CIK: 0001544366 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 4, 2020
Total Value ($000): $74,740 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TIP | ISHARES TIPS BOND ETF | 35,183 | $4,148 | 5.5% | $116.54 | — | TIPS BD ETF | 464287176 |
| AAPL | APPLE INC COM USD0.00001 | 14,439 | $3,671 | 4.9% | $63.13 | +12.6% | COM | 037833100 |
| IJH | ISHARES CORE S&P MID-CAP ETF | 24,554 | $3,532 | 4.7% | $205.80 | — | CORE S&P MCP ETF | 464287507 |
| — | HANCOCK JOHN TAX-ADVANTAGED DI COM | 133,866 | $2,354 | 3.1% | $26.97 | — | COM | 41013V100 |
| EFAV | ISHARES EDGE MSCI MIN VOL EAFE ETF | 37,382 | $2,319 | 3.1% | $74.21 | — | MIN VOL EAFE ETF | 46429B689 |
| BSV | VANGUARD BD INDEX FDS SHORT TRM BOND | 21,309 | $1,751 | 2.3% | $80.61 | — | SHORT TRM BOND | 921937827 |
| SPY | SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT | 6,616 | $1,705 | 2.3% | $289.18 | — | TR UNIT | 78462F103 |
| EEM | ISHARES TRUST MSCI EMG MKTS ETF USD DIS | 47,307 | $1,614 | 2.2% | $44.86 | — | MSCI EMG MKT ETF | 464287234 |
| — | COHEN &STEERS TOTAL RETURN FD COM | 155,967 | $1,576 | 2.1% | $14.48 | — | COM | 19247R103 |
| MSFT | MICROSOFT CORP | 8,575 | $1,352 | 1.8% | $139.23 | +12.3% | COM | 594918104 |
| — | CALAMOS CONV OPP AND INC FD SH BEN INT | 135,143 | $1,127 | 1.5% | $10.99 | — | SH BEN INT | 128117108 |
| SHY | ISHARES TRUST 1-3 YEAR TREASURY BOND ETF | 12,449 | $1,079 | 1.4% | $84.62 | — | 1 3 YR TREAS BD | 464287457 |
| NFLX | NETFLIX COM INC COM | 2,844 | $1,067 | 1.4% | $29.65 | +19.3% | COM | 64110L106 |
| — | CALAMOS CONV &HIGH INCOME FD COM SHS | 119,774 | $1,058 | 1.4% | $11.40 | — | COM SHS | 12811P108 |
| BAC | BK OF AMERICA CORP COM | 49,861 | $1,058 | 1.4% | $27.46 | -5.6% | COM | 060505104 |
| — | CBRE CLARION GLOBAL REAL ESTAT COM | 195,670 | $1,025 | 1.4% | $7.98 | — | COM | 12504G100 |
| AMZN | AMAZON.COM INC | 523 | $1,019 | 1.4% | $88.51 | +9.4% | COM | 023135106 |
| DIA | SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 | 4,284 | $939 | 1.3% | $231.18 | — | UT SER 1 | 78467X109 |
| QQQ | INVESCO QQQ TR UNIT SER 1 | 4,824 | $918 | 1.2% | $204.91 | — | UNIT SER 1 | 46090E103 |
| DIS | DISNEY WALT CO | 9,339 | $902 | 1.2% | $131.82 | -6.3% | COM DISNEY | 254687106 |
| JNJ | JOHNSON &JOHNSON COM USD1.00 | 6,739 | $883 | 1.2% | $114.10 | +5.3% | COM | 478160104 |
| XLU | SECTOR SPDR TR SHS BEN INT UTILITIES | 15,380 | $852 | 1.1% | $64.61 | — | SBI INT-UTILS | 81369Y886 |
