CIK: 0001600151 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 13, 2015
Total Value ($000): $128,003 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BAC | BANK OF AMERICA CORPORATION | 1,067,224 | $16,627 | 13.0% | $12.03 | +11.7% | COM | 060505104 |
| AIG | AMERICAN INTL GROUP INC | 169,275 | $9,618 | 7.5% | $39.34 | +19.9% | COM NEW | 026874784 |
| — | FS INVT CORP | 997,960 | $9,301 | 7.3% | $10.50 | — | COM | 302635107 |
| AAPL | APPLE INC | 80,847 | $8,917 | 7.0% | $20.70 | +27.0% | COM | 037833100 |
| — | PROSHARES TR | 223,174 | $5,195 | 4.1% | $23.28 | — | PSHS ULSHT SP500 | 74347B300 |
| — | AMERICAN INTL GROUP INC | 189,812 | $4,309 | 3.4% | $20.71 | — | *W EXP 01/19/202 | 026874156 |
| SPY | SPDR S&P 500 ETF TR | 15,248 | $2,922 | 2.3% | $202.17 | — | TR UNIT | 78462F103 |
| — | GOOGLE INC | 3,841 | $2,452 | 1.9% | $549.74 | — | CL A | 38259P508 |
| DIS | DISNEY WALT CO | 21,833 | $2,231 | 1.7% | $99.99 | -0.3% | COM DISNEY | 254687106 |
| CME | CME GROUP INC | 23,289 | $2,160 | 1.7% | $56.80 | +11.1% | COM | 12572Q105 |
| DLR | DIGITAL RLTY TR INC | 30,649 | $2,002 | 1.6% | $40.61 | +10.8% | COM | 253868103 |
| — | EATON VANCE RISK MNGD DIV EQ | 204,789 | $1,966 | 1.5% | $10.18 | — | COM | 27829G106 |
| ILMN | ILLUMINA INC | 10,835 | $1,905 | 1.5% | $182.32 | +10.9% | COM | 452327109 |
| — | BANK OF AMERICA CORPORATION | 330,170 | $1,892 | 1.5% | $6.39 | — | *W EXP 01/16/201 | 060505146 |
| — | GLOBAL NET LEASE INC | 202,674 | $1,865 | 1.5% | $8.90 | — | COM | 379378102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 13,682 | $1,784 | 1.4% | $121.64 | +12.6% | CL B NEW | 084670702 |
| — | TORTOISE MLP FD INC | 87,305 | $1,599 | 1.2% | $22.46 | — | COM | 89148B101 |
| — | LEGG MASON BW GLB INC OPP FD | 124,971 | $1,451 | 1.1% | $14.68 | — | COM | 52469B100 |
| OLN | OLIN CORP | 83,573 | $1,405 | 1.1% | $15.54 | 0.0% | COM PAR $1 | 680665205 |
| VV | VANGUARD INDEX FDS | 14,844 | $1,307 | 1.0% | $85.49 | — | LARGE CAP ETF | 922908637 |
| — | NUVEEN QUALITY PFD INC FD 3 | 155,744 | $1,249 | 1.0% | $8.21 | — | COM | 67072W101 |
| HYS | PIMCO ETF TR | 13,104 | $1,240 | 1.0% | $103.20 | — | 0-5 HIGH YIELD | 72201R783 |
| — | DREYFUS STRATEGIC MUN BD FD | 157,720 | $1,232 | 1.0% | $7.93 | — | COM | 26202F107 |
| — | BARRICK GOLD CORP | 182,178 | $1,159 | 0.9% | $9.92 | — | COM | 067901108 |
| — | BARCLAYS BANK PLC | 44,120 | $1,141 | 0.9% | $25.37 | — | ADR PFD SR 5 | 06739H362 |
| IJH | ISHARES | 7,785 | $1,063 | 0.8% | $151.12 | — | CORE S&P MCP ETF | 464287507 |
| VOO | VANGUARD INDEX FDS | 5,996 | $1,054 | 0.8% | $181.02 | — | S&P 500 ETF SHS | 922908363 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,247 | $1,051 | 0.8% | $103.77 | -8.1% | COM | 459200101 |
| EFA | ISHARES TR | 18,227 | $1,045 | 0.8% | $64.16 | — | MSCI EAFE ETF | 464287465 |
| CASY | CASEYS GEN STORES INC | 10,006 | $1,030 | 0.8% | $66.61 | +44.2% | COM | 147528103 |
