% | $10.59 | — | COM | 64976L109 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 4 | $791 | 0.5% | $173485.66 | +16.0% | CL A | 084670108 |
| AGG | ISHARES | 6,869 | $742 | 0.4% | $108.37 | — | CORE TOTUSBD ETF | 464287226 |
| — | SELECT INCOME REIT | 36,975 | $733 | 0.4% | $23.58 | — | COM SH BEN INT | 81618T100 |
| — | SPDR SERIES TRUST | 29,346 | $715 | 0.4% | $24.28 | — | NUVN BRCLY MUNI | 78464A458 |
| XHR | XENIA HOTELS & RESORTS INC | 46,213 | $708 | 0.4% | $22.56 | — | COM | 984017103 |
| XLP | SELECT SECTOR SPDR TR | 13,996 | $707 | 0.4% | $50.51 | — | SBI CONS STPLS | 81369Y308 |
| ICF | ISHARES TR | 6,935 | $688 | 0.4% | $93.16 | — | COHEN&STEER REIT | 464287564 |
| USMV | ISHARES TR | 15,670 | $655 | 0.4% | $41.80 | — | USA MIN VOL ETF | 46429B697 |
| — | BLACKROCK INTL GRWTH & INC T | 103,975 | $649 | 0.4% | $6.11 | — | COM BENE INTER | 092524107 |
| VOO | VANGUARD INDEX FDS | 3,409 | $637 | 0.4% | $181.02 | — | S&P 500 ETF SHS | 922908363 |
| PFF | ISHARES | 16,395 | $637 | 0.4% | $39.27 | — | U.S. PFD STK ETF | 464288687 |
| NG | NOVAGOLD RES INC | 150,377 | $633 | 0.4% | $2.33 | +65.0% | COM NEW | 66987E206 |
| — | DEL TACO RESTAURANTS INC | 58,145 | $619 | 0.4% | $14.00 | — | COM | 245496104 |
| CSCO | CISCO SYS INC | 22,479 | $610 | 0.4% | $16.70 | +20.7% | COM | 17275R102 |
| IJK | ISHARES TR | 3,625 | $583 | 0.4% | $169.38 | — | S&P MC 400GR ETF | 464287606 |
| HTLD | HEARTLAND EXPRESS INC | 33,446 | $569 | 0.3% | $16.39 | +17.0% | COM | 422347104 |
| — | CLOUGH GLOBAL EQUITY FD | 45,292 | $568 | 0.3% | $12.66 | — | COM | 18914C100 |
| BSV | VANGUARD BD INDEX FD INC | 6,921 | $551 | 0.3% | $80.01 | — | SHORT TRM BOND | 921937827 |
| TIP | ISHARES | 5,015 | $550 | 0.3% | $110.43 | — | TIPS BD ETF | 464287176 |
| ABBV | ABBVIE INC | 8,919 | $528 | 0.3% | $38.85 | -2.3% | COM | 00287Y109 |
| BIV | VANGUARD BD INDEX FD INC | 6,298 | $523 | 0.3% | $81.75 | — | INTERMED TERM | 921937819 |
| — | RETAIL PPTYS AMER INC | 33,610 | $496 | 0.3% | $12.68 | — | CL A | 76131V202 |
| — | UBS AG LONDON BRH | 31,975 | $491 | 0.3% | $24.63 | — | ETRACS MTH 2XLV | 90270L842 |
| — | COHEN & STEERS INFRASTRUCTUR | 25,005 | $477 | 0.3% | $19.09 | — | COM | 19248A109 |
| AMZN | AMAZON COM INC | 703 | $475 | 0.3% | $20.90 | +50.8% | COM | 023135106 |
| MUB | ISHARES | 4,181 | $463 | 0.3% | $110.17 | — | NAT AMT FREE BD | 464288414 |
| IXJ | ISHARES | 4,256 | $437 | 0.3% | $87.15 | — | GLOB HLTHCRE ETF | 464287325 |
| JPM | JPMORGAN CHASE & CO | 6,573 | $434 | 0.3% | $39.70 | +25.1% | COM | 46625H100 |
| AEM | AGNICO EAGLE MINES LTD | 16,396 | $431 | 0.3% | $20.45 | +11.0% | COM | 008474108 |
| PG | PROCTOR & GAMBLE CO | 5,334 | $424 | 0.3% | $59.02 | -1.8% | COM | 742718109 |
| ABT | ABBOTT LABS | 8,934 | $401 | 0.2% | $37.42 | -2.3% | COM | 002824100 |
| — | WESTERN ASSET EMRG MKT DEBT | 28,720 | $394 | 0.2% | $13.34 | — | COM | 95766A101 |
| VEU | VANGUARD INTL EQUITY INDEX F | 9,078 | $394 | 0.2% | $50.64 | — | ALLWRLD EX US | 922042775 |