| PG | PROCTER & GAMBLE CO COM | 7,397 | $813 | 1.1% | $105.15 | -1.3% | COM | 742718109 |
| BAB | INVESCO EXCHANGE-TRADED FD TR TAXABLE MUN BD | 26,298 | $812 | 1.1% | $31.64 | — | TAXABLE MUN BD | 46138G805 |
| JPM | JPMORGAN CHASE & CO COM USD1.00 | 8,947 | $805 | 1.1% | $107.72 | -3.8% | COM | 46625H100 |
| IVE | ISHARES S&P 500 VALUE ETF | 7,704 | $741 | 1.0% | $130.06 | — | S&P 500 VAL ETF | 464287408 |
| BMY | BRISTOL-MYERS SQUIBB CO COM | 13,274 | $739 | 1.0% | $45.19 | +7.5% | COM | 110122108 |
| MRK | MERCK & CO INC NEW COM | 8,448 | $650 | 0.9% | $66.73 | -2.5% | COM | 58933Y105 |
| T | AT&T INC COM USD1 | 22,076 | $643 | 0.9% | $18.86 | -3.7% | COM | 00206R102 |
| — | ALPS ETF TR ALERIAN MLP ETF | 184,953 | $636 | 0.9% | $7.45 | — | ALERIAN MLP | 00162Q866 |
| ISTB | ISHARES CORE 1-5 YEAR USD BOND ETF | 12,473 | $629 | 0.8% | $50.35 | — | CORE 1 5 YR USD | 46432F859 |
| TOTL | SSGA ACTIVE ETF TR SPDR TR TACTIC | 12,917 | $619 | 0.8% | $48.99 | — | SPDR TR TACTIC | 78467V848 |
| VZ | VERIZON COMMUNICATIONS | 11,297 | $607 | 0.8% | $42.79 | -4.1% | COM | 92343V104 |
| IWR | ISHARES TR RUS MID CAP ETF | 13,965 | $602 | 0.8% | $51.52 | — | RUS MID CAP ETF | 464287499 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 3,864 | $582 | 0.8% | $175.86 | — | RUS 1000 GRW ETF | 464287614 |
| — | WESTERN ASSET EMER MKTS DEBT FD INC COM USD0.001 | 54,653 | $575 | 0.8% | $14.27 | — | COM | 95766A101 |
| IDXX | IDEXX LABORATORIES INC COM USD0.10 | 2,259 | $547 | 0.7% | $263.51 | -1.0% | COM | 45168D104 |
| XPMAX | PIONEER MUN HIGH INCOME ADVANT COM | 53,739 | $547 | 0.7% | $10.81 | — | COM | 723762100 |
| IJR | ISHARES CORE S&P SMALL-CAP E | 9,718 | $545 | 0.7% | $83.12 | — | CORE S&P SCP ETF | 464287804 |
| MO | ALTRIA GROUP INC | 13,943 | $539 | 0.7% | $28.79 | -4.3% | COM | 02209S103 |
| IEP | ICAHN ENTERPRISES LP DESPOSITARY UNIT | 10,993 | $532 | 0.7% | $61.43 | — | DEPOSITARY UNIT | 451100101 |
| — | TEMPLETON DRAGON FD INC COM | 31,011 | $528 | 0.7% | $19.36 | — | COM | 88018T101 |
| NVO | NOVO NORDISK A/S ADR-EACH CNV INTO 1 CLASS B DKK1 | 8,408 | $506 | 0.7% | $57.82 | — | ADR | 670100205 |
| GS | GOLDMAN SACHS GROUP INC COM USD0.01 | 3,108 | $480 | 0.6% | $185.99 | -0.9% | COM | 38141G104 |
| BRK/B | BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | 2,545 | $465 | 0.6% | $215.01 | -1.1% | CL B NEW | 084670702 |
| BXMT | BLACKSTONE MORTGAGE TRUST INC COM USD0.01 CLS A | 25,020 | $465 | 0.6% | $36.88 | — | COM CL A | 09257W100 |