| — | NORTHSTAR RLTY FIN CORP | 81,954 | $1,012 | 0.8% | $12.82 | — | COM NEW | 66704R704 |
| — | NEW YORK REIT INC | 90,491 | $910 | 0.7% | $10.59 | — | COM | 64976L109 |
| — | DEL TACO RESTAURANTS INC | 59,645 | $835 | 0.7% | $14.00 | — | COM | 245496104 |
| XHR | XENIA HOTELS & RESORTS INC | 47,319 | $826 | 0.6% | $22.56 | — | COM | 984017103 |
| IVW | ISHARES | 7,585 | $818 | 0.6% | $99.32 | — | S&P 500 GRWT ETF | 464287309 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 4 | $781 | 0.6% | $173485.66 | +18.8% | CL A | 084670108 |
| BABA | ALIBABA GROUP HLDG LTD | 12,921 | $762 | 0.6% | $82.71 | — | SPONSORED ADS | 01609W102 |
| — | SELECT INCOME REIT | 37,903 | $721 | 0.6% | $23.58 | — | COM SH BEN INT | 81618T100 |
| HTLD | HEARTLAND EXPRESS INC | 33,446 | $667 | 0.5% | $16.39 | +24.9% | COM | 422347104 |
| AGG | ISHARES | 5,967 | $654 | 0.5% | $108.43 | — | CORE TOTUSBD ETF | 464287226 |
| — | POWERSHARES ETF TR II | 17,595 | $633 | 0.5% | $35.98 | — | S&P500 LOW VOL | 73937B779 |
| — | CLOUGH GLOBAL EQUITY FD | 47,227 | $598 | 0.5% | $12.66 | — | COM | 18914C100 |
| ICF | ISHARES TR | 6,410 | $594 | 0.5% | $92.67 | — | COHEN&STEER REIT | 464287564 |
| PFF | ISHARES | 15,376 | $594 | 0.5% | $39.30 | — | U.S. PFD STK ETF | 464288687 |
| IJK | ISHARES TR | 3,625 | $569 | 0.4% | $169.38 | — | S&P MC 400GR ETF | 464287606 |
| — | TIER REIT INC | 38,569 | $568 | 0.4% | $14.73 | — | COM NEW | 88650V208 |
| AMZN | AMAZON COM INC | 1,091 | $558 | 0.4% | $20.90 | +21.0% | COM | 023135106 |
| BSV | VANGUARD BD INDEX FD INC | 6,919 | $556 | 0.4% | $80.01 | — | SHORT TRM BOND | 921937827 |
| — | ISHARES TR | 447 | $555 | 0.4% | — | — | Put | 464287955 |
| NG | NOVAGOLD RES INC | 150,045 | $542 | 0.4% | $2.33 | +44.8% | COM NEW | 66987E206 |
| — | UNITED DEV FDG IV | 30,462 | $536 | 0.4% | $17.50 | — | COM | 910187103 |
| BIV | VANGUARD BD INDEX FD INC | 6,294 | $534 | 0.4% | $81.75 | — | INTERMED TERM | 921937819 |
| TIP | ISHARES | 4,785 | $530 | 0.4% | $110.46 | — | TIPS BD ETF | 464287176 |
| — | BLACKROCK INTL GRWTH & INC T | 85,255 | $518 | 0.4% | $6.08 | — | COM BENE INTER | 092524107 |
| — | UBS AG LONDON BRH | 33,075 | $513 | 0.4% | $24.63 | — | ETRACS MTH 2XLV | 90270L842 |
| — | COHEN & STEERS INFRASTRUCTUR | 26,036 | $497 | 0.4% | $19.09 | — | COM | 19248A109 |
| — | RETAIL PPTYS AMER INC | 34,681 | $489 | 0.4% | $12.68 | — | CL A | 76131V202 |
| ABBV | ABBVIE INC | 8,944 | $487 | 0.4% | $38.85 | +9.5% | COM | 00287Y109 |
| — | ADVENT CLAYMORE CV SECS & IN | 33,880 | $446 | 0.3% | $13.16 | — | COM | 00764C109 |
| CSCO | CISCO SYS INC | 16,190 | $425 | 0.3% | $15.36 | +27.4% | COM | 17275R102 |
| IXJ | ISHARES | 4,312 | $425 | 0.3% | $87.15 | — | GLOB HLTHCRE ETF | 464287325 |
| VGK | VANGUARD INTL EQUITY INDEX F | 8,192 | $403 | 0.3% | $53.20 | — | FTSE EUROPE ETF | 922042874 |