| VYM | VANGUARD WHITEHALL FDS INC | 5,858 | $391 | 0.2% | $66.75 | — | HIGH DIV YLD | 921946406 |
| — | POWERSHARES QQQ TRUST | 3,475 | $389 | 0.2% | $111.94 | — | UNIT SER 1 | 73935A104 |
| — | ADVENT CLAYMORE CV SECS & IN | 28,568 | $386 | 0.2% | $13.16 | — | COM | 00764C109 |
| — | INVESCO MUNI INCOME OPP TRST | 52,486 | $383 | 0.2% | $6.94 | — | COM | 46132X101 |
| — | NUVEEN PREM INCOME MUN FD 2 | 26,244 | $379 | 0.2% | $13.96 | — | COM | 67063W102 |
| XMVFX | BLACKROCK MUNIVEST FN INC | 36,862 | $378 | 0.2% | $9.78 | — | COM | 09253R105 |
| — | NUVEEN MUN ADVANTAGE FD INC | 27,054 | $375 | 0.2% | $13.57 | — | COM | 67062H106 |
| T | AT&T INC | 10,860 | $374 | 0.2% | $11.40 | +9.1% | COM | 00206R102 |
| — | CELGENE CORP | 3,107 | $372 | 0.2% | $128.79 | — | COM | 151020104 |
| AMGN | AMGEN INC | 2,290 | $372 | 0.2% | $113.30 | +2.8% | COM | 031162100 |
| IXN | ISHARES | 3,793 | $370 | 0.2% | $83.81 | — | GLOBAL TECH ETF | 464287291 |
| IWM | ISHARES TR | 3,178 | $358 | 0.2% | $112.65 | — | RUSSELL 2000 ETF | 464287655 |
| — | VEREIT INC | 45,072 | $357 | 0.2% | $7.72 | — | COM | 92339V100 |
| PNNT | PENNANTPARK INVT CORP | 56,824 | $351 | 0.2% | $2.67 | -27.4% | COM | 708062104 |
| VGK | VANGUARD INTL EQUITY INDEX F | 7,019 | $350 | 0.2% | $53.20 | — | FTSE EUROPE ETF | 922042874 |
| RWO | SPDR INDEX SHS FDS | 7,477 | $350 | 0.2% | $42.21 | — | DJ GLB RL ES ETF | 78463X749 |
| GOOG | ALPHABET INC | 439 | $333 | 0.2% | $35.61 | 0.0% | CAP STK CL C | 02079K107 |
| VZ | VERIZON COMMUNICATIONS INC | 7,149 | $330 | 0.2% | $27.20 | -1.0% | COM | 92343V104 |
| XOM | EXXON MOBIL CORP | 4,052 | $316 | 0.2% | $55.40 | -7.2% | COM | 30231G102 |
| XLK | SELECT SECTOR SPDR TR | 7,328 | $314 | 0.2% | $42.85 | — | TECHNOLOGY | 81369Y803 |
| IJH | ISHARES | 2,245 | $313 | 0.2% | $151.12 | — | CORE S&P MCP ETF | 464287507 |
| IGIB | ISHARES | 2,911 | $312 | 0.2% | $107.87 | — | INTERM CR BD ETF | 464288638 |
| VNQ | VANGUARD INDEX FDS | 3,795 | $303 | 0.2% | $79.84 | — | REIT ETF | 922908553 |
| IXG | ISHARES | 5,620 | $298 | 0.2% | $56.24 | — | GLOBAL FINLS ETF | 464287333 |
| DIS | DISNEY WALT CO | 2,820 | $296 | 0.2% | $99.99 | +2.2% | COM DISNEY | 254687106 |
| — | MEDLEY CAP CORP | 38,650 | $291 | 0.2% | $8.48 | — | COM | 58503F106 |
| — | COLUMBIA PPTY TR INC | 12,369 | $290 | 0.2% | $24.72 | — | COM NEW | 198287203 |
| TBT | PROSHARES TR | 6,544 | $288 | 0.2% | $60.60 | — | PSHS ULTSH 20YRS | 74347B201 |
| MSFT | MICROSOFT CORP | 5,051 | $280 | 0.2% | $45.92 | 0.0% | COM | 594918104 |
| WFC | WELLS FARGO & CO NEW | 5,131 | $279 | 0.2% | $33.10 | +23.4% | COM | 949746101 |
| HRB | BLOCK H & R INC | 8,150 | $271 | 0.2% | $19.51 | +23.8% | COM | 093671105 |
| KRE | SPDR SERIES TRUST | 6,443 | $270 | 0.2% | $43.71 | — | S&P REGL BKG | 78464A698 |
| — | CLAYMORE EXCHANGE TRD FD TR | 5,379 | $268 | 0.2% | $49.98 | — | GUGG ENH SHT DUR | 18383M654 |
| — | RYDEX ETF TRUST | 3,479 | $267 | 0.2% | $74.07 | — | GUG S&P500 EQ WT | 78355W106 |