| PFF | ISHARES TR PFD AND INCM SEC | 14,557 | $463 | 0.6% | $37.58 | — | PFD AND INCM SEC | 464288687 |
| HYD | VANECK VECTORS ETF TR HIGH YLD MUN ETF | 8,788 | $459 | 0.6% | $63.97 | — | HIGH YLD MUN ETF | 92189H409 |
| STWD | STARWOOD PPTY TR INC COM | 44,332 | $454 | 0.6% | $24.54 | — | COM | 85571B105 |
| C | CITIGROUP INC COM NEW | 10,781 | $454 | 0.6% | $57.48 | -5.7% | COM NEW | 172967424 |
| — | COHEN &STEERS INFRASTRUCTURE COM | 22,239 | $419 | 0.6% | $26.19 | — | COM | 19248A109 |
| UNH | UNITEDHEALTH GROUP | 1,671 | $416 | 0.6% | $236.60 | +5.5% | COM | 91324P102 |
| TSLA | TESLA INC COM | 793 | $415 | 0.6% | $38.34 | +8.1% | COM | 88160R101 |
| IDV | ISHARES TR INTL SEL DIV ETF | 17,952 | $405 | 0.5% | $33.54 | — | INTL SEL DIV ETF | 464288448 |
| — | APOLLO GLOBAL MGMT INC COM CL A | 12,024 | $402 | 0.5% | $47.65 | — | COM CL A | 03768E105 |
| ETN | EATON CORP PLC COM | 5,174 | $401 | 0.5% | $79.69 | +3.7% | SHS | G29183103 |
| MDY | SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP | 1,515 | $398 | 0.5% | $374.83 | — | UTSER1 S&PDCRP | 78467Y107 |
| — | NUVEEN FLOATING RATE INCOME FUND | 52,263 | $394 | 0.5% | $10.24 | — | COM | 67072T108 |
| HUM | HUMANA INC | 1,251 | $392 | 0.5% | $300.46 | +6.5% | COM | 444859102 |
| LLY | ELI LILLY AND CO COM | 2,812 | $390 | 0.5% | $107.55 | +19.2% | COM | 532457108 |
| CVS | CVS HEALTH CORPORATION COM USD0.01 | 6,585 | $390 | 0.5% | $57.15 | -3.2% | COM | 126650100 |
| BX | BLACKSTONE GROUP INC COM CL A | 8,439 | $384 | 0.5% | $42.18 | +7.3% | COM CL A | 09260D107 |
| NEE | NEXTERA ENERGY INC COM USD0.01 | 1,546 | $372 | 0.5% | $50.17 | +8.2% | COM | 65339F101 |
| KWEB | KRANESHARES TR CSI CHINA INTERNET ETF | 8,005 | $362 | 0.5% | $47.92 | — | CSI CHI INTERNET | 500767306 |
| NKE | NIKE INC CLASS B COM NPV | 4,228 | $349 | 0.5% | $86.82 | -1.1% | CL B | 654106103 |
| NGG | NATIONAL GRID SPON ADR EACH REP 5 ORD SHS(POST SPLT) | 5,940 | $346 | 0.5% | $62.52 | — | SPONSORED ADR NE | 636274409 |
| RSP | INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT | 4,112 | $345 | 0.5% | $115.50 | — | S&P500 EQL WGT | 46137V357 |
| WMT | WALMART INC COM | 2,986 | $339 | 0.5% | $36.38 | -2.8% | COM | 931142103 |
| ARI | APOLLO COML REAL ESTATE FIN INC COM | 45,257 | $335 | 0.4% | $17.86 | — | COM | 03762U105 |
| HYG | ISHARES TR IBOXX HI YD ETF | 4,355 | $335 | 0.4% | $87.77 | — | IBOXX HI YD ETF | 464288513 |
| V | VISA INC COM CL A | 2,046 | $329 | 0.4% | $172.55 | +4.7% | COM CL A | 92826C839 |