| VEU | VANGUARD INTL EQUITY INDEX F | 9,373 | $400 | 0.3% | $50.64 | — | ALLWRLD EX US | 922042775 |
| JPM | JPMORGAN CHASE & CO | 6,569 | $400 | 0.3% | $39.70 | +25.0% | COM | 46625H100 |
| — | SPDR SERIES TRUST | 11,157 | $398 | 0.3% | $40.63 | — | BRC HGH YLD BD | 78464A417 |
| PNNT | PENNANTPARK INVT CORP | 60,322 | $390 | 0.3% | $2.67 | -21.0% | COM | 708062104 |
| IXN | ISHARES | 4,298 | $387 | 0.3% | $83.81 | — | GLOBAL TECH ETF | 464287291 |
| RWO | SPDR INDEX SHS FDS | 8,541 | $386 | 0.3% | $42.21 | — | DJ GLB RL ES ETF | 78463X749 |
| GRBK | GREEN BRICK PARTNERS INC | 35,442 | $384 | 0.3% | $7.19 | +67.4% | COM | 392709101 |
| — | WESTERN ASSET EMRG MKT DEBT | 28,719 | $383 | 0.3% | $13.34 | — | COM | 95766A101 |
| PG | PROCTOR & GAMBLE CO | 5,293 | $381 | 0.3% | $59.02 | -4.6% | COM | 742718109 |
| AEM | AGNICO EAGLE MINES LTD | 14,692 | $372 | 0.3% | $20.19 | 0.0% | COM | 008474108 |
| MBB | ISHARES | 3,354 | $368 | 0.3% | $109.72 | — | MBS ETF | 464288588 |
| ABT | ABBOTT LABS | 8,959 | $360 | 0.3% | $37.42 | +3.7% | COM | 002824100 |
| — | VEREIT INC | 45,976 | $355 | 0.3% | $7.72 | — | COM | 92339V100 |
| — | INVESCO MUNI INCOME OPP TRST | 51,864 | $351 | 0.3% | $6.93 | — | COM | 46132X101 |
| — | NUVEEN MUN ADVANTAGE FD INC | 26,333 | $350 | 0.3% | $13.56 | — | COM | 67062H106 |
| XMVFX | BLACKROCK MUNIVEST FN INC | 36,138 | $347 | 0.3% | $9.77 | — | COM | 09253R105 |
| — | NUVEEN PREM INCOME MUN FD 2 | 24,700 | $337 | 0.3% | $13.93 | — | COM | 67063W102 |
| — | CELGENE CORP | 3,107 | $336 | 0.3% | $128.79 | — | COM | 151020104 |
| IXG | ISHARES | 6,476 | $333 | 0.3% | $56.24 | — | GLOBAL FINLS ETF | 464287333 |
| T | AT&T INC | 10,067 | $328 | 0.3% | $11.31 | +8.4% | COM | 00206R102 |
| AMGN | AMGEN INC | 2,290 | $317 | 0.2% | $113.30 | +2.6% | COM | 031162100 |
| IGIB | ISHARES | 2,911 | $316 | 0.2% | $107.87 | — | INTERM CR BD ETF | 464288638 |
| V | VISA INC | 4,528 | $315 | 0.2% | $58.71 | +13.1% | COM CL A | 92826C839 |
| VZ | VERIZON COMMUNICATIONS INC | 7,147 | $311 | 0.2% | $27.20 | -0.7% | COM | 92343V104 |
| TBT | PROSHARES TR | 7,134 | $309 | 0.2% | $60.60 | — | PSHS ULTSH 20YRS | 74347B201 |
| HRB | BLOCK H & R INC | 8,104 | $293 | 0.2% | $19.51 | +17.4% | COM | 093671105 |
| SHV | ISHARES TR | 2,618 | $289 | 0.2% | $110.39 | — | SHRT TRS BD ETF | 464288679 |
| — | COLUMBIA PPTY TR INC | 12,369 | $287 | 0.2% | $24.72 | — | COM NEW | 198287203 |
| XOM | EXXON MOBIL CORP | 3,723 | $277 | 0.2% | $55.76 | -12.0% | COM | 30231G102 |
| GS | GOLDMAN SACHS GROUP INC | 1,535 | $267 | 0.2% | $152.66 | +4.1% | COM | 38141G104 |
| KRE | SPDR SERIES TRUST | 6,408 | $264 | 0.2% | $43.71 | — | S&P REGL BKG | 78464A698 |
| — | DIREXION SHS ETF TR | 3,986 | $264 | 0.2% | $70.94 | — | ALL CP INSIDER | 25459Y769 |
| — | ANNALY CAP MGMT INC | 26,751 | $264 | 0.2% | $10.13 | — | COM | 035710409 |
| — | GOOGLE INC | 430 | $262 | 0.2% | $609.30 | — | CL C | 38259P706 |