| — | TIER REIT INC | 17,863 | $263 | 0.2% | $14.73 | — | COM NEW | 88650V208 |
| RIGS | ALPS ETF TR | 10,885 | $263 | 0.2% | $24.10 | — | RIVRFRNT STR INC | 00162Q783 |
| GRBK | GREEN BRICK PARTNERS INC | 35,442 | $255 | 0.2% | $7.19 | +23.6% | COM | 392709101 |
| JNJ | JOHNSON & JOHNSON | 2,443 | $251 | 0.2% | $72.80 | +4.3% | COM | 478160104 |
| — | ANNALY CAP MGMT INC | 26,751 | $251 | 0.2% | $10.13 | — | COM | 035710409 |
| — | STAMPS COM INC | 2,220 | $243 | 0.1% | $109.46 | — | COM NEW | 852857200 |
| — | SPIRIT RLTY CAP INC NEW | 22,555 | $226 | 0.1% | $9.93 | — | COM | 84860W102 |
| PFG | PRINCIPAL FINL GROUP INC | 4,994 | $225 | 0.1% | $33.45 | 0.0% | COM | 74251V102 |
| VB | VANGUARD INDEX FDS | 2,029 | $225 | 0.1% | $108.17 | — | SMALL CP ETF | 922908751 |
| PEP | PEPSICO INC | 2,196 | $219 | 0.1% | $69.51 | +5.7% | COM | 713448108 |
| — | DU PONT E I DE NEMOURS & CO | 3,270 | $218 | 0.1% | $66.67 | — | COM | 263534109 |
| USB | US BANCORP DEL | 5,110 | $218 | 0.1% | $25.40 | +16.5% | COM NEW | 902973304 |
| NFLX | NETFLIX INC | 1,855 | $212 | 0.1% | $11.43 | 0.0% | COM | 64110L106 |
| DE | DEERE & CO | 2,726 | $208 | 0.1% | $70.85 | -8.2% | COM | 244199105 |
| PFE | PFIZER INC | 6,446 | $208 | 0.1% | $20.38 | 0.0% | COM | 717081103 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,028 | $208 | 0.1% | $46.69 | 0.0% | COM | 110122108 |
| — | UBS AG LONDON BRH | 12,950 | $207 | 0.1% | $20.87 | — | 2X LEV LNG LKD | 90267B765 |
| — | SHIP FINANCE INTERNATIONAL L | 11,050 | $183 | 0.1% | $16.34 | — | SHS | G81075106 |
| — | GLOBAL X FDS | 17,081 | $177 | 0.1% | $10.36 | — | GLBL X MLP ETF | 37950E473 |
| — | NORTHSTAR REALTY EUROPE CORP | 13,623 | $161 | 0.1% | $11.82 | — | COM | 66706L101 |
| PSEC | PROSPECT CAPITAL CORPORATION | 20,900 | $146 | 0.1% | $2.31 | -8.9% | COM | 74348T102 |
| — | ISHARES GOLD TRUST | 12,043 | $123 | 0.1% | $10.21 | — | ISHARES | 464285105 |
| — | INVESCO DYNAMIC CR OPP FD | 10,061 | $106 | 0.1% | $12.71 | — | COM | 46132R104 |
| PSLV | SPROTT PHYSICAL SILVER TR | 18,800 | $99 | 0.1% | $8.46 | — | TR UNIT | 85207K107 |
| SALM | SALEM COMMUNICATIONS CORP DE | 18,297 | $91 | 0.1% | $8.60 | -32.8% | CL A | 794093104 |
| CWST | CASELLA WASTE SYS INC | 15,000 | $90 | 0.1% | $5.25 | +19.2% | CL A | 147448104 |
| STKL | SUNOPTA INC | 12,050 | $82 | 0.0% | $9.81 | -36.9% | COM | 8676EP108 |
| — | LIBERATOR MEDICAL HLDGS INC | 22,000 | $73 | 0.0% | $3.91 | — | COM | 53012L108 |
| — | WPX ENERGY INC | 12,013 | $69 | 0.0% | $5.74 | — | COM | 98212B103 |
| — | ADVENT CLAY CONV SEC INC FD | 11,157 | $62 | 0.0% | $5.56 | — | COM | 007639107 |
| — | FIVE STAR QUALITY CARE INC | 13,595 | $43 | 0.0% | $4.12 | — | COM | 33832D106 |
| — | RCS CAP CORP | 29,992 | $9 | 0.0% | $8.34 | — | COM CL A | 74937W102 |
| — | GREENHUNTER RES INC | 31,000 | $3 | 0.0% | $0.63 | — | COM | 39530A104 |
| — | SANDRIDGE ENERGY INC | 10,394 | $2 | 0.0% | $0.29 | — | COM | 80007P307 |