| IVW | ISHARES S&P 500 GROWTH ETF | 1,992 | $328 | 0.4% | $193.53 | — | S&P 500 GRWT ETF | 464287309 |
| SPIP | SPDR SER TR PORTFLI TIPS ETF | 11,080 | $321 | 0.4% | $28.49 | — | PORTFLI TIPS ETF | 78464A656 |
| SBUX | STARBUCKS CORP COM USD0.001 | 4,819 | $316 | 0.4% | $72.28 | -1.8% | COM | 855244109 |
| — | NUVEEN MUN HIGH INCOME OPPORTU COM | 24,657 | $306 | 0.4% | $14.16 | — | COM | 670682103 |
| META | FACEBOOK INC-CLASS A | 1,837 | $306 | 0.4% | $192.35 | +1.1% | CL A | 30303M102 |
| FTEC | FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | 4,840 | $303 | 0.4% | $72.36 | — | MSCI INFO TECH I | 316092808 |
| — | BLACKROCK FLOATING RATE INCOME TR COM | 30,025 | $294 | 0.4% | $12.86 | — | COM | 091941104 |
| EDIV | SPDR INDEX SHS FDS SPDR S&P EMERGING MKTS DIVIDEND ETF | 13,123 | $291 | 0.4% | $32.07 | — | S&P EM MKT DIV | 78463X533 |
| KBE | SPDR SER TR S&P BK ETF | 10,801 | $291 | 0.4% | $47.21 | — | S&P BK ETF | 78464A797 |
| CINF | CINCINNATI FINANCIAL CORP COM USD2.00 | 3,856 | $290 | 0.4% | $93.08 | -8.3% | COM | 172062101 |
| GOOGL | ALPHABET INC CAP STK CL A | 244 | $283 | 0.4% | $64.02 | +5.1% | CAP STK CL A | 02079K305 |
| EFV | ISHARES TR EAFE VALUE ETF | 7,939 | $283 | 0.4% | $49.51 | — | EAFE VALUE ETF | 464288877 |
| ABT | ABBOTT LABORATORIES | 3,523 | $278 | 0.4% | $75.30 | +0.0% | COM | 002824100 |
| HYMB | SPDR SER TR NUVEEN BBG BRCLY | 5,066 | $277 | 0.4% | $58.98 | — | NUVEEN BBG BRCLY | 78464A284 |
| WFC | WELLS FARGO CO NEW COM | 9,551 | $274 | 0.4% | $43.90 | -16.6% | COM | 949746101 |
| — | HANCOCK JOHN INVT TR TAX ADV GLB SH | 53,312 | $267 | 0.4% | $6.98 | — | TAX ADV GLB SH | 41013P749 |
| IIPR | INNOVATIVE INDL PPTYS INC COM | 3,474 | $263 | 0.4% | $75.72 | — | COM | 45781V101 |
| — | TORTOISE ENERGY INFRA CORP COM | 101,614 | $260 | 0.3% | $17.42 | — | COM | 89147L100 |
| VNQ | VANGUARD REAL ESTATE ETF | 3,703 | $258 | 0.3% | $92.68 | — | REAL ESTATE ETF | 922908553 |
| GOOG | ALPHABET INC CAP STK CL C | 222 | $258 | 0.3% | $64.05 | +5.1% | CAP STK CL C | 02079K107 |
| HYS | PIMCO ETF TRUST 0-5 YR HIGH YLD CORP BD IDX ETF | 2,970 | $254 | 0.3% | $99.67 | — | 0-5 HIGH YIELD | 72201R783 |
| KRE | SPDR SER TR S&P REGL BKG | 7,698 | $250 | 0.3% | $57.64 | — | S&P REGL BKG | 78464A698 |
| — | ROYCE VALUE TR INC COM | 25,933 | $250 | 0.3% | $14.61 | — | COM | 780910105 |
| MDLZ | MONDELEZ INTL INC COM NPV | 5,001 | $250 | 0.3% | $45.89 | +1.8% | CL A | 609207105 |