| — | MEDLEY CAP CORP | 35,050 | $261 | 0.2% | $8.58 | — | COM | 58503F106 |
| RIGS | ALPS ETF TR | 10,787 | $260 | 0.2% | $24.10 | — | RIVRFRNT STR INC | 00162Q783 |
| — | CLAYMORE EXCHANGE TRD FD TR | 5,101 | $255 | 0.2% | $49.99 | — | GUGG ENH SHT DUR | 18383M654 |
| DHR | DANAHER CORP DEL | 2,953 | $252 | 0.2% | $31.39 | +14.7% | COM | 235851102 |
| MUB | ISHARES | 2,234 | $245 | 0.2% | $109.67 | — | NAT AMT FREE BD | 464288414 |
| — | SPDR SERIES TRUST | 9,621 | $232 | 0.2% | $24.11 | — | NUVN BRCLY MUNI | 78464A458 |
| VB | VANGUARD INDEX FDS | 2,117 | $229 | 0.2% | $108.17 | — | SMALL CP ETF | 922908751 |
| WFC | WELLS FARGO & CO NEW | 4,412 | $227 | 0.2% | $31.84 | +29.0% | COM | 949746101 |
| — | UBS AG LONDON BRH | 13,950 | $217 | 0.2% | $20.87 | — | 2X LEV LNG LKD | 90267B765 |
| — | SHIP FINANCE INTERNATIONAL L | 13,317 | $216 | 0.2% | $16.34 | — | SHS | G81075106 |
| — | RYDEX ETF TRUST | 2,936 | $216 | 0.2% | $73.57 | — | GUG S&P500 EQ WT | 78355W106 |
| USB | US BANCORP DEL | 5,104 | $209 | 0.2% | $25.40 | +17.3% | COM NEW | 902973304 |
| JNJ | JOHNSON & JOHNSON | 2,217 | $207 | 0.2% | $72.48 | 0.0% | COM | 478160104 |
| — | SPIRIT RLTY CAP INC NEW | 22,488 | $206 | 0.2% | $9.93 | — | COM | 84860W102 |
| PEP | PEPSICO INC | 2,176 | $205 | 0.2% | $69.51 | 0.0% | COM | 713448108 |
| DE | DEERE & CO | 2,726 | $202 | 0.2% | $70.85 | +3.5% | COM | 244199105 |
| PSEC | PROSPECT CAPITAL CORPORATION | 21,900 | $156 | 0.1% | $2.31 | -9.6% | COM | 74348T102 |
| F | FORD MTR CO DEL | 10,436 | $142 | 0.1% | $8.93 | -8.7% | COM PAR $0.01 | 345370860 |
| — | INVESCO DYNAMIC CR OPP FD | 11,405 | $121 | 0.1% | $12.71 | — | COM | 46132R104 |
| — | STANDARD PAC CORP NEW | 13,863 | $111 | 0.1% | $8.89 | — | COM | 85375C101 |
| SALM | SALEM COMMUNICATIONS CORP DE | 18,062 | $111 | 0.1% | $8.64 | -29.4% | CL A | 794093104 |
| PSLV | SPROTT PHYSICAL SILVER TR | 18,800 | $107 | 0.1% | $8.46 | — | TR UNIT | 85207K107 |
| CWST | CASELLA WASTE SYS INC | 15,000 | $87 | 0.1% | $5.25 | +16.5% | CL A | 147448104 |
| STKL | SUNOPTA INC | 17,050 | $83 | 0.1% | $9.81 | -7.5% | COM | 8676EP108 |
| — | GLOBAL X FDS | 12,540 | $81 | 0.1% | $14.19 | — | SILVER MNR ETF | 37950E853 |
| — | DEL TACO RESTAURANTS INC | 11,700 | $60 | 0.0% | $5.13 | — | *W EXP 06/30/202 | 245496112 |
| — | LIBERATOR MEDICAL HLDGS INC | 22,000 | $52 | 0.0% | $3.91 | — | COM | 53012L108 |
| — | FIVE STAR QUALITY CARE INC | 13,595 | $42 | 0.0% | $4.12 | — | COM | 33832D106 |
| — | RCS CAP CORP | 49,192 | $40 | 0.0% | $8.34 | — | COM CL A | 74937W102 |
| — | NYMOX PHARMACEUTICAL CORP | 10,000 | $34 | 0.0% | $1.30 | — | COM | 67076P102 |
| — | GREENHUNTER RES INC | 56,000 | $16 | 0.0% | $0.63 | — | COM | 39530A104 |
| — | AMERICAN APPAREL INC | 80,640 | $9 | 0.0% | $1.23 | — | COM | 023850100 |
| — | SANDRIDGE ENERGY INC | 10,394 | $3 | 0.0% | $0.29 | — | COM | 80007P307 |