| HDV | ISHARES TRUST ISHARES CORE HIGH DIVIDEND | 3,405 | $243 | 0.3% | $97.95 | — | CORE HIGH DV ETF | 46429B663 |
| PFE | PFIZER INC | 7,357 | $240 | 0.3% | $26.71 | -3.3% | COM | 717081103 |
| — | FIRST TR INTER DUR PFD &IN FD COM | 13,365 | $238 | 0.3% | $23.54 | — | COM | 33718W103 |
| — | CHINA MOBILE LTD SPON ADR REP 5 ORD HKD0.10 | 6,194 | $233 | 0.3% | $42.12 | — | SPONSORED ADR | 16941M109 |
| ET | ENERGY TRANSFER LP COM UT LTD PTN | 49,693 | $228 | 0.3% | $12.83 | — | COM UT LTD PTN | 29273V100 |
| MDT | MEDTRONIC PLC USD0.0001 | 2,538 | $228 | 0.3% | $92.57 | -2.6% | SHS | G5960L103 |
| CMCSA | COMCAST CORP NEW CL A | 6,575 | $226 | 0.3% | $37.86 | -4.8% | CL A | 20030N101 |
| ABBV | ABBVIE INC COM USD0.01 | 2,927 | $223 | 0.3% | $64.63 | +4.0% | COM | 00287Y109 |
| IYW | ISHARES US TECHNOLOGY ETF | 1,095 | $223 | 0.3% | $232.13 | — | U.S. TECH ETF | 464287721 |
| ZM | ZOOM VIDEO COMMUNICATIONS INC CL A | 1,522 | $222 | 0.3% | $98.68 | 0.0% | CL A | 98980L101 |
| BA | BOEING CO COM USD5.00 | 1,481 | $220 | 0.3% | $318.98 | -14.5% | COM | 097023105 |
| CVX | CHEVRON CORP NEW COM | 2,933 | $212 | 0.3% | $89.68 | -15.2% | COM | 166764100 |
| SBRA | SABRA HEALTH CARE REIT INC COM USD0.01 | 19,066 | $208 | 0.3% | $21.14 | — | COM | 78573L106 |
| NVDA | NVIDIA CORP | 790 | $208 | 0.3% | $5.18 | +21.4% | COM | 67066G104 |
| DVY | ISHARES SELECT DIVIDEND ETF | 2,831 | $208 | 0.3% | $105.39 | — | SELECT DIVID ETF | 464287168 |
| HD | HOME DEPOT INC COM | 1,111 | $207 | 0.3% | $194.99 | -2.5% | COM | 437076102 |
| PEP | PEPSICO INC | 1,718 | $206 | 0.3% | $112.78 | -0.0% | COM | 713448108 |
| UNP | UNION PAC CORP COM | 1,449 | $204 | 0.3% | $149.35 | -2.9% | COM | 907818108 |
| MCD | MCDONALDS CORP | 1,228 | $203 | 0.3% | $171.93 | -0.0% | COM | 580135101 |
| XOM | EXXON MOBIL CORP | 5,349 | $203 | 0.3% | $52.07 | -19.2% | COM | 30231G102 |
| REM | ISHARES MORTGAGE REAL ESTATE ETF | 10,697 | $200 | 0.3% | $44.48 | — | MORTGE REL ETF | 46435G342 |
| — | BLACKROCK MUNIENHANCED FD INC COM | 17,523 | $186 | 0.2% | $11.16 | — | COM | 09253Y100 |
| — | NEW YORK COMMUNITY BANCORP INC COM USD0.01 | 19,362 | $181 | 0.2% | $11.98 | — | COM | 649445103 |
| GPMT | GRANITE PT MTG TR INC COM | 32,376 | $164 | 0.2% | $17.59 | — | COM | 38741L107 |
| GEO | GEO GROUP INC(THE) COM USD0.01 NEW | 13,479 | $163 | 0.2% | $13.18 | 0.0% | COM | 36162J106 |
| MAC | MACERICH CO COM USD0.01 | 28,936 | $162 | 0.2% | $5.60 | — | COM | 554382101 |
| — | ANNALY CAPITAL MANAGEMENT INC COM | 31,178 | $158 | 0.2% | $9.40 | — | COM | 035710409 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOME TRUST | 13,410 | $151 | 0.2% | $12.07 | — | COM SHS | 723763108 |
| — | WESTERN ASSET HIGH INC II | 29,812 | $149 | 0.2% | $6.74 | — | COM | 95766J102 |
| — | MORGAN STANLEY INDIA INVS FD COM | 11,077 | $141 | 0.2% | $19.73 | — | COM | 61745C105 |
| MLCO | MELCO RESORTS AND ENTERTAINMENT LTD SPON ADR EACH REP 3 ORD SHS | 10,796 | $133 | 0.2% | $24.14 | — | ADR | 585464100 |
| CXW | CORECIVIC INC COM | 11,200 | $125 | 0.2% | $14.42 | 0.0% | COM | 21871N101 |
| — | GLOBAL X FDS GLOBAL X SUPERDIV ETF | 12,770 | $119 | 0.2% | $17.43 | — | GLB X SUPERDIV | 37950E549 |
| MORT | VANECK VECTORS ETF TR MTG REIT INCOME | 11,659 | $116 | 0.2% | $23.92 | — | MTG REIT INCOME | 92189F452 |
| MGIC | MAGIC SOFTWARE ENTERPRISES ORD | 14,022 | $112 | 0.1% | $7.76 | +2.1% | ORD | 559166103 |
| GYLD | ARROW DOW JONES GLOBAL YIELD | 10,813 | $102 | 0.1% | $16.09 | — | ARROW DJ GLB YLD | 04273H104 |
| — | ALLIANZGI CONV INCOME FD COM | 26,982 | $100 | 0.1% | $3.71 | — | COM | 018828103 |
| — | ALLIANZGI CONV INCOME FD II COM | 29,188 | $97 | 0.1% | $5.06 | — | COM | 018825109 |
| DHC | DIVERSIFIED HEALTHCARE TR COM SH BEN INT | 24,022 | $87 | 0.1% | $3.62 | — | COM SH BEN INT | 25525P107 |
| RITM | NEW RESIDENTIAL INVT CORP COM NPV | 16,983 | $85 | 0.1% | $15.66 | — | COM NEW | 64828T201 |
| — | NUVEEN ENERGY MLP TOTL RTRNFD COM | 57,500 | $82 | 0.1% | $1.43 | — | COM | 67074U103 |
| SAN | BANCO SANTANDER SA ADR EACH 1 REPR 1 ORD EUR0.50 | 34,051 | $80 | 0.1% | $3.99 | — | ADR | 05964H105 |
| SKT | TANGER FACTORY OUTLET CTRS INC | 15,813 | $79 | 0.1% | $10.58 | — | COM | 875465106 |
| PBR | PETROLEO BRASILEIRO SA PETROBRAS SPON ADS EACH REP 2 ORD SHS | 13,557 | $74 | 0.1% | $14.04 | — | SPONSORED ADR | 71654V408 |
| — | VERASTEM INC COM | 28,000 | $73 | 0.1% | $1.34 | — | COM | 92337C104 |
| TRTX | TPG RE FIN TR INC COM | 10,085 | $55 | 0.1% | $19.14 | — | COM | 87266M107 |
| PAA | PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN | 10,194 | $53 | 0.1% | $12.43 | — | UNIT LTD PARTN | 726503105 |
| — | WESTERN ASSET HI INC OPPORT | 10,986 | $46 | 0.1% | $5.06 | — | COM | 95766K109 |
| — | RENESOLA LTD SPON ADS EACH REP 10 ORD | 14,000 | $16 | 0.0% | $1.36 | — | SPONSORED ADS | 75971T301 |
| — | PENNEY J C CORP INC COM | 21,513 | $7 | 0.0% | $1.12 | — | COM | 708160106 |
| — | MEDLEY CAPITAL CORPORATION COM | 11,248 | $6 | 0.0% | $2.13 | — | COM | 58503F106 |